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Ankle and Knee Coupling in


Patients with Spastic Diplegia:
Effects of Gastrocnemius-
Soleus Lengthening
BY ADRIAN BADDAR, MD, KEVIN GRANATA, PHD, DIANE L. DAMIANO, PT, PHD,
DAVID V. CARMINES, PHD, JOHN S. BLANCO, MD, AND MARK F. ABEL, MD
Investigation performed at the Motion Analysis and Motor Performance Laboratory,
Kluge Children’s Rehabilitation Center and Research Institute, University of Virginia, Charlottesville, Virginia

Background: Empirical observations of subjects with an equinus gait have suggested that there is coupled mo-
tion between the ankle and knee such that, during single-limb stance, the ankle moves into equinus as the knee
extends. Since the gastrocnemius-soleus muscle-tendon unit spans both joints, we hypothesized that this muscle-
tendon unit may be responsible for the coupling and that lengthening of the gastrocnemius-soleus muscle alone
would result in greater ankle dorsiflexion as well as greater knee extension in single-limb stance, effectively un-
coupling these joints. The concept that gastrocnemius-soleus lengthening may promote knee extension is
counter to the popular notion that crouch gait may result if the hamstrings are not lengthened concomitantly.
Methods: A retrospective review identified thirty-four subjects with specific kinematic characteristics of equinus
gait, and their gait was compared with that of normal children. Of the thirty-four subjects, eleven (twenty-two
limbs) subsequently underwent isolated midcalf lengthening of the gastrocnemius and soleus muscles with use
of a recession technique. Gait analysis including joint kinematics and joint kinetics, electromyography, and
physical examination were performed to test the hypothesis.
Results: We found that, unlike the normal subjects, the patients with an equinus gait pattern had a positive cor-
relation (r = 0.7) between ankle and knee motion during single-limb stance. As hypothesized, ankle plantar flex-
ion occurred while the knee moved into extension during single-limb stance. Calculations of the lengths of the
gastrocnemius-soleus muscle-tendon units showed them to be short throughout the gait cycle (p < 0.0001). Af-
ter gastrocnemius-soleus recession, peak ankle dorsiflexion (p < 0.001) and peak ankle power (p < 0.001)
shifted to occur later in stance than they did in the preoperative gait cycle. Furthermore, the magnitude of peak
power increased (p < 0.001) in late stance despite the added length of the gastrocnemius-soleus muscle-tendon
unit. The electromyographic amplitude of the gastrocnemius-soleus was reduced during loading (p < 0.02), and
this finding, together with the kinetic changes, suggested that muscle tension was reduced. Changes at the
knee were less pronounced but included greater knee extension at foot contact (p < 0.01). No increase in the
knee flexion angle or extension moment occurred in midstance after the surgery.
Conclusions: Patients with an equinus gait pattern function with a shortened gastrocnemius-soleus muscle-
tendon unit, and this results in coupled motion between the ankle and knee during single-limb stance. Length-
ening, with use of a recession technique, shifted ankle power generation and dorsiflexion to a later time in
stance with no tendency to increase midstance knee flexion. Knee extension did increase at foot contact, but
excessive midstance knee flexion persisted and was likely due to concomitant contracture of the hamstrings.

S
pastic diplegia is the most common pattern of motor lengthening is a common treatment to address the shortened
impairment in patients with cerebral palsy1,2. In these pa- muscle-tendon units and improve gait function.
tients, motor impairment is due to a number of deficits, Equinus gait, one of the more common abnormal pat-
including poor muscle control, weakness, impaired balance, terns of gait of patients with spastic diplegia, is characterized
hypertonicity, and spasticity. As a consequence, muscle-tendon by forefoot strike to initiate the cycle and premature plantar
units frequently become contracted over time, contributing flexion in early stance to midstance3. Equinus gait is typically
to malalignment of the extremity during gait. Muscle-tendon associated with increased stance-phase knee flexion or crouch.
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Consequently, surgical management often involves single-stage,


simultaneous lengthening of both the gastrocnemius-soleus
muscle-tendon unit and the distal hamstrings to address both
equinus and crouch4. In fact, pervasive coexisting hamstring
spasticity is thought to exacerbate crouch following isolated
lengthening of the gastrocnemius-soleus muscle as the ankle
becomes more dorsiflexed4-7. Alternatively, increased knee flex-
ion in stance could conceivably result from shortening (static
contracture) of the gastrocnemius-soleus muscle-tendon unit
since the gastrocnemius-soleus spans both joints. For this to
be the case, knee extension would have to be coupled with
ankle plantar flexion during the gait cycle. If this were true,
lengthening of the gastrocnemius-soleus could produce both
ankle dorsiflexion and greater knee extension, provided that
hamstring spasticity and contracture were not overwhelming.
The effects of muscle-tendon surgery on equinus and
crouch have been evaluated in several studies8-10, but the re-
sults have been confounded by the performance of multiple,
simultaneous muscle-tendon lengthenings, including both
the hamstrings and the gastrocnemius-soleus muscle. Re-
cently, we reported the results of lengthening of only the
gastrocnemius-soleus muscle-tendon unit in a small subset
of patients with spastic diplegia3. In this group, increased
ankle dorsiflexion was not accompanied by increased knee
flexion, or crouch, during gait; instead, knee extension dur-
ing stance increased. On the basis of these observations, we
hypothesized that shortening of the gastrocnemius-soleus
muscle-tendon unit necessitated a coupling between the an-
kle and knee such that knee flexion occurred with ankle dor-
siflexion and knee extension occurred with ankle plantar
flexion during stance in patients with spastic diplegia and an
equinus gait. Furthermore, we reasoned that isolated reces-
sion of the gastrocnemius-soleus muscle-tendon unit would
uncouple the knee and ankle so that knee extension could
occur with ankle dorsiflexion.
The purpose of this investigation was to evaluate equinus
gait relative to normal gait. Specifically, the length and excur-
sion of the gastrocnemius-soleus muscle-tendon unit in relation
to knee and ankle kinematics were studied. We hypothesized
Fig. 1
that (1) patients with equinus gait and contracture of the
Comparison of joint kinematics and gastrocnemius-soleus muscle-
gastrocnemius-soleus muscle-tendon unit have mechanical
tendon lengths between the patients with an equinus gait and the
coupling between the ankle and knee, and (2) lengthening of
normal subjects.
the gastrocnemius-soleus muscle-tendon unit would improve
stance-phase ankle dorsiflexion while simultaneously increasing
knee extension, effectively uncoupling these two joints. Because ture reversal into plantar flexion during single-limb stance.
the moment of the gastrocnemius-soleus muscle-tendon unit is Thus, the slope of the sagittal ankle kinematics during single-
greater for the ankle than for the knee, we expected the greatest limb stance was negative (downsloping), in contrast to the
effects at the ankle following the operation. normal, positive slope (Fig. 1). These criteria excluded chil-
dren with midfoot breakdown (excessive mobility and sub-
Methods luxation of the talonavicular and calcaneocuboid joints).
Subjects Patients were also excluded if they had had any prior muscle-
hildren with spastic diplegia and an equinus gait who had tendon surgery, botulinum injections within the last six
C been evaluated in our laboratory from December 1995
through July 2000 were selected from the laboratory data-
months, or other surgery such as rhizotomy that may affect
gait. Thirty-four children (seventeen girls and seventeen boys),
base. Equinus gait was identified by peak dorsiflexion during ranging in age from 2.6 to 15.2 years and with a mean age
loading (in the first 20% of the gait cycle) followed by prema- (and standard deviation) of 7.2 ± 3.4 years, met the criteria
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for an equinus gait pattern. Two of the subjects required the Operative Protocol
use of a posterior walker, and the remainder walked without Gastrocnemius-soleus recession was performed in eleven pa-
aids. tients who exhibited static contractures and who would be fol-
Of the thirty-four children, eleven (seven girls and lowed at the testing institution. To perform this procedure, a 3
four boys) underwent bilateral gastrocnemius-soleus reces- to 4-cm posterior midline incision was made in the leg at the
sion at the midpart of the calf at the study institution. These level of the gastrocnemius-soleus muscle-tendon junction.
eleven children were studied to evaluate the effects of this With the broad aponeurotic expansion of the tendon exposed,
operation on knee and ankle kinematics. The age range of a transverse incision was made through both the gastrocne-
this group was 3.6 to 11.2 years, with a mean of 6.1 ± 2.0 mius and the soleus fascia. The foot was then dorsiflexed to at
years, at the time of surgery. Concomitant surgical proce- least a neutral position with the knee held in extension. A cast
dures were not considered exclusionary if the muscles affect- was applied and worn for three weeks postoperatively; then a
ing knee motion were not involved. Of the eleven patients, flexible (posterior leaf-spring) ankle-foot orthosis was used
seven underwent gastrocnemius-soleus recession alone; one, during the day until six months postoperatively, to maintain
simultaneous lengthening of the posterior tibialis for treat- stretch on the calf muscle-tendon units. Clinical examination
ment of a varus deformity; one, simultaneous lengthening of and gait analysis were performed within the two months prior
the adductor longus (without gracilis release); one, simulta- to the surgery and again after sufficient recovery had taken
neous external rotational osteotomy of the tibia; and one, si- place. Follow-up motion data were obtained from nine to
multaneous plantar fascia release. twenty-three months (mean, fifteen months) postoperatively;
Kinematic data collected from a group of seventy-eight thus, we are reporting the early changes after surgery. At the
age-matched children without a physical disability or move- time of follow-up, the children’s ages ranged from 4.6 to 12.4
ment disorder were used for comparison. These children, who years, with a mean age of 7.2 ± 2.1 years.
were family members of the hospital staff or healthy siblings of
the subjects, ranged in age from three to thirteen years, with a Analysis
mean age of 6.9 ± 2.8 years. To assess ankle-knee coupling, the thirty-four patients (fifty-six
The study protocol was reviewed by the institution’s Hu- limbs) with an equinus gait were compared with the seventy-
man Investigation Committee, and all subjects or their parents eight normal subjects (156 limbs). Loss of limb markers or
gave consent for participation. midfoot breakdown precluded use of data from twelve limbs in
the equinus group. The comparison of preoperative and post-
Evaluation operative values was based on the data obtained from the eleven
All of the subjects underwent a clinical examination and gait subjects (twenty-two limbs) undergoing surgery at the study in-
analysis with a six-camera, three-dimensional motion-analysis stitution. On the basis of the kinematic data, gastrocnemius-
system (VICON, Oxford Metrics, Oxford, England). Fifteen soleus muscle length was calculated for each subject with use
reflective markers were placed by a trained physical therapist of the two-dimensional, sagittal-plane musculoskeletal model
to mark the lower extremities and pelvis of each subject. All shown in Figure 211. Lengths were calculated as the distance
subjects walked barefoot along a 10-m carpeted walkway at a from the origin to the insertion and were measured at 2% inter-
freely selected speed. Force-plates under the walkway recorded vals throughout the gait cycle. The origin and insertion were
ground reaction forces during walking trials, and joint mo- estimated as the points of attachment along the femur and cal-
ments were expressed as internal moments to counter the caneus, respectively. The angle of the calcaneal tuberosity rela-
ground reaction force. Trials were recorded until each individ- tive to the plane of the forefoot was estimated on the basis of
ual had made contact with a force-plate with each foot at least anatomic models12. All lengths were normalized to tibial length.
three times. The data from successful trials for each limb were Motion coupling between the ankle and the knee was
averaged and were reported at 2% intervals of the gait cycle. determined for each subject by the correlation of ankle and
Pertinent data, including the popliteal angle, maximum passive knee kinematic data during single-limb stance with use of
knee extension, and maximum dorsiflexion with the knee both Pearson r procedures. A positive correlation signified that
flexed and extended, were obtained by clinical examination. greater ankle plantar flexion tended to be accompanied by in-
Electromyographic data were collected from the seven sub- creased knee extension, and a negative relationship indicated a
jects (twelve extremities) undergoing isolated gastrocnemius- link between greater ankle dorsiflexion and increased knee ex-
soleus recession. The electromyographic activity of the rectus tension. Statistical analyses were performed on the kinematic
femoris (quadriceps), hamstrings, anterior tibialis, and gas- and passive-range-of-motion data with use of factorial (sub-
trocnemius muscles was monitored with surface electrodes ject group) or repeated-measures (for comparisons between
placed over the point of maximum bulk of each muscle. Signals preoperative and postoperative values) multiple analysis of
were collected with use of an eight-channel telemetric system variance. P values of <0.05 were considered significant. When
(Noraxon, Scottsdale, Arizona), full-wave rectified, filtered, and p was >0.05, a power analysis was performed to determine the
averaged over three successful trials. Electromyographic sig- effect size necessary to detect a change with a beta of 0.20.
nals were normalized to peak amplitude for between-subject Data displayed graphically represent the group mean calcu-
comparisons. lated every 2% of the gait cycle, while means for intergroup
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in the normal group), but it occurred a mean of 10% later in


the swing phase (that is, at 82% of the cycle) in the patients
with an equinus gait (p < 0.0001). Overall, knee excursion was
reduced in the group with an equinus gait because of incom-
plete knee extension.

Ankle-Knee Couple
A negative correlation (r = –0.7) between knee and ankle mo-
tion was found in the normal group, whereas the group with
an equinus gait had a similarly high correlation but in a posi-
tive direction (r = 0.7). Thus, in the normal subjects the trend

Fig. 2
The model employed to determine gastrocnemius-soleus muscle-
tendon length. The results are expressed as a percentage of tibial
length. Lg = length of the gastrocnemius muscle-tendon unit, Lt = tibial
length, Xα = vector moment arm of the Achilles tendon insertion from
the ankle joint center, Xκ = vector moment arm of the gastrocnemius
origin from the knee joint center, and Ri = vector rotation matrix about
the ankle (i = α) and knee (i = β).

comparison were obtained by considering specific points dur-


ing intervals of the gait cycle.

Results
Kinematics of Normal and Equinus Gait
he average sagittal kinematics of knee and ankle motion
T in the normal group and the group with an equinus gait
are shown in Figure 1. In the equinus gait, foot contact was
initiated by landing on the forefoot. During loading, the mean
peak dorsiflexion occurred at 15% of the cycle, compared with
42% in the normal group (p < 0.001), and it reached only 5.6°,
compared with 13° in the normal group (p < 0.0001). In the
equinus gait, plantar flexion rather than dorsiflexion oc-
curred throughout single-limb stance. Thus, the slope of the
ankle kinematics during single-limb stance was −0.32°/% of
the gait cycle in the patients compared with 0.20°/% of the gait
cycle in the normal subjects (p < 0.0001). The timing of maxi-
mum plantar flexion, which occurred at push-off, was similar
for the two groups. It reached a mean of –24° in the group
with an equinus gait, which was two times greater than the
mean of –12° in the normal group (p < 0.0001). After push-
off, the ankle steadily dorsiflexed in both groups, but swing-
phase dorsiflexion was limited to a mean of –4.3° in the group
with an equinus gait compared with a mean of 5.7° in the nor-
mal subjects (p < 0.001).
The group with an equinus gait began the cycle at foot
contact with five times more knee flexion (mean, 40°) than the
normal group did (mean, 8°) (p < 0.0001), and the knee re-
mained more flexed throughout stance phase (Fig. 1). At mid-
stance, the knee reached its maximum extension at a mean of
16° of flexion in the group with an equinus gait compared Fig. 3
with a mean of 5° of flexion in the normal group (p < 0.0001). Changes in joint kinematics and gastrocnemius-soleus muscle-tendon
During swing phase, peak knee flexion was similar in the two length following gastrocnemius-soleus recession in eleven patients, as
groups (mean, 60° in the group with an equinus gait and 61° compared with preoperative and normal values.
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during single-limb stance was for the knee to extend while the 0.79 m (p < 0.04). The mean cadence remained unchanged, at
ankle was dorsiflexing, whereas the subjects with an equinus 125 steps/min, and the change in mean velocity (0.81 m/sec
gait had an opposite trend, with the knee extending while the preoperatively compared with 0.88 m/sec postoperatively) did
ankle was plantar flexing (Fig. 1). not reach significance (p = 0.07) with the number of subjects
evaluated (an effect size of 0.14 m/sec was needed for β = 0.20).
Gastrocnemius-Soleus Length
The length curves demonstrated that, in the patients with an Passive Range of Motion
equinus gait, the gastrocnemius-soleus muscle-tendon unit Preoperatively, the patients undergoing the gastrocnemius-
was operating in a shortened position throughout the gait soleus recession were high-functioning community ambula-
cycle (Fig. 1). The mean length of the muscle-tendon unit was tors who were not dependent on walking aids (gross motor
118% (normalized to tibial length) compared with 121% (p < function classification13 type I or II). All patients had full pas-
0.0001) in the normal subjects; however, the dynamic range sive knee extension, and the mean pelvic tilt was 5.6° anteri-
was comparable, being 9% and 10% for the patients and the orly. The popliteal angle (mean, 135° ± 20°) did not change
normal subjects, respectively. The muscle-tendon unit nor- significantly following the operation. However, the mean pas-
mally reaches a maximum length of 125% at 44% of the gait sive ankle dorsiflexion increased from 5.1° to 12.0° (p < 0.004)
cycle, which is at the end of single-limb stance, when simulta- with the knee flexed and increased from 5.5° of plantar flexion
neous maximum ankle dorsiflexion and maximum knee exten- to 2.1° of dorsiflexion with the knee extended (p < 0.001).
sion occur. In contrast, in the group with an equinus gait, the
mean maximum length reached only 121% (p < 0.0001) and Kinematics
occurred much earlier, at 22% of the gait cycle (p < 0.0001). Following gastrocnemius-soleus recession, the mean peak ankle
Furthermore, the mean minimum length of the gastrocnemius- dorsiflexion increased from 7.1° to 15° (p < 0.03) and, more
soleus muscle-tendon unit was 112% in the patients with an importantly, occurred later in the gait cycle, at a mean of 34%
equinus gait, compared with 115% in the normal subjects. of the gait cycle (closer to push-off and thus more like normal
gait) compared with 14% of the cycle preoperatively (p <
Postoperative Results 0.001) (Fig. 3). Also, mean dorsiflexion of the ankle at foot
Spatial-Temporal Data contact increased from −3° preoperatively to 6° postoperatively
Following recession of the gastrocnemius-soleus in the eleven (p < 0.001). Mean maximum plantar flexion during push-off
patients, the mean stride length increased 11%, from 0.71 to was significantly reduced, from –23° to –6.4° (p < 0.001), while

Fig. 4
Moment and power changes at the ankle and knee following gastrocnemius-soleus muscle-tendon recession.
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the mean ankle dorsiflexion during midswing was increased operation reduced the ankle-knee coupling but did not restore
from –4° to 5° (p < 0.0001). At foot contact, the knee demon- normal knee and ankle interactions.
strated improved mean extension, from 40° to 32° (p < 0.01).
Midstance knee extension did not change significantly (from a Moment and Power
mean of 17° to a mean of 13°; p = 0.2, with an effect size of 7° As a result of the operation, the ankle plantar flexion moment
necessary for β = 0.20), while midswing knee flexion was re- during loading was reduced whereas the moment at push-off
duced (from a mean of 60° to a mean of 51°, p < 0.04). Total was increased (Fig. 4). Therefore, the mean peak ankle mo-
knee excursion did not change significantly (p = 0.6). ment was shifted from 12% to 46% of the gait cycle (p <
0.005). Also, the mean peak ankle plantar flexion power was
Postoperative Gastrocnemius-Soleus Length shifted to later in stance and had greater magnitude postoper-
The mean maximum length of the gastrocnemius-soleus in- atively (p < 0.001).
creased from 121% preoperatively to 124% postoperatively (p < The mean peak knee extension moment increased sig-
0.002), becoming similar to normal. The timing of the maxi- nificantly, from 0.16 to 0.53 N-m/kg (p < 0.001), after loading
mum length also shifted from 20% of the gait cycle to 33% (p < and was associated with a mean increase in the peak knee
0.04), but it still occurred significantly earlier in the gait cycle power generation from 0.34 to 0.47 W/kg (p < 0.02) to ini-
than it did in the normal subjects, in whom it occurred at 44% tiate single-limb stance. Also, the knee absorption of power
of the gait cycle (p < 0.004). The minimum length of the gas- was greater at push-off postoperatively (–0.28 compared with
trocnemius-soleus muscle changed from 112% preoperatively –0.81 W/kg preoperatively) (p < 0.03).
to 117% postoperatively (p < 0.0004) so that the overall excur-
sion of the muscle-tendon unit was reduced from 9% to 7%. Electromyographic Changes
The pattern of muscle activation did not change greatly after
Ankle-Knee Couple surgery (Fig. 5). The burst in gastrocnemius activity at loading
The positive correlation between knee and ankle kinematic was not as apparent postoperatively (p < 0.02) and was associ-
data during single-limb stance was lost after surgery (r = 0.05) ated with less ankle power absorption. Furthermore, the re-
(Fig. 3). However, the normal negative correlation was not duced loading activity was followed by reduced ankle moment
achieved. The gastrocnemius-soleus length curve in single-limb and power generation in early stance (Fig. 4). Gastrocnemius
stance was relatively flat and shifted into the dorsiflexion activity was slightly elevated during the remainder of stance,
range, with greater length occurring later in stance. Thus, the corresponding to the time of progressively increasing ankle

Fig. 5
Electromyographic (EMG) changes following gastrocnemius-soleus muscle-tendon recession.
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dorsiflexion, although this elevation did not reach significance dorsiflexion direction, with maximum dorsiflexion observed
(p = 0.07). The only change noted in the electromyographic later in single-limb stance. Moreover, the peak dorsiflexion
activity of the quadriceps following gastrocnemius-soleus re- occurred while the knee was extending, which indicated un-
cession was in response to loading, when a significantly higher coupling. At foot contact, the knee was more extended, but
mean amplitude was found postoperatively (p < 0.005). This the degree of knee extension and the slope of the knee curve
increased activity corresponded with the increased extension during midstance did not change significantly with the num-
moment. The electromyographic findings in the hamstrings ber of subjects tested. Nevertheless, we did not find the in-
and anterior tibialis did not change significantly as a result of crease in either knee extension moment or magnitude of
the operation. Although the tibialis anterior had less relative knee flexion in midstance that was predicted by others4,5,7.
activity in late stance and swing postoperatively, significance Thus, there was no effect that would promote crouch over
was not found because of high variability. the term of this study. In fact, the mean knee moment re-
mained anterior to the knee in midstance, promoting ex-
Additional Results tension rather than crouching. However, progressive crouch
Postoperative hip and pelvic motion in the sagittal plane was is a risk whenever a patient demonstrates persistent knee
not seen to differ significantly from that seen preoperatively. flexion during single-limb stance, especially when a patient
has more muscle weakness and is dependent on a walker.
Discussion Adding length to the gastrocnemius-soleus unit is not
he equinus gait pattern, as defined in this study, is com- necessarily beneficial if power generation is disturbed. How-
T mon in patients with spastic diplegia. As shown, the pat-
tern is characterized by ankle dorsiflexion during loading,
ever, despite reduction in total ankle and muscle length excur-
sion, the timing of maximum ankle power generation shifted
followed by progressive plantar flexion in stance while the knee to later in stance and the magnitude increased. This finding
joint is simultaneously extending. Because of this apparent suggests that preoperatively the gastrocnemius-soleus muscle-
motion couple between the ankle and knee, we investigated tendon unit was in such a shortened state that effective power
whether the abnormal motion at the knee might be imposed generation was reduced in late stance. Lengthening, as de-
by constraints of the shortened gastrocnemius-soleus muscle- scribed, restores length-tension relationships to favor greater
tendon unit that spans both joints. We believed that, if this power generation in late stance, when the body center is far-
were the case, then isolated lengthening of the gastrocne- ther in front of the stance limb. Consequently greater power
mius-soleus muscle-tendon unit could lead to improvements transfer may be achieved to promote longer strides.
in both knee and ankle motion as well as gait function. Isolated The gastrocnemius-soleus recession had no obvious ad-
lengthening of the gastrocnemius-soleus muscle-tendon unit in verse functional consequences, but the task that we studied was
patients with spastic diplegia has been discouraged because of relatively simple. It is possible that deficits would have been
the fear that the pervasive influence of spastic hamstrings more obvious if we had assessed running or fast walking be-
would lead to excessive knee flexion (crouch) in stance4,5,7. With cause these activities require earlier power coupling between
this in mind, we selected patients for isolated gastrocnemius- the ankle and knee15. Furthermore, during these more inten-
soleus recession when they could passively achieve full knee ex- sive activities, energy is stored in the elasticity of the tendon
tension and yet had a contracture of the gastrocnemius muscle and postoperative changes in the tendon properties may not be
that prevented passive movement into dorsiflexion with the favorable. More work in this area is needed to ascertain the im-
knee extended. Because the soleus muscle does not cross the pact of muscle-tendon surgery on more intensive activities.
knee joint, the effect on knee motion may have been achieved Although the moments and powers at the knee were rel-
without dividing the soleus fascia. However, in practice our atively low compared with those at the ankle, knee extension
surgical objective was to obtain normal dorsiflexion and this moment and power generation in early stance were increased
required recessing the fascia of both the gastrocnemius and the postoperatively and persistently high knee power absorption
soleus. We employed a recession technique rather than a was found at push-off. These findings coupled with the elec-
lengthening of the Achilles tendon as the latter procedure has tromyographic data suggest that the greater extension mo-
been shown experimentally to have more deleterious effects on ment during loading still triggered spastic contraction of the
total force-generating capacity14. Furthermore, the recession quadriceps muscle to account for the early power generation.
technique is relatively less invasive than z-lengthening of the In late stance, the increased absorption at the knee (due to a
Achilles tendon and thus presumably can be performed in a power couple with the ankle) may induce a stretch in the rec-
more uniform manner. tus femoris (quadriceps) muscle and account for the reduced
Our results showed that, although the gastrocnemius- knee flexion in swing.
soleus muscle-tendon unit was shorter than normal throughout The electromyographic data help to clarify the effects of
the gait cycle in patients with equinus gait, lengthening of the operation and were consistent with the kinetic data. The
the gastrocnemius-soleus unit affected mainly ankle kine- added length of the gastrocnemius-soleus muscle reduced the
matics. However, this procedure did alter the deviant pattern average amplitude of the muscle’s signal during loading as well
of coupled motion between the ankle and knee. Following as the ankle moment and power in early stance. Thus, adding
the operative lengthening, the ankle excursion shifted in the length to the muscle-tendon unit seemed to alter the position
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of the foot at contact and thereby attenuated the stretch re- of the operation also included a delay in maximum ankle
sponse. Later in stance, as this muscle was reaching its maxi- power generation during the gait cycle without reducing the
mum length, mean amplitudes increased. Quadriceps activity magnitude.
remained high during loading because the extension moment The findings of this study also confirm that when a
and eccentric loading persisted. Anterior tibialis activity was muscle-tendon unit is shown to operate in a shortened position
quite variable, but the mean signal in late stance and early throughout the gait cycle, lengthening can enhance gait
swing seemed to decrease after the operation. This relative de- function3. The electromyographic changes following the opera-
crease may indicate that alleviation of the equinus reduced the tion suggest that the gastrocnemius-soleus and quadriceps
coactivation of the anterior tibialis necessary for ankle stability muscles are especially susceptible to stretch activation with sud-
in stance and reduced the activation needed for ankle dorsiflex- den eccentric lengthening, as occurs in the loading phase, and
ion in swing. The net effect of lengthening the gastrocnemius- the rectus femoris (quadriceps) is also potentially susceptible
soleus muscle was to increase dorsiflexion during swing. after push-off 18. Following the gastrocnemius-soleus lengthen-
The model of gastrocnemius-soleus length used in this ing, the electromyographic response was attenuated during
study assumed that the anatomy was similar and proportional loading to account for the increased dorsiflexion. The persis-
across individuals. Furthermore it assumed that the foot was tently increased knee flexion to initiate stance may reflect over-
acting as a solid lever when in fact midfoot motion, especially activity or pathological shortening of the hamstrings. Since the
during forefoot loading, is common in people with cerebral lengths of the hamstrings were not assessed in this study, one
palsy. We were careful to evaluate video data and to exclude can only speculate about whether simultaneous lengthening
subjects with excessive midfoot subluxation, but still our would have been more beneficial. The reduced joint excursions
model may have overestimated the maximum length of the and persistently abnormal joint kinematics following the oper-
gastrocnemius-soleus muscle-tendon unit in the patients, as ation underscore that other neuromuscular deficits, including
some forefoot dorsiflexion must have occurred during load- poor muscle control, weakness, and abnormal cocontraction,
ing. This may partially account for the fact that the mean total also play important roles. 
muscle-tendon excursion in the patients approached normal. NOTE: The authors appreciate the work of Felix Cheung, who helped to develop and to apply the
None of our patients were treated with Botox (botuli- screening algorithms used for patient selection.

num) because they were studied before Botox was used rou-
tinely at our institution. Furthermore, this medication is ideal
for dynamic muscle-tendon deformities, before the fibrous Adrian Baddar, MD
component of the muscle-tendon contracture is too advanced. Kevin Granata, PhD
David V. Carmines, PhD
However, if the muscle-tendon contracture is not too great,
John S. Blanco, MD
then Botox treatment may be a useful first option. Previously Department of Orthopaedic Surgery, P.O. Box 800159, University of Vir-
published studies of Botox injection into the gastrocnemius- ginia, Charlottesville, VA 22908
soleus have focused exclusively on ankle kinematics16,17; thus its
effect on ankle-knee couple remains speculative. Diane L. Damiano, PT, PhD
In conclusion, in subjects with an equinus gait pattern, Human Performance Laboratory, Barnes Jewish Hospital, 4555 Forest
shortening of the gastrocnemius-soleus muscle-tendon unit re- Park Parkway, St. Louis, MO 63108
sulted in some coupled motion between the knee and ankle
Mark F. Abel, MD
joints during stance. As hypothesized, since the gastrocnemius- Kluge Children’s Rehabilitation Center and Research Institute, 2270 Ivy
soleus moment arm for the ankle was greater than that for the Road, Charlottesville, VA 22903
knee, lengthening of the gastrocnemius-soleus muscle-tendon
unit resulted in greater changes at the ankle. The data suggest In support of their research or preparation of this manuscript, one or
that, if passive-range-of-motion and kinematic criteria are met more of the authors received grants or outside funding from the Ortho-
as described here, lengthening of the gastrocnemius-soleus paedic Research and Education Fund. None of the authors received pay-
ments or other benefits or a commitment or agreement to provide such
muscle-tendon unit through a recession technique will pro- benefits from a commercial entity. No commercial entity paid or
duce greater ankle dorsiflexion during stance and swing as well directed, or agreed to pay or direct, any benefits to any research fund,
as decreased knee flexion at foot contact and will not adversely foundation, educational institution, or other charitable or nonprofit
increase knee flexion, or crouch, in midstance. The outcome organization with which the authors are affiliated or associated.

References
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2. Hagberg B, Hagberg G, Olow I, van Wendt L. The changing panorama of 5. Sutherland DH, Cooper L. The pathomechanics of progressive crouch gait in
cerebral palsy in Sweden. VII. Prevalence and origin in the birth year period spastic diplegia. Orthop Clin North Am. 1978;9:143-54.
1987-90. Acta Paediatr. 1996;85:954-60. 6. Rang M. Cerebral palsy. In: Morrissy RT, editor. Lovell and Winter’s pediatric
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VO L U M E 84-A · N U M B E R 5 · M AY 2002 D I P L E G I A : E F F E C T S O F G A S T RO C N E M I U S -S O L E U S L E N G T H E N I N G

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