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Quality of Life, Anxiety, and Oncological Factors:

A Follow-Up Study of Breast Cancer Patients

Kristin Härtl, Ph.D., Rebecca Schennach, M.D.


Marianne Müller, Ph.D., Jutta Engel, M.D., M.P.H.
Hans Reinecker, Ph.D., Harald Sommer, M.D., Ph.D.
Klaus Friese, M.D.

Background: The number of long-term survivors of breast cancer has increased over recent
decades because of many treatment advances. Thus, long-term quality of life (QoL) and factors
affecting it are of growing research interest. Objective: The authors investigated longitudinal
changes in QoL and anxiety in breast cancer patients and differences in QoL and anxiety in var-
ious oncological subgroups. Method: A group of 236 women with a primary diagnosis of breast
cancer or carcinoma in-situ completed questionnaires after surgical treatment, 6 months, and 12
months post-surgery. Results: QoL scores of breast cancer patients improved over time, but im-
pairments in terms of anxiety, body image, and sexual functioning were still observed. Younger
patients were more likely to be distressed by cancer diagnosis and treatment. Discussion: Surgi-
cal modality and tumor prognostic factors, however, seemed to play a minor role in patients’
subjective QoL, which is discussed in terms of the “well-being paradox.”
(Psychosomatics 2010; 51:112–123)

O ver the last decades, the number of long-term survi-


vors of breast cancer has increased because of ad-
vances in early diagnosis, as well as surgical and adjuvant
struct, results of QoL research in cancer patients are varied
and often contradictory.2,3 Longitudinal studies about
changes of QoL and persistent impairments in breast cancer
treatments.1 Thus, long-term quality of life (QoL) and patients show conflicting results.2,4,5 Furthermore, there are
factors affecting QoL are of growing research interest. The few data about long-term anxiety in women with breast can-
QoL construct refers to a general sense of well-being in cer. Clinical practice reveals that long-term survivors are
multiple dimensions of life. However, because of the va- mostly distressed by anxiety, especially by fear of recurrence.
riety of divergent definitions and measures of the con- Research in the past decade mainly focused on pos-
sible demographic and clinical factors affecting QoL in
Received August 9, 2007; revised January 29, 2008; accepted January 30, breast cancer patients. Investigation of QoL in oncological
2008. From the Dept. of Gynecology and Obstetrics, Women’s Clinic at subgroups is important for drawing conclusions about op-
Ludwig–Maximilians University, Munich, Germany; the Munich Cancer
Registry (MCR) of the Munich Cancer Centre at the Institut of Medical eration or therapy modalities. Most studies investigated
Informatics, Biometry, and Epidemiology, Ludwig-Maximilians–Univer- single parameters, such as primary surgical treatment mo-
sity, Munich; and the Faculty of Psychology, Section for Clinical Psy-
chology and Psychotherapy, Otto-Friedrich University, Bamberg, Ger-
dality6 or age,7 whereas other factors, such as tumor stage,
many. Send correspondence and reprint requests to Kristin Härtl, Ph.D., were often neglected. There is a lack of studies investi-
Dept. of Gynecology and Obstetrics, Klinikum der Ludwig-Maximilians- gating the impact of several oncological factors on long-
Universitaet Muenchen. Maistr. 11, 80337 Munich, Germany. e-mail:
kristin.haertl@med.uni-muenchen.de term QoL within the same clinical trial.8 Also, the impact
© 2010 The Academy of Psychosomatic Medicine of these factors on QoL is controversial.

112 http://psy.psychiatryonline.org Psychosomatics 51:2, March-April 2010


Härtl et al.

In the present study, we first examined changes of the questionnaires at all three points of measurement: T1, T2,
QoL and anxiety in breast cancer patients at follow-up and T3.
and, also, differences of QoL and anxiety in oncological
subgroups. Measures

Quality of life was evaluated by the Quality of Life


METHOD
Questionnaire QLQ–C30, Version 3.0 of the EORTC
Study Group on Quality of Life.9,10 The questionnaire is
Procedures and Time-Points of Assessment composed of the Global Health status/QoL Scale and five
functional scales that evaluate physical functioning, role
The study design was approved by the local ethics functioning, emotional functioning, cognitive functioning,
board. Patients were recruited between May 2004 and and social functioning. Higher mean scores on these scales
October 2005. At the time of primary surgical treatment, represent better functioning and QoL. The additional mod-
patients with breast cancer were asked to complete the ule QLQ–BR23 contains breast-cancer–specific scales.
QoL questionnaire 5 times over a 2-year period. The first Here, the three subscales: body image, arm symptoms, and
assessment took place within 2 weeks after primary sur- breast symptoms, were used. We added two questions
gical treatment and before adjuvant therapy. Over 2 years, about confidence with the cosmetic result of the surgical
questionnaires were sent at regular intervals of 6 months to treatment and sexual functioning. Higher mean values on
women who had agreed to participate in the study. In this the arm- and breast-symptom scales indicate an increased
article, the results of three points of assessment are pre- extent of symptoms. Higher mean scores on the Body
sented: T1: patients after primary surgical treatment; T2: 6 Image scale of the QLQ–BR23 and the additional scales
months post-operative; and T3: 12 months postoperative. for Cosmetic Confidence and Sexual Functioning repre-
sent better functioning.
Anxiety was measured by the Hospital Anxiety and
Subjects
Depression Scale (HADS) and one subscale of the Ques-
The following patients were included in this study: tionnaire on Stress in Cancer Patients, Revised Version
women with primary diagnosis of breast cancer, TNM (QSC–R23). The HADS11 or the German version HADS–
Stage pT1– 4, pN0 –3, pM0, or carcinoma in-situ, with the D12 is a brief assessment tool consisting of distinct dimen-
ability to read German and understand the questionnaires. sions of anxiety and depression in nonpsychiatric popula-
Patients with neoadjuvant therapy who received cytotoxic tions. The 14-item questionnaire consists of two subscales
medication after histological diagnosis of breast cancer, measuring both levels of anxiety and depression. The
but before primary surgery, were excluded. Also, patients QSC–R2313 was developed to determine psychosocial
with a diagnosis of psychosis or severe personality disor- stress in cancer patients. This tool provides respondents
der were excluded. Participants were approached by med- with a broad spectrum of cancer-specific stress situations,
ical doctors, who informed them about study aim and which have to be rated in terms of relevance and amount
design and asked for written informed consent. Nonpar- of distress. The 23 items are aggregated to make up 5
ticipation was mostly because inclusion criteria were not subscales (Fears, Psychosomatic Complaints, Everyday
fulfilled, mostly because of benign breast biopsy or re- Life Restrictions, Information Deficits, and Social Con-
duced ability to read German. Fewer than 1% refused to straints) and a total score of Psychosocial Distress. Higher
participate in the study; “refusers” most frequently told us mean scores on the subscale Anxiety and the subscale
that the questionnaires were too long or time-consuming, Fears represent more anxiety.
or that they were handicapped by other diseases.
A total of 278 women with breast cancer were admin- Data Analysis
istered the quality-of-life questionnaires at the Frauenklinik-
Innenstadt, Ludwig-Maximilians University Munich, Ger- Linear transformation was used to standardize the raw
many, and the Frauenklinik Dachau/Brustzentrum Dachau. scores of the QoL parameters so that all scores ranged
During the first year of follow-up, 2 patients died, and 40 from 0 to 100. In accordance with the scoring manual, the
patients dropped out of the study, which represents an overall questionnaire items of the QLQ–C30 and the QLQ–BR23
dropout rate of 15.1%. A final total of 236 subjects completed were grouped into scales in the categories Global Health

Psychosomatics 51:2, March-April 2010 http://psy.psychiatryonline.org 113


Quality of Life With Breast Cancer

Status QoL, Functional Scales, and Symptom Scales. The


TABLE 1. Demographic and Clinical Characteristics of
additional items Cosmetic Confidence and Sexual Func- Patients at Time of Primary Diagnosis
tioning were calculated according to the scoring manual of Characteristic N (%)
the QLQ–C30. The subscale Anxiety was calculated by
Total patient N 236 (100)
summing the seven item scores of the HADS–D. The Age, years
subscale Fears was computed as the mean of the four item ⬍50 51 (21.8)
scores of the QSC–R23. We investigated the following 50–69 154 (65.8)
ⱖ70 29 (12.4)
oncological factors: tumor size according the TNM stage Demographics
at the time of primary diagnosis (pT1a, pT1b, pT1c versus Married 147 (62.6)
pT2, pT3, pT4) and primary surgical treatment modality Children 172 (73.2)
⬎9 years education 124 (53.7)
(breast-conserving therapy versus mastectomy). The de- Employed 117 (50.4)
mographic factor was the patient’s age at time of primary Primary cancer diagnosis
diagnosis. Patients’ age was median-dichotomized into Breast cancer 214 (91.1)
Ductal carcinoma in-situ (DCIS) 21 (8.9)
two categories: ⬍60 years and ⱖ60 years.
Tumor sizea
We checked the distributions of scores at baseline: ⱕ2 cm (pT1a–c) 140 (66.7)
Global health status, functional scales, body image, arm and ⬎2 cm (pT2–pT4) 70 (33.3)
breast symptoms, cosmetic confidence, sexual functioning, Lymph node metastasesb
Absent (pN0) 162 (71.4)
and the two anxiety scales were not normally distributed Present (pN1, pN2, and pN3) 65 (28.6)
(Kolmogorov-Smirnov: p⬍0.01). Also, QoL scores were or- Menopausal status
dinal scaled. We performed the following nonparametric sta- Premenopausal 50 (21.3)
Postmenopausal 185 (78.7)
tistical tests: To test for changes of QoL and anxiety over Primary surgical treatment
time, we performed Wilcoxon’s tests, using a two-tailed p Breast-conserving therapy (BCT) 213 (91.0)
value ⬍0.01. Pairwise differences between the oncological Mastectomy 21 (9.0)
Axillary surgery
subgroups were assessed by Mann-Whitney U test with a
Axillary dissection 140 (59.3)
two-tailed p value of ⬍0.05. SPSS 14.0 (SPSS, Inc., Chi- Sentinel lymph node biopsy 96 (40.7)
cago, IL) was used for all calculations. Adjuvant treatment in first 6 months 227 (96.6)
Radiotherapy 189 (80.1)
Cytotoxic therapy 68 (28.8)
Dropout Analysis Endocrine therapy 189 (80.4)

We conducted Mann-Whitney U tests to test for differ- a


Data on tumor size not available in 26 cases.
ences between the dropouts (N⫽42) and the remaining pa- b
Data on lymph node metastases not available in 9 cases.
tients (N⫽236) at baseline: Baseline scores of QoL scale,
functional scales, body image scale, arm and breast symp-
140 patients had an axillary dissection; in 96 cases, sentinel
toms, cosmetic confidence, sexual functioning, and the two
lymph node biopsy was done. Radiotherapy was adminis-
anxiety scales were not different at baseline (p⬎0.05).
tered to 189 patients, cytotoxic therapy to 68 patients, and
RESULTS endocrine therapy to 189 patients in the first 6 months after
surgery. Patients’ demographic and clinical variables at time
Patients’ Characteristics at Time of Primary Diagnosis of primary diagnosis are presented in Table 1.

The mean age of the 236 participating patients at time Change in Quality-of-Life Parameters
of primary diagnosis was 58.7 years (range: 33– 89; stan- and Anxiety at Follow-Up
dard deviation [SD]: 10.7); 66.7% of the patients were
diagnosed with stage pT1a– c (tumor size ⱕ2 cm), 33.3% QoL data of 236 patients are presented over three points
with stage pT2–pT4 (tumor size ⬎2 cm). Lymph node of measurement: T1 (after primary surgical treatment), T2 (6
metastases were absent in 71.4% (pN0) and present in months after surgery), and T3 (12 months after surgery).
28.6% (pN1, pN2, pN3) of the patients. The primary sur- Table 2 shows the mean and SD values for quality-of-life
gical treatment consisted of either breast-conserving ther- measures according to QLQ–C30, QLQ–BR23, additional
apy (BCT; N⫽213) or modified radical mastectomy scales and anxiety measures according to the HADS and the
(N⫽21). Only 8 patients (3.4%) had breast reconstruction; QSC–R23, and the p values for the Wilcoxon tests.

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Härtl et al.

TABLE 2. Quality-of-Life Parameters and Anxiety: Comparison of Means Over Three Points of Measurement
T1 T2 T3 p (T1–T2)a p (T1–T3)a
QLQ–C30 Questionnaire
Global Health Status/QoL 57.2 (21.8) 64.2 (21.3) 65.5 (23.4) 0.000 0.000
Physical functioning 75.2 (21.0) 80.7 (19.5) 80.4 (21.4) 0.000 0.000
Role functioning 57.8 (32.2) 72.7 (28.3) 74.2 (29.9) 0.000 0.000
Emotional functioning 56.9 (26.4) 64.2 (25.1) 65.2 (28.2) 0.000 0.000
Cognitive functioning 78.0 (26.3) 79.3 (27.2) 78.2 (27.3) NS NS
Social functioning 68.9 (30.2) 77.4 (27.1) 79.5 (27.6) 0.000 0.000
QLQ–BR23 Questionnaire
Arm symptoms 30.1 (24.3) 24.0 (24.8) 22.3 (24.4) 0.001 0.000
Breast symptoms 34.0 (23.5) 27.5 (23.5) 21.8 (21.3) 0.002 0.000
Body image 79.1 (25.7) 78.7 (27.4) 79.9 (27.6) NS NS
Additional scales
Cosmetic confidence 81.2 (27.9) 81.8 (29.4) 80.7 (30.7) NS NS
Sexual functioning 67.8 (36.0) 68.2 (37.4) 69.4 (36.6) NS NS
HADS–D
Anxiety 6.9 (3.9) 6.5 (3.8) 6.6 (3.9) NS NS
QSC–R23
Fears 1.7 (1.4) 1.7 (1.4) 1.6 (1.3) NS NS

N⫽236; values are mean (standard deviation), unless otherwise noted.


T1: after primary surgical treatment; T2: 6 months after surgery; T3: 12 months after surgery.
QLQ–C30: Quality-of-Life Questionnaire (QLQ–C30), Version 3.0 of the EORTC Study Group on Quality of Life;9,10 QLQ–BR23 Questionnaire:
a breast cancer-specific module for the QLQ; HADS–D: Hospital Anxiety and Depression Scale; QSC–R23: Questionnaire on Stress in Cancer
Patients, Revised Version.
a
Wilcoxon test: a two-tailed p value ⬍0.01 is considered to indicate statistical significance.

Table 2 indicates that Global Health Status/QoL and pared with healthy women. With the exception of those
four of the five functional scales, namely, physical, role over age 70 years, breast cancer patients scored lower than
emotional, and social functioning significantly increased healthy women on the role emotional and social function-
(p⫽0.000) over the first 6 months (T1–T2) and 12 months ing scales (and on the other functional scales of the QLQ–
(T1–T3). The subscale Cognitive Functioning showed no C30; not presented in Figure 1). These differences were
significant change over the three time-points of assessment larger in younger (30 –59 years) women, but smaller for
(p⫽0.244 and 0.904). Arm symptoms and breast symp- patients between 60 and 69 years old. Patients over age 70
toms had a significant decrease, comparing T1 and T2 had slightly better functional scores than did healthy
(p⫽0.001, p⫽0.002) and T1 and T3 (p⫽0.000, p⫽0.000), women in this age-group (Figure 1).
respectively. Mean values of the Body Image scale and the Figure 2 presents the age-specific anxiety scores of
additional scales Cosmetic Confidence and Sexual Func- the HADS–D of breast cancer patients 1 year after primary
tioning demonstrated no significant changes over time, per surgical treatment, as compared with healthy women.
our criterion. Anxiety did not change significantly on the Younger patients reported more anxiety (ⱕage 39: mean
HADS (T1–T2: p⫽0.018; T1–T3: p⫽0.042), nor on the 9.4; age 40 –59 years: mean 7.4) than healthy women
QSC–R23 (T1–T2: NS; T1–T3: NS). Comparing the means (ⱕage 39: mean 4.6; age 40 –59 years: mean 5.2). Breast
of the two points of measurement, T2 and T3, none of the cancer patients over age 60 scored only slightly higher on
QoL and anxiety parameters revealed a significant differ- the anxiety scale than women from the general population
ence. One exception was the subscale Breast Symptoms, (5.8 versus 5.4; Figure 2).
which showed a significant decrease from T2 to T3
(p⫽0.000). Quality-of-Life Parameters and Anxiety
We used QLQ–C30 data14 and HADS–D data15 of a in Oncological Subgroups
representative sample of the German adult population for
a descriptive comparison. Figure 1 shows the age-specific We analyzed possible differences in QoL as measured
mean functional scores of the QLQ–C30 of breast cancer by the QLQ–C30 questionnaire in oncological subgroups
patients 1 year after primary surgical treatment, as com- on the subscales Arm Symptoms, Breast Symptoms, and

Psychosomatics 51:2, March-April 2010 http://psy.psychiatryonline.org 115


Quality of Life With Breast Cancer

FIGURE 1. Quality of Life (QoL): Age-Specific Means and Functional Scores of Breast Cancer Patients 1 Year After Primary Surgery,
Versus Healthy Women

100
Healthy women
QL Q–30 Mean Functional Scores

90 Breast cancer patients


80
70
60
50
40
30
20
10
0
30–39 40–49 50–59 60–69 ≥ 70 30–39 40–49 50–59 60–69 ≥ 70 30–39 40–49 50–59 60–69 ≥ 70
Role Functioning Emotional Functioning Social Functioning
QLQ–C30: Quality-of-Life Questionnaire.

tients (T1: 50.0 versus 64.8; p⫽0.000; T3: 71.0 versus


FIGURE 2. Anxiety: Age-Specific Means of Breast Cancer
Patients 1 Year After Primary Surgery, Versus 77.0; p⫽0.036), greater impairment of emotional function-
Healthy Women ing (T1: 50.1 versus 63.1; p⫽0.000; T3: 60.0 versus 69.9,
p⫽0.003), greater impairment of cognitive functioning
20
18 Healthy women
(T1: 72.3 versus 83.2; p⫽0.001; T3: 73.7 versus 82.3;
HADS–D Anxiety Scale

16 Breast cancer patients


p⫽0.006) and of social functioning (significant only at T1:
14 60.7 versus 76.2; p⫽0.000). At baseline and 1-year fol-
12 low-up, younger patients had more arm complaints (T1:
10 35.3 versus 25.4; p⫽0.002; T3: 26.5 versus 18.6;
8 p⫽0.038) and breast complaints (T1: 38.2 versus 30.2;
6 p⫽0.014; T3: 26.0 versus 17.9; p⫽0.001). Older patients
4 reported better body image shortly after the operation
2 (83.3 versus 74.5; p⫽0.006). One year after the surgery,
0 body image of the two subgroups was similar, but was
≤ 39 Years 40–59 Years ≥ 60 Years
close to statistical significance (81.6 versus 78.1;
HADS–D: Hospital Anxiety and Depression Scale.
p⫽0.063). Finally, younger patients had higher scores for
Anxiety after primary surgical treatment (7.7. versus 6.3;
Body Image on the QLQ–BR23 and the subscale Anxiety p⫽0.016) than older patients. Interestingly, 1 year later,
on the HADS–D. Table 3 shows the mean values and SDs the difference in Anxiety scores in the two subgroups
of the various subgroups, and the two-tailed p values of the increased (7.6 versus 5.7; p⫽0.000).
Mann-Whitney U tests after primary surgical treatment
(T1) and 12 months later (T3; Table 3).
Comparison of Patients With Different TNM Stages
at the Time of Primary Diagnosis
Comparison of Younger Versus Older Patients
Patients with TNM stages pT1a, pT1b, and pT1c
Younger (⬍60 years) and older patients (ⱖ60 years) showed QoL after surgery (57.0 versus 56.1; NS) and in
did not differ in their overall QoL and physical functioning the first year of follow-up (64.0 versus 67.3; NS) similar to
(p⬎0.05) shortly after surgery and 1 year later. At both patients with TNM stages pT2, pT3, and pT4. On all
points of measurement, however, younger patients showed functional scales, the two subgroups had comparable val-
greater impairment of role functioning than did older pa- ues at baseline and 1-year follow-up (p⬎0.05). After pri-

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Härtl et al.

TABLE 3. Quality-of-Life (QoL) Parameters and Anxiety in Oncological Subgroups


QoL Parameter Oncological Factor Patients, N T1 pa T3 pa
Global Health Status/QoL Age, years
⬍60 112 54.2 (22.0) NS 64.2 (23.8) NS
ⱖ60 124 59.9 (21.3) 66.6 (23.1)
Tumor size
pT1a, pT1b, pT1c 140 57.0 (21.3) NS 64.0 (22.8) NS
pT2, pT3, pT4 70 56.1 (22.7) 67.3 (25.7)
Surgery
BCT 213 56.5 (21.5) NS 65.4 (23.3) NS
Mastectomy 21 61.5 (24.5) 65.5 (25.7)
Physical Functioning Age, years
⬍60 112 73.3 (22.3) NS 81.7 (19.6) NS
ⱖ60 124 77.0 (19.8) 79.3 (22.9)
Tumor size
pT1a, pT1b, pT1c 140 75.1 (20.8) NS 80.2 (21.3) NS
pT2, pT3, pT4 70 74.1 (21.4) 80.2 (20.7)
Surgery
BCT 213 74.9 (20.8) NS 80.6 (20.9) NS
Mastectomy 21 76.8 (23.6) 77.1 (26.4)
Role Functioning Age, years
⬍60 112 50.0 (32.1) 0.000 71.0 (28.9) 0.036
ⱖ60 124 64.8 (30.7) 77.0 (30.6)
Tumor size
pT1a, pT1b, pT1c 140 57.0 (31.9) NS 73.7 (29.9) NS
pT2, pT3, pT4 70 55.5 (32.3) 73.3 (29.0)
Surgery
BCT 213 57.8 (31.7) NS 74.0 (29.9) NS
Mastectomy 21 54.8 (37.7) 73.0 (30.5)
Emotional Functioning Age, years
⬍60 112 50.1 (27.1) 0.000 60.0 (27.5) 0.003
ⱖ60 124 63.1 (24.3) 69.9 (28.2)
Tumor size
pT1a, pT1b, pT1c 140 56.9 (24.8) NS 63.9 (29.1) NS
pT2, pT3, pT4 70 57.9 (28.4) 66.5 (28.1)
Surgery
BCT 213 56.3 (25.9) NS 64.6 (28.1) NS
Mastectomy 21 59.5 (30.9) 69.8 (29.8)
Cognitive Functioning Age, years
⬍60 112 72.3 (28.6) 0.001 73.7 (28.6) 0.006
ⱖ60 124 83.2 (22.8) 82.3 (25.5)
Tumor size
pT1a, pT1b, pT1c 140 78.2 (26.0) NS 76.6 (28.8) NS
pT2, pT3, pT4 70 79.1 (26.6) 79.8 (23.7)
Surgery
BCT 213 77.5 (26.4) NS 77.6 (27.3) NS
Mastectomy 21 81.0 (26.0) 81.8 (27.8)
Social Functioning Age, years
⬍60 112 60.7 (30.8) 0.000 78.1 (27.1) NS
ⱖ60 124 76.2 (27.7) 80.8 (28.0)
Tumor size
pT1a, pT1b, pT1c 140 69.9 (28.5) NS 80.2 (26.4) NS
pT2, pT3, pT4 70 66.0 (32.8) 76.9 (28.7)
Surgery
BCT 213 69.0 (30.0) NS 79.5 (27.8) NS
Mastectomy 21 64.3 (32.6) 77.8 (26.0)
Arm symptoms Age, years
⬍60 112 35.3 (25.4) 0.002 26.5 (27.2) 0.038
ⱖ60 124 25.4 (22.3) 18.6 (21.0)

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Quality of Life With Breast Cancer

TABLE 3. Quality-of-Life (QoL) Parameters and Anxiety in Oncological Subgroups (Continued)


QoL Parameter Oncological Factor Patients, N T1 pa T3 pa
Tumor size
pT1a, pT1b, pT1c 140 29.2 (22.3) NS 20.8 (23.3) 0.016
pT2, pT3, pT4 70 34.6 (26.0) 29.0 (25.8)
Surgery
BCT 213 29.5 (24.1) NS 22.6 (24.4) NS
Mastectomy 21 37.0 (26.1) 22.2 (25.3)
Breast symptoms Age, years
⬍60 112 38.2 (24.7) 0.014 26.0 (22.0) 0.001
ⱖ60 124 30.2 (21.8) 17.9 (19.9)
Tumor size
pT1a, pT1b, pT1c 140 33.3 (22.9) NS 19.2 (18.2) 0.047
pT2, pT3, pT4 70 36.1 (24.6) 27.9 (26.0)
Surgery
BCT 213 34.7 (23.7) NS 22.2 (21.2) NS
Mastectomy 21 29.4 (20.5) 19.4 (22.6)
Body image Age, years
⬍60 112 74.5 (27.6) 0.006 78.1 (26.8) NS
ⱖ60 124 83.3 (23.2) 81.6 (28.2)
Tumor size
pT1a, pT1b, pT1c 140 82.6 (22.4) 0.048 84.2 (23.4) NS
pT2, pT3, pT4 70 72.9 (30.0) 73.1 (32.2)
Surgery
BCT 213 80.4 (24.1) 0.037 81.8 (26.6) 0.000
Mastectomy 21 63.1 (35.6) 59.1 (29.6)
Anxiety Age, years
⬍60 112 7.7 (4.1) 0.016 7.6 (3.9) 0.000
ⱖ60 124 6.3 (3.7) 5.7 (3.7)
Tumor size
pT1a, pT1b, pT1c 140 6.8 (3.9) NS 6.4 (3.7) NS
pT2, pT3, pT4 70 7.3 (4.1) 6.9 (4.2)
Surgery
BCT 213 7.2 (3.9) NS 6.7 (3.8) NS
Mastectomy 21 5.7 (4.1) 6.2 (4.9)

N⫽236; values are mean (standard deviation) with two-tailed p values of the Mann-Whitney U tests.
T1: after primary surgical treatment; T3: 12 months after surgery; BCT: breast-conserving therapy.
a
Mann-Whitney U test; a two-tailed p value ⬍0.05 is considered to indicate statistical significance.

mary surgical treatment, patients with TNM stage (6.8 versus 7.3; NS) and 1 year postoperative (6.4 ver-
pT2– 4 illness presented slightly more arm symptoms sus 6.9; NS).
(34.6 versus 29.2; NS) and breast symptoms (36.1 ver- Concerning the differences between women of differ-
sus 33.3; NS) than did patients with pT1a– c; these ent stages at follow-up, possible confounding effects of
differences, however, were not significant. Interest- adjuvant chemotherapy must be considered. Table 4 shows
ingly, in the 1-year follow-up, this trend increased: the mean values of QoL parameters and p values of the
patients with larger tumor size reported significantly Mann-Whitney U tests of women with adjuvant chemo-
more arm symptoms (29.0 versus 20.8; p⫽0.016) and therapy versus women without chemotherapy. One year
breast symptoms (27.9 versus 19.2; p⫽0.047). In the after primary surgery, both subgroups showed comparable
first assessment, women with TNM stage pT1a– c had QoL parameters (nonsignificant p values), with the excep-
better body image (82.6 versus 72.9; p⫽0.048). One tion of two scales. Women without cytotoxic therapy had
year later, this subgroup still had (nonsignificantly) better social functioning (81.4 versus 74.8; p⫽0.013) and
higher body image scores. Concerning anxiety, patients fewer arm symptoms (20.3 versus 27.4; p⫽0.017) than
with smaller tumor size had values comparable with women with chemotherapy. Also, women without cyto-
patients having larger tumor size, shortly after surgery toxic treatment tended to show slightly better cognitive

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Härtl et al.

symptoms (37.0 versus 29.5; NS) than patients with BCT.


TABLE 4. Quality-of-Life (QoL) Parameters for Women
With Versus Without Adjuvant Chemotherapy, at One year post-surgery, both subgroups had similar arm
Follow-Up complaints (22.2 versus 22.6; NS). The BCT and mastec-
Adjuvant tomy subgroup did not differ in their breast complaints
QoL Parameter Chemotherapy T3 pa after surgery (34.7 versus 29.4; NS) and 1 year later (22.2
Global Health Status/ versus 19.4; NS). After the operation, patients treated with
QoL mastectomy had more impairment in body image than
No 65.5 (23.5) NS
Yes 65.4 (23.4) patients treated with BCT (63.1 versus 80.4; p⫽0.037).
Physical Functioning The body image differences between the two surgical sub-
No 81.3 (21.1) NS groups increased over time: One year later, patients with
Yes 78.4 (22.2)
Role Functioning
mastectomy reported significantly more body image prob-
No 75.9 (29.7) NS lems than the BCT subgroup (59.1 versus 81.8; p⫽0.000).
Yes 69.9 (30.1) After primary surgical treatment, patients with BCT
Emotional Functioning
tended to have higher anxiety scores than patients treated
No 65.6 (27.8) NS
Yes 64.2 (29.4) with mastectomy (7.2 versus 5.7; NS). One year post-
Cognitive Functioning surgery, this trend decreased as the BCT and mastectomy
No 80.2 (26.5) 0.050 subgroup showed similar anxiety scores (6.7 versus 6.2).
Yes 73.3 (28.8)
Social Functioning
No 81.4 (27.8) 0.013 DISCUSSION
Yes 74.8 (26.6)
Arm symptoms
No 20.3 (24.2) 0.017
The purpose of our study was, first, to investigate changes
Yes 24.4 (24.6) of QoL and anxiety in breast cancer patients over 1 year
Breast symptoms and, second, to examine differences of QoL and anxiety in
No 20.7 (21.3) NS
oncological subgroups. The QLQ–C30, QLQ–BR23,
Yes 27.4 (21.2)
Body image HADS–D, and QSC–R23 were used as valid, reliable, and
No 80.3 (27.3) NS useful clinical measures.10,13,15–18 Because of the nature of
Yes 79.0 (28.5) the data, we applied nonparametric tests. A p value ⬍0.01
was chosen to test for changes in the whole sample; how-
Adjuvant chemotherapy: CMF (cyclophosphamide, methotrexate,
and 5-fluorouracil; N⫽4); anthracycline (N⫽58); taxane (N⫽6). ever no adjustments for multiple testing were made. Con-
Patients without adjuvant chemotherapy: N⫽168; patients with cerning comparisons of subgroups, we defined a p value of
adjuvant chemotherapy: N⫽68; total N⫽236; values for T3 (12 ⬍0.05, bearing in mind that the number in each subgroup
months after primary surgery) are mean (standard deviation).
a
Mann-Whitney U test: a two-tailed p value ⬍0.05 is considered was small. In this study, we evaluated women with ductal
to indicate statistical significance. carcinoma in-situ (DCIS) and with breast cancer in the
same data analysis. There were no significant differences
in QoL between the two subgroups.
functioning (80.2 versus 73.3; p⫽0.050) and fewer breast
Limitations of our study design should be considered:
symptoms (20.7 versus 24.4; NS; Table 4).
First, baseline QoL and anxiety data were not obtained
before diagnosis; however, this goal is almost impossible
Comparison of Patients With Breast-Conserving
to realize.5 Second, results may be positively biased, not
Surgery Versus Mastectomy
considering women with metastases and those who re-
In terms of primary surgical treatment modality, we fused to participate or dropped out during follow-up.
compared the two subgroups, BCT and mastectomy; the Fewer than 1% refused study participation; perhaps the
latter subgroup, however, was very small (N⫽21). QoL motivation to participate was high because physicians
scores in the BCT and mastectomy subgroups were similar spent a lot of time establishing contact with and briefing
after surgery (56.5 versus 61.5; NS) and 1 year later (65.4 participants. Regarding the dropouts, baseline scores of
versus 65.5; NS). Patients treated with BCT and patients QoL and anxiety scales were not different between drop-
treated with mastectomy had similar values on all func- outs and remaining patients.
tional scales at baseline assessment and 1-year follow-up A third limitation is the small sample size, which
(p⬎0.05). Patients with mastectomy reported more arm makes it difficult to compare the oncological subgroups.

Psychosomatics 51:2, March-April 2010 http://psy.psychiatryonline.org 119


Quality of Life With Breast Cancer

The size of the mastectomy subgroup, especially, with tients are contradictory: Some studies report long-term
N⫽21, is very small for difference tests. Finally, confi- impairments in QoL,2,5 whereas others show increasing
dence with Cosmetic Result and Sexual Functioning were QoL in breast cancer patients over time.26,29,30 In a recent
measured by only two questions. The psychometric prop- study by Arndt et al.,31 overall QoL and physical func-
erties of these additional scales have not been tested in a tioning of patients with breast cancer were comparable
larger sample; thus, the results concerning these two pa- with women from the general population 1 year after
rameters should be interpreted with caution. Because “sex- diagnosis. However, deficits in emotional, social, and cog-
ual functioning” is a very intimate and emotional subject, nitive functioning were still apparent, especially in
one could argue that questionnaire data do not compre- younger patients. We compared our QoL data descrip-
hensively measure the subjective view of the women. tively with the age-specific QLQ–C30 data from a female
Semistructured interview data would have been an addi- German general population sample.14 Breast cancer pa-
tional tool to complement the quantitative data. tients, especially younger patients, scored considerably
Most QoL results changed over time: QoL, physical, lower on the QoL scales 1 year after diagnosis than
role emotional, and social functioning improved, and arm healthy women. Interestingly, patients older than 70 years
and breast symptoms decreased within the first 6 months. had better QoL than healthy women at this age. Older
With the exception of breast symptoms, the improvements women may have developed adequate strategies to cope
during the first 6 months remained stable and did not with disease and impairment that had an impact on their
change at the 12-month assessment. Given that 6 months QoL in the past.
after surgery, most patients have completed radiotherapy We were interested in possible changes in body im-
or cytotoxic therapy and are likely to have recovered from age, cosmetic confidence, and sexual functioning over
the initial emotional reaction, surgery, and hospitalization, time. None of these changed during the first year of fol-
an increase in QoL would be expected. Interestingly this is low-up. This result might be because 91% of the women
not the case for the following half-year. The decreasing had BCT, and thus had no large scars. Hence, baseline
contact with doctors and other hospital staff might lead to scores of cosmetic confidence were rather high, and body-
feelings of being left alone with the disease. Another rea- image was only moderately impaired. As a consequence,
son could be that patients, after adjuvant treatment, are our findings are different from follow-up studies where the
again confronted with demands in their job and family life. majority of patients were treated with mastectomy; these
Our finding about the lack of change in distress from 6 to patients had long-term body-image problems.32 Sexual
12 months post-surgery is confirmed by studies indicating functioning was more strongly impaired at baseline and
a high percentage of emotional distress at 6, 12, and 24 did not change over the three assessments. Bearing in
months after diagnosis.19 –21 mind that the sexual functioning scale of our study is not
Ratings of cognitive functioning did not change dur- validated, a considerable percentage of patients seemed to
ing 6 and 12 months, which is in line with previous stud- experience sexual problems at baseline and follow-up.
ies.22 Adjuvant chemotherapy seems to have a negative This result is in line with follow-up studies demonstrating
impact on cognition and represents a side effect that im- long-term effects of breast cancer treatment on sexual
proves slowly.23,24 In the present study, 28% of our pa- functioning.33,34 However, scores of the three scales—
tients received cytotoxic therapy. It is possible that a fol- body image, sexual functioning, and cosmetic confi-
low-up of 1 year is too short for observing cognitive dence—must be interpreted with caution, given that norms
improvement. Also, baseline assessment in our sample are missing. So far, no reference data for the body-image
seems to indicate only moderate impairment in cognitive scale or for the two other scales exist in the general Ger-
functioning. Improvements in arm and breast symptoms man population.
can be explained by recovery from surgery and the effects Fear regarding cancer and uncertainty over the future
of adjuvant therapy, physiotherapy, and rehabilitation pro- are a major concern among breast cancer survivors. Anx-
cedures.25 Although breast symptoms continued to im- iety scores did not change during the first year after diag-
prove during follow-up, arm symptoms did not. This is in nosis and surgery. This underscores the idea that QoL and
line with other studies reporting that a large proportion of anxiety are distinct constructs.35 Comparing the anxiety
breast cancer patients suffer from persistent arm prob- values of the HADS–D with a representative, age-specific
lems.26 –28 female sample of the German adult population,15 our pa-
Results regarding long-term QoL in breast cancer pa- tients experienced more anxiety 1 year after the primary

120 http://psy.psychiatryonline.org Psychosomatics 51:2, March-April 2010


Härtl et al.

surgery than healthy women. Again, the difference was cal and adjuvant-therapy decisions, and it should therefore
greater in younger women. However, for all age-groups in affect patients’ physical, mental, and emotional well-be-
our sample, the anxiety scores were below the cutoff of ing. Why do our data contradict this hypothesis? Is it
11,12 thus indicating moderate impairment; this might be because of flaws in doctor–patient communication? Or is
because the patients in this study showed rather good good tumor prognosis not crucial for QoL and well-being
clinical outcomes at primary diagnosis. There are only few of the patient? As discussed earlier, the same applies to
studies investigating long-term anxiety in women with patients in our sample diagnosed with DCIS; they had
breast cancer, but those that do indicate increased anxiety QoL similar to patients diagnosed with breast cancer. Pa-
levels over a long period.2,36,37 tients who are unfamiliar with oncological topics are prob-
In summary, results are varied: In the “classic” QoL ably not accounting for the importance of tumor size in
parameters, we found distinct changes over the first 6 prognosis, and thus view their diagnosis as life-threatening
months, which remained stable, but improvement did not regardless of tumor stage. Other studies40,41 have also
continue at 1-year follow-up. Concerning body image, failed to demonstrate an impact of tumor stage on subjec-
sexual problems, and anxiety, no change was observed. tive well-being. However, patients with larger tumor sizes
Our data suggest that, 1 year after surgery, cancer diag- had more body-image problems and arm and breast symp-
nosis and treatment still influence patients’ lives in regard toms; this might be related to surgery or the toxic effects
to body-image, sexual, and anxiety problems. Also, of chemotherapy: women with higher tumor stages will be
younger and middle-aged women seem to have persistent treated with more radical surgical methods and thus will be
QoL impairments, as compared with healthy women. more likely to suffer from body-image problems. On the
In the second part of the study, we analyzed differ- other hand, cytotoxic treatment seems to have a negative
ences of QoL, body image, and anxiety in oncological impact on arm symptoms and a tendency to worsen breast
subgroups. Age seems to be an important mediator: symptoms, which might confound the impact of tumor stage
Shortly after surgery, and 12 months later, younger pa- on these symptoms.
tients had lower scores on almost all QoL scales of the In line with previous publications,42–44 the standard-
QLQ–C30, with more arm, breast, and body-image prob- ized QoL questionnaire failed to demonstrate a difference
lems, and higher anxiety levels. Previous studies agree that in short- and long-term QoL between patients receiving
younger patients are more distressed by cancer diagnosis, BCT or mastectomy in our study. Therefore, it seems that
surgery, and treatment, in the short- and long-term.4,6,7,38 QoL is impaired by surgery on the breast, irrespective of
Cancer diagnosis and treatment might affect younger pa- the surgical approach. One reason might be that mastec-
tients to a greater extent because of many job- and family- tomy has changed over the years from a radical to a more
related demands and possible financial problems caused modified procedure. This may also explain our findings
by periods when they are out of work. Older patients may that arm and breast symptoms were similar in both sub-
have already developed strategies to cope with these is- groups. Involving the patient in the decision-process about
sues. Furthermore, in our culture, young age symbolizes surgical approach might also be more important for con-
health and vitality; thus, there is more psychological stress fidence in treatment and QoL than the surgical treatment
if life-threatening disease occurs. There are only few stud- modality itself.44,45 However, surgical modality did have
ies that examine age differences in arm and breast symp- an influence: patients with BCT rather than mastectomy
toms, but these report similar results.39 Our findings that reported better body image after surgery. Interestingly, 1
younger patients had more arm and breast symptoms year later, this difference was even more pronounced.
shortly after surgery and 12 months later might also be Furthermore, shortly after surgery, there was a tendency
explained by their greater daily physical demands. Older toward higher anxiety scores in the BCT subgroup; this
patients might be used to arm and breast symptoms from tendency disappeared in the follow-up. Higher anxiety in
experiencing the effects of various degenerative diseases. patients treated with BCT might be explained by patients’
Our data present unexpected results regarding tumor fear that breast-conserving methods leave tumor cells in
stage and subjective well-being of patients: Patients with the breast. In summary, the results of our study confirm the
good tumor prognosis, that is, stage pT1a– c, did not differ long-term superiority of BCT in terms of body image,
on any QoL scale from patients with tumor stage pT2– 4, which is in line with other findings.6,42,43,46
and both groups reported similar anxiety levels. Tumor Overall, the impact of objective cancer-related factors on
size is an important prognostic factor; it influences surgi- QoL seems to be small—a finding in line with other stud-

Psychosomatics 51:2, March-April 2010 http://psy.psychiatryonline.org 121


Quality of Life With Breast Cancer

ies.8,30,41 The oncological subgroups of our study did not offered. Clinicians should inform patients that cancer and
show any difference in global QoL as measured by the QLQ– its treatment can affect body image, sexuality, and anxiety,
C30. Our patients showed QoL results unrelated to tumor and that these problems are quite “normal” and probably
prognosis and surgical modality. This finding can be dis- will last for a longer time. Second, in long-term tumor
cussed in terms of “the well-being paradox.”47 Objectively care, doctors should determine whether the patient has any
negative factors in one’s life have relatively little effect on body-image, sexual, and/or anxiety problems. The patient
subjective QoL. The hypothesis of a direct relationship be- should be encouraged to communicate her problems and
tween tumor/treatment variables and QoL is challenged by seek professional help. Because of greater distress and
our results. Rather, patient-specific traits, coping strategies, demands in family and job-life after treatment, special
psychological reactions, and social support might work as psycho-oncological groups for younger patients might be
mediating factors. useful. Screening measures could help to evaluate the
On the whole, results confirm that QoL in breast individual need for psycho-oncological treatment. Third,
cancer patients improved over time, but there were still in QoL research, it is essential to include breast cancer-
impairments regarding anxiety, body image, and sexual specific parameters such as arm or breast symptoms, body
functioning. Younger patients were much more distressed image, and sexual functioning. Also, anxiety and fear of
by cancer diagnosis and treatment. However, at the time of recurrence, which represent the greatest distress, but are
cancer diagnosis, and as well as later on, surgical modality not covered by the QLQ–C30, should be included in QoL
and tumor prognostic factors seemed to play a minor role studies.
in patients’ subjective QoL, which can be discussed in
terms of the “well-being paradox.” What are the practical We thank all the patients who completed question-
implications for our patients? naires.
First, preoperative information for the patient con- We also thank Ms. B. Adolf, Ms. V. Schneider and Ms.
fronted with breast cancer should include possible psycho- J. Meyndt for collecting the data and PD Dr. U. Peschers
logical effects of cancer diagnosis, surgery, and treatment. and Dr. J. de Waal of the Frauenklinik Dachau/Brustzen-
Patients should be informed that impairments of QoL are trum Dachau for their cooperation. Finally, we thank Dr.
likely to occur, but will decrease over time. Because of I. Inceoglu for her helpful support with the manuscript.
long-lasting arm problems, special treatments should be The authors indicated no potential conflicts of interest.

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