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Overcoming rainwater harvesting challenges in sub-Sahara African: community engagement,

coping techniques, and beneficial technologies 1

Overcoming rainwater harvesting challenges in sub-Saharan Africa: community

engagement, coping techniques, and beneficial technologies

Cody C. Juracek

School of Engineering, Iowa State University

SOC 348: Global Poverty, Resources and Sustainable Development

Ramesh B. Balayar

November 10, 2020


Overcoming rainwater harvesting challenges in sub-Sahara African: community engagement,
coping techniques, and beneficial technologies 2
Overcoming rainwater harvesting challenges in sub-Sahara African: community engagement,
coping techniques, and beneficial technologies 3

Table of Contents

Introduction....................................................................................................................................4

Problem Statement........................................................................................................................4

Analysis of Case Study #1: Rainwater harvesting in South Africa...........................................5

Benefits of no-till in-field runoff water harvesting..........................................................................9

How rural institutions make a difference......................................................................................12

Explanatory Framework of Case Study #1....................................................................................14

Analysis of Case Study #2: Challenges in dealing with droughts............................................15

Explanatory Framework of Case Study #2....................................................................................19

Analysis of Case Study #3: Floatovoltics and rainwater harvesting.......................................19

Explanatory Framework of Case Study #3....................................................................................22

Assessment....................................................................................................................................22

The Report Author’s Suggested Solutions and Closing Remarks...........................................22

Works Cited.................................................................................................................................25
Overcoming rainwater harvesting challenges in sub-Sahara African: community engagement,
coping techniques, and beneficial technologies 4

Introduction

What are the best methods for reducing poverty? That is a hard question to answer since

there are many variables to consider. The trick is creating techniques for communities and

societies to implement and increase their coping capacities when experiencing droughts, market

crashes, hindering legislation, etc. This paper will explain how rainwater harvesting techniques

can help mitigate poverty by analyzing several case studies on the effects of practicing rainwater

harvesting, revising governmental regulations, and community engagement and outreach

programs around sub-Saharan Africa.

Problem Statement

Sub-Sahara Africa has experienced a constant struggle when fighting against poverty.

One in three Africans – over 422 million people, about 41% of sub-Sahara Africa – live below

the global poverty line [ CITATION Ham19 \l 1033 ]. Also, more than 70% of the world's poorest

population are in sub-Sahara Africa [ CITATION Pat18 \l 1033 ]. Back in 2010, more than 62,500

Africans were entering poverty per day [ CITATION Ham19 \l 1033 ]. According to the World Data

Lab, Africa has reached an incredible milestone where 367 more Africans per day escape

extreme poverty conditions [ CITATION Ham19 \l 1033 ]. One potential factor leading to this

marvelous is improving conditions in which small-scale farming is being operated. Even with

sub-Sahara Africa's poverty rate being reduced, it is only a minuscule statistic. What are some

techniques that may help further reduce poverty levels?

One way is by optimizing farming conditions for the betterment of sub-Sahara Africa's

72% rural poverty population who mostly, if not solely, rely on rainwater to feed their crops,

livestock, and use it as drinking water [CITATION Bai09 \p 1358 \l 1033 ]. Studies have shown
Overcoming rainwater harvesting challenges in sub-Sahara African: community engagement,
coping techniques, and beneficial technologies 5

rainfall is directly linked to the success of small-scale farming, further maximizing the use and

storage of rainwater would promote more considerable poverty coping capacities [CITATION Enf08

\p 607-608 \l 1033 ]. However, placing a few rainwater harvesting systems around Africa will not

fix the underlining issue: governments and their legislations are hindering experimental methods

for harvesting rainwater; nongovernment organizations and relief programs are unable to

maximize their efforts without the cooperation and coordination from local, provincial, and

national governments; and when droughts or other disasters do occur, implementing coping

strategies will mitigate financial and food scarcities. This paper will first analyze challenges,

coping techniques involved with rainwater harvesting, and how local community participation

can benefit yield production within South Africa. Secondly, a case study examining the effects

caused by droughts within Tanzania will be presented and will provide insight on how to

maximize water capacity better. Thirdly, the analysis of certain technological advancements may

provide unique solutions, not one but two significant concerns in sub-Sahara Africa. Finally, a

summation of each case study's concluding recommendations with the report author offers

insight into which tactics would best counteract poverty within sub-Sahara Africa.

Analysis of Case Study #1: Rainwater harvesting in South Africa

The first case study analyzes farming in South Africa, significantly how rainwater

harvesting techniques benefit small-scale farmers. With poverty, population, and food demand

on a steady increase, it is essential – now more than ever – for South Africa to implement the

best alleviating strategies to secure a better tomorrow. However, the issue lies with South

Africa's landmass consisting mostly arid (55% of the country's landmass) and semi-arid (39% of
Overcoming rainwater harvesting challenges in sub-Sahara African: community engagement,
coping techniques, and beneficial technologies 6

Figure 1: Bioclimatic zones of South Africa [CITATION Hen11 \p


772 \l 1033 ].

Figure 2: Number of households using rainwater harvesting tanks


as main water source in each of the nine provinces of South Africa
[CITATION Tai11 \p 970 \l 1033 ].
Overcoming rainwater harvesting challenges in sub-Sahara African: community engagement,
coping techniques, and beneficial technologies 7

the country's landmass) areas with only 6% left for sub-humid conditions [CITATION Hof \p 19 \l

1033 ]. This can be depicted in Figure 1 by the dark grayed regions representing drylands, sparse

vegetation growth conditions making it only suitable for livestock and irrigation purposes;

medium grayed regions represent semi-arid lands – suitable for livestock, crop farming with

high-risk failure, and irrigation; and light grayed regions represent sub-humid areas, suitable for

livestock and crop farming with little risk involved. For statistical analysis of each bioclimatic

zone, an aridity index (AI) – the annual mean rate of water evaporation divided by the annual

mean rate of rainfall – resulting: dry zones having an AI between 0.03 to 0.2; semi-arid AI

readings are 0.2 to 0.5; and sub-humid area AI readings are above 0.5 [CITATION Hen11 \p 771-772

\l 1033 ]. Over 26,500 households, shown in Figure 2, rely on rainwater as their only water source
Overcoming rainwater harvesting challenges in sub-Sahara African: community engagement,
coping techniques, and beneficial technologies 8

if they do not experience droughts (or other disasters) that would hinder their water intake

[CITATION Tai11 \p 969 \l 1033 ].

There several various types of rainwater harvesting techniques classified as: in situ – or

local – rainwater harvest (iRWH), soil organization strategies that enhance rainfall infiltration

and reduce surface runoff; ex-situ – or off-site – rainwater harvesting (eRWH), the capture of

water from areas such as land, surfaces, steep slopes, roads surfaces or rock catchments and

funnel it into storage tanks; and domestic rainwater harvesting (dRWH), funneling rainwater

from rooftops, courtyards, compacted or treated surfaces into storage tanks [CITATION Tai11 \p 968

\l 1033 ]. Many households use rooftop rainwater harvesting systems to replenish brackish

groundwater – a high sodium water mixture that is not necessarily good for crop production or

drinking water – or serve as a substitute drinking water source to brackish groundwater [CITATION

Tai11 \p 969 \l 1033 ]. As mentioned, some crops – including humans and livestock – cannot

withstand the high sodium levels present in brackish water as it lowers hydration levels than

replenishing them. Several villages, such as Xolo, Garies, Karkams, Paulshoek, and

Lepelfontein, practice rainwater harvesting to mitigate the potential risk brackish groundwater

poses by using rainwater to dilute the high sodium concentration levels [CITATION Tai11 \p 969 \l

1033 ]. Villages Guquka and Gogela rip post-harvested soil during the winter and spring months

and extract their built-up moistures; this technique often proves to be very valuable [CITATION

Pes16 \p 138 \l 1033 ]. Other villages construct trenches consisting of a mixture of rocks, boulders,

soil, and other organic material – sometimes called tillage – that funnels runoff water down a

heavily cropped row – and sometimes collected into a tank at the end of the slope [CITATION Tai11

\p 969 \l 1033 ]. Some areas construct river dams whose purpose is to flood and divert water into
Overcoming rainwater harvesting challenges in sub-Sahara African: community engagement,
coping techniques, and beneficial technologies 9

large, flat basins that each extend from 1 ha to 100 ha [CITATION Tai11 \p 969 \l 1033 ]. Such

techniques prove useful as water is stored and seeps into the soil.

However, many of these techniques require high labor volumes for implementation and

the funds to pay for such work; thus, many households must input the work themselves, seeing

they cannot afford it otherwise. Specific rainwater harvesting techniques also require protective

fencing to prevent wildlife and livestock from contaminating the harvested water, especially if it

is being collected into a large water bank or an open-roofed storage container [CITATION Tai11 \p

971 \l 1033 ]. As mentioned, many households do not have the funds to invest in such projects

and do not have access to any money credit services; those who do are often pushed further into

poverty, coined as a poverty trap [CITATION Enf08 \p 608 \l 1033 ] [CITATION Tai11 \p 971 \l 1033 ].

Surprisingly, South African government legislations do not provide clear guidelines or

regulations to properly harvest rainwater, specifically in urban and peri-urban (suburbs or

neighboring towns) areas, making it illegal. The closest legislation would be The National Water

Act of 1998, the main legal instruments relating to water resources management [CITATION

Tai11 \p 971 \l 1033 ]. The Water Services Act of 1997 offers regulatory water supply and

sanitation services to all citizens, stating that rainwater can be harvested when providing basic

needs, animal watering, and domestic gardening use with the South African government

[CITATION Tai11 \p 971 \l 1033 ]. However, rooftop rainwater consumption for commercial usage

and land-based rainwater is prohibited due to unsanitary methods of extracting or lack of studied

research. Much of the government's blocking legislation is due to insufficient environmental

impact studies on plausible affected water resources or downstream users. Still, it is recognized

as of great importance and could positively impact society should such legislation be approved

[CITATION Tai11 \p 971 \l 1033 ]. Another legal roadblock is the prohibiting use of communal
Overcoming rainwater harvesting challenges in sub-Sahara African: community engagement,
coping techniques, and beneficial technologies 10

croplands to harvest rainwater, often due to the lack of legislation stating land users' rights and

landowners. The next section will go into detail about a particular rainwater harvesting

technique.

Benefits of no-till in-field runoff water harvesting

To further elaborate on the tillage technique developed by The Water Research

Commission (WRC), it would be beneficial to supplement one of their reports Taigbenu and

Kahinda's referenced. The WRC noticed irrigation is the only viable technique that can

successfully stabilize crop production in dry and semi-arid areas, especially during dry or

drought years [CITATION Hen11 \p 772 \l 1033 ]. With much of South Africa's irrigation done

utilizing sprinkler systems – that require electricity to function – there needs to be a better

irrigation system that is just as effective and reduces expenditure costs.


Overcoming rainwater harvesting challenges in sub-Sahara African: community engagement,
coping techniques, and beneficial technologies 11

Figure 3: The soil-plant-atmosphere continuum (SPAC) showing


the water-balance processes [CITATION Hen11 \p 773 \l 1033 ].

Figure 4: The no-till in-field runoff water harvesting technique,


with mulch in the basins [CITATION Hen11 \p 777 \l 1033 ].

This led to the idea of the no-till in-field runoff water harvesting technique. First, the researchers

focused on how runoff water operates by analyzing all possible factors, such as rain; run-on and

runoff water; evaporation; drainage depth; etc. Visual representation of this concept can be seen

in Figure 3. This runoff flow process was dubbed the soil-plant-atmosphere continuum (SPAC)

[CITATION Hen11 \p 771 \l 1033 ]. By better controlling and harnessing runoff water, harvest yields

would be further maximized. The mechanics behind the technique is planting crops on a small

declining slope where run-on and runoff water passes from crop to crop freely. Then they placed

two crop rows within 1-meter of each other and the next two crop rows about 2-meters away

from the first two rows looking like Figure 4. Each 1-meter distance with a small dugout trench

at a slightly inclined slope runoff water becomes trapped within the trench. The dugout trench is
Overcoming rainwater harvesting challenges in sub-Sahara African: community engagement,
coping techniques, and beneficial technologies 12

littered with mulch scrapings to prevent the water from eroding the slope and increase soil water

absorption. This trap allowed the water to seep into the soil and provide for the root-zones,

promoting a reduced risk to crop damage during seasonal droughts and producing higher yields

by 30% [CITATION Hen11 \p 776 \l 1033 ]. WRC tested this technique on a farm plot of sunflowers

and maize, comparing it to a field using conventional tillage practices. The results yielded a 30%

to 50% increase in harvested crops than traditional tillage crops [CITATION Hen11 \p 776 \l 1033 ].

However, more research is needed to provide clear evidence that the no-till technique is proven

to be effective. Had the South African government provided support in implementing this no-till

technique across the country, it would be conceivable the WRC would have the data they need to

give a final working method for the majority of the country's dry and sub-arid area small-scale

farmers. The next section analyzes the importance of community engagement in another South

African study.

How rural institutions make a difference

A study was conducted in Thaba Nchu to analyze how in-situ rainwater harvesting, no-till, basin

tillage and mulching on high drought risk clay soils can totally reduce water runoff to zero and

evaporation from the surface considerably [CITATION Bai09 \p 1359 \l 1033 ]. These practices

increased small-scale farmers' income and decreased risk factors concerning farming within

semi-arid regions [CITATION Bai09 \p 1359 \l 1033 ]. A large population lives in 42 villages close to

Thaba Nchu that rely on farming, with little nonfarming activities available, as their primary

source of income [CITATION Bai09 \p 1359 \l 1033 ]. Figure 5 provides a visualization of where the

case study took place. Each household has access to about 2 to 4 ha of suitable cropland.

However, most croplands are unused due to the lack of appropriate production technologies, and
Overcoming rainwater harvesting challenges in sub-Sahara African: community engagement,
coping techniques, and beneficial technologies 13

harvest yields are low [CITATION Bai09 \p 1359 \l 1033 ]. The study spanned over four growing

seasons and observed the farms that incorporated rainwater harvesting techniques and how fast

these farmers would spread their knowledge to neighboring farmers and villages [CITATION

Bai09 \p 1359 \l 1033 ]. It required the villages to develop communal associations to effectively

spread their knowledge and aid others in incorporating such techniques. Within the first study,

the participating households increased their membership from 4 to 108 [CITATION Bai09 \p 1359-

1361 \l 1033 ]. By the end of the second study, these communal associations started forming

guidelines and regulations to communicate the introduction of rainwater harvesting systems

better.

At the end of the fourth study and into the following growing season, 1,033 households in

Figure 5: This map of South Africa’s province Free State shows


where Thaba Nchu is located [ CITATION Hyb20 \l 1033 ].
Overcoming rainwater harvesting challenges in sub-Sahara African: community engagement,
coping techniques, and beneficial technologies 14

all 42 villages were practicing rainwater harvesting techniques [CITATION Bai09 \p 1361 \l 1033 ].

Farmers who participated did so with great success and harvested larger yield amounts, with

varying degrees. Some villages produced better results than others, primarily due to each

communal association's efficiency within the villages. The more an association communicated

and aided its members increased yield outputs and participation spreading. In conclusion, local

institutions' formation increases crop performance, thereby increasing household income and

reducing poverty.

Explanatory Framework of Case Study #1

Taigbenu and Kahinda suggest that the South African government implement financial

assistance programs to install and upkeep storage water tanks [CITATION Tai11 \p 972 \l 1033 ].

One such program did exist and installed 64 underground water tanks in 26 villages across four

provinces; it had the necessary funds and appropriate delivery system. However, due to

previously stated blocking legislations, this program shortly came to an end [CITATION Tai11 \p

972 \l 1033 ]. New legislation and further studies on rainwater harvesting need to be implemented

and carried out that support healthy and self-sustaining habits for rural communities and urban

and peri-urban communities. These proactive legislations and studies will promote beneficial

supplement programs, like the initial underwater tank installation and maintenance service, or

provide more precise guidelines stating land users have certain property rights when using

communal croplands for rainwater harvesting and other beneficial uses. The government should

also offer broader support for nongovernmental organizations whose purpose is to investigate

and innovate with local communities, new rainwater harvesting practices, and lower poverty

levels. The South African Water Research Commission is already working with local rural
Overcoming rainwater harvesting challenges in sub-Sahara African: community engagement,
coping techniques, and beneficial technologies 15

communities to better rainwater harvesting, such as micro-basin tillage, and creating computer

software programs that project where rainwater harvesting would be best suited for

implementation [CITATION Tai11 \p 973-975 \l 1033 ]. For these programs to work, local

communities need to form their institutions to implement and spread methods proven to work.

Many nongovernmental organizations lack the strategy of upscaling their local projects to an

entire region or country, whereas with the nation's government's backing, more nongovernmental

programs would thrive. Next, the paper will analyze challenges that are faced during drought-

like conditions.

Analysis of Case Study #2: Challenges in dealing with droughts

The second case study analyzes another sub-Sahara African country, Tanzania, and

studies how local small-scale farmers cope during droughts. Study after research shows a direct

relationship between rainfall and the success of small-scale farming. When experiencing an

unexpected drought, farmers must incorporate tactics such as crop variety diversification,

matching labor inputs to expectations of the season, livestock grazing on failed farm plots, food

transfers, and migration employment [CITATION Enf08 \p 607 \l 1033 ]. "The persistent nature of

poverty in the rural drylands of sub-Sahara Africa is the result of a general marginalization of

these areas, manifested by a lack of infrastructure, public services, and market access by human

capability deprivations, in combination with a highly challenging hydro-climate" [CITATION Enf08

\p 608 \l 1033 ]. For many households, however, unique tactics or coping strategies may barely

cover expenses or push them further into poverty – in other words, a poverty trap [CITATION Enf08

\p 608 \l 1033 ]. Theorized poverty emits a self-reinforcing pattern by households, communities,

or larger societies. Having multiple dynamic welfare equilibria and critical asset holdings
Overcoming rainwater harvesting challenges in sub-Sahara African: community engagement,
coping techniques, and beneficial technologies 16

presents a tipping point between economic growth and decline [CITATION Enf08 \p 608 \l 1033 ].

Households with lower welfare or income have difficulties reaching and surpassing a higher

equilibrium. Households seeking financial investments, usually small in size and offer only a

temporary fix, often produce negative feedback pushing the household further into poverty

[CITATION Enf08 \p 608 \l 1033 ].

As stated earlier, rainwater, particularly in dry and sub-arid areas, is directly linked to

poverty; more access a household has to water leads to more significant crop production and

higher food security [CITATION Enf08 \p 608 \l 1033 ]. The case study notes there are two types

Figure 6: Map of the case study located in Tanzania. The left map
shows the location of the studied villages. The right map shows the
position of the water catchment in North-Eastern Tanzania.
[CITATION Enf08 \p 609 \l 1033 ]

of droughts. First is a meteorological drought, when rainfall during a growing season is below

the required amount to produce crops, resulting in total crop failure. This typically occurs once

every five years in semi-arid sub-Sahara Africa [CITATION Enf08 \p 608 \l 1033 ]. The second is an

agricultural drought where there is enough rainfall to provide for crops. However, there is a lack

of plant-available water, resulting in yield reductions or total crop failure [CITATION Enf08 \p
Overcoming rainwater harvesting challenges in sub-Sahara African: community engagement,
coping techniques, and beneficial technologies 17

608 \l 1033 ]. Agricultural droughts are more common and determined by several varying factors:

dry-spells and water losses from runoff, drainage, and evaporation [CITATION Enf08 \p 608 \l

1033 ]. Dry-spells tend to occur three out of four growing seasons for semi-arid households. Mix

this with deficient soil nutrients, insectoid infestations, and lack of inputs and labor make small-

scale farming very uncertain and create financial struggles and food shortages. However,

supplemental irrigation systems, rainwater harvesting, and conservation and precision farming

techniques improve a household's coping capacity when undergoing agricultural droughts

[CITATION Enf08 \p 608 \l 1033 ]. Some families, particularly in sub-arid and sub-humid regions,

proactively set large-scale irrigations for their small-scale farms to maximize their water storage

capacity in preparation for the next coming drought. Practices like conservation water tillage

compared to conventional tillage can increase harvesting yields from 20% to 120%, and other

experiments with combining rainwater harvesting, tillage, and nutrient boosting yields 70% to

300% [CITATION Enf08 \p 609 \l 1033 ]. Such techniques, especially when combined, can

significantly improve coping capacity during droughts, thus alleviating poverty for small-scale

farmers.

This case study focuses on the Makanya catchment in the South Pare Mountains, same

district, Kilimanjaro Region, Tanzania, where it covers 320 kilometers squared with a population

of 35,000 [CITATION Enf08 \p 609 \l 1033 ]. Figure 6 provides a visual representation of where the

case study was conducted inside Tanzania. The main livelihood is small-scale farming, often

practiced with livestock herding. Many farmers grow crops, such as maize, for personal use and

vegetable cash crops to earn an income. In addition to farming, or during nongrowing seasons,

nonfarming activities are farmers' secondary income sources. Nonfarming activities such as

mining, trading, wage labor, etc., are vital to the local economy [CITATION Enf08 \p 609 \l 1033 ].
Overcoming rainwater harvesting challenges in sub-Sahara African: community engagement,
coping techniques, and beneficial technologies 18

About 30% of the region's population lives below poverty [CITATION Enf08 \p 609 \l 1033 ]. Two

growing seasons exist the Masika season from March to June and the Vuli season between

October and January. However, over the last 48 years, rainfall has been increasingly erratic,

especially during the Maskia season, where dry-spells last longer than three weeks, causing

unproductive waterflow and declining soil fertility [CITATION Enf08 \p 609 \l 1033 ].

Enfors and Gordon observed how farmers in the villages of Bangalala and Mwembe,

along the Ndiva irrigation system, coped with droughts throughout two growing seasons, about

one year [CITATION Enf08 \p 610 \l 1033 ]. Around 25%, or about 500, households in the area have

access to the Ndiva irrigation system [CITATION Enf08 \p 610 \l 1033 ]. During the first Masika

growing season, with a moderate amount of rainfall and a four-week dry-spell period, classifying

as an agricultural drought causing severe yield losses [CITATION Enf08 \p 610 \l 1033 ]. The second

growing season within that same year, the Vuli season, Bangalala underwent a meteorological

drought causing most crops to fail [CITATION Enf08 \p 610 \l 1033 ]. Within the region, 30 out of 60

households had access to the Ndiva irrigation system. All 60 were interviewed to assess what

each household did to overcome struggles they may have faced during each growing season and

gauge if the Ndiva irrigation system alleviated any hardships. Food scarcity was a primary

concern for many households in the early stages of the 2005/2006 Vuli growing season, due to

insufficient yield production from the 2005 Masika season, with only eight households able to

harvest crops at all [CITATION Enf08 \p 611 \l 1033 ]. Many households resorted to purchasing food

at local markets; of course, market prices increased due to increased demand and a reduced

supplement. Also, caring for livestock became increasingly tricky with less water to feed them,

making them unhealthy, resulting in livestock incomes rapidly decrease [CITATION Enf08 \p 611 \l

1033 ]. Only 20% of the food needed in the households was produced within their farming
Overcoming rainwater harvesting challenges in sub-Sahara African: community engagement,
coping techniques, and beneficial technologies 19

systems; when compared to customary conditions, households have 80% of what they need

[CITATION Enf08 \p 611 \l 1033 ]. Thus, many households gathered wild fruits and vegetables;

relied on government and nongovernment relief programs; shared food among their friends,

families, and neighbors; planted drought-tolerant crops; or worked in nonfarming activities to

supplement their reduced income [CITATION Enf08 \p 611-612 \l 1033 ]. Households having access

to the Ndiva irrigation system experienced a higher coping capacity for food shortages and yield

harvesting. With two consecutive droughts, too many farmers relied on the Ndiva irrigation

system, thus, decreasing its beneficial effects for all who used it [CITATION Enf08 \p 613 \l 1033 ].

Explanatory Framework of Case Study #2

The main takeaway from this case study is that had the farmers incorporated an irrigation

system and management strategies into their farming plan, such as rainwater harvesting, their

coping capacity would have increased. Previous improvement programs often failed; they did not

factor the correlation between improvements on the field scale and potential trade-offs or

synergies on the landscape scale, thus missing the connections between food production, other

ecosystem services, and livelihoods of the rural poor [CITATION Enf08 \p 612-613 \l 1033 ]. Even

still, households with access to a social network or nonfarming activities have made a difference

in sustaining, however little, their living conditions. It is important to note, and this paper will

not go into detail, that farming cannot be the sole investigated activity when finding ways to

reduce poverty. Nonfarming activities must be incorporated into such investigations as they

provide a means of support when farming alone does not cover expenses. Governments need to

invest more resources in the development of water system technologies, which, in turn, will
Overcoming rainwater harvesting challenges in sub-Sahara African: community engagement,
coping techniques, and beneficial technologies 20

proactively contribute to poverty alleviation, increase infrastructure, better market systems, and

enabling institutions [CITATION Enf08 \p 614 \l 1033 ].

Analysis of Case Study #3: Floatovoltics and rainwater harvesting

This section will take a slight detour from the report's main topic. It will still relate to

how solar energy incorporated with rainwater harvesting technologies can provide incredible

benefits to neighboring communities. Throughout this report, the constant theme is reducing

poverty by improving rural agricultural systems. However, both case studies 1 and 2 mention the

importance of nonfarming activities in correlation with farming; of course, these authors were

referring to activities such as mining, trading, transportation, etc. [CITATION Enf08 \p 609 \l 1033 ]

[CITATION Bai09 \p 1359 \l 1033 ]. Consider this, in addition to 41% of people living in poverty

conditions, over 53% of Africans are living without electricity [ CITATION Acc18 \l 1033 ]

[ CITATION Ham19 \l 1033 ]. The electricity percentages across Africa are represented in Figure 7.

The World Bank has been investigating the utilization of sub-Sahara Africa's overwhelming

amounts of sunlight by installing industrial-sized solar farms throughout its urban areas and

installing micro-sized solar farms in rural areas [ CITATION Acc20 \l 1033 ]. However, a growing

concern about solar energy, especially in an area that relies heavily on farming practices, is the

amount of land-based real estate needed to support such projects. How can solar energy benefit

Africa's rural population without taking valuable farmland away – the answer is floatovoltics.

Floatovoltics – derived from photovoltaics, light-generating voltaic current, with the

ability to function over water [CITATION Kum18 \p 1090 \l 1033 ]. In addition to floatovoltics

costing cheaper than standard land-based photovoltaics, the water offers a natural cooling system

for the solar panels [CITATION Kum18 \p 1094 \l 1033 ]. Specific harvesting techniques require
Overcoming rainwater harvesting challenges in sub-Sahara African: community engagement,
coping techniques, and beneficial technologies 21

funneling of water into storage containers or large basins spanning from 1 ha to 100 ha, perfect

for implementing a solar power plant that will feed into nearby villages [CITATION Tai11 \p 969 \l

1033 ]. Figure 8 shows floatovoltics installed in a farming water basin. Not only do floatovoltics

produce 10% more than standard land-based photovoltaics, but they also provide beneficial

environmental impacts such as reduce water evaporation; noxious algae production; lowers water

treatment costs; and minimizes energy waste [ CITATION San20 \l 1033 ].

Figure 7: Map of electricity percentages of sub-Sahara Africa


[ CITATION Acc18 \l 1033 ].
Overcoming rainwater harvesting challenges in sub-Sahara African: community engagement,
coping techniques, and beneficial technologies 22

Figure 8: Floatovoltics incorporated with standard land-based


photovoltaic panels surrounded by farmland [CITATION Kum18 \p
1091 \l 1033 ].

Explanatory Framework of Case Study #3

As one can imagine, floatovoltics promote both implementing rainwater harvesting

basins across sub-Sahara Africa and increasing electricity generation for neighboring villages

and communities. Not only that, but it has the real potential of providing positive environmental

impacts such as protecting water sources from evaporation and certain harmful algae that

contaminate water sources. However, more ecological studies are needed further to understand

their implications on local land and marine wildlife.

Assessment

The outlined case studies provided in this report highlights vital revelations in promoting

beneficiary techniques of implementing rainwater harvesting systems into rural, even urban, sub-
Overcoming rainwater harvesting challenges in sub-Sahara African: community engagement,
coping techniques, and beneficial technologies 23

Sahara African communities. These studies showed the beneficiary impacts of installing

rainwater harvesting systems for communal areas. Benefits include an increase in small-scale

farming yield productions; healthier crop and livestock production; safe drinking water for

communities and livestock; coping techniques when facing adversity, such as droughts; an

increase in community engagement; providing solar energy harvesting grounds. To achieve these

results, governments need to enact proactive legislation that will promote government and

nongovernment supplement financial relief programs, thus encouraging the two entities to work

collaboratively.

The Report Author's Suggested Solutions and Closing Remarks

When focusing on rainwater harvesting solutions, much can be done to increase poverty

coping capacity. First, governments need to implement proactive legislation promoting funding

and relief programs. Such avenues will encourage government (local, provincial, and national)

and nongovernmental (whether they be international, national, or communal based) engagement,

such as the South African underwater storage tank installation and maintenance, or others like it.

However, under the supervision of provincial or higher institutions, cooperative established

institutions provide the best beneficiaries for local communities. Meaning, farmers in rural areas

who form commutative groups yield the best results in poverty reduction. Instructional and

assistant means of implementing rainwater harvesting and irrigation systems; and sharing coping

techniques are a few techniques communal based institutions would employ to mitigate poverty

levels. Of course, each region is different and supplies a unique list of variables. However,

communal organizations will be able to reassess already proven techniques from other areas of

bioclimatic zones and reinvent them to mitigate their region's adversities better. For rural
Overcoming rainwater harvesting challenges in sub-Sahara African: community engagement,
coping techniques, and beneficial technologies 24

communities, rainwater harvesting techniques (i.e., no-till in-filed runoff water harvesting; the

funneling of rooftops, road surfaces, and rock catchments into personal or communal storage

containers; etc.); separation of wildlife and livestock from water harvested catchments to prevent

contamination; installation of large-scale irrigation systems for small-scale farms; produce high

drought-tolerant crops when needed are all excellent techniques to invest, whether a household

does one or a combination of them; and the investigation and implementation of floatovoltic

technology. For urban and peri-urban areas, rooftop rainwater harvesting is worth investigating.

However, with some governments blocking such practices, more research is encouraged to

explore societal and environmental impacts to alleviate or validate any concerns. Lastly, never

overlook any local nonfarming activities – such activities provide financial support to households

if farming does not cover all expenditures. The improvement in working conditions and increase

in job opportunities for nonfarming activities may, in turn, improve farming outputs.

Even though – for the first time – overall poverty levels are just starting to decrease in

sub-Saharan Africa, further research and implementation of rainwater harvesting tactics must

become a high priority if governments want to continue the positive trend towards ending

poverty once and for all.


Overcoming rainwater harvesting challenges in sub-Sahara African: community engagement,
coping techniques, and beneficial technologies 25

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