Professional Documents
Culture Documents
Sebastian E. Giwa a
a Sylvatica
Biotech, Inc., North Charleston, SC, USA; b Department of Mechanical Engineering, Carnegie Mellon
University, Pittsburgh, PA, USA; c Department of Medicine, University of Arizona, Tucson, AZ, USA
tion/recovery. In addition, ex vivo machine perfusion tion at intermediate temperatures, which potentially offer
provides a platform for post-preservation viability assess- extended durations of storage compared with current
ment and quality control prior to transplantation [49, 50, practices of hypothermic preservation. This could elimi-
53, 71–73]. nate some of the logistical constraints on organ trans-
With the recognition of the limits of conventional hy- plantation outlined above, and also allow time for im-
pothermic storage and the variety of challenges that still mune tolerance induction, which would be transforma-
remain for the cryopreservation of organs, attention is tional for organ transplantation [1].
now being given to preservation in the intermediate tem- Cryopreservation and vitrification hold promise, but
perature zone (+20 to –20 ° C) at normal atmospheric
the major challenges we have summarized with respect to
pressure, which we define as the “viginti zone” (Latin for ice formation, scalability to large systems, mechanical
twenty). At increased pressures and constant volume and thermal stresses, cryoprotectant toxicity, etc., have so
(isochoric), extended preservation is anticipated below far proven difficult to overcome. Yet, in nature, at least 45
–20 ° C in an equilibrium state, as discussed below. Figure
vertebrate species (including mammals) can survive days,
1 summarizes the variety of approaches that fall within weeks, or even months at high-subzero body tempera-
this zone, all of which have been inspired to a greater or tures in a state of “suspended animation,” without tissue
lesser degree by species in nature. damage [74–76]. Numerous mechanisms that adapt tis-
sues to this temperature range have been uncovered, in-
cluding upregulation of stress response pathways [77],
High-Subzero Preservation programmed suppression of metabolism [78], and syn-
thesis of antifreeze proteins that prevent ice nucleation
Historically, organ preservation strategies have fo- [79, 80]. However, extending hypothermic storage to
cused on using the passive effects of cold – either hypo- high-subzero temperatures by implementing strategies
thermic preservation (around +4 ° C) for short-term pres-
employed in nature is an essentially unexplored domain
ervation or vitrification and cryopreservation strategies with high potential to markedly impact clinical organ
at cryogenic temperatures (–120 to –195 ° C) for indefinite
preservation. For convenience, we will define these new
storage durations. In contrast to these extremes of pres- approaches to preservation at intermediate temperatures
ervation, either by hypothermic storage above the freez- as “high-subzero preservation,” and we will discuss three
ing point or by cryopreservation at deep subzero tem- specific aspects, namely: (a) supercooling, (b) partial
peratures, there is an opportunity to consider preserva- freezing, and (c) equilibrium nonfrozen subzero preser-
Strategy Description Primary and secondary Previously applied in: Comments Support in
compounds nature and
literature [Ref.]
Nature-inspired Colligative resistance Glucose analog 3-OMG Supercooling Innovative strategy that [73, 81–86, 89,
low-molecular- to decreases in cell trehalose enhances cell survival using a 109, 112–114,
weight protec- volume Dehydration two-step approach: priming the 198–201]
tants augmented DMSO1 cells first with nature-inspired
by the best of Stabilize the compounds, notably 3-OMG,
classic CPAs phospholipid bilayer Ethylene glycol1 followed by classic CPAs at
lower, less toxic temperatures
Inhibit intracellular Polyethylene glycol1
ice
Metabolic Actively depress the 2-Deoxyglucose Hypothermia Deeper hypometabolic [48, 52, 78,
inhibitors metabolic rate depression than via passive 81–83, 100–104,
5-AMP Dehydration/ temperature alone 114, 202–205]
Minimize ischemic desiccation
injury Hydrogen sulfide
Prosurvival, cell-permeable
apoptosis inhibitors, specific:
e.g., ivachtin, pifithrin, Bax
inhibitor peptide P5
Endothelial Protect against Polymers: e.g., dextran, Vascular homeostasis Plasma expanders such as [86, 88,
stabilizers endothelial damage hydroxyethyl starch, dextran and HES stabilize 208–212]
polyethylene glycol Plasma expanders microvessels via physical
mechanisms
Membrane-permeable cAMP Our supercooling
analogs work Prevent leukocyte adhesion to
the endothelium, maintain the
endothelial barrier, and inhibit
thrombosis
Revival- Reduce time for Many of the compounds Hypothermic kidney Replenish essential trophic [213–220]
recovery-repair biologics to return above + trophic factors: e.g., storage factors
cocktails to full function BNP-1, NGF, Substance, EGF,
and IGF-1 Regenerative Positively affect cell signaling
medicine pathways
CPAs, cryoprotective agents; IR, ischemia-reperfusion. 1 Used in classic cryostasis and vitrification.
vation (liquidus tracking). Each of these can be augment- studied as an additive to preserve the intracellular
ed with nature-inspired stress tolerance and/or metabol- compartment. 3-OMG is taken up naturally through
ic suppression, as desired. For example, Table 1 summa- glucose transporters including GLUT-1, GLUT-2, and
rizes a variety of classes of compounds now considered to muscle-specific glucose transporter GLUT-4 [81–84].
be candidate components for cryostasis and revival cock- 3-OMG is metabolically inert, ensuring it can accumu-
tails supported by nature and the literature. Several of late in the intracellular environment and achieve the
these strategies warrant brief mention here: desired resistance to decreases in cell volume while ne-
1. Nonmetabolizable glucose derivative 3-O-methyl-D- gating lactic acidosis. 3-OMG is nontoxic, and it has
glucose (3-OMG): 3-OMG has been proposed and been reported that it improves the viability and quality
alcohol (X-1000) and polyglycerol (Z-1000) have been imentally) for up to 3 weeks, with every organ “banked”
shown to effectively suppress ice nucleation events in without injury. Even Caiman crocodilus, which can grow
aqueous systems even at concentrations as low as 1 to over 2.5 m (over 58 kg), can supercool to below –5 ° C
ppm, much lower than most other ice control agents, [74]. Many species in nature, including mammals, can
by selectively binding surfaces of molecules that would sustain subfreezing body temperatures for weeks or lon-
otherwise promote the formation of ice nuclei [79, 80]. ger, supercooling to avoid ice formation [74–76, 108].
These synthetic ice blockers are inspired by natural Two of the most prominent strategies involve (1) synthe-
antifreeze proteins found in polar fish and insects that sis of high amounts of low-molecular-weight carbohy-
can remain in a supercooled state for extended periods drates, which provide colligative resistance to detrimental
without damage [80]. Antifreeze proteins have shown decreases in cell volume, stabilize phospholipid bilayers,
the ability to protect rat hearts during supercooling and restrict the formation of intracellular ice, and (2) syn-
[92–94]. X- and Z-1000 are nontoxic, readily permeate thesis of ice-blocking molecules that bind molecular sur-
cell membranes, and remain active at temperatures faces around which ice would otherwise form. It is an-
ranging from 0 ° C all the way to glass transition tem- ticipated that an effective translation of these strategies to
peratures (below –120 ° C) [79, 80]. They have been human organs may be achieved through the application
employed to preserve a variety of cell types with no of low-molecular-weight cryoprotectants and synthetic
reported toxicity [67, 79, 80, 95, 96]. New nature-in- ice blockers.
spired approaches in this area of research are focused This has inspired researchers, notably Toner and Uy-
on synthesizing novel chemically defined molecules gun’s group at Massachusetts General Hospital/Harvard,
with greater potency, less toxicity, and high stability to apply knowledge of supercooling to develop a novel
[97–99] protocol enabling the viable preservation of rat livers at
4. Metabolic rate depression: naturally occurring hypo- –6 ° C for 3–4 days [86, 109] (Fig. 2). This is significant,
metabolic states involve molecular and biochemical since 72 h (3 days) represents a more than 5- to 10-fold
strategies that actively suppress metabolism [78]. increase over current typical clinical practice. Berendsen
While cooling roughly halves the rate of biological re- et al. [86] and Bruinsma et al. [109] demonstrated that a
actions for every change of 10°C [52], not all cellular simple first-generation supercooling protocol dramati-
metabolic reactions are completely impaired [48, 52]. cally extends the preservation of rat livers. The method
In nature, decreases in metabolism precede changes in relies on several crucial components: (1) the use of sub-
body temperature and synergize with passive cooling zero temperatures to slow metabolism during static stor-
effects [100]. Conditioning cells to achieve suppressed age while avoiding injury from freezing; (2) preservative
metabolism promotes greater tolerance to ischemia agents (PEG and 3-OMG); and (3) a recovery step with
and stress during high-subzero preservation. 3-OMG subnormothermic machine perfusion, which mitigates
has an inhibitory effect on glycolysis; studies in animal cold ischemic injury. Using the protocol in Figure 2a, su-
3 days, and 58% for livers stored for 4 days. By comparison, re- h, after which rewarming to 4 ° C takes place (1 ° C/10 min). The
cipients of livers stored in UW medium for 3 or 4 days perished liver is then flushed with 21 ° C-warm, oxygenated SNMP medium,
within 48 h. 3-OMG, 3-O-methyl-D-glucose; HP, hypothermic recovered with 3 h of SNMP, and transplanted orthotopically.
preservation in UW medium at 4 ° C; SNMP, subnormothermic
b Kaplan-Meier curve of transplantation recipients (n > 6 in all
machine perfusion (21 ° C); UW, University of Wisconsin. a Sche-
groups shown). c Posttransplantation trends in transaminase out-
matic of the supercooling temperature profile. Loading of 3-OMG, put that normalize in a month; 3 months after transplantation, the
as an additive to Williams’ E-based medium, is performed by differences had completely vanished (data not shown). Adapted
SNMP for 1 h through the portal vein. Cooling to 4 ° C (1 ° C/min)
from Berendsen et al. [86].
is carried out during perfusion. The liver is then flushed with 4 ° C-
percooled whole rat livers were stored for 3 days retaining These recent achievements represent significant ad-
full viability (Fig. 2b, c) [86]. Recipients appeared com- vances in establishing the feasibility of supercooling pres-
pletely healthy and did not display any signs of jaundice. ervation of mammalian organs and pave the way for
Liver enzymes (ALT and AST) had fallen to normal levels translation to organs with even shorter ischemic toler-
by week 3, and all animals eventually regained their nor- ance times, such as hearts and lungs. The feasibility of
mal weight. Without optimization, storage was extended optimizing and translating supercooling preservation to
by supercooling to 4 days, but at a reduced survival of hearts is supported by the fact that Amir et al. [92–94]
58%. By comparison, posttransplantation survival with have reported rat heart preservation 7 times longer than
classic hypothermic preservation was 0% at 3 or 4 days. with conventional methods using a solution containing
These studies included control transplants to identify only antifreeze proteins and no other cryoprotectants, as
which steps of the developed protocol were critical. No well as by our own results with nonfrozen heart preserva-
survival was achieved after 4 days if (1) supercooling was tion under pressure discussed further below. These early
replaced with ice-cold storage at +4 ° C, (2) final machine
achievements in supercooling preservation also highlight
perfusion was skipped, (3) preloading 3-OMG was some of the nature-inspired strategies that contributed to
skipped, or (4) preservative PEG was not added (i.e., stor- the demonstrated successes outlined here.
age in standard University of Wisconsin solution), indi- Notwithstanding the recent developments in super-
cating that all four components were critical for 3- to cooling preservation of organs, the approach is nonethe-
4-day preservation. less a non-equilibrium process with inherent risks of de-
stabilization in the form of random ice nucleation. More-
over, since ice nucleation is a stochastic event, the ical strategies for freeze tolerance involves the synthesis
probability of ice formation increases with both the size of high amounts of low-molecular-weight carbohydrates
of the compartment/system and the degree of undercool- (glucose in wood frogs), which provide colligative resis-
ing. Most recently, advances have been reported in the tance to detrimental decreases in cell volume while also
use of surface sealing of water with an oil phase to sig- serving to stabilize the phospholipid bilayer of mem-
nificantly diminish the primary heterogeneous nucle- branes and to restrict the formation of intracellular ice
ation at the water/air interface. Huang et al. [110] achieved [112–114]. Importantly, research has shown that simple
deep supercooling (down to –20 ° C) of large volumes of
augmentation strategies such as increasing endogenous
water (up to 100 mL) for long periods (up to 100 days) levels of cryoprotectants (via injection) prior to freezing
simultaneously via this approach. Furthermore, in these have the capacity to improve survival and extend the time
preliminary studies they demonstrated the utility of deep in a frozen state in a certain context from 2 weeks to 49
supercooling in extended (100-day) preservation of hu- days [113]. A translation of nature’s cryostasis strategies
man red blood cells [110]. Apart from the inherent risk of to human systems may be achieved through low-molec-
uncontrolled nucleation, a further hazard in non-equilib- ular-weight CPAs, in particular the aforementioned non-
rium undercooling is related to the fact that the morphol- metabolizable glucose derivative 3-OMG and oligosac-
ogy of the ice crystals forming in highly supercooled solu- charides, of which trehalose has received notable atten-
tions presents a sharper dendritic – and potentially more tion in recent years [54, 115, 116].
damaging – shape when compared with equilibrium Studies on diverse freeze-tolerant species have shown
freezing processes [111]. These constraints on high-sub- that ice-nucleating agents play a critical role in survival of
zero preservation by supercooling have encouraged the freezing. Ice-nucleating agents in the blood and in the
pursuit of alternative nature-inspired strategies involving gut/skin induce controlled freezing of extracellular water
thermodynamic equilibrium in the presence or absence at multiple nucleation sites. In this way, secure and pro-
of ice. tective extracellular freezing occurs before any nucleating
components present in cells trigger injurious freezing. It
Controlled, Partial-Ice Freezing is generally accepted that minimization of cryoinjury may
One good example from the at least 45 animals that be achieved when ice nucleation occurs as near as possible
can survive long periods of time at high-subzero temper- to the equilibrium freezing point – i.e., the highest tem-
atures in a state of “suspended animation” is the wood perature which promotes ice crystallization and propaga-
frog (Rana sylvatica), surviving with 65–70% of the total tion [117, 118]. It therefore has been hypothesized that
body water as extracellular ice [112]. One of the most crit- through the application of biocompatible ice nucleators,
tissue from within, rather than relying exclusively on quency-excited iron oxide nanoparticles (IONPs) to
warming through surface conduction. Electromagnetic uniformly warm large vitrified volumes (up to 80 mL) at
warming (or “microwave” [139, 140] or “dielectric” [141, over 100 ° C/min and avoid (a) ice crystallization and (b)
142] warming) and, more recently, magnetic nanoparti- fracturing while (c) decreasing the total concentration of
cle warming [137, 143, 144] (nanowarming) and warm- toxic CPAs needed [137]. This technique has also been
ing with metal forms [145] have been proposed and stud- applied in the past to cancer therapies with IONPs [150,
ied for faster and more uniform heating of tissue during 151]. For tissue and organ heating, Bischof’s group also
recovery from the vitrified state. explore the dispersion of the IONPs within the CPA used
There has been limited study of electromagnetic warm- to preserve tissues. One of the challenges presented by
ing for cryopreserved organs, tissues, and blood products this approach is IONP stability within the strongly ionic
since the 1970s and 1980s. The reader is referred to the environment of CPAs. However, coating the IONPs with
work of Pegg’s and Gao’s groups for a review of the status mesoporous silica has been shown to improve stability
and challenges to this approach, to which uniform heat- [152, 153]. Moreover, this coating has demonstrated a
ing remains a major obstacle [141, 142, 146, 147]. high stability within biological environments and has
Generally, the CWR and uniformity requirements maintained that stability within CPAs [154, 155].
have only been fulfilled in small-scale systems of 1–3 mL By limiting the risk of ice formation during rewarm-
(Fig. 4) [148] – until recently having used nanowarming, ing, rapid nanowarming can also help decrease the con-
which takes advantage of the ability of metallic nanopar- centration of CPAs required and thus toxicity to tissues.
ticles to transform a radio frequency or “light energy” into With these and other advancements, vitreous cryopreser-
heat [149], as evidenced by a report in Science Transla- vation now, for the first time, holds promise to be scalable
tional Medicine from the Bischof group [137]. In that ar- to whole-organ cryobanking and to help transform trans-
ticle, the authors demonstrated their scalable and bio- plantation in key ways [1–7, 13, 14, 19–22, 40–42, 156].
compatible nanowarming technology using radio fre-
to and warming from cryogenic temperatures in an iso- substantially lower than that needed for vitrification in
choric system. Subsequently, together with Rubinsky’s isobaric systems at 1 atm and in hyperbaric systems at
group, we showed that pressure measurement is impor- 1,000 atm. In addition, isochoric chambers are much
tant for designing and control of cryopreservation proto- more effective in promoting vitrification than hyperbaric
cols in constant-volume (isochoric) systems and con- pressure chambers; in addition, they are less expensive
firmed that any ice formation is associated with an in- and easier to design and implement.
crease in pressure, and that therefore pressure can be used
as a measure for the occurrence of vitrification. However, Non-Newtonian and Rheomagnetic Fluids
when ice is not formed, the pressure in the isochoric sys- Since this is a concept paper, we choose to outline a
tem does not increase during cooling, and in systems that novel concept recently introduced by Kilbride and Morris
vitrify, the absence of a pressure increase can confirm vit- [173, 174] – after iteration of a concept that won the
rification, observed pressure increases during a vitrifica- Breakthrough Ideas Hackathon at the first global Organ
tion protocol can indicate devitrification, and temporal Banking Summit at Stanford – and highly relevant to the
or static pressure measurements can be used as an objec- topic under discussion but not yet investigated widely in
tive substitute for or adjunct to more subjective visual in- the context of cryopreservation.
spection methods [28, 171, 172]. A comparison with re- In vitrification of larger tissue systems, viscosity is a
sults from the literature shows that the concentration of catch-22: it is required to be high during cooling/warm-
CPAs needed for vitrification in an isochoric chamber is ing and low during CPA loading/unloading. This limits
ing/CPA unloading. (1) On-demand non-Newtonian decrease in of ice growth during cooling or of devitrification during rewarm-
viscosity allows for accelerated CPA loading of tissues at lower ing is no longer a problem even with current protocols, and pres-
temperatures, in turn leading to less toxicity and/or permitting the ervation can proceed without any active viscosity control. At the
use of increased CPA concentrations. (2) On-demand non-New- same time, because any or all of these steps potentially allow the
tonian increase in viscosity enables ice avoidance and reduced tox- use of higher CPA concentrations, new cooling and warming pro-
icity due to lower molecular diffusion. The first effect allows de- tocols that proceed at slower speeds could now be used. The abil-
creased CPA concentration needs and the second effect allows in- ity (1) to go slower and (2) thereby also to gain more degrees of
creased CPA concentrations. All of these effects can be leveraged freedom for annealing protocols should also permit decreased
during both cooling and warming. Each of the on-demand increas- risks of fracturing or cracking. CPA, cryoprotective agent.
shear stress). With either approach, after the loading steps versible particle aggregation [181], and particle aggrega-
have been completed, the new shear force can be varied tion drastically increases fluid viscosity [192–194]. This
in such a way as to substantially increase the viscosity of can induce changes in viscosity of many orders of magni-
the solution-infused tissue so that it enters a shear force- tude; hence, fluids can be loaded as low-viscosity suspen-
induced pseudo-“vitrified” state during cool down. This sions initially, and upon application of the magnetic field,
increase in viscosity (1) reduces toxicity due to lower mo- viscosity can be drastically increased after loading. Fur-
lecular diffusion, (2) inhibits ice formation and damage, thermore, shear stress can be applied to samples in addi-
and (3) allows a decrease in the CPA concentration re- tion to magnetic fields in order to fine-tune viscosity. The
quired. All these benefits can be leveraged again upon re- fact that many rheomagnetic fluids are also shear thin-
warming. Crucially, these effects only need to be applied ning [191, 195, 196] provides further freedom in match-
in temperature zones down to –60/–70 ° C [69], since at
ing the best characteristics for biological systems.
lower temperatures, the risk of ice growth during cooling Upon relaxation of force (shear stress or magnetic),
or of devitrification during rewarming is no longer a the material reverts back to its natural state, rendering
problem even with current CPAs and cooling/warming each of the three processes completely reversible [188–
protocols. This means that no shear forces at all would be 190, 197]. While the three approaches can be combined,
applied in temperature regions approaching the glass it is important to stress that just one of the approaches
transition temperature (Tg), at which tissues become could be enough to make viable, reversible vitrification of
brittle [69]. large tissues and organ systems work.
Non-Newtonian fluids have been studied in great de-
Rheomagnetic Pseudo-Vitrification tail and have found a huge diversity of applications, of
A third independent approach to extreme viscosity which those in body armor are especially impressive [175,
control is to utilize rheomagnetic fluids. These are fluids 176, 178–183]. At the same time, while not widely known,
containing superparamagnetic (magnetic in the presence many fluids have non-Newtonian characteristics, and the
of a magnetic field) or ferromagnetic (permanently mag- range of different shear forces that can be applied pro-
netic) particles whose viscosity can be controlled on de- vides a large set of options. The likelihood of success is
mand with the use of a magnetic field. The mechanism is especially enhanced by the fact that by adding nanopar-
based on magnetic fields that can be used to induce re- ticles to solutions, almost all fluids adopt non-Newtonian
We gratefully acknowledge the input from and resources of our Statement of Ethics
active collaborators in the various areas of research outlined in this
article. These collaborators include: Prof. Mehmet Toner, Prof. The authors have no ethical conflicts to disclose.
Korkut Uygun, and Dr. Shannon Tessier (Harvard and Massachu-
setts General Hospital); Prof. John Bischof and Dr. Erik Finger
(University of Minnesota); Prof. Boris Rubinsky (University of
California – Berkeley); Dr. John Morris and Dr. Peter Kilbride (As- Disclosure Statement
ymptote-GE Healthcare, Cambridge, UK); Dr. Chris Hogan (Uni-
versity of Minnesota); Dr. Charles Lee (University of North Caro- The authors are all employed by Sylvatica Biotech, Inc.
lina-Charlotte); and Dr. Kelvin Brockbank (Tissue Testing Tech-
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