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Kazutaka Yamamoto
To cite this article: Kazutaka Yamamoto (2017): Food processing by high hydrostatic pressure,
Bioscience, Biotechnology, and Biochemistry, DOI: 10.1080/09168451.2017.1281723
Article views: 15
Review
Food processing by high hydrostatic pressure
Kazutaka Yamamoto*
Food Research Institute, National Agriculture and Food Research Organization, Ibaraki, Japan
High hydrostatic pressure (HHP) process, as a Following this stream, the research and development
nonthermal process, can be used to inactivate on HHP food processing have also spread out to the
microbes while minimizing chemical reactions in world outside Japan. HHP joined food science as a
food. In this regard, a HHP level of 100 MPa new operating parameter for food processing.
(986.9 atm/1019.7 kgf/cm2) and more is applied to Use of pressure in food processing goes back to the
food. Conventional thermal process damages food time of Napoleon Bonaparte. It is originated in the bot-
components relating color, flavor, and nutrition via tled foods invented by Nicolas Appert during the time.
enhanced chemical reactions. However, HHP process Pressure seemed to act as the processing parameter,
minimizes the damages and inactivates microbes since the glass-bottled foods became canned foods.
toward processing high quality safe foods. The first Foods were hermetically sealed in a can and then
commercial HHP-processed foods were launched in heated. Vapor in the can raised the inner pressure to
1990 as fruit products such as jams, and then some several atms and the foods were pasteurized/sterilized.
other products have been commercialized: retort Based on the canned food technology, sterilized foods
rice products (enhanced water impregnation), have been realized as canned and retort foods and
cooked hams and sausages (shelf life extension), soy cooking time has been reduced by home pressure coo-
sauce with minimized salt (short-time fermentation ker. These technologies passively utilize pressurization
owing to enhanced enzymatic reactions), and bever- where a pressure of several atms is generated by heat-
ages (shelf life extension). The characteristics of ing in a closed system and the pressure plays a periph-
HHP food processing are reviewed from viewpoints eral role of heat. The effect of high pressure on
of nonthermal process, history, research and creatures and biological materials has been studied as a
development, physical and biochemical changes, and basic science since late 19th century.2) Thereafter, state
processing equipment. diagram of water (1912)3) and denaturation of egg
white albumen (1914) 4) were presented by Prof. P.W.
Key words: high hydrostatic pressure; food process- Bridgman, the father of high pressure science and tech-
ing; review nology. Relationship between high pressure treatment
and microbial preservability of fruits and vegetables
was reported in 1914.5) More than a half century later,
Since the dawn of history, food processing and cook- the above-mentioned suggestion1) ignited the research
ing have been equal to the use of fire, which means and development toward the commercial application of
thermal process. Mankind has been processing foods HHP in the food industry, and, thereafter, high pressure
by using heat. The thermal process gives foods unique science and technology with regard to food and biology
flavors via roasting and grilling and/or extended shelf have developed dramatically.
lives via pasteurization. In modern society, people Aside from HHP food processing, application of
started to use microwave and/or electric ovens which high dynamic pressure (HDP) including shock waves
are thermal processors replacing fire at home. Anyway, has been studied toward commercialization.6)
these are examples of thermal processes as an active
use of heat. In 1987, Dr. Rikimaru Hayashi (then
Associate Professor at Kyoto University) suggested in a I. Difference between HHP and heat
journal in Japanese1) to apply high hydrostatic
pressures (HHPs) of several hundred MPa (~several When food is heated, chemical reactions are acceler-
thousand atms) to food processing. A depth of 10,868– ated and new components related to color and flavor
10,916 m, which is found at the deepest bottom of the can be produced and beneficial components can be lost.
Challenger Deep of the Mariana Trench in the Pacific Accordingly, food composition changes and unique
Ocean, is comparable to ca. 110 MPa. Thereafter, color and flavor are created.
research and development on the application of HHP to On the other hand, HHP does not accelerate
food processing have become active in Japan. chemical reactions in principle, and it induces instead
*Email: kazutaka@affrc.go.jp
Fig. 1. Strawberry, apple, and blueberry jams as the first commercial HHP-processed foods in the world51): Kiwifruit jam was in the line at the
first commercialization, and the blueberry jam replaced it later.
Fig. 2. Rice cake (Mochi in Japanese) flavored with HHP-pasteurized green herb, Japanese mugwort (Yomogi in Japanese).51)
years: Kyoto, Japan (2000), Dortmund, Germany Internationale pour Avancement de la Recherche et de
(2002), Rio de Janeiro, Brazil (2004), Tsukuba, Japan la Technologie aux Hautes Pressions, and European
(2006), San Diego, USA (2008), Freising, Germany High Pressure Research Group.
(2010), Otsu, Japan (2012), Nantes, France (2014), and
Toronto, Canada (2016). Numazu, Japan (2018) and
Copenhagen, Denmark (2020) are going to follow. IV. Effect of HHP on food
Other than the HPBB, HHP food processing has been
discussed as an emerging technology in other interna- The effect of HHP on food has been studied from
tional academic fora such as Institute of Food Technol- viewpoints of microbial food safety, physical
ogists, International Association for the Advancement changes in food components, and food nutrition and
of High Pressure Science and Technology/Association functionality.
4 K. Yamamoto
sausage pieces are pouched. In these processes, spoi-
lage microbes may contaminate the products and thus
food additives are used to suppress the growth of such
microbes as lactic acid bacteria and extend the shelf
life. Lactic acid bacteria may produce unfavorable acids
and polysaccharides which reduce pH and produce vis-
cous materials, respectively. The food additives can be
replaced with HHP process, which may inactivate the
spoilage microbes and extend the shelf life without
food additives as a secondary pasteurization method.
Recently, the demands for HHP-processed beverages
such as juice, smoothie, and coconut water are increas-
ing rapidly and large-scale HHP food processors (420
and 525 L) have been installed for the production. The
market of HHP-processed beverages is growing in
these years in many countries such as USA, European
countries, Korea, and Taiwan. In Japan, the first coun-
try of commercial HHP-processed foods in the world,
the HHP-processed beverages face a kind of difficulty
in the approval based on the Food Sanitation Law (as
of December 2016). The law requires equivalences
with the conditions for thermal processes, and those
who wish to commercialize their HHP-processed bever-
ages have to prove the equivalences. However, it is not
easy to prove the equivalences since there is no clear
criterion how to prove them: target microbes, required
Fig. 3. Retort rice products cooked after HHP-enhanced water
impregnation.51) log reduction, and so forth. In addition, there is no
international standards for HHP-processed beverages
and, therefore, it should be requested to Codex Alimen-
IV.i. Mircobial food safety tarius Commission to establish relevant standards and
Food safety is very important in food processing, recommendations which would contribute to avoid
and microbial food safety is the first priority. Ensuring international controversy on non-tariff barrier issue
microbial food safety is often referred to as pasteuriza- raised by World Trade Organization.
tion and sterilization. However, it is recommended to It is difficult to inactivate bacterial spores with a
describe the phenomena as lethal and sublethal inacti- commercial HHP (600 MPa) at low temperatures (e.g.
vations, since the events of microbial injury and recov- 10 °C), but combinations of HHP and high tempera-
ery should be considered. When the microbes are tures (e.g. 80 °C) can inactivate the spores.13) Further-
lethally inactivated, they are judged as dead and thus more, shock wave, which can be generated when a
pasteurization (partial population death) and steriliza- HHP is released instantly, is reported to be effective to
tion (total population death) describe the phenomenon inactivate bacterial spores.14) However, no commercial
properly. On the other hand, when the microbes are application of shock wave has been found in the food
sublethally inactivated, they are injured. industry. On the other hand, it is reported that germina-
Study on HHP inactivation of microbes, especially tion of bacterial spores can be induced by medium
bacteria, has a long history in HHP food science since HHPs (MHHPs) of 100–200 MPa or HHPs of 500–
18992) and the knowledge has drastically increased 600 MPa.15) Once the spores germinate to vegetative
since the first commercialization of HHP food process- cells, they can be inactivated by conventional thermal
ing in 1990.8, 9) In the past decades, HHP-injured bac- processes as well as non-spore-formers such as Escher-
teria which are not detected immediately after HHP ichia coli and Listeria monocytogenes. Therefore, the
treatment have been studied intensively to reveal their resulting vegetative cells can be killed after spore ger-
recovery behaviors during the storage of HHP- mination is induced by MHHP. Another option is “sui-
processed food.11) cidal germination” where MHHP induces spore
HHP food processing inactivates microbes lethally germination into vegetative cells at medium high tem-
and/or sublethally while minimizing the degradation of perature at around 55–75 °C, which kills the germi-
flavor, color, and nutritional and functional compo- nated cells upon germination.16)
nents, and it enables to produce minimally-processed Predictive microbiology is a strong tool to optimize
high quality safe foods. HHP-processed meat products operating conditions of food processing efficiently.
followed the HHP-processed fruit products in 199812) Experimental data on microbial growth/death behaviors
as commercially available HHP-processed products during food storage/processing are accumulated under
aiming at microbial inactivation. In conventional large- various environmental conditions (e.g. pH, temperature,
scale meat processings, thermal process has been indis- salt concentration, and water activity) and the growth/
pensable for primary pasteurization objectives where death behaviors are predicted by using predictive equa-
pathogenic microbes are inactivated. Following the pri- tions which are optimized by the experimental data.
mary pasteurization, block hams are sliced, chain sau- Statistical approach to describe static live/dead bound-
sages are cut into pieces, and the resulting slices and aries of HHP-treated bacteria has been presented17) in
Food processing by high hydrostatic pressure 5
addition to the dynamic approach where time-depen- when pressurized over 100 MPa, and pure water at
dent bacterial growth/death behaviors are predicted. It more than 0 °C under 100 MPa can be frozen when
is expected to develop predictive methods for describ- cooled to less than –10 °C (Fig. 4). As application of
ing microbial behaviors in HHP-processed foods. the phase transition of water, pressure shift thawing of
The effect of HHP on microbes has been studied tofu35) and pressure-induced freeze denaturation of agar
intensively to understand the mechanisms of HHP-in- and carrageenan gels36) are reported. It should be noted
duced microbial inactivation. Recent development of that water in food is not usually pure.
genomics, transcriptomics, proteomics, and metabolo- Long time process to impregnate water into dry
mics may contribute to identify specific biomolecules grains is time- and place-consuming. Dry soybean has
which are up-regulated or down-regulated by HHP to be soaked in water for a long time of ca. 16–18 h
treatment.18) Those methodologies may be applied to before its successive processes such as steaming. HHP-
elucidate the pressure tolerance of deep sea microor- accelerated water impregnation can shorten the time.
ganisms and others. Soaking time of brown rice before its cooking can be
reduced to 30 min from a long time of 12 h,37) which
might allow microbial growth.
IV.ii. Physical changes in food components HHP treatment may reduce allergens via extraction.
HHP treatment may induce microscopic changes of Hypoallergenic cooked rice and wheat bread were
food biopolymers such as starch gelatinization, protein developed by HHP-enhanced extraction of rice and
denaturation, and lipid phase transition. wheat allergens, respectively.38)
Starch is a major food component, contributing as It is known that HHP can open bivalves and detach
energy source and gel-forming texture modifier. Heat their flesh,39) although the mechanism is not revealed.
gelatinization of starch can be induced when heated However, it can be speculated that the difference
sufficiently in the presence of water. Likewise, pressure between the compressibilities of high flesh and low
gelatinization can be induced when HHP-treated. The shell may separate the soft flesh including adductor
effect of pressure and temperature on various starches from the hard shell. HHP-shucked oysters, clams, and
of different botanical origins has been studied since lobsters have been commercialized for raw servings
1929.19) Susceptibility of enzymatic degradation of and further processes. The shucking process has some
HHP-treated starch is enhanced,20) and characteristic advantages over conventional one. Conventional shuck-
visco-elastic behaviors of HHP-treated starch is ing causes contamination of shell pieces which are not
reported.21, 22) Retrogradation, where gelatinized starch perfectly avoidable even by X-ray monitoring. How-
re-crystalizes and stiffens, is a slow event for heat- ever, the risk of shell piece contamination is signifi-
gelatinized starch, but rapid retrogradation23) of HHP- cantly reduced by adopting HHP shucking. Shucking
gelatinized starch can be observed immediately after a requires time and labor of shuckers, but HHP shucking
HHP process. Systematic understanding of pressure can minimize them. Recently, it is getting difficult to
gelatinization and rapid retrogradation was enhanced by recruit shuckers in Japan since they are getting old and
depicting state diagrams of HHP-treated starches-water
mixtures.24,25) Especially, state diagrams of HHP-trea-
ted mixtures of potato starch and water at various water
contents26–28) will help food technologists set desired
operating conditions to process HHP-processed starch.
Various food proteins have been studied in terms of
HHP-induced physical changes: gelation of milk pro-
teins such as α-lactoglobulin,29) β-lactoglobulin,29) and
whey protein isolate,30) gelation of egg protein,29) and
gel-sol transition of actomyosin.31, 32)
Lipids are important food components in fat foods
such as chocolates and are indispensable substances for
cell membrane. HHP can induce various phase transi-
tions of lipids, and the phase transitions can be con-
trolled by temperature and HHP: solid–liquid phase
transition of oils such as cacao butter, soybean oil, and
palm oil33) and gel–liquid crystal transition of double
layered membrane of phospholipids.34)