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PRL 118, 244801 (2017) PHYSICAL REVIEW LETTERS 16 JUNE 2017

Ion Motion Induced Emittance Growth of Matched Electron Beams in Plasma Wakefields
Weiming An,1,2,* Wei Lu,3,4 Chengkun Huang,5 Xinlu Xu,1,2 Mark J. Hogan,6 Chan Joshi,1 and Warren B. Mori1,2
1
Department of Electrical Engineering, University of California Los Angeles, Los Angeles, California 90095, USA
2
Department of Physics and Astronomy, University of California Los Angeles, Los Angeles, California 90095, USA
3
Department of Engineering Physics, Tsinghua University, Beijing 100084, China
4
IFSA Collaborative Innovation Center, Shanghai Jiao Tong University, Shanghai 200240, China
5
Los Alamos National Laboratory, Los Alamos, New Mexico 87545, USA
6
SLAC National Accelerator Laboratory, Menlo Park, California 94025, USA
(Received 4 March 2016; revised manuscript received 27 March 2017; published 14 June 2017)
Plasma-based acceleration is being considered as the basis for building a future linear collider. Nonlinear
plasma wakefields have ideal properties for accelerating and focusing electron beams. Preservation of the
emittance of nano-Coulomb beams with nanometer scale matched spot sizes in these wakefields remains a
critical issue due to ion motion caused by their large space charge forces. We use fully resolved quasistatic
particle-in-cell simulations of electron beams in hydrogen and lithium plasmas, including when the
accelerated beam has different emittances in the two transverse planes. The projected emittance initially
grows and rapidly saturates with a maximum emittance growth of less than 80% in hydrogen and 20%
in lithium. The use of overfocused beams is found to dramatically reduce the emittance growth.
The underlying physics that leads to the lower than expected emittance growth is elucidated.

DOI: 10.1103/PhysRevLett.118.244801

There has been tremendous recent progress on plasma- σ r ¼ ð2ϵ2N =γÞ1=4 [15], where γ is the relativistic Lorentz
based acceleration (PBA) where charged particles are accel- factor of the beam, which corresponds to 100 nm size
erated by plasma wakefields [1–8]. This has led to the beams for the emittances required to reach the luminosities
consideration of designing a future linear collider (LC) using of future LC parameters.
particle beams or lasers to drive the wakefields [9–11]. With In Ref. [16] it was shown that, for tightly focused nC class
respect to particle beam-driven plasma wakefield acceler- beams, the Coulomb field can pull the ions inward during the
ation (PWFA), this progress includes demonstrating sus- transit time of the beam. Essentially, when nb =n0 ≫ mi =me
tained high gradient acceleration (∼50 GeV=m) over 1 m [5], (where n0 is the plasma density), the ion density is com-
efficient transfer of energy from the wake to the trailing beam pressed, which perturbs the focusing force, Ff ¼ r=2 þ F~ f ,
[6] and high gradient positron acceleration in self-loaded potentially causing catastrophic emittance growth. In
wakes [8]. For future LC designs, it is also necessary that Ref. [17] it was proposed to adiabatically match the beam
the luminosity, L ¼ ðfN 2 =4πσ x σ y Þ be large, where N is the to the perturbed focusing field by using plasma sections with
number of particles in each bunch, f is the frequency of the decreasing plasma ion masses. However, there has been little
collisions, and σ x;y is the spot size of the bunch at work on quantifying the emittance growth from the ion
the interaction point. In order to focus a bunch to the spot motion itself because the simulations need to be self-
size needed to achieve luminosities ∼1034 cm−2 s−1 , the consistent and resolve the small spot sizes of the beam while
bunch should have a normalized emittance, ϵN , of ∼100 nm including the much larger size of the bubble.
and ∼1 nC of charge. In this Letter, we investigate the ion motion induced
Much research in PBA has been on nonlinear wakefields emittance growth through the use of highly resolved
[12–14] because they have ideal properties for accelerating QuickPIC [18,19] simulations and single particle calculations
and focusing electron beams with nC of charge. They are in parametrized focusing fields. QuickPIC is a three-
described by complete electron blowout. The blown out dimensional quasistatic particle-in-cell code, which is used
electrons form a narrow sheath with the shape of a “bubble” to efficiently model short-pulse laser and particle beam
that surrounds the plasma ions. If the wake is axisymmetric plasma interactions [20]. The results show that, even
and plasma ions do not move, the focusing field can be though the ion density compression within the e− bunch
shown to be Ff ¼ me ω2p r=2 [12–14], which is proportional is large, the emittance growth is modest because the ion
to r and independent of ξ ¼ ct − z, where ωp is the plasma collapse is only strong in the core of the beam, the single
frequency. Unless specified, henceforth we normalize the particle orbits are highly anharmonic, and the ion collapse
length to c=ωp ≡ k−1 p , the time to 1=ωp , the mass to the varies along the bunch length. We also find that over-
electron mass, me , and the charge to e. For central forces focusing the accelerated bunch (using a spot size less than
that are linear in r, the forces in the x̂ and ŷ directions are the matched spot size) can also dramatically reduce the
also linear in x and y, respectively. The matched spot size is emittance growth.

0031-9007=17=118(24)=244801(5) 244801-1 © 2017 American Physical Society


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PRL 118, 244801 (2017) PHYSICAL REVIEW LETTERS 16 JUNE 2017

A times larger. Since Ff is nonlinear, the saturated


(a) (b) pffiffiffiffi
emittance growth will also scale with A with a propor-
tionality constant less than unity that depends on σ=σ x0 .
In Fig. 1(b), we plot the emittance growth for different A’s
but with the same σ=σ px0ffiffiffiffi, and the saturated emittance is seen
to beproughly
ffiffiffiffi 0.425 A. This scaling of emittance growth
with A, i.e., with the square root of the peak ion density,
would be catastrophic.
However, this is not what is observed in properly
FIG. 1. Emittance evolution of a beam slice in a fixed nonlinear resolved self-consistent simulations. We consider the fol-
focusing field. (a) Initial beam density profile in arbitrary units lowing beam loading scenario where a drive beam with
(the gray dashed line), the focusing field (FF, the red line with
A ¼ 200 and the red dashed line with A ¼ 0), and the particle
3.0 × 1010 electrons transfers energy to a trailing beam with
trajectories (Traj.) in the focusing field of A ¼ 200 (the blue solid 1.0 × 1010 electrons [9,21]. The drive and trailing beams
line) and A ¼ 0 (the blue dashed line). (b) The have ϵNd ¼ 1 mm and ϵNt ¼ 0.1 μm, respectively. The
pffiffiffislice
ffi beam
emittance evolution and the emittance growth vs A. emittance of the trailing beam is chosen to achieve
the necessary luminosity of a LC [10]. Both the drive
We start by studying how a given longitudinal slice and the trailing beams have an initial energy of 25 GeV
2 2 2 2
of the trailing beam evolves in prescribed nonlinear and a bi-Gaussian density profile, ∼e−r =ð2σ r Þ e−z =ð2σz Þ . The
17 −3
focusing fields due to an ion density peak on axis of the plasma density is n0 ¼ 1.0 × 10 cm . The matched rms
form nion =n0 ¼ 1 þ A expð−r2 =2σ 2 Þ, for which the spot sizes and pulse lengths of the drive and trailing beams
corresponding focusing force is Ff ¼ fr=2 þ Aσ 2 ½1− are σ rd ¼ 10.37 μm and σ rt ¼ 0.1 μm, and σ zd ¼ 30 μm
expð−r2 =2σ 2 Þ=rgr̂. For nonlinear forces, the motions in and σ zt ¼ 10 μm, respectively. The ratio ðnb =n0 Þ of the
the x̂ and ŷ directions are coupled. For simplicity, we begin trailing beam exceeds mi =me for hydrogen, so ion motion
by considering motion only in the x̂ direction (we also is expected to be an issue. Physically, ion motion occurs
neglect to lowest order the changes to γ); i.e., we consider within the beam when the ion plasma
pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
ffi frequency for the
particles with y ¼ py ¼ 0. They feel the maximum jF⃗ f · x̂j beam density, Ωb ¼ 4πnb e2 =mi , times the beam duration
compared to those at the same x but different y and py and exceeds unity, i.e., Ωb σ z =c ≫ 1. This leads to the previous
condition if σ z ≈ c=ωp . The two beams are separated by
hence have the largest perturbation on their phase space
distribution. We rely on the numerical simulations to 115 μm so that the trailing beam can flatten the longitudinal
include the coupling between the two planes and changes electric field Ez of the wake in order to maintain a small
to γ. The insight gained from the 1D model is born out in energy spread [22], and the flattened Ez ≈ −1.0.
the simulations. We carried out a QuickPIC simulation using a box
We use the particle push in QuickPIC to simulate the with 8192 × 8192 × 1024 cells, and the resolution is
evolution of a slice of a beam in a plasma with 48.83 × 48.83 × 305.66 nm. In Fig. 2(a), 2D isosurface
plots of the plasma and beam densities are shown for a
n0 ¼ 1.0 × 1017 cm−3 . The beam slice has an initial
slice along y ¼ 0. The bubble radius is seen to be
normalized emittance ϵNx0 ¼ 0.1 μm, where ϵNx ≡ ∼3.5c=ωp ≈ 54 μm, which is more than 500 times larger
pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
hx2 ihp2x i − hxpx i2 (px is normalized to me c) and hi than σ rt . This simulation also showed significant ion
represents an average over particles. The initial spot size collapse, as well as rapid emittance growth. However,
is σ x0 ¼ 0.104 μm and the initial energy is 25 GeV, so there were only two cells across σ rt . We therefore carried
the beam is initially matched to the x=2 focusing field. We out simulations that only modeled a small volume [the
choose the width of the ion density peak as σ ¼ 0.104 μm, dimensions are shown as a red box in Fig. 2(a)], but with a
which was set equal to σ x0 . The energy of the beam much higher resolution of 6.10 × 6.10 × 115.23 nm.
particles is kept constant. In Fig. 1(a), we plot the phase The plasma was initialized as an ion column surrounded
space trajectories, x-px , for a particle initially located at by a neutralizing and stationary electron sheath. We assume
x ¼ σ x0 , px ¼ 0 and under the focusing field with A ¼ 0 that the drive beam does not contribute to the ion motion.
and A ¼ 200, respectively. The ion collapse and the focusing field on the trailing beam
When the focusing field is perfectly linear (i.e., A ¼ 0), were nearly identical to that in the two-beam simulation
the maximum momentum px0 of the particle is equal to with the same resolution [20].
0.964, which satisfies σ x0 px0 ¼ ϵNx0 because the slice In Fig. 2(b), we show the ion (Hþ ) density behind the
beam is matched. When there is ion collapse, px0 will trailing beam (centered at ξ ¼ 0) in the y ¼ 0 slice.
be larger because jFf j is larger. As shown in Fig. 1(a), px0 Following an initial spike, the peak ion density increases
pffiffiffiffi
increases approximately by a factor of A ≈ 14.2 since the through the beam (along ξ), albeit with an oscillation to
slope of the focusing field inside the beam center is around a maximum value around 200 times larger than n0 .

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PRL 118, 244801 (2017) PHYSICAL REVIEW LETTERS 16 JUNE 2017

(a) 17 -3
(b)
-10
Plasma electron density (10 cm )
-8 -6 -4 -2 0 0 50
Plasma ion density
100 150 200 seen in Fig. 3(a), where a lineout of the ion density vs x (for
6 0 y ¼ 0) is shown in the middle of the beam; i.e., ξ ¼ 0 is

Ion density (10 177 cm )


-3
4
-2
200 shown from the above simulation. For comparison, the

Beam density (10 cm )


-3
2 150 initial trailing beam profile (the dashed gray line) and the

17
-4
X (c / ω p)

100 prescribed form for the ion density (the dashed red line) for
0

-2
-6 50
0
A ¼ 135.9 and σ ¼ 0.1σ x0 are also shown. The narrower
1.0
-4
-8
0.5 ion compression leads to a smaller value of px0 and to an
0.0 0.02
anharmonic motion, such that the time average over a

)
0.01

p
pffiffiffi


-6 -10 -0.5 0.00 )

(c
-12 -10 -8 -6 -4 -2 0 -1.0 -0.01 (c / ω p
particle’s orbit is less than px0 = 2. We note that the ion

ξ
ξ (c / ω p ) -0.02 X

(c) (d) collapse develops a pedestal outside the core as one moves
through the bunch, although the width of the core remains
unchanged. This effectively increases σ for the later slices.
To quantify the emittance growth, we first note that
just as the emittance quickly reaches a steady state [as seen
in Fig. 2(d)], so too does the beam phase space and the
ion density. In the steady state (where the spot size does
not change), hxpx if ¼ 0, so the final emittance of the beam
qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
is ϵNxf ¼ hx2 if hp2x if . In addition, in the steady state,
FIG. 2. PWFA with ion motion. (a) Nonlinear wake in H plasma
and the drive and trailing beam densities (ξ ¼ 0 is the center of hx2 if ¼ fhx2 igt;Δt ¼ hfx2 gt;Δt i, where fgt;Δt represents
the trailing beam). (b) Plasma ion density in x-ξ plane (ξ ¼ 0 is the time average of a quantity at time t during a duration
the center of the trailing beam). (c) Ff transverse lineouts at Δt. We can choose a Δt ¼ T that is much larger
different ξ’s and the initial beam density profile. (d) The trailing
beam’s projected and slice emittance evolutions. The plasma skin
than every particle’s oscillation R R x0 dx τ. Therefore,
period R x0
fx2 gt;T ¼ fx2 gt;τ ≡ X2ave ¼ ð 0x0 dx x2
= 0 vx Þ ¼ ð 0 dxx =
2
depth is k−1
p ¼ 16.83 μm in these plots. pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi R x0 vx
pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
½ψðx; ξÞ − ψðx0 ; ξÞÞ = ð 0 dx = ½ψðx; ξÞ − ψðx0 ; ξÞÞ,
where x0 is the maximum value of x, vx ¼ px =γ ¼
pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
The corresponding Ff is significantly perturbed around the 2½ψðx; ξÞ − ψðx0 ; ξÞ=γ , and ψ is the wake potential
axis, as seen in Fig. 2(c), where F⃗ f · x̂ in the y ¼ 0 plane is [Ff ðxÞ ¼ −∂ψ=∂x]. For highly relativistic beams, there is
plotted for several values of ξ. The slope of F⃗ f · x̂ is nearly no phase slippage, so each slice evolves independently with
a different phase space distribution. We henceforth assume
the same in each slice, but the maximum value and width
that γ does not change, so it can be brought out of the
grows through the beam. The initial transverse density
integrals. In reality, γ changes adiabatically, and including
profile of the beam is shown as a reference. From Fig. 2(c),
we can also estimate the Rperturbation of Ez using Panofsky- this in the numerical work does not alter the results.
Wenzel theorem ΔEz ¼ dr∂Ff =∂ξ≈ΔrΔFf =2Δξ, which Following analogous reasoning leads to fp2x gt;T ¼P2ave ¼
R pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi R pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
is on the order of 0.002 for Δr ¼ 0.1, ΔFf ¼ 0.02, and γð 0x0dx ½ψðx;ξÞ−ψðx0 ;ξÞÞ=ð x00 dx= ½ψðx;ξÞ−ψðx0 ;ξÞÞ.
Δξ ¼ 0.5. The ΔEz is negligible compared to −1.0, which In Fig. 3(b), we plot px and x vs s ¼ z ≈ ct for an
is that felt by the trailing beam. This is consistent with the electron starting at rest at x0 ¼ σ x0 in a focusing force with
lower resolution simulations where the bubble excitation is A ¼ 200 and σ ¼ 0.1σ x0 or σ ¼ σ x0. The s axis is normal-
also modeled. The basic reason for such a small perturba- ized to the period of the oscillation for each case, while px
tion on Ez is that, for each slice, the total charge contained and x are normalized to their maximum values px0 and x0 .
in the ion density peak is very small, and it changes slowly It is clearly seen that the xðsÞ motion is essentially
along ξ. harmonic for both cases, while the px ðsÞ motion is very
In Fig. 2(d), we plot the emittance growth for slices at the different for the σ ¼ 0.1σ x0 (narrow ion collapse) case; i.e.,
same values of ξ, as well as the projected emittance. The it is anharmonic. pffiffiffi Because the xðsÞ motion is harmonic,
emittance is seen to rapidly grow and then saturate for each Xave =x0 ≈ 1= 2 for bothpcases, ffiffiffi while, by inspection of
slice. The projected emittance (and the slice in the middle Fig. 3(b), Pave =px0 ≪ 1= 2 when σ ≪ σ x0 . To quantify
of the beam) grows by less than a factor of 1.8, and slices in this, in Fig. 3(c), we plot how Pave, px0 , and Xave depend on
the rear of the beam grow only by a factor of 2.1. This x0 and σ for A ¼ 200. This clearly shows that Pave is much
emittance growth is much less than the anticipated growth smaller than px0 and that px0 is much smaller when the ion
[16,17] and that seen in Fig. 1(b) for A ¼ 200 and σ ¼ σ x0 . collapse is narrower.
The fundamental reason for the significantly smaller than We now use Pave , Xave , and the initial beam distribution
expected emittance growth is that the ion compression is function, f 0 ðx; pÞ, to calculate hx2 if and hp2 if . As men-
much narrower than the initial beam spot size. This can be tioned before, hx2 if ¼ hX2ave i. To calculate hX2ave i, we sort

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PRL 118, 244801 (2017) PHYSICAL REVIEW LETTERS 16 JUNE 2017

(a) (b) (a) (b)

(c) (d)
FIG. 4. Emittance growth of (a) an asymmetric beam in
hydrogen and lithium and (b) a symmetric beam with an initially
unmatched beam spot size in hydrogen (compared to the initially
matched case).

In LC designs, asymmetric emittances are used to


minimize the beamstrahlung [23] that occurs during dis-
FIG. 3. (a) Plasma ion density lineout at ξ ¼ 0 (the blue dashed ruption [24] at the final focus. In such a case, the ion
line) compared with the initial trailing beam distribution (the gray collapse also becomes asymmetric, and developing a model
dashed line) and a Gaussian fit for the core of the ion density (the for the emittance growth is much more complicated.
red dashed line). (b) px and x vs s in different focusing field (the Therefore, we rely on highly resolved QuickPIC simulations.
solid line for σ=σ x0 ¼ 1.0 and the dotted line for σ=σ x0 ¼ 0.1) for In Fig. 4, we plot the emittance growth for a case where
the particle initially located at x ¼ σ x0 . (c) X ave ðx0 Þ, Pave ðx0 Þ, the initial emittances in the two transverse planes are
px0 ðx0 Þ, and N x0 (in an arbitrary unit) in the focusing field with pffiffiffiffiffiffiffiffiffiffiffiffiffiffi
ϵNx ¼ 2.0 μm, ϵNy ¼ 0.005 μm ( ϵNx ϵNy ¼ 0.1μm is the
A ¼ 200 and different σ’s. (d) Slice beam emittance evolution in
the focusing field with A ¼ 200 and different σ’s and final same as before). We still match the initial beam spot sizes
emittance growth from the simulation and theory. to the r=2 focusing field, so σ rtx ¼ 463.9 nm and
σ rty ¼ 23.2 nm. The solid red and blue lines show the
evolution of the trailing beam’s projected emittances for a
all the electrons by their orbits in phase space. All electrons hydrogen plasma.
with a maximum x value between x0 and x0 þ dx0 , It can be seen that the projected emittance growth in the
where dx0 ≪ x0 , will have 2 plane with the larger emittance, ϵNx , grows by only 10%. In
R ∞ the same2Xave ðx0 Þ. Therefore,
2 2
hx if ¼ hXave i ¼ ð1=NÞ 0 dx0 N x0 Xave ðx0 Þ, where N is the other plane, ϵNy grows by 120%. Therefore, the growth
pffiffiffiffiffiffiffiffiffiffiffiffiffiffi
the total particle number and N x0 dx0 is the number of of ϵNx ϵNy is only 55.6%, which is even smaller than the
particles with orbits that have a maximum x between symmetric case. This appears to be mostly due to the fact
x0 and x0 þ dx0 . N x0 will not change in time and, according that the peak ion density is smaller. To further mitigate the
to its definition, it canR be calculated using f 0 ðx; pÞ. It emittance growth, one could use a heavier ion, such as Liþ .
follows that N x0 ¼ 4 0x0 dxf 0 ðx; px Þð∂px =∂x0 Þ, where In Fig. 4(a), we show the emittance evolution of the same
pffiffiffi pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi beam in a lithium plasma as the red and blue dotted lines.
∂px =∂x0 ¼ γ Ff ðx0 Þ= 2½ψðxÞ − ψðx0 Þ. We can use The emittance growth in the two planes is now less than 1%
f 0 since the ion collapse is in a quasi steady state and 40%, respectively, which are both reduced compared to
even during the duration of the initial emittance pffiffiffiffiffiffiffiffiffiffiffiffiffiffi
the hydrogen plasma. The growth of ϵNx ϵNy for Li is only
growth. Following R the same reasoning, we have 18.9%. An issue for a Li plasma that requires further
hp2x if ¼ ð1=NÞ 0∞ dx0 N x0 P2ave ðx0 Þ. In Fig. 3(c), we also investigation is that the tightly focused trailing beam may
plot N x0 for a case where there is no ion collapse (A ¼ 0), further ionize the Liþ ion if the transverse electric field
and for A ¼ 200 with different σ’s. This plot shows that exceeds ∼400 GV=m, which would cause additional mod-
when there is ion collapse the ensemble average is ifications to the focusing force.
weighted towards particles with smaller x0 ’s. Another way to mitigate emittance growth is to use an
The final emittance (assuming 1D-like motion) can be initial beam spot size less than the matched spot size
predicted for each slice using only ψ and f 0 . In Fig. 3(d), (overfocused) for fixed ions, but closer to the steady state
we show the predicted final emittance growth (compared to value when there is ion collapse. Figure 4(b) shows the
the simulated results) for slices with initially Gaussian projected emittance growth for a symmetric beam with an
beams with matched spot sizes for the parameters described initially unmatched spot size. The beam has the same initial
earlier. The curves correspond to different widths for the emittance used to generate Fig. 2, but it has a smaller spot
ion collapse with A ¼ 200. The curves show significantly size, σ rt ¼ 50.0 nm. The projected emittance growth is
smaller emittancepgrowth
ffiffiffiffi than what would be naively substantially less, but it now appears to oscillate. The
predicted from a A scaling. amplitude of the oscillations decreases over time, indicating

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PRL 118, 244801 (2017) PHYSICAL REVIEW LETTERS 16 JUNE 2017

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