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Original Article/Research
Abstract
The plurality of life-cycle assessments for concrete pavements have used national or regional data to develop models to aid in decision
related processes for designing concrete pavements. The findings of these studies effectively yield information in which global decisions
can be made with respect to material selection and implementation. However, construction projects are dependent upon local supply and
demand and require different levels of design complexity: freeze–thaw exposure, leaching potential, and alkali-silica reactivity. This paper
presents a cradle-to-gate framework for design engineers and concrete ready-mix producers to implement in an effort to optimize mixture
designs across economic, environmental, and mechanical performance criteria. The framework was assessed through the examination of
a newly constructed highway in South Georgia. The case study proved that through the incorporation of 20% more Class F fly ash
compared to the in-situ mixture design used on the pavement project site, all fresh and hardened concrete properties set by the Georgia
Department of Transportation could still be exceeded, while the environmental efficiency would also increase by 23% with a total cost
savings of 0.67 million dollars for the 11.52 linear miles (18.54 linear km) of pavement. Additionally, updated emission factors for input
materials into concrete pavements, ranging from cement to aggregates, are presented using the most up-to-date data and techniques.
Ó 2016 The Gulf Organisation for Research and Development. Production and hosting by Elsevier B.V. All rights reserved.
Keywords: Life cycle assessment; Life cycle cost assessment; Fly ash concrete; Sustainable concrete; Pavements
http://dx.doi.org/10.1016/j.ijsbe.2016.01.001
2212-6090/Ó 2016 The Gulf Organisation for Research and Development. Production and hosting by Elsevier B.V. All rights reserved.
24 S.H. Smith, S.A. Durham / International Journal of Sustainable Built Environment 5 (2016) 23–33
decision-making information with respect to mixture updated emissions factors and a framework for other states
design, input material sourcing, and maintenance require- to carry out a project-specific cradle-to-gate LCA.
ments through the use of industry-reported fuel consump-
tion by the U.S. Census Bureau and gross material 2. Literature review and research significance
production data by the U.S. Geological Survey (Nisbet,
1996; Marceau et al. 2007; Santero et al. 2011; Solis, Work by MIT, UC Denver, and the Portland Cement
2012). Due to the fact that the vast majority of data related Association (PCA) developed foundational national and
to infrastructure is national or global in nature, many state level LCA methodologies for concrete pavement
previous life-cycle assessments, especially those for roads, systems in an effort to determine their total amount of
have been large in scope and resulted in findings that are embodied energy and related green house gas (GHG) emis-
large in scale and therefore intangible to decision-makers sions in terms of CO2 equivalents (CO2eq). In 2011,
at local and state levels: municipalities, ready-mix produc- Santero et al. published a comprehensive cradle-to-grave
ers, and Departments of Transportation. LCA for concrete pavements within the United States
The research presented herein utilized the most current and analyzed twelve different road types within urban
and up-to-date practices for a cradle-to-gate life cycle and rural categories. Santero et al.’s work developed the
assessment for concrete pavements. The assessment imple- foundational groundwork for a standardized methodology
ments project specific data and experimental practices that for pavement LCAs to promote a consistent industry-wide
co-align with the Georgia Department of Transportation’s approach and presented emission related findings for each
(GDOT) mixture design and selection process. Addition- of the pavement categories on a national scale. The pre-
ally, this project takes the form of a case study to promote sented work in this research used the established LCA
the tangibility of the findings to an 11.52 linear mile methodology by Santero et al. but within a cradle-to-gate
concrete highway project that was completed in March framework for a specific project in Dooly County, Georgia.
2015 in South Georgia. The project objective was to create In 2007, Reiner developed a state based LCA for
a simplistic framework for the Georgia Department of Colorado and developed emission factors using similar
Transportation to achieve the following three goals: (1) techniques to Marceau et al. in 1996 and Gibbs et al. in
develop a pavement that will yield a longer in-place service 2001. Shen et al. validated the cement CO2eq emission
life; (2) generate a concrete mixture that has lower first factor developed by Gibbs in a nation-wide cement plant
costs; and (3) propose an optimized concrete mixture study in 2014. In addition to the establishment of a
design that yields a reduced embodied energy and associ- methodology to develop emission factors for input material
ated CO2 equivalent emissions. into concrete, Reiner displayed the necessity for incorpo-
By selecting a newly constructed project located in rating local waste stream materials into concrete pavement
Dooly County, Georgia, project-specific data were gath- systems to reduce environmental pollution and the need to
ered: mixture designs, material quantities, transportation reduce virgin material flows as singular constituents in
distances, and costs. These data were essential to accurately concrete pavement mixture designs.
analyze how different concrete mixtures could be designed In 2010, Durham et al. furthered the work of Reiner for
to provide increased structural integrity, reduced costs, and the state of Colorado and displayed the beneficial use of
reduced environmental emissions. In an effort to design the higher volumes of Class F fly ash in replacement of ordi-
most optimal concrete mixture across these parameters, the nary portland cement (OPC). Durham’s findings displayed
developed LCA was used to inform the mixture design pro- that a 20% increase in the fly ash volume of the Colorado
cess. Higher percentages of Class F fly ash in conventional Department of Transportation’s (CDOT) ordinary Class P
concrete pavement mixtures were studied due to the fact concrete would result in a $4.40 per cubic yard savings, a
the in-situ mixture on the Dooly County project site reduction in 60,000 tons of used OPC in the state of Color-
already contained a 20% Class F fly ash replacement for ado from 2005 to 2008, and displayed the experimental
the total cementitious content. Interestingly, the GDOT mixtures with higher fly ash volumes exceeded all mechan-
replacement percentage for fly ash is restricted to 15% for ical performance criteria set by CDOT for Class P pave-
the entire cementitious content of a pavement mixture ments (Durham et al., 2010). The presented findings and
and is suggested for use as an additive to improve worka- methodologies by Reiner and Durham and Rudzeviciute
bility and plasticity alone. Four concrete mixtures were served to inform the presented research and aided in the
developed and tested across all standard GDOT require- development of emissions factors with the most up-to-date
ments for Class 1 pavements to ensure their acceptability and well-reported data.
in the field. The in-situ design, 20% cement replacement By refining the LCA boundaries from the presented
with fly ash, provided by the ready-mixed concrete work by MIT, UC Denver, and the PCA, this research ana-
producer for this project was used as the control for lyzed a single project to incite a new design methodology
comparison against the experimental mixtures. In short, for concrete pavement mixtures in the state of Georgia.
this research displays the structural, economic, and The presented work displays the utility with which
environmental benefit of using higher volumes of fly ash case-study based LCAs can inform local businesses and
in concrete pavements in Georgia, while developing engineers to make well-informed design-based decisions
S.H. Smith, S.A. Durham / International Journal of Sustainable Built Environment 5 (2016) 23–33 25
Table 1
GDOT saturated surface dry mixture design and total placed weight.
Material SSD design unit weight value, In-situ Weight, short ton/mile
lb/cy (kg/m3) (metric ton/km)
Cement 460 (273) 3592 (2025)
Class F Fly Ash 113 (67) 882 (497)
Sand 1084 (644) 8464 (4772)
Stone 2058 (1220) 16,069 (9060)
Water 242 (144) 1886 (1063)
Air 4% –
Table 2
Project specific pavement design details.
Pavement Detail Value Unit/Note Source
a
AADT 50,938 Vehicles/day FHWA Interstate Brief (2013)
Total lanes replaced 4 2 each direction GDOT M003243 (2012)
Lane width 12 (3.66) ft. (m) GDOT M003243 (2012)
Shoulder width 10 (3.05) ft. (m) each side GDOT M003243 (2012)
Concrete thickness 1 (0.305) ft. (m) GDOT M003243 (2012)
a
AADT represents the average annual daily traffic for a given road or road section.
production of cement and concrete. The data acquired EPA heating and emission factors. USGS data provided
from the US Census Bureau and PCA identified the total the bulk volume of materials for a gross industry in the
cost and type of fuels and electricity consumed by respec- United States. The developed emission factors were
tive industries in the acquisition and development of additionally verified with those previously generated and
cement, crushed stone, gravel and sand, and clay. These used in concrete pavement mixture LCAs. Table 3 displays
consumed fuels were then correlated to emitted CO2eq the developed emission factors for this study. Table 4
per unit of raw fuel using U.S. EIA annual costs and displays the aforementioned 2012 annual U.S. EIA costs
S.H. Smith, S.A. Durham / International Journal of Sustainable Built Environment 5 (2016) 23–33 27
Table 3
Developed GHG emission factors as CO2 equivalents used in final calculation.
Material GHG emission factor
Cement production 0.9497 (MT CO2eq/MT cement)
Aggregates (stone, gravel, sand) 0.002473 (MT CO2eq/MT aggregates)
Water 0.018 (MT CO2eq/MT of H2O)
Trucking transport 0.0003 (MT CO2eq/MT material/mile)
Rail transport 0.000026 (MT CO2eq/MT material/mile)
Table 4
Fuel and Electricity Conversion Values for material emission factor (MT CO2 eq) development from consumed cost.
Fuel type 2012 U.S. EIA Annual Cost EPA heating factor EPA emission factors
(MT CO2 eq/mmBtu)
Coal $38.11 per short ton 24.93 (mmBtu/short ton) 0.0926
Distillate fuel $3.58 per gala 0.139 (mmBtu/gal) 0.0735
b b
Southeastern U.S. electricity 0.1808
Gasoline $3.15 per gal 0.125 (mmBtu/gal) 0.0705
LPGc $1.14 per gal 0.092 (mmBtu/gal) 0.0619
Natural gas $3.88 per 100 scfd 0.001 (mmBtu/scf) 0.0531
Residual fuel $2.59 per gal 0.140 (mmBtu /gal) 0.0732
a
GAL unit represents standard US gallon.
b
The cost for electricity or the heating factor was not used as the total amount of used annual megawatt-hours (MWh) was reported for each respective
material industry.
c
LPG represented Liquefied Petroleum Gas.
d
SCF unit represents standard cubic feet.
for fuels and EPA heating and emission factors used to The fuel volume values can then be directly converted to
determine the total amount of emitted CO2eq for each fuel thermal heat terms using each fuel’s specific energy unit.
source used in the extraction, processing, preparation, and Lastly, the total emitted CO2eq can be calculated based
transport of the input concrete materials. It should be upon the efficiency of the combustion of the fuel
noted that emission factors for chemical admixtures were (Emission Factors for Greenhouse Gas Inventories,
not considered in the LCA due the fact that the dosing 2014). The implemented conversion units can be found in
levels in the field were not specified. The water emission Table 4. Eq. (1) illustrates the conversion that yields the
factor was derived from the average annual electricity final amount of CO2 equivalents for a specific type of
consumption for public water works in the U.S., energy fuel source.
1600 kWh/million gallons, and took into account the
Southeastern electricity generation efficiency factor found Consumed Cost of Fuel
in Table 4 (Pabi et al., 2013). Fuel Energy Factor
Unit Cost of Fuel
Fuel Emission Factor ¼ CO2eq ð1Þ
3.1.2.1. Crushed stone, gravel and sand, and clay emission
factors. Emission factors for crushed stone, gravel and
sand, and clay industries were developed using a similar For most industries, the bulk of their emitted emissions
methodology implemented by Marceau et al. (2007) and were contributed to the use of electricity, gasoline, natural
Nisbet et al. (2002), which also laid the technical founda- gas, coal, and other less-refined fossil fuels. Emission
tion for concrete’s energy demand in the internationally factors were additionally determined for 2002 and 2007
recognized building-products performance software, to ensure the data were consistent and reliable based upon
BEES, developed by the National Institute of Science and increased consumption rates and technological advance-
Technology (NIST). Each input concrete material type ment in specific industries (Bolen et al., 2002, 2007;
has a specific industry classification code specified by the Clays-Mineral Commodities Summaries, 2008; Tepordei
North American Industry Classification System (NAICS). et al., 2002; Willett et al., 2007). Table 5 displays the calcu-
Fuel consumption data for different industries are typically lated emission factors from 2012 for crushed stone, gravel
found in the form of a monetary value from the US Census and sand, and clay industries, along with their associated
Bureau. The monetary value for each respective fuel type NAICS industry codes, and previous factors developed
can be easily converted to its traditional unit, such as gal- by earlier academic and commercial LCAs. The gravel
lons of gasoline or thousands of standard cubic feet of and sand industry were compared using an energy density
natural gas, using US EIA annual unit cost data published in of material for the findings. The presented research found
the Annual Energy Outlook, 2012 with Projections to 2035. that the extraction and processing of one MT of gravel
28 S.H. Smith, S.A. Durham / International Journal of Sustainable Built Environment 5 (2016) 23–33
Table 5
Emission factors for crush stone, gravel and sand, and clay industries (Bolen, 2012; Virta et al., 2012; Willett, 2012).
Industry title (NAICS code(s)) 2012 emission factors Comparison emissions factor(s)
(MT CO2eq/MT Material) (Source(s))
Crushed stone 0.00323 0.004 (2010 Sustainability Report)
(212312, 212313) 0.0032 (Zapata and Gambatese, 2005)
Gravel and sand 0.00224 NA
(212321)
Clay 0.08903 0.0782 (Background Document, 2003)
(212324, 212325)
and sand requires 25 MJ of energy. Marceau et al. in 2007 globally validated in 2014 (2014 U.S. Cement Industry
displayed that one MT of gravel and sand required 23.3 MJ Annual Yearbook; Gibbs et al., 2001; Shen et al., 2014).
of energy, comparing well. MT CO2 production per MT of cement from the calcina-
A commercial sustainability report published in 2010 by tion of the raw meal was determined to be 0.508. The
the largest aggregate mining company in the United States emission factor developed for the burning of the different
stated their total aggregates emission factor was 0.004 MT PCA declared fuels was calculated to produce a factor of
of emitted CO2eq per MT of material (2010 Sustainability 0.4417 MT CO2eq/MT cement. Eq. (2) shows the expres-
Report). The 2007 emission factors for the crushed stone sion for calculating the cement emission factor. The raw
and gravel and sand industries were 0.00418 and 0.00438 meal formulation for cement production was determined
MT CO2eq/MT material, respectively. Although there is to have a ratio of 1.52:1, where 1.216 was limestone and
a notable range in these data for aggregate materials, the remaining of the 1.52 fraction was clay (Nisbet, 1996).
the derived 2012 emission factors shown in Table 3 were
retained to singularly use information from 2012 in the EF cement ¼ ðEF calcination þ EF fuels Þ ¼ 0:508 þ 0:4417
emissions calculation for the selected project. The 2002 MT CO2 eq
¼ 0:9497 ð2Þ
and 2007 emission factors for the clay industry were calcu- MT cement
lated to be 0.05222 and 0.05644 MT CO2eq/MT material.
Similarly, the developed emission factor of 0.08903 for In 2007, Reiner reported a cement production emission
the clay industry was retained in the final life cycle energy factor for the United States to be 1.01 MT CO2eq/MT
assessment to singularly utilize 2012 data. To date, these cement. The decrease in the emission factor can be attribu-
are the first clay industry emission values to be developed ted to the reduction in coal usage as a primary fuel source.
and speak to the decreasing energy efficiency of the For the purposes of this study, the emission factor for fly
industry. ash was assumed to be zero due to the fact that it is a
The crushed stone and the gravel and sand industries do waste-stream material derived from the coal burning indus-
not specifically align with the coarse and fine aggregate tries that is otherwise landfilled (2013 Coal Combustion
materials used in conventional concrete, therefore a singu- Product (CCP) Production & Use Survey Report). Often,
lar aggregate emission factor was created to better repre- in full-scale LCAs, fly ash or other similar waste stream
sent the total amount of emitted CO2eq emissions from materials that are being diverted from landfill are assumed
the aggregate fraction of concrete. Each year, the USGS to have a negative emission factor to represent the
publishes how much material from the crushed stone and re-allocation of energy. Due to the cradle-to-gate scope
gravel and sand industries was used in the national of this study, only the transportation of the fly ash from
concrete industry (Bolen et al., 2012; Willett, 2012). The the power plant, or ponding location, to the project site
calculation effectively created a weighted average for the is considered due to the end-of-life phase being outside
total amount of crushed stone and gravel and sand indus- the boundaries of this study.
tries specifically earmarked for concrete use. As expected,
the implemented weighted average correlated closely with 3.1.2.3. Transportation emission factors. The transportation
the Gravel and Sand industry emission factor, making emissions associated with the LCA were gathered from
nearly 78% of the total aggregates consumed by the US the EPA’s updated 2014 emission factors data.
concrete industry. The 2012 weighted average emission Emission factors for trucking and rail are 0.0003 and
factor for aggregates in conventional concrete was 0.000026 MT CO2eq per MT material per mile, respec-
determined to be 0.0247 MT CO2eq/MT aggregates. tively. The transportation distances of the raw meals for
the concrete mixture were derived from the lift ticket for
3.1.2.2. Cement and fly ash emission factors. The 2012 emis- the first concrete truck to arrive on site. The lift ticket
sion factor for the US cement industry was developed using designated the companies that were supplying the raw
the annual fuel consumption data published by the materials and the closest location for each of these compa-
Portland Cement Association (PCA) and the IPCC chemi- nies was found to the ready-mixed concrete producer for
cal conversion factor developed in 2001 that was later this project. Fig. 2 displays the distance that the raw
S.H. Smith, S.A. Durham / International Journal of Sustainable Built Environment 5 (2016) 23–33 29
Table 6
SSD Unit Weight mixture designs for all with a 0.42 w/(p + c) ratio.
Material Control (In-situ) 25% fly ash replacement 30% fly ash replacement 40% fly ash replacement
Cement, lbs (kg) 460 (209) 431 (195) 401 (182) 344 (156)
Class F fly ash, lbs (kg) 113 (51) 143 (65) 172 (78) 229 (104)
Stone, lbs (kg) 2058 (933) 2058 (933) 2058 (933) 2058 (933)
Sand, lbs (kg) 1117 (507) 1108 (503) 1099 (498) 1118 (507)
Water, lbs (kg) 241 (109) 241 (109) 241 (109) 241 (109)
Air (%) 4 4 4 4
30 S.H. Smith, S.A. Durham / International Journal of Sustainable Built Environment 5 (2016) 23–33
Table 9
Reduced emitted CO2 from experimental values and their association to gasoline.
Mixture 25% fly ash replacement 30% fly ash replacement 40% fly ash replacement
Reduced CO2eq emissions from control (MT) 2473 4961 9935
Equivalent gallons of used gasoline (gal) 280,740 563,119 1,127,875
2012 Market cost of equivalent gasoline $1,019,087 $2,044,120 $4,094,187
6000
Table 10
First cost savings on concrete input materials.
5000 In-Situ
Control Mixture type Cost savings from control
Compressive Strength (psi)
2000 40% Fly were analyzed using the Rapid Chloride Permeability test.
Ash
Each mixture was found to fall within the moderate and
1000 In-Situ low levels, ranging from 1000 to 4000 Coulombs, at
Control
Replication 28-days of age. The control, 25%, 30% and 40% fly ash
0
mixtures were found to have a 28-day permeability of
0 7 14 21 28 2714, 1650, 2694, and 2370 Coulombs. The only mixture
Cure time (days)
that fell within the low permeability, 1000–2000 Coulombs,
range at 28-days was the 25% fly ash mixture. The other
Figure 5. Compressive strength development to 28-days for experimental
mixture designs against the GDOT JPV requirement. mixtures were all within the moderate range, 2000–4000
Coulombs. The permeability trend aligns with general
hydration theory – mixtures with increased fly ash will
900
hydrate slower than mixtures with higher percentages of
800 OPC. Additionally, seeing as how fly ash particles are more
spherical and are smaller compared to cement particles
Flexural Strength (psi) at 28 days
700
GDOT DAR Requirement
they will provide a less permeable matrix once full hydrated
600 670 psi compared to a fully hydrated OPC concrete.
500
4.3. First cost findings on input materials for concrete
400
develop new mixture designs compared across economic, the work presented in this research can influence different
environmental, and mechanical performance lines. regions that have yet to update their design documents to
This project addresses the need for increasing the allow- allow for the incorporation of higher percentages of refuse
able percentage of supplementary cementitious materials in materials, whether it be fly ash to replace cement or well-
Georgia concrete pavement mixtures through the validated cleaned refuse concrete to replace virgin-aggregates.
framework that stringently confirms the beneficial use of
refuse materials. The broader implications of the developed
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