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P. Kumar
Abstract - The Mohr-Coulomb (MC) criterion possesses a linear shear failure envelope and is widely used
ingeotechnical engineering calculations. However, the failureprocess in rockmass is more complex than that
of soils, and it can be more adequately described by the k&k-Brown 0 failure criterion. This criterion
has been updated as well as modified, but its effect on the shear failure envelope has not been studied. The
shear failure envelope for the modified form of HB criterion is &rived in this paper, which shows that a
change in the value ofparameter a from 0.5 to 0.6 affects the shear envelope more signifiantly for a rockmass
characterized by a larger value ofparameter m and high effective normal stress. The instantaneous friction
angle is also affected by a change in the value ofpammeter a.
0 1999 Published by Elsevier Science Ltd. All rights reserved.
Key Words: Failure criterion; Hoek-Brown criterion; Mohr envelope; Rockmass; Rock Mechanics; Shear
envelope; Slip zone; Slope stability.
M
ost of the theoretical development in geotechnical at some angle to the principal stress direction. This
engineering has been based on the MC failure alternate representation is termed the shear envelope. A
criterion. While it applies fairly well to soil me- general procedure for derivation of the shear envelope was
chanics problems, its extension to the problems of rock given by Balmer (1952). This procedure was then used by
mechanics is questionable, although it is still applied in Ucar (19861 to derive the shear envelope of the original
rock mechanics (Jumikis 1983; Daemen 1983). Based on form of the HB criterion. The shear envelope for the
available experimental evidence and theoretical experi- generalized HB criterion is derived in this paper. The
ence with the fracture of rock, Hoek and Brown (1980)
derived a criterion for its interpretation. This criterion has
since been updated (Hock and Brown 1988) as well as
modified (Hoek et al. 1992). Notations
While the shear failure envelope for the original form of
HB criterion is known War 19861, the shear failure enve- a = Material constant of HB criterion;
lope for its modified form is not known. This paper presents C = Cohesion in MC medium;
its complete derivation. Two computational aids are given i = Effective roughness;
for quick use of the associated equations in practical calcu- m = Material constant of HB criterion;
lations, and their use is illustrated. Some sample calcula- S = Material constant of HB criterion;
tions are done in order to study the consequences of modi- a = Angle between failure surface and
fications in the original form of the HB criterion. direction of stress;
= Instantaneous friction angle;
: = Angular polar coordinate;
Construction of Shear Envelope
0 = Basic friction angle;
A strength criterion is essentially a function of stresses oandr = Normal and shear stress on a plane
and some material parameters which, when satisfied, dipping at an angle a, respectively;
defines the material failure under the particular combina- = Uncon6ned compressive strength of
0,
tion of stresses and for the given values of material param- intact material;
eters. In problems of geotechnical engineering, failure is a, and o3 = Major and minor principal stresses,
characterized by shear deformation, and therefore it is respectively;
more informative to express the strength criterion in terms 0,.and o, = Radial and tangential stress, respec-
tively;
d = Derivative 2 ;
? = Derivative 9 ‘5
Present address: Prabhat Kumar, StructuralEngineering Division,
Central Building Remarch Institute, Roorkee 247667, India. a-i?
Tunnelling and Underground Space Technology, Vol. 13, No. 4, pp. 453-459.1999
OS96’7798/SS/$-see front matter t 1999 Published by Elsevier Science Ltd. Pergamon
All rights reserved.
PIImee6-779e(sejooO3l-l
procedure adopted does not require solution of any differ-
ential equation, and the solution given by Ucar (1986) now (9)
becomes a particular case of this derivation.
Therefore,
General Analysis a,_1=2sinP(1+sinp)
and d + 1 = 2 (tJs$ p, (10)
Let o and ‘Tbe the normal and shear stresses, respec- CO82p
tively, acting on a failure plane in a rockmass. The object
of the analysis is to derive an expression for z’= dzlda
using the generalized HB criterion. From the analysis of Application of Generalized HB criterion
Mohr circle, it can be easily shown that The generalized HB criterion may be written as
(T olfa3]a+72=(%j%3)
(1)
cgL(m~+sy (11)
1
where creis the unconfined compressive strength of the
Let cr’= $$ where CJ,and (TVare the major and minor intact material and m, s and a are the material parameters
associated with the HB criterion. Therefore,
principal stre&es, respectively.
By differentiating eq. 1 with respect to 03, the following
expressions are obtained: (12)
(13)
2= -G
Q1-03
(3)
1+d
(4)
CT1=(T+7J;;T
I Normal stress o\
Figure 1. Graphical representation of stress conditions at failure.
With the help of eqs. 7,8 and 9, eq. 16 may be written as o-m --&+2sinp)- ($+%) (231
0, -16
CO8
p
simplification, the folliwing expression is obtained: for 3.
2g=fgy
-.
(mE+s) cm
Eq. 25 may also be used for computation of a/a to be
For the particular case of a = 0.5, the eqs. 17,20 and 21 used in step I above. To facilitate computations witi the
may be presented as’ above failure envelope, two computation aids are given in
Figures 2 and 3. The curves in these figures do not show any
r _m
-__. 1_-sinp significantrariation for various values of a between 0.5 and
co+7 (cot p- CO8B) (22)
0, 8 twp 0.6; therefore, they may be valid for all values of a in this
range. Figure 2 is derived by recasting eq. 20 as follows:
Oa8 -
O-8 -
-s - _
O-6 m=25
LL
%a.=4 --I_
0.5 q=1
$
0
t
0
c
40
I-~--* -- -w
z
---_
----_
---_
---_
---_
aa
a=
H
I I I I I I I .I &
‘-2 04. 06* 08. l*O
Effective Normal Stress U-+/q
468 TUNNELLING
ANDUNDERGROUND
SPACETECHNOLOGY Volume 13, Number 4,1998