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Markus Müller†
Paul Scherrer Institut, CH-5232 Villigen PSI, Switzerland and
The Abdus Salam International Center for Theoretical Physics, Strada Costiera 11, 34151 Trieste, Italy
(Dated: March 12, 2021)
We study how interacting localized degrees of freedom are affected by slow thermal fluctuations
arXiv:2103.06806v1 [cond-mat.dis-nn] 11 Mar 2021
that change the effective local disorder. We compute the time-averaged (annealed) conductance in
the insulating regime and find three distinct insulating phases, separated by two sharp transitions.
The first occurs between the deep non-resonating insulator and a rarely-resonating insulator (or
intermittent metal). The average conductance is always dominated by rare temporal fluctuations.
However, in the intermittent metal, they are so strong that the system becomes metallic for an
exponentially small fraction of the time. A second transition occurs within that phase. At stronger
disorder, there is a single optimal path providing the dominant contribution to the conductance at
all times, but closer to delocalization, a transition to a phase with fluctuating paths occurs. This
last phase displays the quantum analogon of configurational chaos in glassy systems, in that thermal
fluctuations induce significant changes of the dominant decay channels. While in the insulator the
annealed conductance is strictly bigger than the conductance with typical, frozen disorder, we show
that the threshold to delocalization is insensitive to whether or not thermal fluctuations are admitted.
This rules out a potential bistability, at fixed disorder, of a localized phase with suppressed internal
fluctuations and a delocalized, internally fluctuating phase.
ence of fluctuations these decay rates depend on whether mal fluctuations shifted the localization phase boundary
one takes their annealed, i.e. time-averaged value, or towards stronger disorder. As we mentioned above, such
their quenched value in a static, typical configuration an effect would entail the possibility of an intermediate
one might surmise that the delocalization transition of range of disorder strength where two physically differ-
the quantum system actually depends on whether or not ent phases would be self-consistent and locally stable: (i)
the disorder is fluctuating. From this it is then a nat- a non-fluctuating, more strongly localized non-thermal
ural next step to ask what would happen if fluctuating phase with frozen effective potentials, and (ii) an ergodic
effective disorder arose not from an external source, but delocalized phase with thermally fluctuating effective po-
were generated internally, by the dynamics of the sys- tentials.
tem itself. If the delocalization transition indeed hinged Here we revisit this intriguing scenario. Our analysis
on the presence or absence of fluctuations, the instabil- shows, however, that such a bistability of localized and
ity would seem to depend on whether one approaches delocalized phases is impossible: while temporal fluctua-
the transition from the delocalized or the localized side. tions of local potentials definitely affect the spatial struc-
This would potentially allow for a region of bistability ture of localized excitations and their effective localiza-
where either phase would be self-consistent - a scenario tion length, the localization phase boundaries (or the as-
that would contrast with the currently favored scenario sociated crossovers) will be shown to be independent of
that the many-body delocalization transition occurs at a whether or not thermal fluctuations are included in the
unique, well-defined critical point. [15–17] analysis. This is so, even though the analytical contin-
However, our analysis will show that actually no such uation of the annealed (“fluctuating”) conductance from
coexistence regime exists. Nevertheless, we will find that the strong disorder regime actually would predict a de-
thermal fluctuations in an interacting insulator introduce localization occurring at stronger disorder than that of a
a rich phenomenology, including three distinct insulating disorder-quenched system. However, we will show that
phases. a phase transition inside the insulating regime, from a
The question about the effect of fluctuations is partic- deep, “non-resonating insulator” to a “rarely-resonating
ularly relevant in systems where the interactions have the insulator” or an “intermittent metal”, invalidates the an-
predominant role of tuning the effective disorder. This alytical continuation and thus, the prediction of a shifted
differs from their role in the canonical models of weakly delocalization transition. Those phases exhibit a qualita-
interacting disordered quantum particles that were stud- tively different behavior of their exponentially small av-
ied in the wake of MBL [2, 3]. In those cases the prime erage conductance, which is potentially observable [23].
role of interactions is to tune the number of scattering Indeed, in the rarely-resonating regime the conductance
channels that allow for long range transport. Here in- is dominated by rare thermal fluctuations that already
stead we are interested in systems of particles or spins, induce metallic behavior, whereas at a typical instant
where the interaction terms act mostly “classically”, in the sample still looks well insulating.
the sense that they commute with each other and with
In addition to this transition, we find that in di-
the disordered potential part of the Hamiltonian; a sim-
mensions d > 1 thermal fluctuations induce a fur-
ple example are density-density interactions of strongly
ther transition within the intermittent metallic phase.
localized electrons or Ising interactions of spins in random
That second transition is a quantum analogon of the
longitudinal fields. In such models, transport is mainly
freezing-unfreezing transition occurring in certain models
due to kinetic hopping or spin flip terms which compete
of glasses [24, 25]. While in static (or relatively weakly
with the interaction-induced potential landscape. The
fluctuating) disorder the conductance is dominated by
interaction terms thus strongly affect the effective local
the propagation along one (or very few) rather well-
energy spectrum that excitations encounter as they try
defined paths through the sample, this changes in the
to propagate. On one hand, thermal fluctuations of the
vicinity of delocalization, where the dominant path starts
degrees of freedom with which an excitation interacts
to fluctuate with thermal fluctuations of the effective lo-
(other spins or electrons) may generate effective local
cal disorder. This is an interesting analog of a well-known
fields that are more resonant with the considered exci-
phenomenon in glassy systems where the ground state
tation, enhancing small denominators and thus favoring
configuration often times changes in a chaotic manner
delocalization. In certain cases, on the other hand, the
with changes of the disorder potential. [26, 27]
interactions may even enhance the localization tendency
with increasing temperature, because thermal configura-
tional disorder translates into an increased width of the
disorder distribution [18–21].
The localization properties of one of the simplest re- II. MODEL AND LOCATOR APPROXIMATION
alizations of such a system was studied in Ref. 22 and
analyzed on a Bethe lattice for simplicity. Despite the
fact that the distribution of effective local fields (sampled As motivated above we consider models where the in-
over all sites) remains temperature-independent in that teractions predominantly shape the effective energy land-
model, the results suggested that the presence of ther- scape. We focus on spin systems on a lattice, with Hamil-
3
limit, even if one couples the system to a bath at the dynamic variables that are allowed to fluctuate at each
boundary. In the tree approximation in which loops are site with their thermal probabilities 2 . In the latter case,
neglected, approximate expressions for the decay rate Γ one can have rare fluctuations in the environmental spins
(via the boundary) can be derived, based on the lineariza- that give rise to local fields that are more frequently close
tion [39, 41–45] of recursion equations for the imaginary to ω than in a typical thermal configuration. In an opti-
parts of Green’s functions. For Hamiltonians such as in mized fluctuation of environmental spins, the abundance
Eq. (1), in appropriate units they take the form: of small energy denominators is higher, which opens a
more efficient decay channel for the excitation than a
2
X Y J⊥ typical configuration [22]. Since the probability for a
ΓR [~, ~σ∂ ; ω] = , (7)
[ω − heff
s (s , ~σ∂s )]2 small deviation of denominators from a typical thermal
P:0→BR s∈P
distribution only decreases with the square of the devia-
where the sum is over the exponentially many lattice tion, while its effect on the decay rate is linear, we gener-
paths P that connect the bulk site 0 to the boundary ally expect that fluctuations enhance the decay. In other
BR , assumed to be at lattice distance R from site 0. By words, the annealed decay rate is expected to be strictly
∂ = ∪∂s we denote the set of all spins that are neigh- bigger than its quenched counterpart, except possibly at
bors of sites s on any such path P. Different paths in the localization transition. This will be confirmed by our
the sum contribute with amplitudes that are a product explicit calculations below.
of locators, one for each site. The denominators essen- To investigate the effect of such fluctuations, we de-
tially correspond to the mismatch between the energy of scribe the liquid environment by computing the annealed
the propagating excitation ω and the effective field at average (which is essentially equivalent to the time-
the site. This expression is obtained within the so-called average) of the decay rates associated to each path in
forward scattering approximation, that corresponds to (7), obtaining:
taking the leading order in the quantum fluctuations J⊥ . X Z Y
(
Y J2
)
In particular, within this approximation, self-energy cor- ΓR [~;ω]= dhs P (hs |~s )min 1, ⊥
,
rections to the denominators are neglected [41, 44, 46]. [ω−hs ]2
P:0→BR s∈P s∈P
If the lattice is locally tree-like, the spins ~σ∂i with which (8)
the excitation interacts are different from site to site, and where the field distribution P (hs |~s ) is averaged over
therefore the locators at different sites are statistically in- the thermal distribution of configurations of neighboring
dependent. When having in mind more general lattices spins. Note that we have to be cautious when averag-
which are not tree-like, we will make this approximation, ing the decay rate: While within the insulating phase it
too. 1 typically decreases exponentially with the path length,
The excitation is considered to be localized whenever it might happen that on paths with rare configurations,
the typical value of ΓR decays exponentially in R with a where small denominators are more frequent, the prod-
positive spatial decay constant γ > 0, hlog ΓR i = −Rγ + uct of locators becomes exponentially large. This is ob-
o(R) (see below for a precise definition of the average). viously an unphysical artifact which arises from our for-
The vanishing of this constant, γ = 0, can thus be taken ward approximation and its neglect of self-energy correc-
as signature for the onset of a delocalized phase. tions. Those would introduce correlations between the
local fields and in particular suppress the effect of small
denominators, ensuring that the decay rate never grows
III. FLUCTUATION-ENHANCED DECAY RATE exponentially with distance. Indeed, from physical con-
siderations, the decay rate can at best become of order
The amplitude of each path in the sum (7) is affected O(1). In Eq. (8) we have remedied this artifact of our ap-
by the interactions with the neighboring spins, as it de- proximation by introducing an upper cutoff of 1 on the
pends explicitly on the dynamical variables ~σ∂ . We refer locator product.
to these variables as the “neighboring” or “environmen- To obtain a meaningful decay rate, we still need to
tal” spins in the following. It is natural to expect that specify how to average over the random fields i that
different values of the decay rate are obtained depending enter the above calculation. In the case of a liquid en-
on whether these variables are treated as frozen in a typ- vironment, the decay rate should first be averaged over
ical configuration at inverse temperature β, or as liquid the annealed environmental spin variables, as described
above; to obtain the typical decay rate, the resulting Γ0
should then be logarithmically averaged over the local
1 Notice that in single particle problems the effect of self-energies
can be accounted for approximately, by imposing a lower bound
to the energy denominators of the locators as suggested already 2 The difference between frozen and liquid environmental spins is
in Ref. [1]. This preserves the statistical independence of lo- particularly relevant for models where the local fields along a
cators along the path. We implement these corrections in the given path depend mostly on environmental spins off the path,
calculations in Appendix B, the results of which are shown in rather than a fixed local random field. This is usually the case,
Sec. V. for lattices with a large connectivity.
5
fields i . Notice that in this case the decay rate depends We caution that in this simple 1d case the localization-
on the local random fields i via the energy denominators, delocalization transition predicted by γ = 0 should be
as well as via the distribution P (hs |~s ) in (4), since the taken with a grain of salt, since it is well known that for
Boltzmann weight of the neighboring spins σjz , depends single particle Anderson localization in 1d, there is never
on the local fields j . In contrast, when the environment a genuine delocalization. In that case γ = 0 only marks
is treated as frozen (anticipating a fully localized phase) the crossover to the weak localization regime, where the
the average of log Γ should be taken over local fields and localization length becomes large, even though it does
the configuration of neighboring spins, since the latter are not diverge due to weak localization effects. For many-
quenched during the decay time. The resulting distribu- body problems however, the latter are usually inessential
tion is then simply given by P (h) in (5). This leads us and γ = 0 can still be taken as a reasonable estimate
to define the following two spatial decay constants γF,L for the transition. Despite its simplicity this example al-
that characterize the decay rates in frozen and liquid en- ready exhibits the transition (within the insulating phase
vironment: of a system in a fluctuating environment) between the
Z Y ! “non-resonating” and the “rarely-resonating” insulator.
log ΓR The latter fluctuates into becoming metallic for a small
γF = − min lim dhi P (hi ) ,0 ,
R→∞ R fraction of the time. Technically, it is characterized by
i
Z Y ! (9) dominant environmental configurations that saturate the
log ΓR bound in Eq. (8), while in the non-resonating insulator
γL = − min lim di f (i ) ,0 ,
R→∞ R the dominant fluctuations still have exponentially small
i
decay rates, so that the bound in Eq. (8) remains irrele-
where i runs over all lattice sites, and the subscripts F vant.
and L stand for “Frozen” and “Liquid”, respectively. The
expression for ΓR entering in the definition of γF is given
by (7) with the notation heff
s → hi , while ΓR in the def- Frozen vs annealed decay rate
inition of γL is given in (8). As usual, the convexity of
the logarithm implies γL ≤ γF . This is in line with the We start by deriving explicit expressions for the spatial
physical expectation that a fluctuating environment of decay constants γF,L . We focus on frequencies in the
neighboring spins can increase the abundance of small middle of the range of local excitations, choosing ω = 0
denominators. for simplicity and dropping the dependence on ω from
now on. The frozen constant γF , when positive, is readily
computed as:
Coexistence of frozen and liquid phases?
Z 2
J⊥
As discussed above, delocalization happens when γ = γF = − dh P (h) log . (10)
h
0. From the fact that the annealed decay rate is always
bigger or equal to its frozen counterpart, one might ex- Recall that the distribution of local fields P (h) does not
pect that at a given temperature and at fixed W , the depend on temperature, and therefore γF does neither.
(c)
critical value of the transverse field, J⊥ , at which γ = 0 In contrast, the liquid decay rate does depend on tem-
depends on whether the environment fluctuates or not, perature. To compute it, we re-write:
and that it might be smaller for a fluctuating environ- Z ∞
(c) (c)
ment than for a frozen environment, J⊥,L < J⊥,F . If ΓR [~] = dx min e−Rx , 1 PR (x|~),
(11)
that happened, it would suggest a regime of coexistence −∞
(c) ∗(c)
J⊥,L < J⊥ < J⊥,F , in which both assumptions, a frozen,
localized phase or a liquid, delocalized phase are self- where PR (x|~) is the probability (over the thermal config-
consistent. However, this scenario will be ruled out be- urations of neighboring spins) of finding a path amplitude
(c) (c)
low, as we show that in fact J⊥,L = J⊥,F , since the an- that decays with spatial decay constant x. Formally it
nealed and frozen averages become equal at criticality. equals to:
R
Z Y R !
2 X J⊥
PR (x|~) = dhs P (hs |~s )δ log + x .
IV. ONE DIMENSION - A SINGLE DECAY s=1
R s=1 hs
PATH (12)
We show in (18) below that when evaluated for a typical
To illustrate the phenomenology of annealed and realization ~typ of the quenched random fields on path
frozen decay rates in the simplest possible framework we sites and on their neighbors, this probability can be re-
consider first the case in which only one decay channel written as:
is accessible to the excitation, meaning that the sums
in (7) and (8) reduce to a single path, see Fig. 1 (top). PR (x|~typ ) = e−RΣ(x)+o(R) . (13)
6
With this one readily obtains the large R limit of Γ, After this digression, let us now return to evaluating
Z ∞ the annealed spatial decay rate in a fluctuating environ-
ΓR [~typ ] = dx min e−Rx , 1 e−RΣ(x)+o(R) , (14)
ment, which we expect to be smaller than the one cor-
−∞ responding to typical configurations of the environment.
The configurations of ~σ∂i that dominate the annealed av-
via a saddle point calculation. erage are usually exponentially rare (Σ > 0). As a matter
To obtain the probability of a spatial decay rate we of fact, implementing the constraint in (8) we find:
represent the constraint in (12) by an integral over an
0 ∞
auxiliary variable ξ, which leads to:
Z Z
0
ΓR [~typ ]= dxe−RΣ(x)+o(R) + dxe−R[x+Σ(x)]+o(R) .
R ∞ −∞ 0
Z
PR (x|~) = dξ eR[iξx+Φ̃R (iξ,~)] (15) (22)
2π −∞
Given that we restrict to the regime in which xtyp >
with: 0, the first integrand in (22) assumes its maximum at
R Z a value of x outside the integration domain, and thus
1 X J
2z log h⊥ the integral is dominated by the contribution from the
Φ̃R (z,~) = log dhs P (hs |~s )e s . (16)
R s=1 boundary x = 0. The second term is dominated by the
point xSP that solves the saddle-point equation Σ0 = −1
The probability (15) depends on the field realization ~ or:
and is in general not self-averaging, being exponentially
small in R; however, the quantity (16) is intensive. Its ξ ∗ (xSP ) = 1, (23)
typical value equals
as follows from (19) and (20). The solution reads:
Z Y
Φ(z) = [di f (i )]Φ̃R (z,~) =
D 2 2 E
Z log Jh⊥ Jh⊥
i
(17) xSP = − d~s p(~s ) D 2 E . (24)
J⊥
Z Z
J
2z log h⊥
d~s p(~s ) log dhs P (hs |~s )e s , h
R
with the notation h. . . i = dhP (h|~s )(. . . ). Within this The behavior of the spatial decay constants γF in (10)
framework the typical decay constant (as in a frozen ther- and γL in (27) is shown in Fig. 2 for a system with Hamil-
mal configuration of the environment) is recovered set- tonian (1) defined on a path with N = 2 environmental
ting ξ ∗ = 0, with which one indeed finds spins attached to each site as in Fig. 1 (top). The fields
i are taken to be uniformly distributed in the interval
xtyp = x(ξ ∗ = 0) = γF (21) [−W/2, W/2], and the interactions Jij ≡ Jz are constant.
The analysis of this case of a single decay channel leads
upon comparing (20) and (10). Further, from (19) and to the following conclusions:
using the identity Φ(0) = 0 (cf. Eq. (17)) one confirms
that Σ(xtyp ) = 0 for this decay rate, as it must be for the (i) Thermal fluctuations do affect spatial localization.
logarithm of the probability of typical configurations. The liquid decay rate is always smaller than the
7
In order to simplify the analytical treatment, we con- the calculations, we assume the distribution f () to be
sider a Bethe lattice of branching number k, where addi- Gaussian as well, with standard deviation W ,
tionally each site s has its own N environment spins σjz
2
with j ∈ ∂s, see Fig. 1 (bottom). Each of these √ spins e− 2W 2
interacts with σsz through a coupling Jsj ≡ Jz / N , and f () = √ . (35)
2πW 2
sits in a field j drawn independently for every site from
the distribution f (). The quenched fields s along the Then the distribution of (33),
path are also random and independent, with identical
distribution f (). We assume N to be very large, so that (Es −s )2
Z −
e 2vM
(36)
the field transmitted to a site s by the environmental ρ(Es ) = ds f (s ) √ ,
spins, 2πvM
to the boundary. 3 Thanks to this mapping, the frozen frozen phase with essentially one optimal path. More
path nature of the localized phase is straightforward to generally it can be obtained by exploiting the directed
see, though one has to remember that the mapping relies polymer analogy, which we recall in Appendix A. The
on the forward approximation [46]. However, the frozen decay rate is obtained from the analog of the “replicated
path nature remains robust when self-energy corrections free energy”:
are added, as follows from rigorous results [47, 48]. In 1
Z J 2η
⊥
contrast, an interacting system with a fluctuating envi- ψF (η) = − log k dh P (h) , (40)
η h
ronment does not necessarily have to be in a frozen path
phase, as we will see below. with the distribution of fields P (h) as defined in (37).
As we recall in Appendix A, the expression for the non- The replicated free energy ψF (η) should be maximized
interacting decay constant γ on a Bethe lattice, as de- over 0 ≤ η ≤ 1. More precisely, denoting η ∗ the argu-
rived in [24], can be found from a convenient variational ment which maximizes ψF (40), one obtains for the decay
formulation [45]: the amplitude of the dominating path constant
is distributed like the maximum among k R path ampli-
(
ψF (η ∗ ) if η ∗ ≤ 1
tudes with negligible mutual correlations, which reflects γF = (41)
that the correlations among different paths on a Bethe ψF (1) if η ∗ > 1.
lattice do not matter for the problem at hand. The domi- The first case applies in the frozen phase where the
nating path will host a rather biased distribution of local sum over paths is dominated by few contributions
fields, ρopt opt
k (). The optimal distribution ρk () along the (sub-exponentially many in number). We discuss the
optimal path can be determined by maximizing the ex- detailed calculation of this function in Appendix B.
pression of the decay constant, while making sure that Here, we simply remark that in order for (40) to
the probability of observing such a distribution on a ran- be defined for η ≥ 1/2, one needs to regularize the
domly picked path is at least O(k −R ), which ensures that divergence arising due to small field denominators.
such a path indeed typically occurs on a Cayley tree of Physically this is necessary since small denominators
depth R. The logarithm of the probability Pρ of finding a need to be resummed, which effectively cuts of the effect
path of length R with such a biased distribution is mea- of too small denominators. In practice it suffices to
sured by the relative decrease in entropy, or Kullback- impose a cutoff to the integration, which regularizes
Leibler divergence, of ρopt
k () as compared to the typical, the singularity from small denominators h ≈ 0 [1], see
unbiased distribution ρ() of local quenched fields: Appendix B for details. For a frozen environment we
! find that η ∗ < 1 in the whole localized phase, exactly as
ρopt
Z
opt k () in a non-interacting problem. This is expected, since the
log Pρ = −R ρk () log d. (38)
ρ() interactions enter the formalism only via the distribution
of the effective local fields.
Therefore:
(Z 2 ) We point out that it follows from the temperature
J opt independence of P (h) (cf. Eq. (37)) that the decay
γ= min log ρk ()d , (39)
ρopt
log Pρ constant γF is independent of T . This implies that also
k : R =− log(k)
the location where it vanishes, i.e., the delocalization
see Eqs. A8 and (A13) in Appendix A. transition in a frozen environment, is temperature
This reasoning can straightforwardly be extended to independent. Since we will show later on that the
the computation of the frozen decay constant γF in the delocalization transition is independent of whether or
presence of environmental spins. Moreover, it will also not fluctuations are included, we draw the non-trivial
allow us to derive compact expressions for the liquid de- conclusion that the transition to the metallic regime
cay constant γL , and to account for the bound on the is entirely temperature independent in the model we
path amplitude as we did in the case of a single path. consider here.
resonating to a rarely-resonating insulator is pre- where P (h) is the unconstrained distribution defined in
served from the 1d situation discussed in Sec- Eq.(37). Here ξ ∗ is fixed by the condition:
tion IV, even though now there are exponentially
many paths available for decay. Z 2 2ξ∗
J⊥ J⊥
(ii) The liquid decay rate undergoes a further transi- dh P (h) log = 0. (67)
h h
tion within the rarely-resonating insulator phase.
It can be identified with an unfreezing transition of
the corresponding directed polymer problem. Ob- Assuming ξ ∗ > 0 we can divide each of these two van-
viously, such a configurational unfreezing cannot ishing quantities by some strictly positive quantities to
occur in a 1d setting with only a single decay path obtain the equation:
available. This transition between a path-frozen
and an unfrozen regime always occurs within the 2ξ∗
rarely-resonating regime, as we prove in Appendix log k dh P (h) Jh⊥
R 2 2ξ∗
dh P (h) log Jh⊥ Jh⊥
R
C. In contrast, in a system with a frozen environ- = ,
2ξ∗
ment the dominant decay always occurs along the ξ∗ R
dh P (h) Jh⊥
[49] same or the same few paths. It is the thermal (68)
fluctuations of environmental spins and the related which is equivalent to the condition for a maximum of
changes in local fields that make the dominant de- the frozen decay functional ΨF ,
cay paths of a system with liquid environment fluc-
tuate. This path melting always takes place in a
boundary regime adjacent to the transition to the d
η2 ΨF (η) ∗ = 0. (69)
metal. We will come back to the properties of this dη η=ξ
phase in Sec. VII
(iii) The delocalization transition occurs at the same This means that when the liquid decay vanishes, γL = 0,
value of parameters, whether a frozen or a liquid en- the extremizers ξ ∗ for the liquid case and µ∗ for the frozen
vironment are considered. This remains unchanged case coincide, ξ ∗ = η ∗ . This is seen in the explicit so-
from the 1d case of a single path. The transition lution of Fig. 3 (Bottom) . The frozen decay is given
always occurs out of the path-unfrozen, rarely res- by Eq. (40). By virtue of Eq. (67) it vanishes as well,
onating phase, where the parameter µ = 1 signals γF = 0, which completes our proof. We conclude that
the contribution of exponentially many paths. This the sequence of transitions shown in Fig. 3 and the co-
is proven in Appendix C. As we argued earlier, ev- incidence of liquid and frozen delocalization hold for any
erywhere within the insulator the strict inequality choice of model parameters (such as the connectivity k,
γF > γL holds. e.g.). We recall that our treatment of the decay is only
approximate in that it is essentially a forward approxima-
We will discuss how the different insulating phases could tion where small denominators are suitably regularized.
be distinguished by physical observables in Sec. VII. This captures only approximately the (anti)correlations
between the locators at subsequent sites along the path
that are induced by the self-energy corrections [50]. How-
No coexistence of frozen and liquid phases ever, despite this approximation, we find that at the lo-
calization transition the values of η ∗ = ξ ∗ come close to
Let us now address the question of the possibility of the exact value of 1/2, which follows from a symmetry
a coexistence of frozen and liquid phases in this class of argument [41].
models. With the above results in hand we can now show The physical reason for the coincidence of the liquid
explicitly that this is excluded since the two decay rates and the frozen delocalization transitions, γL = γF = 0
γF , γL vanish exactly at the same value of the hopping is relatively straightforward. For any given thermal real-
and disorder parameters. To prove this, since γF ≥ γL ≥ ization of the neighbor spin configuration, the local fields
0, it suffices to show that γL = 0 necessarily implies are as in a frozen configuration. For static configurations
γF = 0. As we show in Appendix C, in the presence it is known that on a Cayley tree there is an optimal
of a liquid environment the transition to delocalization path that dominates the decay. The thermally fluctuat-
always occurs inside a path-unfrozen phase, where the ing problem can have a non-exponential decay rate only,
parameter µ takes the value µ = 1. Setting µ = 1 in (59) if a typical thermal realization of neighbor spin config-
the liquid delocalization transition (γL = 0) requires urations gives rise to non-exponential decay, otherwise
Z non-exponential decay would only occur in exponentially
γL = − log k dEρ(E) ωξ ∗ rare fluctuations. However, the requirement that typical
(66) configurations give rise to non-exponential decay is ex-
Z J 2ξ∗
⊥ actly the same as that for delocalization within a frozen
= − log k dh P (h) = 0,
h environment.
14
cay of the conductance with sample length. Likewise one curs and a rarely-resonating, but path-unfrozen insulator
may expect the conductance noise to bear a signature of emerges. In this least insulating phase an exponentially
the transition, since the conductance fluctuations in the large number of paths contribute to the time-averaged
resonating insulator start to be more strongly bounded decay (we recall that the paths are well defined in a Cay-
from above. ley tree approximation to real space, while in real space
spatially local fluctuations around a dominant decay path
will contribute as well). It is still true that at every in-
VIII. DISCUSSION AND CONCLUSIONS stant of time, if one were to freeze the configuration of
the environmental spins, one path essentially dominates
the decay. However, this dominant path is now strongly
We have analyzed the decay rate of local excita-
sensitive to the thermally fluctuating effective local fields,
tions interacting with thermally fluctuating environmen-
in an analogous manner as ground states of glassy sys-
tal spins. One of our driving questions was to under-
tems can change substantially with small modifications
stand whether internally generated fluctuations are able
to the couplings or thermodynamic parameters. Here,
to shift the boundary of stability of the localized phase,
we can prove for the model of a Cayley tree with neigh-
a scenario that would entail the possibility of a coex-
boring spins that such a path-chaotic phase generically
istence regime between a delocalized and a (possibly
exists close to the delocalization transition. As the lat-
metastable, but long-lived) localized phase in the vicin-
ter is reached, the decay rate becomes order O(1) and
ity of the localization-delocalization transition. It would
independent of the system size. As mentioned above, its
also open the possibility to tune delocalization by tem-
location is independent of whether thermal fluctuations
perature, via a mechanism that is different from the one
are accounted for or whether the environment is taken to
usually discussed in the context of MBL [2, 3], an idea
be frozen.
originally raised in Ref. [22].
Our analysis has indeed confirmed that the annealed Note that despite some similarities, the transition asso-
rate of decay (averaging over thermal fluctuations of the ciated with the unfreezing of the dominant path is differ-
neighboring spins) is always bigger than the quenched ent in nature from the crossover, or putative transition,
decay rate (that of a typical, frozen environmental con- between a fully ergodic phase and non-ergodic delocal-
figuration) because the fluctuation average is dominated ized phase, which has been controversially discussed, es-
by rare thermal configurations. However, the difference pecially for non-interacting problems on Bethe lattices
between the two rates diminishes upon approaching the or Cayley trees [50, 53–61]. Indeed, the transition we
metallic regime and disappears exactly at the delocaliza- have identified in this work occurs within the insulating
tion transition. The location of that transition is there- phase, even though it requires interactions with liquid-
fore independent on whether the fluctuations are taken like fluctuating degrees of freedom. This transition en-
into account or not, and the putative coexistence or bista- tails a non-analytic behavior of the spatial decay constant
bility scenario is ruled out. γL governing the decay rates of excitations in the thermo-
Nevertheless, we find that thermal fluctuations induce dynamic limit (akin to localization lengths or Lyapunov
a rich phenomenology within the insulating phase. In exponents in non-interacting systems). In contrast, the
general it hosts three different regimes, separated by two putative transition between an ergodic and possibly non-
sharp transitions (at the level of our approximate de- ergodic delocalized phase, that was suggested to map
scription). All three regimes are characterized by an ex- the unfreezing of an associated effective polymer prob-
citation decay rate that decreases exponentially in the lem, takes place within the delocalized metallic phase
system size. At strongest disorder, the system is a non- where the participation ratio and fractal properties of
resonating insulator, where even exponentially rare, opti- non-localized wavefunctions evolve in a non-trivial man-
mal fluctuations of the neighbor spin configurations give ner.
rise to exponentially weak decay. In other words, the sys- Note that we have carried out our analysis at high
tem is insulating even in those rare moments in which the temperatures, so as to single out the consequences of
environment is particularly favorable and which therefore the presence or absence of fluctuations of neighboring
dominate the decay. In contrast, in the intermediate in- spins, while excluding thermal and interaction effects on
termittent metall (or rarely-resonating, but path-frozen the global distribution of local fields. This lead to a ro-
insulator) the annealed time averaged decay rate is dom- bust scenario of three insulating regimes. It remains an
inated by rare fluctuations of the neighboring spins that interesting issue to investigate the dependence of their
induce metallic-like behavior; nevertheless, their expo- phase boundaries on the temperature, which governs the
nential rareness guarantees that the system is still in- strength of the fluctuations of the environmental spins,
sulating in the sense that the time averaged decay rate as well as on the strength of the interactions. We re-
is exponentially small in the system size. As in the non- call that the critical point separating the localized from
resonating phase, the dominant decay path remains fixed the delocalized phase is not shifted by temperature in
and does not change, even though the environment fluc- our model where the global distribution of local fields
tuates. This changes closer to the delocalization tran- P (h) in Eq. (5) has no explicit temperature dependence.
sition, where the analogue of a melting transition oc- It is thus unaffected by the presence of thermal fluctu-
16
ations. This follows from the coincidence of the critical has exactly the form (A1) with β = 1 and Es =
point in frozen and liquid environments, respectively, and − log |J⊥ /s |2 , where the s are the random local poten-
from the fact that transition in a frozen environment it tials with distribution f (). We thus set ws = |J⊥ /s |2 .
is a unique functional of P (h), as is seen from Eq. (40). The decay constant γ can be identified with the free en-
In contrast, the metallic intermittency and path melting ergy density of the polymer,
transitions that occur within the insulating phase in a
liquid environment are expected to display a dependence hlog ΓR i
γ = − lim . (A4)
on T , given that the latter affects the width of the dis- R→∞ R
tribution P (h|E) and thus changes the effective locators
The exact results in Ref. 24 show that γ is fully deter-
ωξ relevant in the fluctuating environment.
mined by the function:
We recall that in the model discussed here the local
fields in (8) are sums of uncorrelated contributions from 1
Z
environmental spins. More complex models in which cor- ψ(η) = − log k d f ()[ws ()]η , (A5)
η
relations may establish among the environmental spins at
low temperature, or where long range interactions play where k is the branching number of the Cayley tree. This
a crucial role and may lead to a significant temperature can be recognized as the replicated free energy (per unit
dependence of the global distribution of fields [62–66], length) in a replica approach.
might display a more complex phenomenology. Let us call η ∗ the argument that maximizes ψ, satisfy-
ing
ACKNOWLEDGMENTS d
ψ(η) = 0. (A6)
dη η=η ∗
V. Ros acknowledges funding by the LabEx ENS-
It was shown in Ref. 24 that :
ICFP: ANR-10-LABX-0010/ANR-10-IDEX-0001-02
PSL* and thanks the Paul Scherrer Institute in Villigen
(
ψ(η ∗ ) if η ∗ ≤ 1
and the Galileo Galilei Institute (GGI) in Florence for γ= (A7)
hospitality and support during the completion of this ψ(1) if η ∗ > 1,
work. M. Müller acknowledges funding from the Swiss
National Science Foundation under Grant 200021 166271 in agreement with the heuristic recipe that the replicated
and thanks GGI Florence for hospitality. free energy should be maximized over the domain 0 ≤
η ≤ 1. The first regime corresponds to the polymer being
in its frozen phase (with broken replica symmetry), in
Appendix A: Directed polymer in random medium: which the partition function (A1) is dominated by a sub-
a recap exponential number of paths.
As discussed in the main text, the spatial decay con-
stant in a frozen environment can be obtained as a
The free energy density of a directed polymer on the
straightforward application of these identities, by replac-
Bethe lattice has been computed explicitly in Refs. 24
ing the distribution f () with that of local fields, P (h).
and 67. On a finite Cayley tree of depth R, the partition
In contrast, in the presence of a fluctuating environment
function of the polymer is given by a sum over all paths
these identities cannot be generalized straightforwardly,
P connecting the root 0 to the boundary BR at distance
as one needs to enforce the physical constraint that the
R, and it takes the generic form:
single path weights are bounded by 1. In that case, it
X Y proves convenient to exploit a variational argument to de-
Zβ,R = ws , (A1) termine the distribution of the quenched energy variables
P:0→BR s∈P
along the paths that dominate the decay rate. Here we
recall this argument in the simpler setting of a directed
where ws = e−βEs is the contribution of the site s, with
polymer with no constraints, showing how it allows to
β the inverse temperature and Es a local energy. For
recover (A7).
a single-particle Anderson problem on the Bethe lattice
Let us assume that (A3) is dominated by a single path
with Hamiltonian
among the k R paths contributing to the sum. The lo-
X † cal fields s along the dominating, optimal path have an
ci cj + c†j ci ,
X
H= i n i − J ⊥ (A2)
atypical statistics: they are not a typical sample from the
i hi,ji
distribution f (), but rather look like a sample from a bi-
ased distribution (to be determined) that we denote by
the decay rate ΓR computed in the forward approxima-
f opt (). The decay rate along this path is simply given
tion,
by
X Y J⊥ 2 Z
ΓR = (A3)
s
γ ≡ γ{f ()} = − d f opt () log[w()].
opt
(A8)
P:0→BR s∈P
17
However, to introduce some formal steps and functions ψ(η ∗ ), where η ∗ satisfies (A6), under the assumption that
whose more complex equivalents are used in the main one path dominates the sum ΓR .
text, we briefly derive it here by a formal detour. De- However, as η ∗ → 1, this assumption breaks down [67]
noting by ws the weights along the optimal path, we can and the system leaves the frozen phase. At that point
write the decay rate as: the quenched average (A4) becomes equivalent to the
! annealed one, meaning that we can replace hlog ΓR i by
R
loghΓR i. This yields the decay rate:
Z
−Rx 1 X
ΓR ≈ dxe δ x+ log ws
R s=1 Z J 2
(A9) loghΓR i ⊥
Z Z PR γ = − lim = − log k d f () (A16)
=R dxe−Rx dξeiξ Rx+iξ s=1 log ws
. R→∞ R
where the coefficients of the expansion contain the in- with coefficients:
complete Gamma function:
2k−1 2k − 2z + 1 ∆2
∂
α̃k = Γ , .
Z ∞
f1 (∆) Vβk (2k)! ∂z 2 2Vβ
z=1
Γ(s, x) = ts−1 e−t dt. (B4)
x (B12)
It can be checked that upon taking the limit ∆ → 0 of
The term the coefficients of the series:
∆2
1 1 ∞
fξ (∆) = Γ − ξ, (B5)
X
2 2 2Vβ Σ2 (E) ≡ α̃k E 2k , (B13)
k=1
is the source of the divergence as ξ → 1/2 if no regularizer
the latter can be re-summed explicitly, too. Plugging the
is present, ∆ = 0. For k ≥ 1 and ξ ≤ 1 the coefficients
resulting expressions into (B10) and integrating over E
of the expansion (B3) remain regular for ∆ → 0, and
allows one to evaluate explicitly xSP as well.
we therefore approximate them with their ∆ → 0 limit.
The evaluation of the decay constant in a frozen environ-
This allows us to re-sum the series into a function
ment, γF , is straightforward using the formula (40): to
1 X∞
2k Γ k − ξ + 12 2k
be consistent with the treatment in the liquid environ-
Σ1 (E, ξ) ≡ E = ment, we regularize the integral in (40) by restricting the
2fξ (∆)
k=1
Vβk (2k)! integration to the same domain R∆ .
(B6)
Fig. 3 was obtained by fixing Jz = 0.6 and p varying
E2
2Γ 23 − ξ 1 − 1 F1 21 − ξ; 12 ; 2V 2
β
, W, J⊥ in such a way that the ratio ∆ = J⊥ / Jz2 + W 2
2fξ (∆)(2ξ − 1) remained constant and equaled ∆ = 2 × 10−2 .
which is a strict inequality for F strictly convex (provided while fixing the parameter ξ to ξ = 1, implies that
g(h) is not a constant or, equivalently, that the density the decay constant xSP as defined in Eq. (C1) becomes
P (h|E) does not collapse to a delta distribution). Ex- negative and thus is unphysical.
ploiting this for F(y) = y log(y) (which is strictly convex
for y > 0) and g(h) = |J⊥ /h|2 , we obtain Let us now turn to the localization transition, and show
that path-unfreezing (as signaled by µ∗ → 1) always pre-
− xSP cedes it within the insulator. Technically, we need to
2
J⊥
2 show that, upon approaching delocalization the maxi-
dh P (h|E) Jh⊥
R R R
dE ρ(E) dh P (h|E) h log mizing µ∗ reaches 1 before γL → 0. This will imply that
> R exactly at the transition, µ∗ can no longer be chosen as
dEρ(E) ω1 (E) a maximizer of ΨL (µ, ξ) with µ∗ < 1; instead, the maxi-
mum of ΨL has to be assumed on the boundary, µ∗ = 1.
R
dE ρ(E)ω1 (E) log [ω1 (E)]
= R , Let us now show that µ∗ → 1 strictly within the insula-
dEρ(E) ω1 (E)
(C3) tor. Within the rarely-resonating phase ξ ∗ is determined
by the condition (cf. Eq. (55):
The derivative in (60) can be written as: Z Z J 2ξ∗ J 2
∗ ⊥ ⊥
dEρ(E)ωξµ∗ −1 (E) dhP (h|E) log = 0.
dEρ(E) log[ωξ ]ωξµ h h
R !
∂ΨL (µ, ξ) 1
= ΨL (µ, ξ) − . (C7)
dEρ(E)ωξµ
R
∂µ µ The inequality (C2) applied to g(h) = |J⊥ /h|2ξ and
∗
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