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Context.—Interstitial radiation (implant) therapy is used to treat clinically local- THERE ARE no completed prospective
ized adenocarcinoma of the prostate, but how it compares with other treatments is randomized trials, to our knowledge,
not known. that compare definitive local treatment
Objective.—To estimate control of prostate-specific antigen (PSA) after radical options for clinically localized adenocar-
prostatectomy (RP), external beam radiation (RT), or implant with or without neo- cinoma of the prostate. Retrospective
comparisons1,2 stratified by the known
adjuvant androgen deprivation therapy in patients with clinically localized prostate prognostic factors and using actuarial
cancer. analyses have been published compar-
Design.—Retrospective cohort study of outcome data compared using Cox re- ing radical prostatectomy (RP) with ex-
gression multivariable analyses. ternal beam radiation therapy (RT).
Setting and Patients.—A total of 1872 men treated between January 1989 and However, a direct comparison of the re-
October 1997 with an RP (n = 888) or implant with or without neoadjuvant andro- sults of ultrasound-guided interstitial
gen deprivation therapy (n = 218) at the Hospital of the University of Pennsylvania, prostate radiation (implant) therapy
Philadelphia, or RT (n = 766) at the Joint Center for Radiation Therapy, Boston, with RP or RT stratified by the pretreat-
Mass, were enrolled. ment prognostic factors has not been
Main Outcome Measure.—Actuarial freedom from PSA failure (defined as PSA previously reported.
outcome).
Results.—The relative risk (RR) of PSA failure in low-risk patients (stage T1c, See also pp 975 and 1008.
T2a and PSA level #10 ng/mL and Gleason score #6) treated using RT, implant
plus androgen deprivation therapy, or implant therapy was 1.1 (95% confidence in- The utility of the pretreatment pros-
terval [CI], 0.5-2.7), 0.5 (95% CI, 0.1-1.9), and 1.1 (95% CI, 0.3-3.6), respectively, tate-specific antigen (PSA),3 biopsy
compared with those patients treated with RP. The RRs of PSA failure in the Gleason score,4 and American Joint
intermediate-risk patients (stage T2b or Gleason score of 7 or PSA level .10 and Commission on Cancer Staging (AJCC)
#20 ng/mL) and high-risk patients (stage T2c or PSA level .20 ng/mL or Gleason T stage5 in predicting postradiation6-10
score $8) treated with implant compared with RP were 3.1 (95% CI, 1.5-6.1) and and postoperative11-16 PSA outcome has
3.0 (95% CI, 1.8-5.0), respectively. The addition of androgen deprivation to implant been previously published by several in-
vestigators.
therapy did not improve PSA outcome in high-risk patients but resulted in a PSA The purpose of this study is to provide
outcome that was not statistically different compared with the results obtained us- PSA outcome data stratified by the pre-
ing RP or RT in intermediate-risk patients. These results were unchanged when treatment PSA, biopsy Gleason score,
patients were stratified using the traditional rankings of biopsy Gleason scores of and AJCC T stage in men treated with
2 through 4 vs 5 through 6 vs 7 vs 8 through 10. RP, RT, or implant therapy with or with-
Conclusions.—Low-risk patients had estimates of 5-year PSA outcome after out the addition of neoadjuvant andro-
treatment with RP, RT, or implant with or without neoadjuvant androgen depriva- gen deprivation for clinically localized
tion that were not statistically different, whereas intermediate- and high-risk patients prostate cancer.
treated with RP or RT did better then those treated by implant. Prospective
randomized trials are needed to verify these findings. METHODS
JAMA. 1998;280:969-974 Patient Population
Between January 1989 and October
1997, 1872 men with clinically localized
From the Joint Center for Radiation Therapy, Harvard of Mathematics, University of Millersville (Dr Schultz), prostate cancer underwent definitive
Medical School, Boston, Mass (Drs D’Amico, Kaplan, and Millersville, Pa; and Department of Pathology, Brigham local therapy. Local therapy received
Beard); Departments of Radiation Oncology (Drs Whit- and Women’s Hospital (Dr Renshaw), Boston, Mass. was RP (n = 888) or implant with or with-
tington and Blank), Urology (Drs Malkowicz, Broderick, Reprints: Anthony V. D’Amico, MD, PhD, Joint Center
and Wein), and Pathology (Dr Tomaszewski), Hospital of for Radiation Therapy, 330 Brookline Ave, Fifth Floor, Bos- out neoadjuvant androgen deprivation
the University of Pennsylvania, Philadelphia; Department ton, MA 02215 (e-mail: ADAMICO@jcrt.harvard.edu). therapy (n = 218) at the Hospital of the
JAMA, September 16, 1998—Vol 280, No. 11 PSA Control After Local Therapy for Prostate Cancer—D’Amico et al 969
©1998 American Medical Association. All rights reserved.
Table 1.—Clinical Pretreatment Characteristics of the 1872 Patients Used in the Time to Prostate-Specific Antigen (PSA) Failure Analyses Are Shown Stratified
by Type of Treatment
970 JAMA, September 16, 1998—Vol 280, No. 11 PSA Control After Local Therapy for Prostate Cancer—D’Amico et al
hazards regression model be applicable T1b disease managed with RP or RT patients. The definition required that a pa-
in the clinical setting for an individual pa- were excluded from the study to ensure tient have 3 consecutive rising PSA val-
tient,3 risk groups were defined. These statistically valid comparisons. ues each obtained at least 3 months apart
risk groups were established from a re- A Cox regression multivariable analy- before PSA failure was scored. The time
view of the literature6-19 and were based sis20 was used to compare PSA outcome of PSA failure was defined as the mid-
on the known prognostic factors: PSA among the therapies within each risk point between the time of the PSA nadir
level, biopsy Gleason score, and 1992 group. For each analysis the assumptions value and the time of the first rising PSA
AJCC T stage. Patients with AJCC clini- of the Cox model were tested and satis- value. Time zero was defined as the date
cal T stage T1c, T2a and PSA level of 10 fied. Coefficients from the Cox regres- of diagnosis for all study patients.
ng/mL or less and biopsy Gleason score of sion model were used to calculate the Pairwise comparisons were made us-
6 or less have been identified to be at low overall relative risk of PSA failure for ing the log-rank test. In the case where a
risk (,25% at 5 years) for posttherapy patients managed with RT or implant number of comparisons were made, the
PSA failure. Conversely, patients with with or without neoadjuvant androgen level of significance in order to be called
AJCC stage T2c disease or a PSA level of suppression as compared with patients statistically significant was lowered from
more than 20 ng/mL or a biopsy Gleason managed with RP. For the purposes of the convention of .05 to .05 divided by the
score of 8 or more have a risk higher than the multivariable analysis, the type of number of comparisons following the
50% at 5 years of posttherapy PSA fail- therapy was treated as a categorical vari- Bonferonni adjustment.22 For the pur-
ure. The remaining patients with PSA able indicating RP at HUP, RT, implant, pose of illustration, estimates of PSA out-
levels higher than 10 and 20 ng/mL or or implant plus neoadjuvant androgen come were calculated using the Kaplan-
lower, a biopsy Gleason score of 7, or deprivation. Radical prostatectomy at Meier23 actuarial method and graphically
AJCC clinical stage T2b have been found HUP was defined as the baseline group displayed. In the low-, intermediate-, and
to have an intermediate risk (25%-50% at for the purposes of the multivariable high-risk patient groups the sample size
5 years of posttherapy PSA failure). Pa- analyses. Patients were also stratified and the number of events in this study
tients with AJCC clinical stage T1a, T1b and analyzed with the traditional rank- was sufficient to detect a 12%, 17%, and
were not managed using implant therapy ings of a biopsy Gleason score of 2 through 15% difference in PSA survival, respec-
because of the significant rate or urinary 4, 5 through 6, 7, and 8 through 10. tively, with 80% power at a .05 level of
incontinence noted17 using this approach Prostate-specific antigen failure was de- significance. This was calculated for a
in patients with a history of a transure- fined according to the American Society baseline PSA survival of 85%, 60%, and
thral resection of the prostate. Therefore, of Therapeutic Radiation and Oncology 30% at 5 years in the low-, intermediate-,
patients with AJCC clinical stage T1a, 1996 consensus statement21 for all study and high-risk patients, respectively.
JAMA, September 16, 1998—Vol 280, No. 11 PSA Control After Local Therapy for Prostate Cancer—D’Amico et al 971
©1998 American Medical Association. All rights reserved.
972 JAMA, September 16, 1998—Vol 280, No. 11 PSA Control After Local Therapy for Prostate Cancer—D’Amico et al
100 100
managed with RP or RT. Finally, pa-
90 90
tients in the intermediate category for
80 80
posttherapy PSA failure did signifi-
70 70 cantly worse when managed with im-
60 60 plant alone as compared with patients
50 50 managed with RP, RT, or implant plus
40 40 neoadjuvant androgen deprivation (Fig-
30 30 ure 2). While a statistical difference may
20 402 20 239 exist for intermediate-risk patients man-
332 210 134 76 41 158 102 47 26 11
225 140 66 31 12 2
10
309 218 99 38 12 0 aged with implant plus neoadjuvant an-
10 91 79 45 27 18 7 23 14 3 0 0 0
32 31 27 20 10 4 19 13 4 0 0 0 drogen deprivation therapy vs RP or RT,
0 0
0 1 2 3 4 5 0 1 2 3 4 5 this study was not adequately powered to
Time, y Time, y detect this difference.
Further follow-up is needed to ascer-
Figure 1.—Estimated prostate-specific antigen out- Figure 3.—Estimated prostate-specific antigen out- tain if these results are maintained. In
come for low-risk patients stratified by treatment come for high-risk patients. Pairwise P values are particular, low-risk patients can sustain
modality. All pairwise P values are more than .25. as follows: radical prostatectomy (RP) vs external late PSA failures (ie, beyond 5 years).
beam radiation therapy (RT), .25; RP vs implant
plus androgen ablation, .01; RP vs implant, .005; RT
Moreover, men with low-grade or low-
vs implant plus androgen ablation, .007; RT vs im- risk disease have a relatively low rate of
Radical Prostatectomy Implant and Neoadjuvant plant, less than .001; and implant plus androgen PSA progression requiring numbers of
External Beam
Hormonal Therapy ablation vs implant, .41. patients much larger than presented in
Radiation Therapy Implant
this study in order to prove a statistical
difference. Therefore, while small differ-
Prostate -Specific Antigen Survival, %
100
Radical Prostatectomy Implant and Neoadjuvant ences may exist, they are unlikely to
90 Hormonal Therapy reach statistical significance. In addi-
External Beam
Radiation Therapy Implant
80 tion, the intermediate-risk patients man-
70 aged with a median of 3 months of neo-
Prostate -Specific Antigen Survival, %
100
60 adjuvant androgen deprivation and
90
50 implant therapy may be experiencing a
80 hormone-induced delay in PSA failure
40
30
70 and not a true therapeutic gain. With only
60 9 patients at risk after 2 years in the im-
20 247 182 116 72 38 16
232 146 77 32 10 4 50 plant plus androgen deprivation group
10 38
15
31
10
9
6
4
4
2
3
0
1 40 compared with 116 and 77 in the RP and
0 RT managed groups, respectively, it is
0 1 2 3 4 5 30
Time, y 20 164
too soon to make conclusions regarding
147 117 83 55 36
109 77 42 17 4 2 the relative efficacy of these 3 treat-
10 10 8 5 2 1 0
Figure 2.—Estimated prostate-specific antigen out- 6 4 3 3 2 1 ments. Therefore, because of the small
0
come for intermediate-risk patients. Pairwise P val- 0 1 2 3 4 5 numbers and relatively short follow-up,
ues are as follows: radical prostatectomy (RP) vs Time, y particularly in the patients receiving neo-
external beam radiation therapy (RT), .26; RP vs adjuvant androgen deprivation, the re-
implant plus androgen ablation, .18; RP vs implant,
.003; RT vs implant plus androgen ablation, .009; Figure 4.—Estimated prostate-specific antigen out- sults must be viewed as preliminary.
RT vs implant, .002; and implant plus androgen ab- come for patients with biopsy Gleason score 2 However, these early data suggest that
lation vs implant, .14. through 4. All pairwise P values are more than .46. in high-risk patients, who are in greater
need of treatment and who have the most
cancer. Therefore, when attempting to mated to derive equal benefit from treat- to lose by ineffective therapy, implant
compare PSA outcome across different ment with RP, RT, or implant (Figure 1) therapy with or without the addition of
treatment modalities, it is important to at 5 years. Moreover, the addition of neo- a median of 3 months of neoadjuvant an-
control for the values of these 3 prognos- adjuvant androgen deprivation to im- drogen deprivation was less effective
tic factors. Using the results of the pub- plant therapy in low-risk patients pro- than RP or RT at maintaining PSA-
lished literature,6-19 the risk of postradia- vided no further benefit in the estimated based survival. When examining the PSA
tion and postoperative PSA failure was 5-year PSA outcome. Second, patients at failure-free survival using the tradi-
classified into 3 groups based on the pre- high risk for posttherapy PSA failure did tional groupings of biopsy Gleason score,
treatment prognostic factors. significantly worse with implant therapy the exact results were found as those
Using a multivariable time-to-PSA- despite the addition of neoadjuvant hor- noted when the data were analyzed ac-
failure analysis to compare PSA out- monal deprivation when compared with cording to the risk groups lending fur-
come after RP, RT, or implant with or patients treated with RP or RT (Figure ther support to this study’s findings.
without neoadjuvant androgen depriva- 3). A statistically significant increase in fa- Several issues remain that are not ad-
tion therapy for patients stratified by the vorable prognostic factors was present in dressed by the data in this study. First,
defined pretreatment risk groups, sev- the high-risk patients managed with im- the comparison of PSA outcome for ex-
eral observations were noted. First, the plant plus neoadjuvant androgen suppres- pectant management vs treatment is lack-
group of patients defined to be at low risk sion (ie, PSA level ,10 ng/mL) com- ing. This comparison would be particu-
for posttherapy PSA failure were esti- pared with patients managed with RP or larly relevant in the low-risk patients
JAMA, September 16, 1998—Vol 280, No. 11 PSA Control After Local Therapy for Prostate Cancer—D’Amico et al 973
©1998 American Medical Association. All rights reserved.
100
energy are 60 days, 27 keV and 17 days, ogy. 1995;45:831-838.
90 13. Lerner SE, Blute ML, Bergstralh EJ, Bostwick
21 keV for 125I and 103Pd, respectively. DG, Eickholt JT, Zincke H. Analysis of risk factors
80
These differences result in an initial dose for progression in patients with pathologically or-
70 rate of 0.0772 Gy/h and 0.197 Gy/h for 125I gan confined prostate cancers after radical retropu-
60 and 103Pd, respectively. It is therefore con- bic prostatectomy. J Urol. 1996;156:137-143.
14. Zietman AL, Edelstein RA, Coen JJ, Babayan
50 ceivable that the higher dose rate of pal- RK, Krane RJ. Radical prostatectomy for adeno-
40 ladium could have affected the results. carcinoma of the prostate. Urology. 1994;43:828-833.
30 Further investigations of these issues are 15. D’Amico AV, Whittington R, Malkowicz SB,
20 133
needed. Schultz D, Tomaszewski JE, Wein A. PSA failure
80 46 26 16 4 despite pathologically organ confined and margin
192 124 57 19 4 0 Nevertheless, considering the wide-
10 29 21 5 3 1 0 negative disease. J Clin Oncol. 1997;15:1465-1469.
10 6 2 1 1 1 spread increase in the use of implant 16. D’Amico AV, Whittington R, Malkowicz SB, To-
0
0 1 2 3 4 5 therapy throughout the United States, maszewski JE, Schultz D, Wein A. Outcome based
Time, y these data serve to heighten awareness staging for clinically localized adenocarcinoma of the
to the possibility that this form of pros- prostate. J Urol. 1997;158:1422-1426.
17. Ragde H, Blasko JC, Grimm PD, et al. Intersti-
Figure 6.—Estimated prostate-specific antigen out- tate cancer therapy may only be clini- tial iodine 125 radiation without adjuvant therapy in
come for patients with biopsy Gleason score 7. cally efficacious in a select subgroup of the treatment of clinically localized prostate carci-
Pairwise P values are as follows: radical prostatec- patients and possibly inadequate in oth- noma. Cancer. 1997;80:442-453.
tomy (RP) vs external beam radiation therapy (RT),
ers. While no definitive conclusions can 18. Blasko JC, Wallner K, Grimm PD, Ragde H. Pros-
.59; RP vs implant plus androgen ablation, .95; RP tate specific antigen based disease control following
vs implant, .002; RT vs implant plus androgen ab- be reached using nonrandomized retro- ultrasound guided I125 implantation for stage T1/ T2
lation, .79; RT vs implant, .003; and implant plus spective data, these analyses can pro- prostatic carcinoma. J Urol. 1995;154:1096-1099.
androgen ablation vs implant, .03. vide the basis on which to design pro- 19. Wallner K, Roy J, Harrison L. Tumor control
spective randomized clinical trials that and morbidity following transperineal iodine 125 im-
where 5-year PSA-progression rates nu- plantation for stage T1/ T2 prostatic carcinoma.
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merically approximate the 10-year clinical- J Clin Oncol. 1996;14:449-453.
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974 JAMA, September 16, 1998—Vol 280, No. 11 PSA Control After Local Therapy for Prostate Cancer—D’Amico et al