ompattions! and Sct ately una 17 (209) 220-240
ELSEVIER
® COMPUTATIONAL
ome ANDSTRUCTURAL
BIOTECHNOLOGY
tows JOURNAL
journal homepage: www.elsevier.com/locate/csbj
Mini Review
Blockchain Applications in the Biomedical Domain: A Scoping Review
George Drosatos *, Eleni Kaldoudi
Seal of Medi Democris Unies of That Drgana, Ateandroup 68100, Gece
ARTICLE
‘le oy
eee 20 November 2018
Receive neve fee 25 Jay 2019
‘ecepted 27 ansay 2019
‘vale onine# Fons 2019
ABSTRACT
‘lockchain isa cstibute, immutable ledger technology introduced as the enabling mechanism to support
ceryptocurrencies.Blochain solutions ae currently being proposed to adress diverse problems in diferent do-
‘mins. Tie paper presents scoping review ofthe scientific trature to map the current research are oF
‘lockchain application in te biomedical domain. The goal isto identity biomedical problems treated with
blockchain technology, the level of maturity of respective approaches, ypesof biomedical data considered
blockchain features and functionalities exploited and blockchan technology frameworks used. The study flows
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1Lntroduetion
‘lockchain technology s ona continuous upward growth trajectory
and promises applicatonsin every aspect of information ane communi-
Cations technology [1 Itirst appeared as part of Bitcoin cryptocutrency
Jn2008 [2 curently, there are more than 2000 cryptocurrencies, more
2001-05790 2019 Te Authors Pulsed by Esever BY. on behalf Research Network af Compuaional and Sica Beech. Ts san open cesar under he CC BY
tose (tp cresnecommonsongicnsety 0)Hash of transactions
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peers peer
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Fe Overview ofa cain
“ransactons from
‘erent actor
than haff of them with a market capitalization more than of 1 million US
dollars (based on the Coin Market Cap website for tracking capitaiza-
tion of cryptocurrencies,https/coinmarketcap.com as accessed on 15
Nov 2018)
‘The blockchain is defined asa chain of blocs that ae tme-stamped,
and connected using cryptographic hashes. A block may contain trans-
actions of many users and generally is publicly available to all users of
the network. Additionally, each block contains the hash of the previous
block and the transaction data thus creating a secure and immutable,
appenel-only chain. Ths chain continuously increases in length a each
‘new block is being added in its end, The blockchain is organized in a
peer-to-peer network (Fig. 1) that consist of nodes and each paticipat-
ing node maintains an entire copy of it. An overview of a blockchain is
shown in Fig. 1. These nodes can be simple users that want to perform
2 transaction or validators, called "miners" that are responsible to verily
‘whether the transactions are valid. The process of ageeeing on the con
tents ofthe blocks in the chain i referred toas consensus. There ae di
ferent approaches to reach consensus, a notable example being the
Proot-of- Work protocol firstly introduced in Bitcoin. Thorough over-
Views of blockchain technologies, including blockchain architectures
and critical appraisals of consensus algorithms are available i the liter-
ature, eg. [13-5]
(Drs £ Kao Cmputional nd Sout! BotcnoegyJra 17 (2019) 25-240
Based on the acess and managing permissions, there ae three types,
‘of blockchains: public, private and consortium blackchain, A public (or
Permissionless blockchain is highly distributed and anyone can partc-
ipate implementing a miner; this ensures maximum immutability al-
though limits efficiency due to consensus achieved collaboratively via
the highly extended miner network. On the other end, in a private
blockchain blocks are processed by miners ofa single organization; im-
‘mutability an be tampered with, but efficiency is maximized. Aconsor-
tium (oF federated) blockchain can provide the efficiency ofa private
‘one, while it combines a partially distributed miner network which in-
‘cludes nodes provided by selected organizations
large numberof blockchain technology frameworks exist (ast of
‘more than 100 is currently available on the Biteoin Wiki, hitps://en.
bitcoinwik org/wiki/Blockchain_Projects List, accessed on November
19, 2018). Blockchain iniastructures charge for each transaction a fee
(knowin as gas) proportional tothe computational burden thatthe ex-
ection will impose on the blockchain,
‘recent citcal review of blockchain applications identified the fol-
lowing major application areas (6): financial service, healthcare, busi-
ness and industry, digital content distribution, rights management,
‘wireless networks and internet of things security. An overview of
blockchain potential and example applications in health are presented
in recent relevant reviews [7-5]; these include patent information se-
‘curity, patient data access contro, health supply chain management,
‘medical insurance, security in health related internet of things applica”
tions and medical education,
In this paper, we systematically analyze the state of the art in,
blockchain applications in the biomedical domain, as presented in the
peer-reviewed scientific literature,
2. Methods
2.1. Goal and Research Questions
‘The goal of this systematic literature review isto map the current re
search area of blockchain technologies as applied tothe biomedical do-
‘main and identify main sources and types of evidence, their variety and
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Su prton paper
‘Articles included in {n=36)
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ig 2 Saune ston proces rm erate dtabsesDrea E Kael) Compuaoal and Sacral Bote jal 17 (2018) 28-240 a
1200
2000
oo
400 — 286 0%),
Bios
umber of papers
126 (60%),
once)
rove
(3.595) ae 231138)
pesmi neon fe
PubMed Sclencedect Springer
Fi 3.Contnbuten ofthe nv iblograpic ase inthe poof papers For ech database the bar on he ft (be) shows erie papers san absolute number and asthe
rcenage ofthe total numberof retreved papers. The bar on the ght (orange) shows the reevant papers (Le. papers nuded and retained) a ap absolte number abd 35 the
een othe tot number of apes eve Forts date.
‘maturity In particular, this study aims to addeess the following primary
research questions:
1, What areas have been addressed in current applications of
blockehain technology in the biomedical domain?
2, Whats the level of project maturity in blockchain applicationsin the
biomedical domain?
3, What types of biomedical data have been considered in blockchain
biomedical applications?
4, What ate the major reasons for using blockchain technology in the
biomedical domain?
5, Which blockchain technology frameworks are used for biomedical
applications?
22, Research Protocol
‘This study follows the scoping review methodology, which, by its
definition, isthe most suitable knowledge synthesis approach for sys-
‘ematically mapping concepts underpinning a research area and ident-
fying the main sources and types of available evidence [10,11], The
scoping review protocol of this study was drafted using the Preferred
Reporting Items of systematic Reviews and Meta-Analysis (PRISMA)
methodology and its extensions for scoping reviews (PRISMA-ScR)
[12]. A summary of the protocol is presented in the following
subsections
23, Eligibility Criteria
To be included in the review, papers needed to report on some as~
pect of blockchain technology as applied toa biomedical domain prob-
Jem, Papers were inchuded if they were published in peer-reviewed
Journal or peer-reviewed conference proceedings written in English
and only if they were reporting original research related to biological
and healthcare are, irespective ofthe maturity level ofeach published
‘work. Papers were excluded if they did not fit into the conceptual
framework ofthe study; in particular if they were reviews or position
papers, orifthey reported on biockchain technology applied to support
an aspect ofa biomedical systemyapplication not directly related to
health or biology.
24. Information Sources and Search Strategy
To identify potentially relevant publications, the following online
bibliographic databases were searched on August 31st, 2018: PubMed
[13], Aca Digical Library [14], IEEE Xplore [15], SpringerLink [16] and
ScienceDirect [17]. Each database was searched via their proprietary
search engine interface using the single keyword "blockchain’. Results
‘ere retrieved using the provided export function of each database in
CSV format (for PubMed, ACM Digital Library, and SpringerLink) and
in BibTeX format (or IEEE Xplore, and ScienceDirect); BibTeX was
transformed into CSV using the open source bibliography reference
‘manager jadRe [18], and citation details for al papers retrieved were
eventually compiled into single Microsoft Excel file (available upon
request).
25, Selection of Sources
‘The authors ofthis paper sereened independently the ile and ab-
stract ofall publications and excluded publications with no title, no ab>-
stract, notin English; records not corresponding to publications (es,
Interviews, commentaries, call for special issue papers, editorial, etc):
publications not related to blockehain and publications not related to
biomedical domain, When we were not able to discern the above infor-
‘mation from the ttle or abstract, the paper was included for further
study. The reviewers discussed ther findings and agreed on a consol-
dated publication list.
Subsequently, the two reviewers studied independently and in de-
tal he fll text ofall the publications in the lst retained after the ist
sereening, in ordet to agtee ona final list of papers related to blockchain
technologies in biomedical domain. Tis inal lst was stuied to identify
PubMed: 37
Ss,
EEE: 20
Fe Depots among diferent datatses when comiring he pool cent pps22 Drs Kao Computational nd Sout Botcnoegy Jara 17 (2019) 25-240
rmsgnenes'3 book chaps: 2
00 os
(a) publication types
69)
(b) paper types
Fig 5. isubuton of papas reevat to lean applcatons inthe lene domain The pe cat on the et shows nue of pers um deen eyes of pba: the pe
hart onthe ight sows the dierent types paper the clean as tagged ater round data tating
and organize papers into three pools: (1) research papers; (2) reviews,
of any type; and (3) position papers. Papers in the first pool were in-
cluded for this scoping review and further analyzed using the data
charting approach presented inthe following subsection Papers inthe
second and third pool were retained for statistical analysis and further
general reference.
26, Data Charting
‘Adata charting form was developed jointly by the authors to deter-
‘mine which variables to extract. Subsequently, they independently
charted the data and discussed the results. Minr discrepancies were re-
solved by discussion and a consolidated data chart was constructed
(available upon request).
For each paper included in the list after the frst screening the fol-
Towing data items were extracted:
~ Year of publication: as this tated inthe citation exported by the da-
tabase,
~ Source type: publication types considered include (a) journal paper:
(b) conference proceedings paper; (c) magazine article; and (dl)
‘ook chapter.
+ Article type: (a) research papers reporting novel applications of
blockchain technologies in the biomedical domain; (b) reviews of
any type (natative, scoping systematic, etc); and (c) postion pa-
pers discussing general aspects of the field, but not reporting on
‘novel research or systematically reviewing existing research.
0
45
2s
o
umber of papers
tmiepmen_—e— tat pert
For each research paper included in the scoping review, further data,
items where extracted in order to categorize the paper. Since we have
‘not managed to identify another systematic or scoping review on the
same topic and research questions, we opted fora topic- specific alterna-
tive fr the classification of papers, as described in guidelines fr system-