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4 (2002) 435–449
c World Scientific Publishing Company
CRISTIAN SUTEANU
“Sabba S. Stefanescu” Institute of Geodynamics
19-21 Jean-Louis Calderon Str., 70201 Bucharest, Romania
suteanu@geodin.ro
JÖRN H. KRUHL
Technische Universität München, Section Tectonics and Material Fabrics
Arcisstr. 21, D-80290 Munich, Germany
joern.kruhl@geo.tum.de
Abstract
Quartz grain boundaries from metamorphic and igneous rocks may emphasize a complex geom-
etry, characterized by self-similarity over one to two orders of magnitude. Their fractal analysis
highlights scaling sub-domains, i.e. scale intervals with a particularly good correlation. Given
the importance of these aspects for the deciphering of geological microstructures, the paper is
dedicated to the detection and the objective depiction of the features of heterogeneous scaling
intervals. A fractal analysis based on the divider method was followed by processing methods
that (i) offer a global evaluation of the curve geometry from the point of view of the correlation
sub-domains, and (ii) allow a local characterization of the curves in terms of scale, with special
concern for the scaling intervals heterogeneity. The application of the proposed approach was
exemplified both on natural and synthetic curves. On one hand, the grain boundary analysis
highlighted scaling sub-domains most obviously in the case of microstructures that were subject
to overprinting, due to successive processes. On the other hand, a pattern superposition in the
case of the synthetic curves strongly emphasized scaling sub-domains, as compared to the un-
perturbed (recursively generated) curve geometry. These aspects were expressed quantitatively
and highlighted in more detail on isocorrelation maps. The importance of a rigorous character-
ization of these sub-domains and, eventually, the detection of pattern overprinting phenomena
in geological microstructures emphasize the relevance of such an approach.
435
436 C. Suteanu & J. H. Kruhl
(A)
(B)
Fig. 1 Photomicrograph of interfingered (sutured) grain boundaries due to grain boundary migration during and after crystal
deformation at relatively high temperatures. The grain boundaries are composed of numerous straight segments. Crossed
polarizors. (A) Quartz from a syntectonic granodiorite (Rastenberg Pluton, Southern Bohemian Massif). The suturing
occurred during or immediately after the crystallization of the pluton, i.e. at temperatures of ∼600–700◦ C. Sample SB17A;
long side of photograph = 3.5mm. (B) K-feldspar from the Larvik Pluton (Southern Norway). The grain boundary sutures
were formed during crystallization of the melt under stress. Sample JG126; long side of photograph = 3.5 mm.
438 C. Suteanu & J. H. Kruhl
Fig. 3 Fractal evaluation by means of the divider method Fig. 4 Divider method applied to the same curve as in
(curve A). Fig. 3, with increased step size density.
(a)
(b)
Fig. 5 (a) Correlation coefficient r in a “scale interval starting point — scale interval size” landscape. (b) Map obtained by
the projection of isocorrelation lines (for r = 0.2, 0.4, 0.6, 0.8) of the mentioned landscape. The bar emphasizes correlation
coefficient intervals. Results refer to curve A. Correlation intervals already guessed from Fig. 4 are visible: notice the large
white area for n = 1 . . . 8 and the white channel for n = 17 . . . 18.
To this end, one should consider at the same spect to (i) the scale interval limit (interval starting
time the length of sub-domains, their correlation point) and (ii) the scale interval size (number of
coefficient and the position of these sub-domains points). We computed the correlation coefficient r
with respect to the length scale. We focused on for m points (m = 2 . . . mmax ) starting from point
the correlation for successive step sizes with re- n (n = 1 . . . nmax ).
Heterogeneous Scaling Intervals 441
The correlation coefficient r decreases from its thus found to be 2 . . . 10. Obviously, the limit nmax
maximal value, r = 1 (for m = 2 points), to a min- must be chosen so that the sum mmax + nmax does
imum value (generally for m = 5 . . . 6 points), to not exceed the total number of available points.
grow again, approaching unity, for larger m, due The matrix built this way leads to a landscape
to averaging effects of many points that lie along in scale-scale coordinates. An example is shown in
the regression line. The relevant interval for m was Fig. 5(a).
(a)
(b)
Fig. 6 Log-log plots and the corresponding isocorrelation maps: (a) and (b) for curve B; (c) and (d) for curve C; and (e)
and (f ) for curve E.
442 C. Suteanu & J. H. Kruhl
(c) (d)
(e) (f )
Fig. 6 (Continued )
While offering a good overview of the scaling as- relation intervals. Due to the interpolation implied
pects on different intervals, the 3-D landscape is by the surface generation, the isocorrelation curves
rather difficult to visualize. We used therefore an al- highlight the structure effectively, while they do not
ternative representation, cutting the landscape with necessarily offer detailed information concerning
planes of constant correlation (e.g. r = 0.2, 0.4, the correlation corresponding to each point in the
0.6, 0.8) and projecting the intersection curves on a map.
plane, obtaining thus domains, correspondingly col- Figure 5(b) shows such an isocorrelation map.
ored, separated by isocorrelation lines (e.g. white White spaces (channels) from small to large m
areas represent correlation values larger than r = indicate correlation sub-domains: the longer the
0.8). These cuts through the correlation surface can (vertical) channel, the larger the correlation sub-
thus reveal a structure corresponding to the scaling domain. Figure 6 presents further evaluation re-
features from the point of view of the different cor- sults and the corresponding isocorrelation maps.
Heterogeneous Scaling Intervals 443
The upper/left to lower/right inclination of differ- We took rs = 0.8, so that the parameter a corre-
ent domain margins stems from the fact that, along sponds to the area of the white zones in the isocor-
a series of points that belong to a correlation sub- relation maps. The modulus in Eq. (2) signifies that
domain, when starting from points of increasing we concentrate on correlation sub-domains, and not
position number, the length of the correlation do- on the sign of the correlation coefficients.
main is decreasing. For the studied grain boundary curves, a took
One can notice that in all cases there are — values between 0.6 and 0.8, the highest value corre-
albeit to a various degree — correlation sub- sponding to curve E.
domains, separated by zones for which correlation To better understand the significance of the de-
suddenly drops. A striking example is given in termined values, we proceeded to analyse synthetic
Fig. 6(f) corresponding to curve E, where the pres- curves with different fractal dimensions. The possi-
ence of a series of such intervals is observable. One bility to modify the curve geometry and to examine
should note not only the separation of correlation the effect of these changes upon the a-values further
sub-domains by different (“gray”) areas, but also expands the interpretation framework.
the “depth” of the separation zones, represented by
the darker domain colors. This representation mode
led thus to a modality to present researched aspects 3. STUDIES PERFORMED ON
in a simple, yet distinguishable way. SYNTHETIC CURVES
Another landscape — analogous to the one of the
The similarity of the grain boundary geometry with
correlation coefficients — comprises for each pair
the shape of synthetic fractal curves has been high-
(m, n) the corresponding exponent (“dimension”)
lighted and discussed by Kruhl and Nega.6 We
Dmn. This and the correlation landscape offer thus
applied the methodology described above also on
together details about every scaling sub-domain.
synthetic fractal curves: first, this phase of the
study was designed to answer the question con-
2.3.2 Global evaluation cerning the emergence of correlation sub-domains
in the case of such synthetic structures. On the
A global evaluation is meant to produce a quantita- other hand, having the possibility to change the
tive description of the curves from the point of view curve generation algorithm by superimposing an-
of the presence of scaling sub-domains. The results other type of pattern, it was helpful, in this con-
could thus provide a possibility to compare, from text, to observe possible implications of such a
this point of view, different types of curve geometry. superposition.
We introduced a parameter a defined as follows:
X
d(rmn , rs )
m,n
3.1 Construction of Synthetic
a= (1) Curves
mp .np
For the purpose of this study, we chose a simple gen-
where
eration algorithm, applied recursively [Fig. 7(a)].
1, |a| ≥ b The synthetic fractal curves were constructed us-
d(a, b) = (2) ing a low number of iterations (3), according to the
0, |a| < b .
observations described in Sec. 1.
rmn is the correlation coefficient over m successive The subsequent curve geometry perturbation oc-
points starting with point n (numbered according to curred by means of a pattern overlay in the gen-
increasing step sizes), and rs is a correlation thresh- eration algorithm. Figure 7(b) shows the principle
old; mP and nP represent the correlation matrix of the produced perturbation. A shift of the curve
size (mP rows and nP columns). loop was produced: this shift is of size e in the case
In other words, the parameter a is given by the of the left (lower) loop and of size f for the right
number of points in the correlation landscape that (upper) loop; e and f are random variables with
lie above a certain threshold plane. It is normalized uniform distribution and different amplitude (l/20
with respect to the total number of points of the for e and l/30 for f , Fig. 7).
matrix (mP . nP ), so that a belongs to the interval Figures 7(c) and (d) show two curves produced
[0, 1]. as described above. One can notice that mere
444 C. Suteanu & J. H. Kruhl
Fig. 7 Generation of synthetic curves: (a) initial generation algorithm (applied recursively); (b) algorithm perturbation;
(c) curve generated by the initial algorithm; and (d) curve affected by a superimposed pattern according to the algorithm
perturbation as shown in (b).
loop shifts in a certain iteration (both the loop according to the described methodology. Figure 8
length and the curve length remaining unaffected, presents several examples. It shows that correla-
see Fig. 7(b)) imply loop size changes for the next tion sub-domains are present — albeit to a different
iterations. This happens because certain segment extent — in the case of synthetic curves too. The
lengths — on which the pattern generating algo- isocorrelation maps offer a good perspective over
rithm is applied recursively — are changed by the these intervals, highlighting the contrast between
loop shift. different successive sub-domains. They are sig-
nalled either by long gulfs penetrating into the lower
correlation areas, like in Fig. 8(b) for n = 2, n = 6,
3.2 Analysis of Synthetic Curves or n = 21, or by “channels” that completely sepa-
The analysis of the scaling intervals heterogeneity rate zones of lower correlation from each other, like
has been applied to the structures discussed above in Fig. 8(b) for n = 10 or in Fig. 8(f) for n = 7 . . . 8
Heterogeneous Scaling Intervals 445
(a)
(b)
Fig. 8 Log-log plot examples and their isocorrelation maps for synthetic curves. (a) and (b), (e) and (f ): curves generated
according to the initial algorithm; (c) and (d), (g) and (h): superposition affected counterparts of the curves analyzed in
(a), (b) and in (e), (f ).
446 C. Suteanu & J. H. Kruhl
(c) (d)
(e) (f )
(g) (h)
Fig. 8 (Continued )
Heterogeneous Scaling Intervals 447
Table 1 Global evaluation for grain boundary curves (A, B, C and E) and for
synthetic curves (L, M and H; the suffix i denotes curves generated by the initial
algorithm, the suffix s refers to curves corresponding to the algorithm perturbed
by a superposed pattern, as described in Sec. 3.1).
Curve A B C E Li Ls Mi Ms Hi Hs
a∗ 0.72 0.62 0.6 0.8 0.55 0.67 0.45 0.81 0.63 0.81
∗
Parameter corresponding to the global evaluation of the curves with respect to the presence
of scaling sub-domains, defined in Sec. 2.3.2.
and for n = 16 . . . 17. The contrast between the From pairs like Ls − Li , Ms − Mi , Hs − Hi , one
sub-domains is underlined by the “depths” that sep- can turn to the case of real grain boundary curves.
arate them in the correlation landscape, represented The highest a-value (0.8) is produced by the grain
in the maps by darker colors corresponding to low boundary denoted with E (Fig. 2). For this grain
correlation. boundary, Kruhl and Nega6 had identified a process
Despite the difference concerning the details of of pattern overprinting: the geometry of a quartz
the various maps, a distinction can always be made boundary from syntectonically crystallized granite
between curves produced by an algorithm using a was changed during subsequent tectonic overprint
superimposed pattern, and curves generated by the under greenschist facies conditions.
unperturbed algorithm. The change can be studied Other grain boundary profiles have lower a-values
in more detail on the isocorrelation maps. Exam- (Table 1): the gradual decrease in their tendency to
ples can be seen in Fig. 8 [e.g. compare Fig. 8(b) emphasize scaling sub-domains (from A to B and C)
with Fig. 8(d), and Fig. 8(f) with Fig. 8(h)]. is not noticeable without a dedicated data process-
The curves that include the overlaying pattern ing method (and is not signalled as such by Kruhl
change in their generation algorithms emphasize and Nega6 ). However, the proposed methodology
longer and more tightly correlated scaling intervals. allows a quantitative comparison capable of grasp-
The isocorrelation maps clearly highlight these ing fine differences between types of curve geometry.
aspects, which cannot be deduced from a conven- It has to be emphasized that the presence of sub-
tional fractal analysis. Table 1 presents results domains and the geometry properties described by
obtained for a global evaluation according to the a cannot be predicted from the correlation coeffi-
method described above for grain boundary curves cient r that corresponds to the linear regression in
(A . . . E) and for synthetic curves (L, M and H, log-log space. This is true although a and r are
either in their initial version — suffix “i” — or cor- not independent of each other (the value of r would
responding to the algorithm perturbed by a super- correspond to a corner of the correlation landscape,
posed pattern — suffix “s”). i.e. for n equal to 1 and for m equal to the total num-
ber of points). Their connection would be signifi-
cant only for cases approaching an ideal correlation
4. DISCUSSION
(with an overall r coefficient equal to unity). This is
The proposed approach leads to a comparative per- to say that, in principle, a high a-value can be pro-
spective on the different types of curve geometry, duced either by the presence of very well correlated
including the presence of correlation sub-domains. sub-domains (as it happens in all the cases pre-
From the point of view of synthetic curves, it sented above), or by a close-to-ideal overall corre-
is striking in Table 1 that those curves based on lation, which appears to be more rare in the case
the superposition-affected algorithm always have of real structures. The source of a high a-value can
higher a-values than their unperturbed counter- always be checked with the help of isocorrelation
parts. From these values and from the corre- maps: they show clearly whether we are dealing
sponding log(s) – log(L) graphs and the presented with a set of sub-domains or with a homogeneous
correlation maps (Fig. 8) one can see that the scaling interval.
superposition led to the formation of sub-domains The results of an analysis concerning the scaling
of particularly good correlation, which is reflected interval heterogeneity also depend upon the applied
in the correlation landscapes. scale resolution. Therefore, a comparison-oriented
448 C. Suteanu & J. H. Kruhl
analysis should refer in all cases to the same scale Applied to a set of synthetic curves, the method-
sampling resolution. On the other hand, in view of ology emphasized the enhanced correlation intervals
a uniform reflection of sub-domains along the scale produced by changes in the curve geometry due to
intervals, a uniform covering of the scale range in superimposed patterns.
log-space is desirable, i.e. a power law distribution From the real grain boundaries, the most signifi-
of scale (step) values should be chosen. cant presence of sub-domains and the highest value
Sometimes the size of the correlation sub- of the parameter a reflecting this curve property,
domains and the difference in their exponents en- have been found in the case of a structure already
able one to speak about “scaling regimes”.12–14 diagnosed by Kruhl and Nega6 to represent the re-
However, in many situations, the fractal analysis sult of an overprinting process.
cannot clearly emphasize such sub-domains. As While the parameter a proves to reflect well these
shown above, in studies concerning the geometry correlation intervals, an assessment concerning the
of sutured grain boundaries, there are limitations presence of the sub-domains and of their properties
(mainly regarding the scale range) that directly im- can rely upon isocorrelation maps like those pro-
pede upon the possibility to distinguish different posed here.
scaling regimes. Moreover, even when scaling in- The aspects concerning the detection of both
tervals have a considerable extent, establishing the self-similarity and pattern superposition in the
boundary that separates them may include some- geometry of grain boundaries are particularly im-
times a subjective choice. portant for the deciphering of microstructures of
In circumstances when scaling regimes cannot crystalline material.6 Grain boundaries, specifically
be clearly identified, the described approach offers of quartz but also of any other crystalline material,
an objective perspective upon scaling sub-domains, migrate during crystal deformation above a certain
which can be evaluated globally and characterized threshold temperature, dependent on the type of
in detail. the mineral. The resulting grain boundary geome-
try is mainly sensitive to temperature and may be
changed during subsequent deformation events ac-
5. CONCLUSIONS tive at different temperatures. Consequently, grain
boundary patterns represent a useful source of infor-
Profiles corresponding to sutured quartz grain mation on the tectonometamorphic history of rocks
boundaries emphasize not only a fractal character, as well as on the processing history of artificial ma-
but also scaling sub-domains, i.e. scale ranges char- terials. Any analysis in this direction has to be
acterized by a particularly good correlation in com- based on a detailed characterization of grain bound-
parison to the other scale domains. In detail, these ary patterns.
scaling sub-domains may be of different size and dis- In this regard, in addition to the fractal dimen-
tance to each other. Their correlation line may be sions of grain boundaries, scaling domains, inves-
drastically inclined to the general trend of correla- tigated in the present paper, appear to represent
tion. Moreover, from this trend of correlation single another useful tool in analyzing the history of crys-
data points may clearly deviate. As a first step in talline material.
analyzing these properties of irregular curves, the
proposed approach offers an objective way of char-
acterizing scaling sub-domains and visualizing their ACKNOWLEDGMENTS
properties. One of the authors (C.S.) gratefully acknowledges
Although it is applicable for a wider variety of the research fellowship offered by the German
cases, this type of investigation methodology was Research Council (DFG; grant 436RUM17/6/01),
especially designed for the study of geological mi- which enabled him to take part in this collaborative
crostructures, considering the particular features of research at the Technische Universität München,
the data (Sec. 2.3). Section Tectonics and Material Fabrics.
The study showed that a pattern superposition,
acting on different scales, may lead to the emer-
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