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ORIGINAL RESEARCH
Introduction
Chronic obstructive pulmonary disease (COPD) is characterized by airflow
limitation that is not fully reversible. Body weight loss and muscle wasting is
often a common and serious problem with poor prognosis and malnutrition is
a systemic manifestation in these patients. COPD decreases muscle strength
especially the diaphragm, reduces exercise capacity, and weakens immunity of
Keywords: anthropometric, body composition, the respiratory system, resulting in increased risk of mortality.
COPD, mini nutritional assessment, nutritional status,
exercise capacity Although malnutrition is common in patients with COPD, nutritional
assessment is not carried out routinely and often ignored in clinical settings.
Correspondence to: Alan C. Tsai, Ph.D., Professor, Ideal nutritional marker or gold standard for diagnosis of nutritional risk for
Department of Healthcare Administration, Asia University, these patients is not yet available. Because weight loss, especially lean body
500 Liufeng Rd., Wufeng, Taichung 41354, Taiwan, mass is a common problem in patients with COPD (1), clinicians often use
phone: 886 4 2332 3456 x 1943, fax: 886 4 2332 1206,
email: atsai@umich.edu anthropometric or biochemical indicators to get a feeling of their nutritional
status. Percent of ideal body weight, mid-arm circumference (MAC) and
325
326 Hsu et al.
triceps skinfolds thickness were often the indicators used Ethics Committee of the Chang-Gung Memorial Hos-
to gauge nutritional changes in these patients (2) and a pital (No. 98-3601B) and conducted according to the
multi-indicator method including albumin, prealbumin, guidelines laid down in the Declaration of Helsinki. All
total lymphocyte count, percent of ideal body weight, participants signed a consent form in the presence of a
triceps skinfolds thickness, mid-arm circumference and nursing staff and family members.
BMI has been used to compute a nutritional index to
confirm the diagnosis (3–6). Although these methods Outcome measurements
may yield satisfactory results and successfully identify Each participant underwent a person-to-person
the nutritional status of patients with COPD, the pro- interview with a structured questionnaire for eliciting
cess is time consuming, expensive and impractical for personal, demographic, lifestyle and disease-related
routine clinical practice. data and answers to items in the MNA. Each subject
Bioelectrical impedance analysis (BIA) is a method was also measured for anthropometric indicators and
that determines lean and fat body compartments. It body composition, and taken a fasting blood specimen
has been used to assess body composition of patients for measuring blood/serum biochemical indicators.
with COPD (7–9). Using BIA, body fat-free mass index Weight, height, MAC and CC were measured accord-
(FFMI), ≤ 15 kg/m2 for women and ≤ 16 kg/m2 for men, ing to standard methods (23). Bioelectrical imped-
has been derived to suggest muscle depletion in patients ance analysis (TANITA’s, BF-800 Body Fat Monitor,
with COPD (10–12). However, few families are equipped Tokyo, Japan) was performed to determine percentage
COPD Downloaded from informahealthcare.com by Baylor University on 06/11/14
with BIA. of body fat. Fat-free mass was calculated from body
In recent decades, several measurement scales have weight minus fat mass. FFMI was calculated according
been developed for rating the nutritional status of elderly to fat-free mass (kg)/height (m)2. Hemoglobin, total
persons. The Mini-Nutritional Assessment (MNA) is one lymphocyte count, and serum albumin and C-reactive
of the most widely used ones. It is a simple, low-cost, fast protein (CRP) concentrations were measured in the
and noninvasive tool that has been shown to perform clinical laboratories of the hospital.
well in elderly living in various settings or with various The nutritional status of each patient was rated with
health conditions (13). The MNA consists of 18 items and both versions of the MNA. The MNA has a maximum
For personal use only.
evaluates 4 areas of nutritional status—anthropometric, score of 30. A score ≤ 16.5 suggests malnourishment;
dietary, global and self-rated status. A normalized ver- 17–23.5 suggests at risk of malnutrition, and ≥ 24 sug-
sion (MNA-T1) has been developed for Taiwanese gests normal (14). Lung function indicators including
elderly by adopting population-specific anthropometric FVC and FEV1 were measured with a spirometer (Spiro-
cutoff points. An alternative version that replaced calf Analyzer ST-250, Fukuda Sangyo, Tokyo, Japan). Each
circumference (CC) for BMI (MNA-T2) was also devel- subject was also evaluated for exercise capacity with
oped (14). These Taiwanese-specific versions have been the 6-Minute Walk Test (6-MWT) according to Ameri-
shown to be suitable for assessing the nutritional status can Thoracic Society guidelines (24). Patients were
of elderly Taiwanese living in various settings (15, 16) or instructed to walk as far as possible but were allowed to
with various health conditions (17). stop and rest when necessary. During the test, pulse oxy-
A few recent reports have used the MNA to evalu- gen saturation (SaO2) was continuously monitored with
ate the nutritional risk of patients with COPD (18–21). a finger pulse oximeter (BCI, 3301, Wisconsin, USA).
However, the appropriateness of using the MNA to
screen for nutritional risk in patients with COPD has not Statistical analysis
been robustly examined. Thus, we conducted this study Data were analyzed with PASW Statistics 18.0 (SPSS Inc.,
to determine the appropriateness of using the MNA for Chicago, IL). Simple descriptive statistics such as mean
assessing the nutritional risk of patients with COPD. and standard deviation or percentage were calculated
for continuous or categorical data. Kappa statistics were
performed to evaluate the agreement of the two MNA
Methods
versions in discriminating the nutritional status. Receiver
Design and subjects operating characteristic (ROC) curves were generated
We recruited 83 (79 males and 4 females) patients with for both MNA versions using the FFMI as a reference.
COPD from the pulmonary rehabilitation unit of a med- The area under the curves (AUC) was used to indicate
ical center in northern Taiwan to serve as study subjects the discriminating ability by each scale. Pearson’s corre-
during November 2009 to April 2011. The diagnosis of lation analysis was performed to determine the strength
COPD and the grading of the severity of the disease of relationship of age, anthropometric, biochemical, lung
were based on the 2007 version of the Global Initiative function (FEV1 and FVC), physical functional and health-
for Chronic Obstructive Lung Disease (GOLD) guide- related parameters with the MNA scores whereas Spear-
lines (22). Only non-hospitalized patients who were able man’s correlation analysis was performed to determine
to communicate verbally and without acute infection the relationship between the severity of COPD (GOLD
or exacerbation during the study period were allowed stages) with the MNA scores. The level of significance for
to participate. The study protocol was approved by the all statistical tests was set at α = 0.05.
FEV1 (% predicted) 60.7 (20.4) over the past 3 months; 10 (12.0%) had weight loss
FVC (% predicted) 75.9 (18.2) ≥1 kg; 23 (27.7%) had psychological stress or acute dis-
Serverity of COPD
c ease; 66 (79.5%) were on ≥ prescription drugs; about a
Stage I (mild) 14 (16.9) quarter of patients consumed inadequate protein-rich
Stage II (moderate) 43 (51.8) foods or fruits/vegetable; nearly half (48.2%) did not
Stage III (severe) 22 (26.5) consume enough water; 43.4% thought self as malnour-
Stage IV (very severe) 4 (4.8) ished or were unsure about their nutritional state; and
MNA score according to COPD severity 42.2% thought self had poorer health relative to peers
d
or were unsure about own health status. MNA-T1 rated
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www.copdjournal.com
328 Hsu et al.
Table 2. MNA item-score patterns of 83 patients with chronic obstructive pulmonary disease
Items (item score) Score n (%) Items (item score) Score n (%)
A. Appetite status over past 3 months (2) K. Consumption of protein-rich foods every day (1)
Severe loss of appetite 0 0 (0) 0 or 1 “yes” 0 5 (7.2)
Moderate loss of appetite 1 43 (51.8) 2 “yes” 0.5 15 (18.1)
No loss of appetite 2 40 (48.2) 3 “yes” 1 62 (74.7)
B. Weight loss during the last 3 months (3) L. Consumes ≥2 servings of fruits or vegetables/day (1)
Weight loss greater than 3 kg 0 6 (7.2) No 0 20 (24.1)
Does not know 1 1 (1.2) Yes 1 63 (75.9)
Weight loss between 1 and 3 kg 2 4 (4.8) M. Cups of fluid/water consumed/day (1)
No weight loss 3 72 (86.7) <3 0 0 (0)
C. Mobility (2) 3–5 0.5 40 (48.2)
Bed or chair bound 0 0 (0) >5 1 43 (51.8)
Able to get out of bed / chair but does not got out 1 0 (0) N. Mode of feeding (2)
Goes out 2 83 (100) Unable to eat without assistance 0 0 (0)
COPD Downloaded from informahealthcare.com by Baylor University on 06/11/14
D. Has suffered psychological stress or acute disease (2) Self-fed with some difficulty 1 0 (0)
No 2 60 (72.3) Self-fed without any problem 2 83 (100)
Yes 0 23 (27.7) O. Self-view of nutritional status (2)
E. Neuropsychological problems (2) View self as being malnourished 0 25 (30.1)
Severe dementia or depression 0 5 (6.0) Uncertain of nutritional state 1 11 (13.3)
Mild dementia 1 27 (32.5) Views self as having no nutritional problem 2 47 (56.6)
No psychological problems 2 51 (61.4) P. Self-rated health status (2)
2
F. Body Mass Index (kg/m ) (3) Not as good 0 32 (38.6)
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330 Hsu et al.
MNA scores were also significantly correlated (p < 0.05) was within the normal range in patients with COPD.
with all anthropometric and most exercise capacity Giron et al. (35) observed that serum albumin values
markers. remained normal in most (82%) of hospitalized patients
To date, only a few studies have used the MNA to rate with COPD. Gupta et al. (36) found that nutritional status
the nutritional status of patients with COPD. Odencrants of patients with COPD newly admitted for hospitaliza-
et al. (19) rated 50 patients with COPD admitted to an tion rated with the Subjective Global Assessment (SGA)
acute care hospital with the MNA and found all but two was not correlated with albumin or any other blood
were malnourished or at risk of malnutrition. Scichilone nutritional indicators. Even in the severely malnourished
et al. (20) observed that the MNA score was associated patients, serum albumin was within the normal range
with dyspnoea in 32 ≥ 60-year-old patients with COPD. (averaged 4.08 g/dL). Gupta et al. (1) further showed
Benedik et al. (18) found that 14% of patients with COPD that serum total protein, albumin, urea and creatinine
were malnourished and another 55% were at risk of mal- were all within the normal ranges in patients with COPD
nutrition, and there was a positive correlation between admitted in hospital with acute exacerbation.
MNA score and lean body mass. Battaglia et al. (33) sug- Yazdanpanah et al. (37) found that serum albumin
gested that the MNA was valuable for gaining an insight was associated with the severity of the disease (GOLD
into the nutritional problems in patients with COPD, stages), but was only minimally reduced, from 4.43 mg/
and might provide useful clues for treatment strategies. dL for stage 2 patients to 4.06 and 3.6 mg/dL for stages
Yuceege et al. (21) rated 60 male patients with COPD 3 and 4, respectively. Thus, Batres et al. (38) concluded
COPD Downloaded from informahealthcare.com by Baylor University on 06/11/14
from outpatient clinics with SGA and MNA. They found that biochemical parameters including serum albumin,
that the MNA identified more patients as malnutrition prealbumin and transferrin were generally not useful for
than SGA and suggested that SGA and MNA could be assessing nutritional status in patients with COPD and
used for the evaluation of the nutritional state in patients suggested that the reason might be because these indi-
with COPD. The present study has further shown that cators are influenced by non-nutritional factors, such as
the MNA predicts FFMI of patients with COPD well infections and renal or hepatic disease. Inflammation,
and their MNA scores are significantly (p < 0.05) cor- hydration status and medication especially corticoster-
related with most other anthropometric, lung function oids may also play a role (39).
For personal use only.
non-COPD counterparts, routine screening with the 9. Steuten LM, Creutzberg EC, Vrijhoef HJ, Wouters EF.
MNA may enhance timely intervention to prevent the COPD as a multicomponent disease: inventory of dyspnoea,
underweight, obesity and fat free mass depletion in primary
development of malnutrition in these patients. care. Prim Care Respir J 2006; 15(2):84–91.
10. Kuznar-Kaminska B, Batura-Gabryel H, Brajer B, Kaminski
J. Analysis of nutritional status disorders in patients with
Funding chronic obstructive pulmonary disease. Pneumonol Alergol
The study was supported by a grant from the Chang- Pol 2008; 76(5):327–333.
11. Pirabbasi E, Najafiyan M, Cheraghi M, Shahar S, Abdul Manaf
Gung Memorial Hospital (CMRPG391921). Z, Rajab N, et al. Predictors’ factors of nutritional status of
male chronic obstructive pulmonary disease patients. ISRN
Nurs 2012; 2012:782626.
Acknowledgments 12. Vermeeren MAP, Creutzberg EC, Schols AMWJ, Postma
Disclosures: Min-Fang Hsu and Shu-Chuan Ho contrib- DS, Pieters WR, Roldaan AC, et al. Prevalence of nutritional
depletion in a large out-patient population of patients with
uted equally to this paper. The authors wish to thank COPD. Respir Med 2006; 100:1349–1355.
the Pulmonary Rehabilitation unit of the Chang Gung 13. Cereda E. Mini nutritional assessment. Curr Opin Clin Nutr
Memorial Hospital at Linkou and the participants for Metab Care 2012; 15(1):29–41.
their collaboration during the course of this study. 14. Tsai AC, Ho CS, Chang MC. Population-specific
anthropometric cut-points improve the functionality of the
Mini Nutritional Assessment (MNA) in elderly Taiwanese.
Declaration of Interest Statement Asia Pac J Clin Nutr 2007; 16(4):656–662.
COPD Downloaded from informahealthcare.com by Baylor University on 06/11/14
15. Tsai AC, Chang TL, Chen JT, Yang TW. Population-specific
All authors declare no conflict of interest involved in modifications of the short-form Mini Nutritional Assessment
this study. and Malnutrition Universal Screening Tool for elderly
Authorship contributions: MFH and SCH conceived Taiwanese. Int J Nurs Stud 2009; 46(11):1431–1438.
16. Tsai AC, Chang TL, Yang TW, Chang-Lee SN, Tsay SF. A
the idea, designed and carried out the study, performed modified mini nutritional assessment without BMI predicts
statistical analyses, and drafted the manuscript. HPK nutritional status of community-living elderly in Taiwan. J
directed and supervised the study. JYW provided sta- Nutr Health Aging 2010; 14(3):183–189.
tistical advice; ACT directed the nutritional assessment; 17. Tsai AC, Chou YT, Chang TL, Chang-Lee SN, Tsay SF. A
For personal use only.
and both interpreted the results and edited the manu- modified Mini Nutritional Assessment without BMI can
effectively assess the nutritional status of neuropsychiatric
script. All authors read and approved the final version patients. J Clin Nurs 2009; 18(13):1916–1922.
of the manuscript. 18. Benedik B, Farkas J, Kosnik M, Kadivec S, Lainscak M. Mini
nutritional assessment, body composition, and hospitalisations
in patients with chronic obstructive pulmonary disease. Respir
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For personal use only.