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Title: Using post-traumatic amnesia to predict outcome following traumatic brain injury.
Authors:
Jennie L Ponsford, BA (Hons), MA (Clin Neuropsych), PhD
School of Psychological Sciences, Monash University, Melbourne, Australia, and Monash-
Epworth Rehabilitation Research Centre, Epworth Hospital, Melbourne, Australia
Jennie.Ponsford@monash.edu
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Abstract
Duration of post-traumatic amnesia (PTA) has emerged as a strong measure of injury severity
following traumatic brain injury (TBI). Despite the growing international adoption of this
measure, there remains a lack of consistency in the way in which PTA duration is used to
classify severity of injury. This study aimed to establish the classification of PTA that would
Using post-traumatic amnesia to predict outcome following traumatic brain injury. (doi: 10.1089/neu.2015.4025)
individuals recruited from inpatient admissions to a TBI rehabilitation centre between 1985
and 2013. Participants had a primary diagnosis of TBI, emerged from PTA prior to discharge
from inpatient hospital, and engaged in productive activities prior to injury. Eight models that
classify duration of PTA were evaluated, six that were based on the literature and two that
were statistically-driven. Models were assessed using area under the receiver operating
Journal of Neurotrauma
characteristic curve (AUC) as well as model-based Akaike Information Criterion (AIC) and
Bayesian Information Criterion (BIC) statistics. All categorisation models showed longer
PTA to be associated with a greater likelihood of being non-productive at one year following
TBI. Classification systems with a greater number of categories performed better than two-
category systems. The dimensional (continuous) form of PTA resulted in the greatest AUC,
and lowest AIC as well as BIC, of the classification systems examined. This finding indicates
that the greatest accuracy in prognosis is likely to be achieved using PTA as a continuous
variable. This enables the probability of productive outcomes to be estimated with far greater
precision than that possible using a classification system. Categorising PTA to classify
severity of injury may be reducing the precision with which clinicians can plan the
3
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Traumatic brain injury (TBI) is a leading cause of mortality and morbidity, which
results in a range of physical, cognitive, behavioural, and emotional changes. These changes
pursuits, as well as personal and social relationships. 1 Improving the prediction of long-term
outcomes following TBI is, therefore, a crucial goal in order to guide clinical management
Using post-traumatic amnesia to predict outcome following traumatic brain injury. (doi: 10.1089/neu.2015.4025)
the strongest predictors of outcome. Several indices are used to assess severity of injury,
including length of coma (LOC), the Glasgow Coma Scale (GCS), and duration of post-
differences in its measurement. The GCS has traditionally been most widely used as the gold-
Journal of Neurotrauma
representing the length of time from injury until return of orientation and continuous memory
for events.5, 6
PTA duration has been associated with presence or extent of skull fracture,
employment, and cognitive impairment, compared to GCS or LOC. 10-12 It also accounts for
relying on patient responses regarding their first memory following emergence from PTA to
the development of scales that objectively, and prospectively, monitor depth and recovery of
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PTA.15 PTA is generally measured in terms of minutes, hours, or days, dating from the
moment of injury until the individual is orientated in person and place, while also being able
characterise injury severity. Russell and Smith6 and Jennett and Teasdale17 proposed that PTA
Using post-traumatic amnesia to predict outcome following traumatic brain injury. (doi: 10.1089/neu.2015.4025)
below 5 minutes should be considered very mild; 5-60 minutes mild; 1-24 hours moderate; 1-
7 days severe; 1-4 weeks very severe, and more than 4 weeks considered extremely severe
TBI. The above researchers assessed PTA by interviewing patients retrospectively. This
classification system, however, was based on clinical observations of patient cohorts, rather
than statistical analysis of outcome data. Several recent studies have utilised cohorts from the
National Institute on Disability and Rehabilitation Research funded TBI Model Systems.
Journal of Neurotrauma
These studies documented PTA duration exceeding 24 hours, assessed prospectively at least
three times weekly using either the Galveston Orientation and Amnesia Test or Orientation-
Log (O-Log). End of PTA was defined as the first of the two consecutive days of GOAT > 75
or O-Log > 24 scores or one day following hospital discharge. Walker et al.12 reported that
the probability of Good Recovery (the definition including return to previous employment
capacity) on the Glasgow Outcome Scale at one year following injury is less than 10% for
individuals with PTA duration of 56 days or longer. Brown et al. 10 identified a PTA duration
of 48 days to be indicative of poor employment outcomes at one year following injury. The
same group showed that at one year following injury competitive employment was predicted
by PTA extending into week four after injury.18 In addition, Nakase-Richardson et al.19 found
that TBI patients differed significantly in productivity at one year when classified according
to the Mississippi PTA intervals. The latter define moderate severity as PTA duration
between 0 and 14 days, moderate severe 15 to 28 days, severe 29 to 70 days, and very severe
as PTA duration longer than 70 days. In these studies return to productivity/employment was
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house or family.
systolic and diastolic blood pressure) in an effort to simplify both clinical interpretation and
statistical analysis. In practice, however, such categorisation often leads to a loss of statistical
categorisation may result in an increase in type one errors or false alarms in rejecting the null
hypothesis.20 Categorisation may also affect interpretation; for example a recent Australian
different effects depending upon whether age was categorised into five- or ten-year
Journal of Neurotrauma
intervals.21 Although the authors of recent applied statistical texts continue to discourage the
In order to directly ascertain the effects of categorising PTA, the present study
compared different methods of categorising PTA with methods that retain the duration of
PTA as a dimensional variable. The aims of the study were two-fold: firstly, to establish the
best classification of PTA that would predict functional or productivity outcomes, and
secondly to compare the various classification systems with a simple dimensional variable
METHODS
Study population and Design
The study was approved by the Human Ethics Committees of Epworth Healthcare and
Monash University. Participants were recruited as part of a longitudinal head injury outcome
study from consecutive inpatient admissions to a TBI rehabilitation centre in the context of a
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(TAC) or Worksafe, which are state agencies help avoid and manage compensation claims
following injury. Patients were admitted between 1985 and July 2013. Inclusion criteria
included a primary diagnosis of non-penetrating TBI with emergence from PTA, age at injury
Procedure
years of education, marital status, living location, premorbid productivity, premorbid medical
Journal of Neurotrauma
history, injury cause, inpatient CT scan results, and physical injuries) was retrieved from
medical files at hospital admission. One-year productivity outcomes were collected at follow-
classified as medically/surgically delayed, not in the labour force, engaged in work trial, work
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The WPTAS24 is a 12-item measure that assesses orientation for person, place and
neuropsychologist until patients had emerged from PTA, after having answered all items
Eight PTA classification systems were compared, six that were previously proposed
in the literature and two that were derived statistically using the WPTAS data collected in the
current study. The classification models recommended in the literature were those of:
Russell and Jennett17 categorised PTA into <1 day, 1-7 days, >7-28 days, > 28 days. In
Journal of Neurotrauma
predicting Good recovery on GOS,Walker et al.12 categorised PTA into 0-56 days and >56
days. In predicting return to productivity defined as full- or part-time work or study or home
duties, Brown et al.10 categorised PTA into 0-48 days and >48 days; Brown et al.18
categorised PTA into 0-28 days and >28 days; the Mississippi19 system categorised PTA into
0-14 days, 15-28 days, 29-70 days, >70 days; and the Collapsed Mississippi19 system
categorises PTA into 0-14 days, 15-28 days, >28 days. In these studies, PTA was assessed
either using the GOAT, O-Log or retrospective file audit, with PTA estimated as length of
stay plus one day in cases still in PTA on discharge. Two other classifications were examined
in the current study that were derived through statistical analysis using the WPTAS data
25,26
collected in the current study. These were Classification and Regression Trees (CART)
and a simple logistic regression approach that left duration of PTA in its
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Statistical Analysis
Statistical analyses were conducted using Stata Version 1227 and CART Version 7.25
The original dataset was randomly divided into a learning sample comprising 75% of
observations used to develop the statistically-derived PTA classification models, and a hold-
out sample of 25% of observations, used to test the models. PTA classification schema were
Using post-traumatic amnesia to predict outcome following traumatic brain injury. (doi: 10.1089/neu.2015.4025)
initially developed using the learning dataset and cross-validated on the hold-out dataset.
Logistic regression was used to predict productivity group membership at one year
using PTA in its continuous or dimensional form. CART is a classification tree approach that
divides dimensional variables into binary splits at each stage of the tree-growing process, and
then “prunes” the tree using cross-validation.26 CART firstly grows a decision tree until the
resulting subgroups are too small for further analysis (generally five observations or less).
Journal of Neurotrauma
This tree is then pruned, based upon how well the performance of the tree generalises to other
data. Performance is assessed using 10-fold cross-validation.26 The dataset is firstly divided
into ten equally sized sub-sets, trees are then constructed using nine sub-sets and then tested
for generality on the excluded sub-set, with each sub-set being excluded in turn. CART has
been used in medical research for many years28 and has previously been employed in the
The appropriateness of each PTA classification and regression model was assessed
using the area under the Receiver Operating Characteristic (ROC) curve,29 calculated using
Stata version 12. Areas under the ROC for different models were calculated using the
nonparametric method of De Long et al.30 The Akaike Information Criterion (AIC) and
Bayesian Information Criterion (BIC) information criteria, which attempt to balance model
complexity (e.g. number of categories) with model performance were used to compare each
of the models with one another.31 PTA classification systems were evaluated based on their
AUC, with greater values representing overall better classifications, as well as their
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associated AIC and BIC model statistics, with lower values representing better model
performance balanced against the number of parameters of the model (e.g. the number of
categories). The BIC also takes the number of observations into account.31
RESULTS
Patient Characteristics
Of the 1461 patients admitted between 1985 and July 2013, 279 were engaged in
Using post-traumatic amnesia to predict outcome following traumatic brain injury. (doi: 10.1089/neu.2015.4025)
non-productive activities prior to injury, 23 were aged under 16 years, 89 had no recorded
participants had unresolved PTA. The study sample comprised the remaining 1041
participants (Table 1). Of these, 455 (43.7%) were classified as non-productive at 12 months
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INSERT TABLE 1
Journal of Neurotrauma
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PTA Classifications
A minority of participants in the current study had a PTA duration less than a day
(Table 2). Conversely, only 5.7% of the sample had a PTA exceeding 70 days. All
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INSERT TABLE 2
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The dimensional (continuous) form of PTA, analysed using logistic regression,
obtained the greatest AUC of the selection of classification systems (Figure 1). This was the
case in both the learning and hold-out datasets. In the learning dataset, dimensional PTA
performed significantly better (as measured using AUC) than all other classification systems.
Mississippi, and Collapsed Mississippi, performed better than those with only two categories.
Interestingly, the CART statistically-derived approach found a two category solution, below
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or above 30.5 days of PTA. Although a simple binary classification, this system did not
perform as well as systems with a greater number of categories. Similar AUCs were observed
in the hold-out dataset with the reduced sample size. The only change was in the
statistcally superior AUC compared to the Russell/Jennett, CART, Brown 2010,18 and Walker
Using post-traumatic amnesia to predict outcome following traumatic brain injury. (doi: 10.1089/neu.2015.4025)
classifications. All other classifications remained in the same ordering, based on AUC,
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INSERT FIGURE 1
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following injury and duration of PTA appears to be monotonic (increasing), if not linear
Journal of Neurotrauma
(Figure 2, Continuous PTA panel). On the other hand, it is evident that artificial constraints
variable suggests that individuals with PTA duration between 29 and 70 days have a
duration between 29 and 70 on the Mississippi scale would indicate that all individuals with a
duration between 29 and 70 days have a 57% chance of being non-productive at one-year
following injury, when assessed by logistic regression using the Mississippi scale as a
categorical predictor. A greater number of cut-offs were found to increase the AUC, as has
been observed in other studies.33 Conversely, the Walker and Brown 2010 classifications,
having only a single cut-off, were found to perform the worst, with lower performance than
Sensitivity for all models was generally low, correctly classifying only between 16 to
39% of non-productive individuals at one year for the learning dataset, and between 18 to
45% in the hold-out dataset (Table 3). Specificity for the models was quite high, correctly
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95% of productive individuals in the hold-out dataset. Both AIC and BIC model-based
statistics suggest that PTA in its continuous form is the superior model of the set of
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INSERT FIGURE 2
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INSERT TABLE 3
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DISCUSSION
following TBI. Despite the growing international adoption of this measure, there remains a
Journal of Neurotrauma
lack of consistency in the way in which PTA duration is being used to classify severity of
injury. Methods most commonly employed, such as those proposed by Russell and Smith and
Teasdale and Jennett are not based on systematic analysis of clinical outcome data.6, 17
More
recently, classifications based on clinical data analysis, such as the Mississippi PTA Intervals,
have been proposed, but these have not been widely adopted. The present study compared
different methods of categorising PTA with methods that retain the duration of PTA as a
Eight classification models were examined, six that were based on the literature and
two that were statistically-driven, and applied to our sample. All systems showed longer PTA
to be associated with a greater likelihood of being non-productive at one year following TBI.
Of the categorical classification systems, those with more categories, including the
Russell/Jennett, Mississippi, and Collapsed Mississippi intervals, performed better than two-
category systems, including the statistically derived CART binary cut-off of 30.5 days.
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Although the Russell/Jennett classification did not perform as well when tested in the hold-
out dataset, the Mississippi and Collapsed Mississippi classifications continued to perform
relatively well. However, the dimensional (continuous) form of PTA, resulted in the greatest
AUC of the classification systems examined. This was the case in both the learning and hold-
out datasets. In addition, the dimensional model of PTA displayed the lowest AIC and BIC
Using post-traumatic amnesia to predict outcome following traumatic brain injury. (doi: 10.1089/neu.2015.4025)
model statistics of the models assessed, providing further support for this model.
This finding indicates that the greatest accuracy in prognosis is likely to be achieved
using PTA as a continuous variable. This enables the probability of productive outcomes to
be estimated with far greater precision than that possible using a classification system. For
example using the Mississippi PTA intervals, all individuals with PTA ranging from 29 to 70
days are treated the same with regard to predicted outcome. Using the dimensional approach
Journal of Neurotrauma
it is possible to ascertain that, based on the current dataset, an individual with 29 days of PTA
has a 46% probability of being non-productive at one year post-injury, whereas a person at
the mid-point with PTA of 49 days has a 60% probability of being non-productive and a
person with a PTA of 70 days has a 74% probability of being non-productive. Rather than
categorising individuals into a discrete set of PTA duration bands, clinicians may be able to
make more accurate predictions of productivity outcomes using continuous measures of PTA.
An important question concerns the utility of such probability calculations. It is not difficult
to compute individual probabilities for each unique value of PTA duration. This would lead
Mississippi or other classification systems. The computations for prediction using logistic
regression equations may appear complex at first glance, as they involve exponentiation. It is
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productivity for those individuals engaged in productive activities prior to injury. Return to
productivity was measured in a similar way to previous studies of Model Systems samples,
except that it did not include engagement in home duties pre- or post-injury as productive
activity. The findings may not generalise to groups who were not productive prior to injury or
Using post-traumatic amnesia to predict outcome following traumatic brain injury. (doi: 10.1089/neu.2015.4025)
to prediction of other forms of outcome, such as functional status. In addition, the current
study did not investigate the extent that duration of PTA predicts recovery of specific
domains within the ‘productive’ umbrella, such as cognition, motor function, and behaviour.
PTA was assessed using different measures in the Model Systems studies from that used in
the present study. This may have resulted in some systematic differences in PTA duration
also be acknowledged that other factors may play a role in outcome prediction, including
social support. However, in previous studies PTA has been shown to be a stronger predictor
of productivity and functional outcome than these other factors. 13-14 Interestingly, Brown et
al.10 used CART, logistic, and discriminant analysis with a range of predictor variables. They
found that CART performed best at developing useful multivariate models that predicted
outcome. This study shows that PTA is an important variable that may assist in making
clinical judgements, but should also be considered in the context of other demographic and
social predictors
The study focused on a consecutive sample admitted for rehabilitation in the context
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relatively few falls, assaults or sporting injuries and very few mild injuries. The other studies
used to create PTA cut-offs included a higher proportion of injuries due to falls, assaults and
other injuries (approximately 33% vs 15% in current study), and participants had a slightly
higher mean age of around 37 years as opposed to 31 years in the present study. These factors
might have differentially influenced return to productivity outcomes in these studies. The
Using post-traumatic amnesia to predict outcome following traumatic brain injury. (doi: 10.1089/neu.2015.4025)
purpose of this study, however, was not to compare outcomes per-se, but to evaluate the use
of PTA in predicting outcome. None of these studies included many participants with mild
TBI. There is already some evidence to suggest that PTA duration is less predictive of
outcome following mild TBI. One other issue raised by the study findings concerns the need
for examination of the nomenclature used to describe injury severity. There is considerable
variability across studies in the methods and measures used to classify the severity of injury.
Journal of Neurotrauma
The findings of the present study suggest there is a need to review the way in which PTA
duration is initially recorded and. in turn, is being used to describe the severity of TBI.
The present study has shown that using PTA as a continuous variable allows for
prediction of productivity outcomes in individuals with moderate to severe TBI with greater
precision than appears possible using categorical systems. This underscores the importance of
the need to consider the costs of adding a daily assessment procedure lasting 5-10 minutes
into patient care routines. Given that the use of the GCS has now become standard practice in
the management of TBI, it should be possible to work towards further integrating the
Acknowledgement
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References
1. Ponsford JL, Sloan S, Snow P. Traumatic brain injury: Rehabilitation for everyday
adaptive living. 2nd Edition. London: Psychology Press; 2012.
2. Teasdale G, Jennett B. (1974). Assessment of coma and impaired consciousness: A
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3. Symonds C, Ritchie Russell W. (1943). Accidental head injuries: Prognosis in service
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4. Teasdale G, Maas A, Lecky F, Manley G, Stocchetti N, Murray G. (2014). The
Glasgow Coma Scale at 40 years: standing the test of time. Lancet Neurol. 13(8): 844-
Using post-traumatic amnesia to predict outcome following traumatic brain injury. (doi: 10.1089/neu.2015.4025)
54.
5. Tate RL, Pfaff A, Baguley IJ, et al. (2006). A multicentre, randomised trial examining
the effect of test procedures measuring emergence from post-traumatic amnesia. J
Neurol Neurosurg Psychiatry. 77(7): 841-9.
6. Russell WR, Smith A. (1961). Post-traumatic amnesia in closed head injury. Arch
Neurol. 5(1): 4-7.
7. Wilde EA, Bigler ED, Pedroza C, Ryser DK. (2006). Post-traumatic amnesia predicts
long-term cerebral atrophy in traumatic brain injury. Brain Inj 20(7): 695-9.
8. Sigurdardottir S, Andelic N, Roe C, Schanke AK. (2009). Cognitive recovery and
predictors of functional outcome 1 year after traumatic brain injury. J Int Neuropsychol
Soc. 15(5): 740-50.
9. van der Naalt J, van Zomeren AH, Sluiter WJ, Minderhoud JM. (1999). One year
outcome in mild to moderate head injury: the predictive value of acute injury
Journal of Neurotrauma
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22. Field, A. (2013). Discovering statistics using IBM SPSS. 4 th ed. Sage, London.
23. Osborne J.W. (2015) Best practices in logistic regression. Sage: Thousand Oaks,
California.
24. Shores E, Marosszeky J, Sandanam J, Batchelor J. (1986). Preliminary validation of a
clinical scale for measuring the duration of post-traumatic amnesia. Med J Australia.
144(11): 569-72.
25. Salford Systems. (2013). CART: Version 7. San Diego, California.
26. Breiman L, Friedman J, Olshen RA, Stone CJ. (1984). Classification and regression
trees. Belmont, California: Wadsworth.
27. StataCorp. (2011). Stata Statistical Software: Release 12. College Station , Texas:
StataCorp LP.
28. Goldman L, Weinberg M, Weisberg M, et al. (1982). A computer-derived protocol to
aid in the diagnosis of emergency room patients with acute chest pain. New Engl J Med.
Journal of Neurotrauma
307(10): 588-96.
29. Hanley JA, McNeil BJ. (1982). The meaning and use of the area under a Receiver
Operating Characteristic (ROC) curve. Radiology. 143(1): 29-36.
30. De Long ER, De Long DM, Clarke-Pearson DL. (1988). Comparing the area under two
or more correlated receiver operating characteristic curves: a nonparametric approach.
Biometrics. 44, 837-845.
31. Chatterjee S, Hadi A.S. (2012). Regression analysis by example. 5th ed. Wiley,
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32. Bayley MT, Tate R, Douglas JM, et al. (2014). INCOG guidelines for cognitive
rehabilitation following traumatic brain injury: methods and overview. J Head Trauma
Rehabil. 29(4): 290-306.
Graph displays the predicted probabilities obtained through logistic regressions in the hold-
out dataset. AUC for each classification system is also included.
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Age, years 33.9 (14.71), 16-76 28.3 (11.14), 16-78 30.7 (13.11), 16 - 78
23.8 (26.08), .001 -
Duration of PTA, days 32.9 (32.87), .02-183 16.8 (16.05), .001-120
183
% (n) % (n) % (n)
Sex
Male 73.6 (335) 77.1 (452) 75.6 (787)
Female 26.4 (120) 22.9 (134) 24.4 (254)
Education
< 12 years of education 61.2 (259) 46.1 (255) 52.7 (514)
> 12 years of education 38.8 (164) 53.9 (298) 47.3 (462)
Marital status
Using post-traumatic amnesia to predict outcome following traumatic brain injury. (doi: 10.1089/neu.2015.4025)
Table 2. PTA classification frequencies for total sample and as a percentage of those non-
productive at 12 months following injury from the current sample
Duration of PTA Sample a Non-productive at 12 months b, c
n % N %
Derived from literature
Russell/Jennett
<1 41 3.9 13 31.2
1-7 264 25.4 79 29.9
>7 – 28 447 42.9 177 39.6
> 28 289 27.8 186 64.4
Walker
0-56 949 91.2 379 39.9
>56 days 92 8.8 76 82.6
Brown (2005)
0-48 912 87.6 354 38.8
> 48 days 129 12.4 101 78.3
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Brown (2010)
0-28 752 72.2 269 35.8
>28 days 289 27.8 186 64.4
Mississippi
0-14 516 49.6 172 33.3
15-28 236 22.7 97 41.1
29-70 230 22.1 131 57.0
>70 59 5.7 55 93.2
Collapsed Mississippi
Using post-traumatic amnesia to predict outcome following traumatic brain injury. (doi: 10.1089/neu.2015.4025)
Brown (2005) 20.6 95.8 1025.5 1034.78 27.6 93.6 332.9 339.99
Brown (2010) 39.4 84.2 1022.31 1031.63 45.7 77.4 339.5 346.59
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Using post-traumatic amnesia to predict outcome following traumatic brain injury. (doi: 10.1089/neu.2015.4025)
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Using post-traumatic amnesia to predict outcome following traumatic brain injury. (doi: 10.1089/neu.2015.4025)
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Using post-traumatic amnesia to predict outcome following traumatic brain injury. (doi: 10.1089/neu.2015.4025)
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Using post-traumatic amnesia to predict outcome following traumatic brain injury. (doi: 10.1089/neu.2015.4025)
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