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(2006),"Are we living in a post-bureaucratic epoch?", Journal of Organizational Change Management, Vol.
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Control through
Post-bureaucracy – control professional
through professional freedom freedom
Christian Maravelias
School of Business, Stockholm University, Stockholm, Sweden 547
Received 16 January
Keywords Bureaucracy, Post experience learning, Professions, Freedom 2003
Abstract This article develops a framework for understanding autonomy and control in Accepted 19 February
post-bureaucratic organizations. It reviews two dominant discourses on post-bureaucracy – the 2003
managerial discourse and the critical management discourse. Whereas the one pictures
post-bureaucracy as an emancipating regime based on the personalities and social networks of
individuals, the other pictures it as a totalitarian regime, which subordinates individuals’ thoughts,
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emotions and identities to its instrumental schemes. Both discourses are criticized for being
grounded in a view of post-bureaucracy as a “total” organization. An alternative conceptualization
is developed, which shows that post-bureaucracy neither emancipates individuals from control, nor
captures them in totalitarian control. A distinguishing characteristic of post-bureaucracy is that it
displaces the responsibility for setting limits between professional and non-professional concerns
from the organization to the individual. Via a case study it is shown how this implies a specific form
of control that does not restrict individual freedom, but uses it as its prime vehicle.
Introduction
In recent years an increasing number of works have pointed to the demise of
the bureaucratic organization and the emergence of a new post-bureaucratic
form of organization – referred to as the entrepreneurial or networked-shaped
organization. Two apparently contrasting images of post-bureaucratic
organizations have come to dominate the literature. One, constructed by
management theory, reveals post-bureaucracy as a form of organization that
has made a distinct break with the bureaucratic legacy. For the sake of
flexibility post-bureaucracy is alleged to emancipate individuals from the
formalistic constraints of bureaucracy, arranging them instead in organic and
fluid networks. The other, constructed by critical management theory, reveals a
form of organization that is only superficially more emancipating than the
bureaucratic organization it replaces. Under the surfaces of these
networked-shaped organizations we supposedly find less apparent but no
less disciplinary technologies of control, which set as their targets not
individuals’ direct behavior, but their thoughts, emotions and identities. Hence,
rather than emancipating individuals from control this perspective reveals
The author is obliged to the two reviewers at JOCM, and to Ali Yakhlef, Jannis Kallinikos, Hans Journal of Organizational Change
Management
Hasselbladh and Katerina Adam for helpful comments on an earlier version of the article. The Vol. 16 No. 5, 2003
author also acknowledges funding support from FAS and Handelsbankens forskningsstiftelser. pp. 547-566
q MCB UP Limited
A special thanks, finally, to the old café Ritorno in Stockholm, where most of the article was 0953-4814
written. DOI 10.1108/09534810310494937
JOCM post-bureaucracy as a form of organization that controls human conduct more
16,5 completely than bureaucracy.
In this paper it will be argued that both images, despite apparent differences,
imply that post-bureaucracy dissolves the distinction between professional and
non-professional concerns that distinguished bureaucracy. Both images thus
make post-bureaucracy emerge as a “total” organization, i.e. a form of
548 organization that involves the whole of the individual in its practices. The
difference is that the managerial discourse celebrates whereas the critical
discourse denounces this form of organization.
This paper finds both these viewpoints problematic. It draws on Weber’s
work (1947, 1970) on the distinction between bureaucratic organizations and
pre-modern organizations and Foucault’s work (1977, 1991) on disciplinary
institutions to develop the argument that post-bureaucracy marks an extension
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rather than a break with basic bureaucratic principles. It is pointed out that
there is considerable strength in critical management theory’s
conceptualization of post-bureaucracy as seeking to exploit those
non-professional aspects of individuals’ lives (social relations, personalities,
emotions, etc.), which bureaucracy kept outside work. However, it is argued
that just as little as post-bureaucracy emancipates individuals from control it
captures them in totalitarian control. Post-bureaucracy is suggested to be
distinguished by its specific mode of modulating the individual-organization
relation. In post-bureaucracy the responsibility for setting limits between the
professional and non-professional spheres has been displaced from the
organization to the individual. In this respect, post-bureaucracy is not tending
towards a total organization, it seeks to exploit aspects of individuals’
“personal” spheres, which may be valuable in work, while leaving aspects that
are unproductive outside work.
The paper proceeds by briefly reconstructing the main thrusts of
management theory and critical management theory. Through a critical
assessment of these theories, the arguments of this paper are then developed.
These arguments are illustrated and further advanced with a case study and a
discussion.
Rethinking bureaucracy
Fundamental in all studies of organizations is the modulation of the
organization-individual relation. The notion of post-bureaucracy implies a
modulation of the organization-individual relation, which differs in particular
respects from the bureaucracy it is suggested to replace. The two theoretical
orientations accounted for above are miles apart both in terms of their view of
the underlying dynamics which have given rise to post-bureaucratic
organizations, and in terms of the social and individual effects such
organizations give rise to. However, both in fact share the view that
hierarchical control of the individual-organization relation is indeed possible
and effective, and, in that connection, that post-bureaucracy is distinguished
from bureaucracy by its involvement of the whole of the individual in
organizational practices. This paper finds both stances problematic. Through
an elaboration of the basic principles of bureaucracy I will show that
contemporary demands for flexible organizations give us reason to
conceptualize post-bureaucracy not as marking a break with the
bureaucratic legacy, but instead as expanding basic bureaucratic principles.
Let me first note that my understanding of bureaucracy draws on a
sociological tradition, which treats it as an institutional form essential to the
expansion of modern industrial society (Luhmann, 1994; Weber, 1947). This
understanding differs from the mainstream understanding of bureaucracy in
management and organization theory, where it is typically used to refer to a set
of characteristics – standardization, formalization, centralization and
functional specialization – that organizations display in various degrees (e.g.
Kanter, 1990; Pugh et al., 1963; Scott, 1981)[3]. A careful reading of Weber’s
work (1947, 1970) shows that the distinctive feature of bureaucratic
organization was not its more centralized, formalized and standardized
procedures of control, but its radically new way of modulating the
individual-organization relationship (Du Gay, 2000; Kallinikos, 2003a). In
JOCM contrast to pre-modern organizations, bureaucratic organizations involved
16,5 individuals in non-inclusive terms. It did not contain individuals in the
experiential totality commonly associated with their personality and social
position. Differently put, bureaucratic organizations were not made up of
aggregates of persons, as were pre-modern organizations (Weber, 1947), but of
552 roles and the patterns brought about by the interdependence of roles
(Kallinikos, 2003b; Luhmann, 1994).
This basic principle of bureaucracy – non-inclusiveness – had far reaching
implications for the spatial and temporal structuration of society. In
pre-modern societies work, home and social position were mainly
undifferentiated and closely related to hereditary social status (Weber, 1947).
In the emerging modern society bureaucracy played a fundamental role in
separating work from home and from public life, thus structuring society in
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separate spheres. This was essential for social equality. With work separated
from persons with specific inherited social positions, work performance could
be standardized (as role requirements), which in turn made it possible to
elaborate labor contracts that gave people legally enforceable rights and duties
(Du Gay, 2000; Kallinikos, 2003a).
In addition to its moral implications bureaucracy gave rise to important
“functional” implications. By disengaging itself from the compound totality of
people’s lives, bureaucracy opened up greater opportunities than pre-modern
organizations to reshuffle and reorganize flexibly their elements in response to
changes (Kallinikos, 2003a; Perrow, 1986). A role is by far less complex than a
person is. It can be designed, modified, adapted, abandoned, or repositioned in
response to the emerging technical, social, and economic changes an
organization faces. Since roles are taken, interpreted and carried out by
persons there are of course human limits to the flexible remaking of
organizational roles. There is, as Barnard (1968) and Simon (1976) once noted, a
“zone of acceptance” on the part of the individual. Yet, these limitations are less
constraining than pre-modern organizations’ inclusive mode of modulating the
organization-individual relation. First, the legally endorsed distinction between
the professional role and person by itself implied that an individual who
accepted to take a role was more or less willing to substitute her personal
interests for the contingent demands of the role she played in the organization.
Second and more importantly, bureaucracy played an important role in
“making up” a new type of individual. Foucault (e.g. 1977, 1991) forcefully
demonstrated this in his accounts of the transition from a pre-modern to a
modern order. To him modern bureaucratic institutions such as hospitals,
schools, factories, etc., were best described as disciplinary institutions. Not only
or even primarily in the sense that the individual was placed in a hierarchical
system where she was – potentially – continuously controlled. Bureaucratic
institutions made the capacity of role-taking essential and thereby also the
ability to control and improve one’s own actions with regard to the Control through
requirements of the role. professional
Hence, bureaucracy both created a demand for individuals who were willing freedom
and able for role taking and fulfilled that demand by furthering the maturation
of individuals conforming to these requirements. As Rose (1999) remarks,
bureaucratic organizations functioned as “normalizing machines”, not only in
that they established professional norms separated from private and public life,
553
but also, and more fundamentally, in that they made it “natural” for individuals
to play and to switch among various roles. In short, the bureaucratic institution
“made up” a new type of individual with a willingness and capacity of treating
herself as an object of discipline and control – a self-disciplining individual
capable and willing to learn from and to adapt to contingencies (Foucault, 1977,
1991; Gordon, 1991; Rose, 1999).
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Research design
The company was selected because it was a “critical case” (Beckhofer et al.,
1968) in the sense that its business environment and its modes of organization
displayed characteristics that appeared typical for post-bureaucratic
organizations. To illustrate, the company was strongly geared towards
product and service innovation. Much of the company’s innovation oriented Control through
procedures were organized in projects handled by highly autonomous professional
“multi-skilled” teams involving members both from AFS and from partner freedom
firms. The fluid innovation-oriented environment was furthermore seen to
make traditional bureaucratic control inappropriate. Instead the culture – the
so-called “high trust culture” – was seen as an important means of integration.
The study was conducted between 1996 and 2000. As far as possible a
555
“naturalistic inquiry” (Lincoln and Guba, 1985) was pursued that intervened as
little as possible in the practices studied. The ambition was to account for how
work was structured and authority distributed, the techniques of control
deployed, and the effects following from these control techniques. Basically
three main techniques were used to construct “data”:
(1) reading and analyzing written material;
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Trust-based control
The managerial discourse typically suggests that post-bureaucratic
organizations, by freeing individuals from the shackles of bureaucracy,
building their modes of operation around people and organic social formations,
emerge as fine soils for growing trust-based cultures (e.g. Adler, 2001). At first
glance, this case appeared to confirm these visions. As stated by a product
development manager:
Our chances of leaving the rigidities of the bureaucratic legacy behind without ending up in
chaos depend on our abilities of establishing a culture based on trust. We attempt to achieve
this here through an organization that is based on the strength and weaknesses of the people
that work here. We haven’t built the organization around some rational model; we have built
it around individuals and social relations.
There was certainly a lot of talk about the significance of trust and shared
values. However, this was not because the company’s practices were in fact
based on and permeated by shared values and trust, it was because shared
values and trust were ideals that were in constant short supply. To illustrate,
when recruiting new employees, especially younger employees, it was the
company’s policy not to provide them with clear roles and assignments. As
said by the president of the company:
[. . .] we give new employees time to get to know the organization and to develop roles and
relations to colleagues that they are personally committed to.
JOCM This policy appeared to work as a double-edged sword. On the one hand it gave
16,5 employees the opportunity to work with people they liked and with tasks they
found interesting. It also provided the company with employees that appeared
to be committed to their work. On the other hand, however:
[. . .] by insisting on that you embrace this freedom to choose colleagues and tasks the
556 company burdens you with a level of uncertainty and responsibility you may sometimes feel
you are unable to cope with (an employee at AFS).
In the long run any member had to show that the roles he/she played were
valuable to his/her colleagues and superiors:
You will not make it here if you don’t succeed in becoming a member of one or perhaps
several teams by earning your colleagues’ trust and respect. In that process you also have to
prove your worth to the company.
Another example concerned the decision-making procedures of the teams. The
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teams were described as highly autonomous not only in that they could freely
choose how to organize work, but also in that the objectives pursued often
originated in the teams themselves. People felt that “the organizational climate”
drove them to take risks, to come up with new ideas for new projects, and to
team up with other members and partners. As said by an employee:
[. . .] in this company you cannot expect to be given assignments with clearly stated
objectives. You have to search for things to do and be able to motivate why the company
should bestow you with the trust, time, and resources to pursue those projects.
The president of the company explained his view of the “AFS culture”:
I picture AFS as a collection of dice. My main role is to keep these dice rolling. I travel back
and forth to the different business units and meet as many people as I can. During these
meetings I tell them what other business units do and I ask questions about their plans, new
ideas, etc., and try to twist and turn with their arguments in order to make them think a little
bit differently about their operation. I never know exactly what will come out of these
meetings. My objective is not to reach conclusions or to make official decisions, but to create a
form of vacuum, towards which new ideas and energy are drawn and mixed. In this way the
“AFS-dice” are flipped over a couple of times more. I do not know on which side they will
land, but I do know that the frustration and inspiration that I leave behind will trigger some
kind of action.
The company’s unrestricted procedures gave individuals considerable
freedom, created opportunities, and spurred their enthusiasm. At the same
time, however, these procedures, where roles and directives were ambiguous
and subject to continuous change, and where professional relations tended to
be ephemeral as a result of the project-based structure, also made trust and the
related notion of a strong culture based on shared values constant issues. A
product manager said:
When you first hear about AFS and its high trust culture you tend to believe that there is no
stress, no stepping on other peoples toes, that we are a big family, and so on. That is not the
case. If you do not constantly take new initiatives, come up with new ideas, if you do not work
long hours, etc., and constantly prove that you are a trustworthy participant, you would
Control through
probably end up in a small corner somewhere. No one forces you to do it, but you still feel that
you have to.
professional
Individuals took initiatives to new projects, worked overtime, and teamed up freedom
with new people, not because they were given directives to do so, but because
the absence of any clear directives created a situation where trust was a
constant issue. Hence, what were shared were not a sense of a distinct culture 557
and trust but a sense of uncertainty, ambiguity and insufficient trust.
What does this tell us? For one that the high degrees of freedom – in the
choice and in the formulation of assignments, in the mode of solving problems,
and in the choice of colleagues – did not, as the managerial discourse suggests,
imply emancipation from control, but an intensification of control. Does the
case thus confirm the critical discourse’s image of post-bureaucracy as a subtle
totalitarian regime? The case shows that on the other side of those
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individuals from control. It implied a type of control, which was less apparent
but more intense than traditional bureaucratic control. Neither, however, was it
a case of ideological domination through cultural engineering, as asserted by
the critical discourse. Even if the “high trust culture” functioned as a control
mechanism, it did not operate through some – implicitly – centralized
managerial function, but through individuals in their self-managed practices.
Its fluid “identity” urged individuals to bring their heart and soul into work, to
exercise professional freedom in a highly personalized manner, and in that
process, to manage the images of their selves thus projected as crucial
immaterial assets.
At these points the case shows some likeness with Townley’s (1993, 1998)
usage of the concept of “technologies of the self”. Drawing on Foucault (1977),
Townley (1993, 1998) argues that new human resource management (HRM)
practices, such as performance appraisal systems, total quality management
and management training programs, are systems of power, which operate on
individuals in two ways:
(1) through forms of examination that objectify them, i.e. make them objects
of knowledge, which may be managed in particular ways; and
(2) through forms of confession that subjectify them, i.e. techniques that
make individuals speak out who they are and what they think and feel –
thus uncovering their selves.
Examinations, says Townley, categorize individuals and establish over them a
visibility through which one may differentiate and judge them, while
confessions present individuals with an image of themselves, an identity,
which may then be used as the basis of their self-knowledge and self-discipline.
The notion of the “high trust culture” was not an HRM technique in any
traditional sense; it possessed neither the conceptual rigor nor the managerial
authorization to be classified as such. Yet, it appeared to produce similar effects
as those implied by Townley’s (1993, 1998) notion of “technologies of the self”.
The ambiguous and ephemeral characteristics of this organization made two Control through
questions central for all participants: “Whom can I trust?” and “How do I professional
become a trustee?”. The first question drove individuals continuously to freedom
perform a form of peer reviews, i.e. a form of examinations of one’s colleagues
for the sake of determining whether or not they were classifiable as trustable.
The second question drove individuals to confess their personal standpoints
and beliefs, their selves, in order to present and to manage images of
559
themselves, which signaled their trustworthiness.
Without a centralized control function, could we still refer to this as control?
Yes, because in driving individuals to reveal their personal standpoints and
beliefs, managing them as a form of symbolic capital, a social transparency
was created, which reduced those aspects of people’s lives that would otherwise
have remained private and concealed. Stinchcombe (1968) once noted that the
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private spheres of people’s lives function as a blurring filter, which limits the
visibility and reach of any system of power. The “high trust culture” tended to
take away that “filter of privacy”, which otherwise would have reduced the
scope of what could be known about persons or groups. As noted by Rose
(1999, p. 240): “In compelling, persuading and inciting subjects to disclose
themselves, finer and more intimate regions of personal and interpersonal life
come under surveillance and are opened up for expert judgement, normative
evaluation, classification and correction.”
The high trust culture enabled a distributed form of control, a form of peer
control, which did not restrict individual freedom, but used it as its primary
means of operation. Yet even though it urged individuals to bring their
personalities and personal opinions into play, it was not an organization made
of aggregates of people, but of a subtle system of professional roles. That the
roles individuals played were highly personalized still implied that they
carefully and consistently had to put off all those other personal or social
aspects that did not bear on their roles in the organization. In fact, to a certain
extent the distinction between professional and private concerns had not
become less but more important. Because an individual’s trustworthiness
depended on her subtly calculating ability of bringing in precisely those
aspects of her private sphere that were professionally relevant while leaving
other aspects out. It was the individual’s, not the organization’s, responsibility
of drawing this line.
Discussion
A central characteristic of contemporary organizations, says Rose (1999), is
that they no longer view the freedom of the individual as an obstacle to be
controlled, but as a central economic resource. The case study has attempted to
explore the nature of this “freedom”. More specifically, it has explored the
relation between organizations, which provide individuals with professional
freedom for individual expression and social interaction, and forms of
JOCM organizational control. As pointed out, although they deliver contrasting
16,5 propositions, the two dominant discourses on post-bureaucracy both revolve
around this issue. It should be sufficiently clear that the paper by and large
refutes the managerial discourse’s emancipatory propositions, but lends some
support to the critical discourse’s proposition that post-bureaucracy intrudes
into the “free spheres” of individuals’ lives. However, the latter’s suggested
560 totalitarian tendencies of post-bureaucracy have emerged as exaggerated and
implausible. The paper has argued that the greater flexibility required from
contemporary organizations should make the basic principle of bureaucratic
organizations, non-inclusiveness (role-based organization), more rather than
less important.
Yet, in suggesting a substitution of direct regulatory controls with cultural
controls the critical discourse takes an important step towards developing a
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Conclusions
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The picture of post-bureaucracy outlined in this paper does not reveal a form of
organization that has taken a distinct step away from basic bureaucratic
principles, but that continues and in certain respects intensifies the process of
rationalization of human conduct that bureaucracy set underway. However,
post-bureaucracy is not simply bureaucracy dressed in a new and subtler
disguise. It is controlled by a decentralized principle of power, which is only
marginally disseminated from an organizational center; it is immanent within
the networks of practice it sets in motion. In this respect we may conclude that
post-bureaucracy emerges as simultaneously more totalitarian and more
democratic than bureaucracy: more totalitarian because it lacks clear
boundaries, it is continually present, and seeks to subordinate aspects of the
personalities and social networks of individuals to the requirements of
instrumental role-playing; more democratic, because these incessant
expansionist powers follow an inclusive not exclusive logic. That is, in
contrast to bureaucracy that excludes those individual characteristics, which
fall outside its instrumental schemes, post-bureaucracy, in its urge to harness
aspects of the “free spheres” of individuals’ lives, does not obliterate these
“other” forces it faces, it opens itself to them and includes them in the networks
of practice. It may be at this particular point that the spirit of
post-bureaucracy’s flexible capacities is to be found, for precisely because of
this inclusive tendency post-bureaucracy emerges as profoundly reformist. It is
less interested in normalizing individuals to make sure that they behave
according to certain moral standards than in producing action. It produces a
drive towards initiative and action, not by locking individuals into specific
organizational and professional identities, but by producing a continuous lack
of identity. On an empirical level we have shown how this logic produces a
need of personal trust, because trust is inescapably linked to identity. The
continuous lack of trust and identity produced by post-bureaucracy appears to
be one of the primary forces that drive individuals to bring their potential and
individuality into play.
Notes Control through
1. The increasing interest in concepts such as “social capital” (Adler and Kwon, 2002; Ghoshal professional
and Nahapiet, 1998) and “latent organizations” (Starkey et al., 2000) reflects this logic.
2. Reverberating leadership research’s (e.g. MacGregor Burns, 1978; Bass, 1985) distinction
freedom
between “transactional leadership” (leadership as an exchange relationship of, e.g. wage for
labor) and “transformational leadership” (leadership as a moral undertaking where the
leader uses his/her power to engage the full person of the follower by offering him/her 563
opportunities to satisfy “higher needs”) this discourse typically characterizes management
as a moral task, namely that of helping individuals develop as professionals and thus as
persons. Developing as a leader is then to develop employees into self-managing
entrepreneurs and managers into leaders (e.g. Bartlett and Ghoshal, 1997).
3. Such an understanding does not let us appreciate whether or not post-bureaucratic
organizations should be understood as a new form of organization or as a mere variant of a
basic form. For instance, it is indeed difficult to see in which particular respects
post-bureaucratic organizations, as outlined by popular and critical discourses, differ from
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Burns and Stalker’s (1961) classical distinction between “organic” and “mechanistic”
organizations or from Selznick’s (1984, first edition published 1957) equally classic
distinction between “organizations” and “institutions”.
4. It is in fact in addition questionable from the perspective of the basic tenets of the critical
discourse. In picturing post-bureaucracy as a total institution the critical discourse tends to
neglect a basic principle in Marxist thought. Namely that organizational structures are the
function of structural antagonism and thus imply a level of autonomy on the part of the
sellers of labor (Ezzamel et al., 2001).
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566 Du Gay, P. (1994), “Making up managers: bureaucracy, enterprise and the liberal art of
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