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After the occurrence of Niigata earthquake, Kishida (1966), Kuizumi (1966), and Ohasaki
(1966) studied the areas in Niigata where liquefaction had not occurred and developed criteria
for differentiating between liquefaction and non-liquefaction conditions in that city, based on
N-values of the sand deposits (Seed, 1979). The results of these studies for Niigata are shown
in Fig. 2.17. Ohasaki (1970) gave a useful rule of thumb that says liquefaction is not a problem
if the blow count from a standard penetration test exceeds twice the depth in metres.
0
Effective overburden pressure, (kN/m )
liquefaction
50
100
Heavy damage
and liquefaction
150
200
0 10 20 30 40
Standard penetration resistance (N blows)
Boundary determined by damage survey
(Kishida)
Boundary determined by field observation
(Kuizumi)
Ohasaki
Fig. 2.17 Analysis of liquefaction potential at Niigata for earthquake of June 16, 1994 (Seed, 1979)
On the basis of more comprehensive study on the subject and data presented by other
investigators (Seed and Peacock, 1971; Christian and Swiger, 1976; Seed, Mori et al., 1977),
Seed (1979) proposed the following procedure for liquefaction analysis:
1. Establish the design earthquake, and obtain the peak ground acceleration amax. Also
obtain number of significant cycles corresponding to the magnitude of earthquake using
Table 2.2.
34 Foundations and Retaining Structures
Mª 1
and test conditions showing
2
Cyclic stress ratio th /sv causing peak cyclic pore
liquefaction
pressure ratio of 100% with limited shear strain
ª6
0.5 Open points indicate
8 1
6.5
4
sites where no M
7.5
Mª
liquefaction occurred
2
potential for sv = 100 kN/m
0.4 8.5
6.5 7.5
6.0
8.5
0.3 7.5
6.5
6.0
7.8 8.5 7.8
6.5 7.8
0.2
7.8
6.3
5.3 7.5
7.5 Based on field data
0.1 Extrapolated from
6.3
results of large scale
laboratory tests
0
0 10 20 30 40 50
Modified penetration resistance, N1-blows/ft.
Fig. 2.18 Correlation between field liquefaction behaviour of sand for level ground conditions and
penetration resistance (Seed, 1979)
where,
N = observed value of standard penetration resistance,
__
sv = effective overburden pressure at the depth under consideration for liquefaction
examination in kN/m2,
D50 = mean grain size in mm, and
L = ratio of dynamic load induced by seismic motion and effective overburden pressure.
It is given by
amax ___
____ sv
L = g __ rd ...(2.27)
sv
amax = peak ground acceleration due to earthquake
= 0.184 × 100.320M (D) –0.8 ...(2.28)
where,
M = magnitude of earthquake on Richter’s scale,
D = maximum epicentral distance in km (Fig. 2.19),
s = total overburden pressure,
__v
sv = effective overburden preesure,
9
Numbers represent the 35 31 33
earthquake numbers
8 25 4 15
30 9 45
24 5 7 43 17
16 6
Magnitude M
32 1
7 22
11 12
9 14
28
6 44 23 24 29 13 Lower bound
log10D = 0.77M – 3.6
19
(M > 6)
5 39 Main line
log10D = 0.87M – 4.5
4
1 2 5 10 20 50 100 200 500 1000
Maximum epicentral distance of liquefied sites, D(km)
Fig. 2.19 Relationship between the maximum epicentral distance of liquefied site (D) and earthquake
magnitude (M) (Kuribayashi, Tatsuoka and Yoshida, 1977)
36 Foundations and Retaining Structures
2. Obtain equivalent cyclic stress ratio (CSR Eq) using the following relation:
g ( s¢ ) r
( ____ )
a maxs
___ v
CSR Eq = 0.65 d ...(2.36)
v
where,
amax = peak horizontal ground acceleration,
g = acceleration due to gravity,
sv = total vertical stress at depth h,
s¢v = effective vertical stress at depth h, and
rd = non-linear shear mass participation factor (Fig. 2.21) (Mayfield et al., 2010).
10
15
20
Fig. 2.21 Computed mean rd profiles with vs,12 = 175 m/ s for 475-year and 2,475-year peak acceleration
and mean magnitude for Butte, Mont.; Charleston, S.C., Eureka, Calif.; Memphis, Tenn.; Portland, Ore.;
Salt Lake City; San Francisco; San Jose, Calif.; Santa Monica, Calif.; and Seattle (after Cetin, 2004).
3. Obtain CSR Eq, M = 7.5 which represents the equivalent CSR Eq for a duration typical of an
average equal of magnitude of earthquake (Mw) equal to 7.5, using the following relation:
CSR Eq
______
CSR Eq, M = 7.5 = ...(2.37)
DWFM
where, DWFM is duration weighting factor and is obtained using Fig. 2.22.
4. Convert the value of CSR Eq, M = 7.5 corrosponding to 1 atmosphere pressure using the
following relation:
CSR
___________
Eq, M = 7.5
CSR Eq, M = 7.5, 1 at = = CSR*Eq ...(2.38)
Ks
where,
Ks = (s¢v)f – 1 ...(2.39)
s¢v = Effective overburden stress in kg/cm2.
40 Foundations and Retaining Structures
Marginal
liquefied
Liquefied
Non-
PL
Pro-1985 data 80% 20%
“Now” data 95% 50% 5%
0.6
0.5
0.4
CSReq*
0.3
0.2
sv = 1.0 atm
0.1 MW = 7.5
0.0
0 10 20 30 40
N1,60,CS
Fig. 2.24 Recommended probabilistic standard penetration test-based liquefaction triggering correla-
tion for Mw = 7.5 and sv = 1.0 atm (after Cetin, 2004).
ILLUSTRATIVE EXAMPLES
Example 2.1 A 200 mm high specimen of clayey sand with a unit weight of 18.0 kN/m3
is tested in a resonant column device having weight of specimen to weight of loading system
ratio as 0.3 and ratio of mass polar moment of inertia of the specimen to mass polar moment
of inertia torsional loading system as 0.22. When the column is excited longitudinally, the
frequency-response curve as shown in Fig. 2.25(a) was obtained. Figure 2.25(b) shows the
frequency-response curve when the column was excited torsionally. Determine the Young’s
modulus, shear modulus and Poisson’s ratio of the soil.
Solution From Fig. 2.25(a), the fundamental frequency f nl of the specimen vibrating
longitudinally is 35 cps. The Eq. (2.1) may be written as,
W
___
Wo
=
w nl h
____
Vl
tan
w nl h
____
Vl
= 0.3 ( )
Solving the above equation by trial, we get,
w nl h
____
= 0.52
Vl
Dynamic Soil Properties and Liquefaction 41
2
Fundamental Fundamental
70 frequency 70 frequency
60 = 35 cps 60 = 19 cps
50 50
40 40
30 30
20 20
10 10
0 0
25 30 35 40 45 50 0 5 10 15 20 25 30
Frequency (Hz) Frequency (Hz)
(a) Column excited longitudinally (b) Column excited torsionally
2p × 35 × 0.2
____________
or, Vl = = 84.54 m/s
0.52
From Eq (2.3),
__g
E = rVl2 = g Vl2
or,
18
____
84.542 = 13.08 × 103 kN/m2
E=
9.89
From Fig. 2.25(b), the fundamental frequency fns of the specimen vibrating torsionally is
19 cps. Eq. (2.5) may be written as,
I
__
Io
=
w ns h
_____
Vs
tan
w ns h
_____
Vs
= 0.22 ( )
Solving the above equation by trial, we get,
w nsh
____
= 0.45
Vs
2p × 19 × 0.2
____________
or, Vs = = 84.54 m/s
0.45
From Eq. (2.7),
__g
G = rVs2 = g Vs2
18
____
= × 53.032 = 5.16 × 103 kN/m2
9.81
As,
E
_______
G=
2(1 + m)
E
___ 13.08 × 103
____________
m= –1= – 1 = 0.267
2G 2 × 5.16 × 103
Table 2.5 Analysis of cyclic plate load test data
Sr. No. Pressure (kN/m2) Settlement (mm) Average Average elastic
Gauge No. 1 Gauge No. 2 Gauge No. 3 Gauge No. 4 settlement (mm) settlement (mm)
(1) (2) (3) (4) (5) (6) (7) (8)
1. 0 0 0 0 0 0
2. 25 0.38 0.50 0.04 0.43 0.3375 0.1150
3. 0 0.31 0.34 –0.04 0.28 0.2225
4. 50 1.00 1.17 0.65 1.03 0.9625 0.2725
5. 0 0.73 0.85 0.40 0.78 0.6900
6. 75 2.06 1.97 1.42 2.03 1.8700 0.5475
7. 0 1.48 1.45 0.98 1.38 1.3225
8. 100 2.86 2.47 1.92 2.90 2.5375 0.7075
9. 0 2.01 1.86 1.42 2.03 1.8300
10. 125 3.41 2.97 2.30 3.58 3.0650 0.7750
11. 0 2.56 2.35 1.68 2.57 2.2900
12. 150 4.18 3.86 2.82 4.32 3.7950 1.4675
13. 0 3.16 2.92 2.02 1.21 2.3275
14. 175 5.16 4.65 3.52 5.20 4.6325 1.1875
15. 0 3.76 3.47 2.55 4.00 3.4450
16. 200 6.28 5.47 4.10 6.13 5.4950 1.1500
17. 0 5.38 4.07 2.95 4.98 4.3450
18. 225 8.06 6.32 4.35 7.38 6.5275 1.2500
19. 0 6.74 4.92 3.22 6.23 5.2775
20. 250 10.35 8.17 6.35 9.33 8.5500 2.0400
21. 0 8.84 5.79 4.03 7.38 6.5100
22. 275 12.14 10.24 8.56 9.49 10.1075 2.2225
23. 0 9.74 8.54 5.86 7.40 7.8850
24. 300 13.45 11.87 11.22 10.38 11.7300 1.1275
25. 0 11.56 10.67 10.30 9.88 10.6025
Dynamic Soil Properties and Liquefaction
43
Dynamic Soil Properties and Liquefaction 45
__ __ __ (1 + 2K0)
________
s01 = (sv1 + sv2)
3
K0 = 0.4 (given)
Pressure intensity below the actual footing (3.0 m × 3.0 m having base at a depth equal to
2.0 m below ground surface).
__
sv1a = 17 × (2.0 + 3.0) = 85.00 kN/m2
L/2 _____
___ 3.0/2
m= = = 0.5
Z 3.0
B/2 _____
___ 3.0/2
n= = = 0.5
Z 3.0
q = 24 × 1.50 = 36.0 kN/m2
[assuming unit weight of concrete = 24 kN/m3]
__
sv2a = 0.3362 × 36 = 12.10 kN/m2
__ __ __ (1 + 2K0)
________ (1___________
+ 2 × 0.4)
s02 = (sv1a + sv2a) = (85 + 12.10)
3 3
= 58.26 kN/m2
Correction to the values of E can be applied as given below
__
s02 0.5
___
Ec = __
s01
E ( )
Table 2.6 Confining pressure correction to elasrtic modulus
__ __
Pressure intensity sv2 (kN/m2) s01 (kN/m2) Corrected elastic Strain level
(kN/m2) modulus, Ec (kN/m2) ×10–3
50 16.81 33.55 53.53 0.91
150 50.43 53.72 42.43 2.36
200 67.24 63.30 38.81 3.83
250 84.05 73.89 36.07 6.80
Permissible amplitude
___________________ 5
_____
Permissible strain level = = = 1.667 × 10 –3
Width of actual block 3000
By interpolation (Table 2.6) gives the value of elastic modulus as 47.74 kN/m2 for the strain
level of 1.667 × 10 –3. This value of E may be adopted for the analysis and design of actual
foundation.
Example 2.3 A vertical block vibration was conducted on 1.5 m × 0.75 m × 0.75 m high
concrete block in an open pit having depth of 1.5 m which is equal to the anticipated depth of
actual foundation. The test was repeated at different settings (q) of eccentric masses.
Dynamic Soil Properties and Liquefaction 47
where,
__ __ __
sv = sv1 + sv2,
__
s = effective overburden pressure at the depth under consideration, and
__ v1
sv2 = increase in vertical pressure due to weight of block.
Assuming that top 2.0 m soil has a moist unit weight of 18 kN/m3 and saturated unit weight
below water table is 20 kN/m3, then
__ 0.25
____
sv1 = 18 × 2.0 + 10 × = 37.25 kN/m2
2
From Taylor (1948): __________
__
sv2 =
4q
___
4p [ 2mn ÷m2 + n2 + 1 m__________
________________
2
+ n2 + 2
m2 + n 2 + 1 + m2 n 2 m2 + n 2 + 1
__________
+ sin
2mn ÷m2 + n2 + 1
________________
–1
m2 + n 2 + 1 + m2 n 2
]
L/2 _____
___ 1.5/2
m= = = 1.0
Z 0.75
0.75/2
L/2 ______
___
n= = = 0.5
Z 0.75
q = 24 × 0.75 = 18.0 kN/m2
[assuming unit weight of concrete = 24 kN/m3]
__
Substituting the above values of m, n, and q in the expression of sv2, we get
__
sv2 = 0.4808q = 8.65 kN/m2
__
sv = 37.25 + 8.65 = 45.90 kN/m2
k0 = 1 – sin f = 1 – sin 30° = 0.5
__ (1___________
+ 2 × 0.5)
s01 = 45.90 = 30.60 kN/m2
3
For the actual foundation
__
sv1 = 18 × 2.0 + 10 × 2.5 = 61.0 kN/m2
4.0/2
_____
m= = 0.67
3.0
3.0/2
_____
n= = 0.50
3.0
q = 24 × 1.0 = 24.0 kN/m2
[assuming unit weight of concrete = 24 kN/m3]
__
Substituting the above values of m, n, and q in the expression of sv2, we get
__
sv2 = 0.4035q = 9.68 kN/m2
__
sv = 61.0 + 9.68 = 70.68 kN/m2
48 Foundations and Retaining Structures
__
s02 = 70.68 ( 1_________
+ 2 × 0.5
3
__
) = 47.11 kN/m 2
=(
s )
=(
30.60 )
E
___ G
___ s
___ _____
0.5
47.11 0.5
1
=
1
__02 = 1.24
E 2 G 2 01
The values of E and G of the actual foundation at different strain levels (= amplitude at
resonance/width of the block) are given in Cols. 8 and 9 of Table 2.7 respectively. The corresponding
values are listed in Col. 11.
4. Strain level correction
Desired strain level
150 × 10 –6
_________
= = 0.5 × 10 –4
3
(8.98 × 104 – 6.93 × 104)
_____________________
E = 8.98 × 104 – (0.5 – 0.4)
(0.51 – 0.40)
= 7.12 × 104 kN/m2
(3.46 × 104 – 2.67 × 104)
_____________________
G = 3.46 × 104 – (0.5 – 0.4)
(0.51 – 0.40)
= 2.74 × 104 kN/m2
Example 2.4 A cross borehole test was carried out at a site using three boreholes having
centre to centre spacing of 6.0 m. The depth of each borehole was 15.0 m. The aim was to
obtain shear wave velocity profile upto a depth of 12.5 m performing tests at 2.5 m depth
interval. The first borehole was used as the source, while other two for recording travel times
through geophones. Following observations were obtained during the test:
Depth (m) Travel time Ts1 (milli seconds) Travel time Ts2 (milli seconds)
(S1 = 6.0 m) (S2 = 12.0 m)
2.5 53 102
5.0 56 107
7.5 75 155
10.0 78 170
12.5 45 92
The values of shear modulus G are obtained using Eq. 2.7, assuming unit weight of soil as
18.0 kN/m2.
Table 2.7 Analysis of vertical block vibration test data for Cu, E and G
Sr. No. q (deg) fnz Amplitude at For test block For actual foundation Strain level
resonance Cu E G E G × 10–4
(microns) × 104 kN/m2 × 104 kN/m2 × 104 kN/m2 × 104 kN/m3 × 104 kN/m2
(1) (2) (3) (4) (5) (6) (7) (8) (9) (10)
1. 24 40 12 12.49 10.96 4.22 13.59 5.23 0.16
2. 48 37 22 10.69 9.38 3.61 11.63 4.47 0.29
3. 72 33 30 8.50 7.46 2.87 9.25 3.56 0.40
4. 96 29 38 6.57 5.76 2.22 7.14 2.75 0.51
Dynamic Soil Properties and Liquefaction
49
Table 2.8 Details of computations for obtaining liquefaction potential by Seed and Idriss (1971) method
Sr. No. Depth Total stress rd tav Effective DR (%) Cr sd /2s3 th (kN/m2) tav /th
(m) (kN/m2) (kN/m2) stress (kN/m2)
1. 1.5 27 0.99 2.26 27 22 0.550 0.228 1.49 1.52
2. 3.0 57 0.98 4.72 42 30 0.550 0.23 3.19 1.48
3. 4.5 87 0.97 7.14 57 33 0.550 0.215 4.45 1.60
4. 6.0 117 0.97 9.60 72 38 0.550 0.22 6.62 1.45
5. 7.5 147 0.96 11.93 87 45 0.555 0.217 9.43 1.27
6. 9.0 177 0.95 14.22 102 50 0.570 0.223 12.97 1.10
7. 10.5 207 0.94 16.46 117 48 0.560 0.23 14.47 1.14
8. 12.0 237 0.92 18.44 132 45 0.556 0.232 15.32 1.20
9. 13.5 267 0.91 20.55 147 58 0.576 0.232 22.79 0.90
10. 15.0 297 0.9 22.61 162 62 0.608 0.235 28.70 0.79
Dynamic Soil Properties and Liquefaction
51
52 Foundations and Retaining Structures
2. CSR Eq = 0.65 g( )(
amax ___
____ sv
s¢ d
r
v
)
From Fig. 2.21, rd = 0.88
REFERENCES
Anderson, D.G. (1974), “Dynamic modulus of cohesive soils”, Ph.D. Dissertation, University of
Michigan, Ann Arbor.
Casagrande, A. (1965), “The role of the calculated risk in earthwork and foundation engineering”,
J. Soil mech. and Found. Div., ASCE, 91(SM-4), pp. 1-40, Proc. Paper. 4390.
Cetin, K. O., Seed R. B., Kiureghian, A. D., Tokimatsu, K., Harder, L. F. Jr., Kayen, R. E., and
Moss, R. E. S. (2004), Journal of Geotechnical and Geoenvironmental Engineering, Vol. 130(12),
pp. 1314-1340.
Corps of Engineers, U.S. Department of the army (1939), “Report of the slide of a portion of upstream
face at fort peck dam”, U.S. Government Printing Press, Washington, D.S.
Drnevich, V.P. (1967), “Effect of strain history on the dynamic properties of sand”, Ph.D. Dissertation,
University of Michigan, Ann Arbor.
Drnevich, V.P. (1972), “Undrained cyclic shear of saturated sand”, J. Soil mech. and Found. Div.,
ASCE, 38(SM-8), pp. 807-825.
56 Foundations and Retaining Structures
Seed, H. B. (1979)’ “Soil liquefaction and cyclic mobility for level ground during earthquakes”, J.
Geotech Eng. Div., ASCE, 10(GT-2), pp. 201-255.
Teraghi, K. L., and Peck, R. B. (1967), “Soil mechanics in engineering practice”, John Wiley and
Sons Inc., New York.
Waterways Experiments Station, U. S. Corps of Engineers (1967), “Potamology investigation,
report 12-18, verification of empirical method for determining river bank stability”, 1965 Data,
Vicksburg, Mississippi.
Woods, R.D. (1978), “Measurement of dynamic soil properties: state-of-the-art”, Proc. ASCE Spec.
conf. Earthquake Eng. Soil Dyn., Pasadena, CA, Vol. 1, pp. 91-180.
Youd, T. L., et al. (2001). “Liquefaction resistance of soils; summary report from the 1996
NCEER and 1998 NCEER/NSF workshops on evaluation of liquefaction resistance of soils.”
J. Geotech. Geoenviron. Eng., 127(10), 817–833.
PRACTICE PROBLEMS
1. Explain stepwise procedure of obtaining elastic and shear modulii (E and G) using
resonant column apparatus. Illustrate your answer with neat sketches.
2. Give salient features of the cyclic plate load test and vertical block resonant test for
obtaining elastic modulus of soil (E). What are the approximate values of strain levels
associated with these tests?
3. Write short notes on:
(a) Cross-borehole test
(b) SASW test
4. Explain the basic mechanism of liquefaction. What are the factors affecting
liquefaction?
5. Give stepwise the procedure for obtaining the probability of initiation of liquefaction.
6. A 200 mm high specimen of clayey sand with a unit weight of 17.5 kN/m3 is tested
in a resonant column device having weight of specimen to weight of loading system
ratio as 0.275 and ratio of mass polar moment of inertia of the specimen to mass polar
moment of inertia torsional loading system as 0.25. The fundamental frequencies were
observed to be 40 cps and 22 cps in cases when column is excited longitudinally and
for the column excited torsionally respectively. Determine the Young’s modulus, shear
modulus and Poisson’s ratio of the soil.
7. A cyclic plate load test was performed at a site having silty sand upto 9 m depth. The
test was performed on a square plate of size 450 mm × 450 mm in a pit of size 2.25
m × 2.25 m × 3.0 m deep. The data obtained from the test was as given in following
table. The water table was below 8.0 m depth. Assume the value of the coefficient of
earth pressure at rest as 0.4 and unit weight of soil as 18.0 kN/m3.
58 Foundations and Retaining Structures
adopted for the design of actual foundation. Limiting vertical amplitude of machine is
100 microns. Assume Poisson’s ratio as 0.3.
9. At a given site, a boring supplemented with standard penetration tests was done up to
12.0 m depth. The results of the boring are as given below.
Depth (m) Classification of D50 N-Value DR Remarks
soils (mm) (%)
1.5 SP 0.18 3 19 (a) Position of water table lies 3.0 m below
3.0 SP 0.2 6 30 the ground level.
4.5 SM 0.12 8 33
6.0 SM 0.14 10 38 (b) gmoist = 17 kN/m2
7.5 SM 0.13 15 45 gsub = 10 kN/m2
9.0 SP 0.16 18 52
10.5 SW 0.20 22 50
12.0 SW 0.22 20 46