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ABSTRACT: The objective of the present study was to formulate and determine the pharmacokinetics of stable o/w
parenteral lipid nanoemulsions (LNEs) of diclofenac acid used to treat arthritic conditions. The LNEs of diclofenac
acid with a mean size ranging from 200 to 240 nm and a zeta potential of ⫺29.4 ⫾ 1.04 mV (negatively charged
LNEs) and 62.1 ⫾ 3.5 (positively charged LNEs) emulsions were prepared by hot homogenization and ultrasonication
process. The influence of formulation variables, such as the change in proportion of cholesterol, was studied, and
optimized formulations were developed. The optimized formulations were relatively stable during centrifugal stress,
dilution stress, and storage. The drug content and entrapment efficiency were determined using high-performance
liquid chromatography. The in vitro drug release was carried out in phosphate-buffered saline pH 7.4 and cumulative
amount of drug released was estimated using a UV-visible spectro-photometer. During in vivo pharmacokinetic
studies in male Wistar rats, diclofenac serum concentration from LNEs was higher than that of Voveran injection and
was detectable up to 12 h. Diclofenac in LNEs showed improved pharmacokinetic profile with increase in area under
the curve, elimination half-life and mean residence time in comparison to Voveran.
LAY ABSTRACT: Our aim was to prepare and determine the pharmacokinetics of injectable lipid nanoemulsions of
diclofenac acid for treating arthritic conditions by reducing the frequency of dosing and pain at site of injection. The
nanoemulsions of diclofenac acid were prepared by homogenization and ultrasonication process. The sizes and
charges of oil globules were determined. The effect of cholesterol on stability of emulsion was studied, and an
optimized preparation was developed. The optimized formulations were stable during centrifugation, dilution, and
storage. The total amount of drug in emulsion and percentage amount of drug present in emulsion globules were
determined using high-performance liquid chromatography. The drug release from preparation was carried out in
phosphate-buffered saline pH 7.4. The cumulative amount of drug released was estimated using a spectrophotometer.
The time course of the released drug in rat serum was determined. Diclofenac concentrations from lipid nanoemul-
sions were higher than that of Voveran injection (solution form) in serum.
that of the control LNE (without cholesterol) for glob- Determination of Total Drug Content and Entrap-
ule size, PDI, and Zp before and after sterilization to ment Efficiency (EE): A high-performance liquid
get an optimized formulation. chromatography (HPLC) system consisting of a LC-
10AT vp solvent delivery system containing double
Preparation of Positively Charged LNEs: Positively reciprocating plunger pump (Shimadzu, Kyoto, Ja-
charged emulsions were prepared using formulation pan), a SPD-10A vp UV–visible variable wavelength
LNE-3, in which the oleic acid was substituted with detector with deuterium lamp (Shimadzu), and a
stearyl amine (0.3%) while keeping all other ingredi- 250 ⫻ 4.6 mm Luna 5 C-18 reverse-phase analytical
ents constant. The prepared emulsion was character- column (Phenomenex, Utrecht, Netherlands) was used
ized for globule size, PDI, and Zp before and after to determine total drug content and EE of the formu-
sterilization. lations. The mobile phase consisted of methanol: 0.1M
ammonium acetate buffer: acetonitrile (60:30:10). The
Determination of the Effects of Centrifugal Stress, flow rate was 1 mL/min and detection was performed
Desorption Stress, and Storage on Stability of at 280 nm (16).
LNEs: The formulations LNE-0 (without cholesterol),
Total Drug Content: Drug-loaded formulations (0.1
LNE-3 (0.3% cholesterol), and LNE-4 (0.3% stearyl
mL) were diluted to 2 mL with a chloroform/methanol
amine) were studied to determine the effect of centrif-
mixture (1:1) and further sufficiently diluted with mo-
ugal stress, desorption stress, and stability on storage.
bile phase, and 20 L was injected into HPLC. The
total drug content was obtained by using the standard
Effect of Centrifugal Stress on Stability: Three
calibration curve obtained with standard concentration
LNEs (LNE-0, LNE-3, and LNE-4) were studied. One
of diclofenac acid.
milliliter of each formulation was placed in 1.5 mL
centrifuge tubes, and the emulsions were centrifuged Entrapment Efficiency (EE): Entrapment efficiency
(Biofuge primo, Heraeus, Germany) at 15,000 m/s2 was determined by measuring the concentration of free
(1529 ⫻ g) for 10 min, to assess the stability of drug (unentrapped) in an aqueous medium as reported
emulsions under centrifugation. The creaming volume previously (12). The aqueous medium was separated
percentage for each emulsion was calculated by using by ultra-filtration using Centrisort tubes (Sartorius,
the formula (15) in eq 1 and then compared. Goettingen, Germany), which consisted of filter mem-
brane (molecular weight cutoff 20,000 Da) at the base
Vt ⫺ Vs of the sample recovery chamber. About 4 mL of the
C ⫽ 100 (1)
Vt formulation was placed in the donor chamber and
centrifuged at 3500 rpm for 5 min (Biofuge Primo R,
where C ⫽ creaming volume percentage, Vt ⫽ total Heraeus, Hanau, Germany). The LNE and the encap-
volume of sample, and Vs ⫽ volume of the lower sulated drug remained in the donor chamber, and the
phase layer. aqueous phase moved into the receiver chamber through
filter membrane. The amount of drug in the aqueous
Effect of Dilution (Desorption Stress) on Stability: phase was estimated using HPLC method, and the %EE
The LNEs were diluted with double-distilled water 50 was calculated using the following equation.
to 5000 times (1:50, 1:100, 1:200, 1:500, 1:1000, and
1:5000), and the effect of dilution on size and Zp was EE 共%兲
studied using a zeta sizer. ⫻ weight of drug used in the formulation
⫽ 共Weight of drug used in the formulation
Stability of LNEs during Storage: Three sterile for-
mulations (LNE-0, LNE-3, and LNE-4) were tested ⫺ Weight of drug in aqueous phase兲 ⫻ 100.
for stability on storage. LNE-0 and LNE-3 were ster- (2)
ilized by autoclaving and LNE-4 by membrane filtra-
tion. One milliliter of each emulsion was placed in 1.5 In Vitro Drug Release Studies of Formulations: The
mL eppendorf tubes, and these were stored at room drug release from different formulations was studied
temperature (RT). They were tested for globule size, using the dialysis bag method. Initially, the dialysis
PDI, and Zp at 0, 15, 30, 45 and 60 days. tubing (the cellulose membrane) (DM 60, molecular
weight cutoff 12,000 –14,000, Himedia, Mumbai, In- under reduced pressure in a vacuum oven (Toshniwal,
dia) was hydrated by soaking in phosphate buffer pH Mumbai, India). The resulting residue was reconsti-
7.4 overnight at RT. The LNEs (1 mL) were placed in tuted in 100 L of mobile phase and 20 L was
dialysis tubing, tied at both ends, and then suspended injected into HPLC column. The mobile phase con-
in 100 mL of phosphate buffer pH 7.4 in 250 mL sisted of methanol: 0.1M ammonium acetate buffer:
beakers as dialysis medium. The dialysis medium was acetonitrile (60:30:10). The flow rate was 1 mL/min,
stirred continuously at 100 rpm by a magnetic stirrer and detection was performed at 280 nm (16). Peak
(Remi Equipments, Mumbai, India). At different time ratio versus concentration was plotted to get the stan-
intervals (0.25, 0.5, 1, 2, 3, 4, 6, 8, 10 and 12 h), 1 mL dard calibration curve (18).
of samples were withdrawn from the beaker and re-
placed with an equal volume of fresh medium. The Estimation of Diclofenac in Serum Samples: To
drug concentration in collected samples was estimated 100 L of test serum, 50 L of methanol, 50 L of
using standard calibration curve obtained with stan- chlorzoxazone (5 g/mL) in methanol, and 100 L of
dard concentrations of diclofenac acid in phosphate 2M HCl were added and vortexed for 3 min. To this
buffer (pH 7.4) measuring the absorbance at 276 nm 3 mL of chloroform was added and vortexed for 5 min
(17) on a UV-visible spectrophotometer (ELICO SL followed by centrifugation at 3000 rpm for 10 min.
159, Hyderabad, India). The cumulative percentage of The organic phase was separated and evaporated under
drug released versus time was plotted to determine the reduced pressure in a vacuum oven (Toshniwal, Mum-
release pattern of the drug from the formulations. bai, India). The resulting residue was reconstituted in
100 L of mobile phase, and 20 L was injected into
Pharmacokinetic Studies: Healthy male Wistar rats the HPLC column. The unknown concentrations were
(280 –300 g) were used for the pharmacokinetic study. found using the standard calibration curve obtained
The animals were given a standard diet and had free with known concentrations of diclofenac acid.
access to water ad libitum. The studies were conducted
with prior approval of institutional animal ethical Calculation of Pharmacokinetic Parameters and
committee. Statistical Significance: Pharmacokinetic parameters
such as Cmax, Tmax, area under the curve (AUC), t1/2,
Study Protocol: The rats were fasted overnight with and mean residence time (MRT) were calculated by
free access to water ad libitum. The animals were using Kinetica software assuming a one-compartment,
divided into four groups (n ⫽ 6) and were randomly open model, IV bolus injection of unchanged drug in
administered with different formulations. One group blood. The statistical significance of observed differ-
of animals was administered with Voveran injection (5 ences in Cmax, AUC, t1/2, and MRT of different groups
mg/kg body weight) by intravenous (IV) bolus injec- were assessed by the analysis of variance (ANOVA)
tion via the tail vein. The other three groups received test by using Graph Pad Prism software. All data were
the LNE-0, LNE-3 and LNE-4 formulations. After expressed as mean ⫾ standard deviation (SD). Two
injection at predetermined time intervals, 0.25, 0.5, 1, sample comparisons were performed by using New-
2, 4, 6, 8 and 12 h, the blood samples were collected man-Keul’s multiple comparison tests and a P-value
from the retro-orbital venous plexus. The blood was below 0.05 was considered to be statistically signifi-
allowed to clot, was centrifuged, and serum was col- cant.
lected. The serum samples were stored at ⫺20 °C until
analysis. 3. Results and Discussion
Preparation of Standard Calibration Curve of Di- Diclofenac acid was prepared from diclofenac sodium
clofenac in Rat Serum: To 100 L of blank serum in salt and verified by DSC; the endothermic peak was
test tubes, 50 L of diclofenac acid in methanol was observed at 175.8 °C. The LNEs were prepared with
added from stock solutions containing 0.05, 0.1, 0.25, different compositions (Table I) by hot homogeniza-
0.5, 1, 2 and 4 g/mL of diclofenac acid. To this 50 tion followed by ultrasonication. The amount of oil
L of chlorzoxazone (5 g/mL) in methanol and 100 phase in the emulsions was fixed at 10% and that of
L of 2M HCl were added and vortexed for 3 min. To emulsifying agent at 1.2% to produce stable emulsions
this 3 mL of chloroform was added and vortexed for 5 (12); this was used as the basis for the preparation of
min followed by centrifugation at 3000 rpm for 10 LNEs in this study. All the emulsions were character-
min. The organic phase was separated and evaporated ized for the globule sizes and Zps before and after
TABLE I
Compositions of Prepared LNEs
Stearyl
Amine
Cholesterol Concentration Varied Emulsion
Formulation Ingredients LNE-0 LNE-1 LNE-2 LNE-3 LNE-4
Diclofenac acid (mg) 25 25 25 25 25
Soya bean oil (mg) 1000 1000 1000 1000 1000
Egg lecithin (mg) 120 120 120 120 120
Cholesterol (mg) 0 10 20 30 30
␣-tocopherol acetate (mg) 20 20 20 20 20
Oleic acid (mg) 25 25 25 25 0
Stearyl amine(mg) 0 0 0 0 30
Glycerol (mg) 225 225 225 225 225
Double-distilled water to 10 10 10 10 10
make (mL)
sterilization (Table II). Phospholipids are weak emul- found in average sizes and the zeta potentials of
sifiers (8); the use of cholesterol in the formulation globules. However, in the case of LNE-3 (choles-
results in the formation of a more rigid layer, enhanc- terol 0.3%), the globule sizes were minimal before
ing the stability of the parenteral emulsion (19) and and after the autoclaving (Table II). This indicated
might influence the release kinetics of the drug from that the presence of cholesterol in these emulsions
the formulation. Cholesterol was included in the imparted stability to the LNEs. Based on the similar
LNE-0 formula in different concentrations, and LNEs physical characteristics such as size and Zp before
were prepared. There was no significant change in and after sterilization, the LNE-3 was chosen for
average Zp and average size of globules with different further study.
concentrations of cholesterol when compared to the
control LNE without cholesterol. Cholesterol concen- The positive charge inducer stearyl amine was in-
tration in LNEs was optimized at 0.3%, as this resulted cluded at a concentration of 0.3% in the LNE-3 for-
in lower globule sizes and high creaming percent mulation, substituting oleic acid (negative charge in-
values of LNEs. The use of cholesterol along with the ducer). The inclusion of stearyl amine in LNEs
1.2% (EPC, Egg Phosphatidyl Choline) produced sta- resulted in formation of globules with size 226 ⫾ 5.5
ble emulsions. nm and Zp of 62.1 ⫾ 3.5 mV. There were no big
differences in globule size, PDI and Zp of LNE-4 after
When these emulsions were subjected to autoclav- sterilization indicating the prepared LNE-4 was also
ing, in general there were no significant changes stable.
TABLE II
Globule Size, PDI, and Zp of LNEs Before and After Sterilization
TABLE III
0.2 ⫾ 0.05
0.25 ⫾ 0.07
0.25 ⫾ 0.06
0.263 ⫾ 0.15
Effect of Centrifugation on Stability of LNEs—
0.17 ⫾ 0.1
LNE-4#
Creaming Volume Percentages of Prepared
Formulations
% Creaming
Formulation Volume
Code (Mean ⴞ SD)
0.13 ⫾ 0.05
0.19 ⫾ 0.02
0.24 ⫾ 0.56
0.2 ⫾ 0.05
0.2 ⫾ 0.06
LNE-3*
PDI
LNE-0 97 ⫾ 0.56
LNE-1 96 ⫾ 2.3
LNE-2 97 ⫾ 1.0
LNE-3 98 ⫾ 1.3
98 ⫾ 0.28
0.15 ⫾ 0.05
0.16 ⫾ 0.02
0.2 ⫾ 0.02
0.22 ⫾ 0.01
0.28 ⫾ 0.05
LNE-4
LNE-0*
Centrifugal stress is a rapid method to determine the
stability of emulsions. Higher creaming volume indi-
cates the greater stability. Stable emulsions possess
50.5 ⫾ 3.5
LNE-4#
very high percent creaming volumes (15). This study
54 ⫾ 3
52.4 ⫾ 2
50.4 ⫾ 3
51.2 ⫾ 4
indicated that all the tested LNEs in general were
stable to the centrifugal stress and that there were no
large differences in creaming percent volumes (Table
⫺26.7 ⫾ 3.1
⫺30.6 ⫾ 0.7
⫺31.6 ⫾ 0.8
⫺30.7 ⫾ 2.8
⫺30.9 ⫾ 1.7
cholesterol was increased, indicating the stability of
LNE-3*
LNEs due to rigidization of surface of LNEs. LNE-3
and LNE-4 showed relatively increased creaming per-
cent volumes. Hence, they were considered optimized
and studied for the effect of storage along with control
LNE for total drug content, EE, in vitro drug release, ⫺30.9 ⫾ 0.6
⫺31.0 ⫾ 0.9
⫺32.9 ⫾ 1.3
⫺33.8 ⫾ 0.4
⫺31.1 ⫾ 0.5
LNE-0*
LNE-4#
227 ⫾ 4
223.6 ⫾ 2.5
LNE-3*
217 ⫾ 2
226 ⫾ 2
229.6 ⫾ 3
TABLE V
Effect of Dilution (Desorption Stress) on Globule Size, and Zp of LNE-0, LNE-3, and LNE-4 Formulations
Formulation Dilution
Code Factor Size (nm) PDI Zp (mV)
LNE-0 1:50 222.3 ⫾ 2.51 0.237 ⫾ 0.004 ⫺28.13 ⫾ 3.15
1:100 230.6 ⫾ 3.05 0.283 ⫾ 0.009 ⫺31.16 ⫾ 2.03
1:200 234 ⫾ 5.56 0.245 ⫾ 0.004 ⫺27.93 ⫾ 3.16
1:500 239 ⫾ 3.6 0.308 ⫾ 0.01 ⫺26.83 ⫾ 2.96
1:1000 242.3 ⫾ 2.51 0.314 ⫾ 0.01 ⫺29.9 ⫾ 4.40
1:5000 245.6 ⫾ 3.05 0.343 ⫾ 0.006 ⫺32.23 ⫾ 2.79
LNE-3 1:50 218.3 ⫾ 6.02 0.22 ⫾ 0.05 ⫺29.13 ⫾ 4.44
1:100 222.3 ⫾ 3.05 0.24 ⫾ 0.03 ⫺28.46 ⫾ 4.29
1:200 227 ⫾ 2.51 0.214 ⫾ 0.02 ⫺29.56 ⫾ 3.92
1:500 230 ⫾ 3.6 0.34 ⫾ 0.01 ⫺30.06 ⫾ 4.21
1:1000 234 ⫾ 2.5 0.35 ⫾ 0.01 ⫺30.12 ⫾ 3.24
1:5000 239 ⫾ 3 0.36 ⫾ 0.05 ⫺29.53 ⫾ 3.78
LNE-4 1:50 215 ⫾ 5.01 0.321 ⫾ 0.04 56.2 ⫾ 1.5
1:100 225 ⫾ 7.4 0.206 ⫾ 0.01 54.3 ⫾ 2
1:200 234 ⫾ 9.5 0.208 ⫾ 0.04 54.0 ⫾ 1.2
1:500 239 ⫾ 6.9 0.32 ⫾ 0.03 52.4 ⫾ 2.5
1:1000 241 ⫾ 4.5 0.19 ⫾ 0.04 51.5 ⫾ 3.4
1:5000 243 ⫾ 2.3 0.212 ⫾ 0.05 49.5 ⫾ 2
tively, and the entrapment efficiencies were 98.8 ⫾ retarded release trend could be due to the rigidity of
0.2%, 98.87 ⫾ 0.21%, and 97.2 ⫾ 2.51%, respectively monolayer at the interface contributed by the increase
(Table VI). The quantity of drug entrapped in the oil in cholesterol concentration upto 0.3%. On inclusion
phase of the LNEs remained almost same with in- of stearyl amine, further retardation of drug release
crease in cholesterol concentration. Further, there is was observed; this might be due to the charged inter-
little effect of stearyl amine to influence the drug actions of diclofenac acid with the stearyl amine moi-
loading. ety at the interface.
TABLE VI
Drug Content and EE of the Optimized
Formulations
Figure 2
HPLC chromatogram showing retention times 6.9 min (diclofenac) and 5.0 min chlorzoxazone (internal
standard).
The prepared LNEs were compared for their pharma- detectable up to 12 h. The LNE-0 showed higher
cokinetic properties along with a commercially avail- diclofenac serum levels (Cmax), AUCtotal, and MRT
able Voveran injection in male Wistar rats. The di- than that of Voveran威, LNE-3, and LNE-4. But, when
clofenac extracted from serum samples was estimated LNE-3 and LNE-4 were compared to control emulsion
by HPLC (16). The HPLC chromatogram of diclofe- (LNE-0), the drug levels were lower in serum. This
nac acid and chlorzoxazone (internal standard) ob- may be attributed to the fact that the cholesterol-
tained is shown in Figure 2. Serum concentration of containing emulsions (LNE-3 and LNE-4) might
diclofenac acid upon IV administration of selected mimic the endogenous low-density lipoprotein (LDL)
LNEs is shown in Figure 3. The results indicated that and be endocytosed by LDL receptors present on
LNEs showed sustained effect than Voveran威. The different tissues, resulting in preferential accumula-
diclofenac serum concentration after administration of tion in various organs such as brain, liver, kidney,
LNEs was higher than that of Voveran威 and was spleen, etc., resulting in low diclofenac levels (21).
Further, the lower levels of drug from LNE-4 prepa-
ration may be due to preferential uptake of the posi-
tively charged LNEs by the negatively charged sur-
faces of cell membranes. This is in addition to the
effect of cholesterol, which cumulatively results in the
lowering of drug levels in serum. The therapeutic
availability (TA) of prepared LNEs LNE-0, LNE-3,
and LNE-4 in comparison to Voveran威 were 3.26 ⫾
0.19, 1.73 ⫾ 0.08, and 1.39 ⫾ 0.09, respectively. This
indicated that the therapeutic availability of three se-
lected LNEs was higher than that of Voveran威. How-
ever, the TA of LNE-3 and LNE-4 were 0.54 ⫾ 0.03
and 0.43 ⫾ 0.05, respectively (Table VII). Compari-
Figure 3 son of prepared LNEs by one-way ANOVA analysis
showed that the Cmax, AUCtotal, t1/2, and MRT are
Serum profiles diclofenac acid upon IV administra- statistically significant. Two sample comparisons by
tion of different formulations in male Wistar rats. Newman-Keuls Multiple Comparison (Student’s t test)
TABLE VII
Pharmacokinetic Parameters of Diclofenac Acid in Male Wistar Rats from Different Formulations
Pharmacokinetic P-Value
Parameters Voveran LNE-0 LNE-3 LNE-4 (ANOVA)
Cmax (g/mL) 4.22 ⫾ 0.40 6.37 ⫾ 0.39 4.54 ⫾ 0.48 4.53 ⫾ 0.34 0.0001
tmax (h) 0.25 0.25 0.25 0.25 -
AUC total (g/mL) h 6.73 ⫾ 0.92 21.6 ⫾ 0.59# 11.7 ⫾ 0.57# 9.36 ⫾ 0.87# 0.0001
t1/2 (h) 1.14 ⫾ 0.5 4.28 ⫾ 0.54# 4.99 ⫾ 0.84# 4.86 ⫾ 0.99# 0.0001
MRT (h) 2.09 ⫾ 0.11 6.145 ⫾ 0.37# 6.25 ⫾ 0.71# 5.89 ⫾ 1.07# 0.0001
TA (therapeutic 1 3.215 ⫾ 0.188* 1.73 ⫾ 0.078* 1.388 ⫾ 0.086* -
availability) - - 0.54 ⫾ 0.033† 0.43 ⫾ 0.048† -
* TA in comparison with Voveran.
† TA in comparison with LNE-0.
Comparison of different groups using ANOVA, showing the P-value less than 0.0001, indicating the significant
difference between different groups for cmax, AUCtotal, t1/2, and MRT.
# Comparison with Voveran injection—Newman-Keul’s Multiple Comparison (Student’s t test) test. P ⬍ 0.05 was
considered to be statistically significant.
showed that Cmax and AUCtotal were significant be- for use of the HPLC facility; Prof. E. Ram Reddy and
tween all groups, whereas t1/2 and MRT were signif- Mr. Gopal Kishan Rao and the Central Instrumenta-
icant only in Voveran威 versus LNE-0, Voveran威 ver- tion Centre, Kakatiya University, for their help in
sus LNE-3, Voveran威 versus LNE-4, but not getting DSC curves. We are thankful to All India
significant in LNE-4 versus LNE-3 and LNE-4 versus Council for Technical Education (AICTE), New Delhi
LNE-0. Diclofenac in lipid nanoemulsions showed an for Research Promotion Scheme grant, F. No: 8023/
improved pharmacokinetic profile with an increase in BOR/RID/RPS-155/2008-2009.
AUCtotal, elimination half-life, and MRT in compari-
son to Voveran威 injection, a solution form. Conflict of Interest Declaration
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