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Silicosis: An Update and

Guide for Clinicians


Silpa Krefft, MD, MPHa,b,c,d,*, Jenna Wolff, BAa, Cecile Rose, MD, MPHa,c,d

KEYWORDS
 Silicosis  Silicoproteinosis  Acute silicosis  Accelerated silicosis  OSHA Silica standard

KEY POINTS
 Outbreaks of silicosis and its associated diseases, most recently among younger workers in the en-
gineered stone industry, pose growing international concern for severe progressive disease.
 Underrecognized clinical phenotypes include silicoproteinosis, diffuse fibrosis, and emphysema,
often with associated lung infection, autoimmune diseases, and inflammatory kidney disease.
 In addition to diagnosis and treatment, clinicians should be knowledgeable about legal, regulatory,
and public health issues linked to a diagnosis of silicosis.
 The 2017 Occupational Safety and Health Administration silica standard contain expanded medical
surveillance recommendations and more stringent permissible exposure levels for primary preven-
tion.

INTRODUCTION in granite and sandstone as well as tridymite and


cristobalite contained in volcanic rock.1–3
There are 2 primary goals of this overview. The first Free or pure crystalline silica consists of silicon
is to provide an update on the already significant and oxygen, often referred to as silicon dioxide.
body of literature on silicosis, with emphasis on Silicates are silicon and oxygen-containing com-
emerging exposure settings and clinical presenta- pounds combined with other minerals. Common
tions of silicosis and associated diseases, along silicates include kaolinite that is mined as kaolin
with an approach to diagnosis and management. for use in ceramics; and talc, a hydrous magne-
The second goal is to provide clinicians with prac- sium silicate used as an ingredient in cosmetics
tical guidance to questions that may arise when and pharmaceutical formulations.4 The hydrated
evaluating silica-exposed patients and to the pub- alumino-magnesium silicates of asbestos (eg,
lic health responses needed following a diagnosis chrysotile, crocidolite, amosite, anthophyllite,
of silica-related disease. actinolite, and tremolite) and the fibrous zeolites
are associated with a different spectrum of health
THE MINERALOGY OF CRYSTALLINE AND outcomes and are not included in this discussion.
AMORPHOUS SILICA AND SILICATES Amorphous silica includes vitreous silica (glass)
and biogenic forms from marine and aquatic
Silica, the most abundant mineral on earth, is microalgae called diatoms that extract silica for
structurally classified as crystalline or amorphous. skeleton formation. A number of cosmetic prod-
Respirable crystalline silica (RCS) is associated ucts contain primarily synthetic amorphous silica
with lung and other organ toxicity after inhalation. with ingredients listed as fused or hydrated silica
Crystalline forms of silica include quartz present

a
chestmed.theclinics.com

Division of Environmental and Occupational Health Sciences, National Jewish Health, 1400 Jackson Street,
Denver, CO 80206, USA; b Division of Pulmonary and Critical Care Medicine, VA Eastern Colorado Health
Care System, Aurora, CO, USA; c Division of Pulmonary and Critical Care Medicine, University of Colorado
Anschutz Medical Campus, Aurora, CO, USA; d Department of Environmental and Occupational Health, Colo-
rado School of Public Health, Aurora, CO, USA
* Corresponding author. Division of Environmental and Occupational Health Sciences, National Jewish Health,
1400 Jackson Street, Denver, CO 80206.
E-mail address: kreffts@njhealth.org

Clin Chest Med 41 (2020) 709–722


https://doi.org/10.1016/j.ccm.2020.08.012
0272-5231/20/Published by Elsevier Inc.
710 Krefft et al

and conferring little known risk for lung toxicity. the Hawk’s Nest Tunnel near Gauley Bridge,
Although RCS is not used in cosmetic products, generating high silica concentrations in confined
labels often are vague and may list “silica” as an spaces with no ventilation or respiratory protec-
ingredient. The Cosmetic Ingredient Review, tion. Many developed disabling respiratory symp-
funded by the cosmetics industry trade associa- toms from acute silicosis within a few months.
tion with support from the US Food and Drug Congressional hearings estimated the death toll
Administration and the Consumer Federation of between 1930 and 1935 at 476 people, although
America, concluded that silica and silicates (eg, later estimates of silicosis deaths (including com-
alumina magnesium metasilicate, aluminum cal- plications from tuberculosis) ranged from 700 to
cium sodium silicate, aluminum iron silicates, hy- 2000 workers.10 Throughout the twentieth century,
drated silica, sodium potassium aluminum recognition grew of other industries in which RCS
silicate) used in cosmetics are safe when manu- exposure placed workers at risk for disease,
factured in larger nonrespirable particle sizes and including pottery and porcelain work and abrasive
developed to avoid eye or dermal irritation.5 blasting. Similar to mining and tunneling, construc-
tion on underground subways, highways and
SILICOSIS, AN ANCIENT DISEASE WITH dams exposed thousands of workers to silica.9
EMERGING IMPORTANCE Despite centuries of knowledge about risks from
exposure to silica dust, the twenty-first century
Recognition of the devastating effects of exposure has seen a surge in this preventable disease. Since
to dust from stone goes back to the earliest med- 2000, there has been an increase in severe and
ical observers. Hippocrates described breathing rapidly progressive pneumoconiosis in Central Ap-
disorders in metal diggers in 400 BC. In the palachian coal miners.11–13 Rapidly progressive
1500s, Agricola’s observation that dusty working pneumoconiosis has been linked to silica expo-
conditions led to lung disease was a particular sure based on lung pathology showing features
reference to silica exposure.6 In the 1600s, van of accelerated silicosis along with classic silicotic
Diemerbrock described injurious effects of granite nodules.14 Mining coal from lower seam heights
dust. By the 1700s, more detailed descriptions of is associated with more rock cutting above and
lung scarring in stone and coal workers were below the coal seam, likely leading to increased
described by Ramazzini, who recommended RCS exposure and more virulent disease.
methods for improving ventilation in these work An outbreak of silicosis was described in 2006
settings. among Turkish workers using abrasive sandblast-
With onset of the Industrial Revolution in the ing to distress jean material for clothing. Sixteen
mid-eighteenth century, changes in production workers, with an average age of 23, developed
techniques and increasing mechanization placed clinical findings of silicosis, with a mean latency
workers at risk from exposure to high concentra- of disease onset after only 3 years. Few exposure
tions of silica dust. In 1832, for example, Thackrah controls were present in these small, unregulated
showed that sandstone quarry workers had workplaces. All 16 workers had imaging findings
shorter life expectancies than brick and limestone of silicosis, including 2 with the most severe forms
workers, dying by age 40.7 In 1930, silicosis risks of disease who died of respiratory failure within
in mining and quarrying workers were highlighted less than a year of clinical presentation. Lung bi-
at the Johannesburg International Labor Office opsies in 2 workers showed silicotic nodules and
Conference where ground-breaking occupational alveolar proteinosis; the other workers were diag-
lung disease research was emerging from the nosed with acute or accelerated silicosis based on
large South African gold mining industry. With clinical findings.15 A subsequent cross-sectional
research contributions from scientists in Australia, study of 157 former denim sandblasters in Turkey
Belgium, Canada, Germany, Great Britain, the found that more than half (77/145) had radio-
Netherlands, the United States, and Italy, this con- graphic evidence of silicosis associated with
ference marked a major international focus on decreased lung function.16 A follow-up study in
medical and pathologic findings in silicosis, pre- 2011 reassessed 83 of the original 145 former
vention strategies, and compensation for affected denim sandblasters and found an alarmingly high
workers.8,9 rate of silicosis despite no further occupational sil-
In the 1920s and 1930s, the United States was ica exposure. Nine had died, and 66% of the
the site for one of the country’s worst industrial di- remaining 74 had significant lung function de-
sasters known as the Hawk’s Nest Incident. A hy- clines. Mortality was associated with never smok-
droelectric plant in West Virginia required ing status, sleeping at the sandblasting work site,
construction of 2 power stations, 2 dams, and 2 and job titles with higher exposures.17 Although
tunnels. Workers drilled through rock to create Turkey’s Ministry of Health banned RCS use for
Silicosis 711

abrasive sandblasting in 2009, and despite avail- administrative controls to decrease time spent
ability of other methods, silica exposure in denim near sand-moving machinery. NIOSH investiga-
sandblasting continues in other countries.18,19 tors also found that air-purifying half-face respira-
Severe silicosis from exposure to high concen- tors often did not provide adequate respiratory
trations of RCS in engineered stone countertops protection.24
is an emerging worldwide problem. Engineered
stone (also known as artificial stone or quartz EPIDEMIOLOGY OF SILICOSIS IN THE
conglomerate) was first commercially available in TWENTY-FIRST CENTURY
the mid-1980s, and is made by mixing finely
crushed rock with polymeric resins, then heat- Worldwide, there are an estimated 23 million
curing the mixture in molds to make slabs. workers in China, 11.5 million in India, 3.2 million
Workers are exposed to high concentrations of in the European Union, and 2 million in Brazil at
RCS from cutting, grinding, and polishing slabs, risk from exposure to RCS.26–28 An estimated
and performing housekeeping duties such as 5000 Turkish workers have silicosis, and silica
dry-sweeping in work areas around these pro- sandblasting continues to thrive in other countries
cesses. The first reported cases of engineered like Bangladesh.29 While countries including
stone silicosis were published in 2010 in Italy, Brazil, Chile, China, India, Peru, South Africa,
with later cases described in Israel, Spain, Thailand, Turkey, and Vietnam have implemented
Australia, and the United States.20–22 Engineered the Outline for a National Programme for the Elim-
stone silicosis appears to affect younger workers, ination of Silicosis, and Australia, Belgium, Can-
with shorter disease latencies (typically within 2 to ada, Finland, France, Germany, Switzerland,
10 years), and with acute and accelerated clinical Sweden, United Kingdom, and the United States
features leading to severe and rapidly progressive have longstanding regulatory and prevention pro-
lung impairment and death.23 This emerging grams, silicosis continues to afflict tens of millions
epidemic has prompted pulmonologists to of workers.8
confront the need for a coordinated medical and An estimated 2.3 million workers in the United
public health response, both for exposure control States are exposed to RCS.30 State-based data
and primary prevention and to reexplore treatment from Michigan and New Jersey suggest that
options for severe, progressive disease affecting most US silicosis cases between 2003 and
younger workers. 2011 occurred in manufacturing and construction
Hydraulic fracturing operations for extracting oil industries (63% and 19.5%, respectively).31 Job
and natural gas from underground sources, known duties with high silica exposure include cutting,
as “fracking,” in use since the 1940s, and greatly sawing, grinding, drilling, and crushing stone,
expanded in the twenty-first century, are another rock, concrete, brick, block and mortar, and
source of workplace RCS exposures. Fracking re- abrasive blasting with sand.32 Among young
quires large volumes of water and a solid known as adults ages 15 to 44 in the United States who
a proppant to increase recovery of hydrocarbons died of silicosis, 31% worked in manufacturing
and overall yield of oil and gas. Silica sand, also (crushing, grinding, polishing, mixing, and
referred to as “frac sand,” is a less expensive blending stone and silica-containing materials),
proppant than other options such as ceramics, 14% in minerals extraction and construction
sintered bauxite, aluminum pellets or modified work, 9% as brick/block masons, and 37%
proppants (containing epoxy resin, furan, polyure- worked in other jobs including health care
thane, phenol aldehyde, or vinyl) that may be less (dentist offices, ambulatory care services, hospi-
crush-resistant than silica sand.24,25 The National tals) and social assistance that are less
Institute for Occupational Safety and Health commonly associated with silica exposure, and
(NIOSH) conducted an exposure monitoring study 3 in unknown occupations.33
with full-shift personal breathing zone samples
collected from 11 hydraulic fracture sites in Arkan- NONOCCUPATIONAL SETTINGS WHERE
sas, Colorado, North Dakota, Pennsylvania, and RESPIRABLE CRYSTALLINE SILICA EXPOSURE
Texas.24 More than 50% of samples exceeded CAN OCCUR
the 2013 OSHA permissible exposure limit (PEL)
for the 12-hour shift, with some RCS concentra- Most studies focus on occupational silica expo-
tions 10 to 20 times higher than the PEL, mainly sure and work-related silicosis. However, cottage
in jobs with close proximity to sand-moving ma- industries and hobbies also contribute to the
chinery. Based on these findings, NIOSH recom- worldwide burden of silica-related lung disease.
mended substitution using nonsilica proppants, Examples include pottery and ceramics work
engineering controls to reduce dust levels, and where RCS levels may be substantial and where
712 Krefft et al

access to dust controls and respiratory protection with inflammatory and systemic features, and
may be variable or absent.34,35 contribute to increased mortality among younger
Although there has been little research on com- workers.16,45 Classically, silicosis has been cate-
munity exposure to silica dust, such exposures gorized as acute, accelerated, and chronic (both
have been linked to dusty environments world- simple and complicated). Newer definitions from
wide. Concerns have arisen for geogenic (eg, the Centers for Disease Control and Prevention
silica-containing agricultural and desert dusts) (CDC) categorize silicosis as either acute (silico-
and anthropogenic sources (eg, from a local agate proteinosis) or nodular (including both accelerated
industry) contributing to detectable ambient silica and chronic forms of silicosis).46 Recent outbreaks
concentrations that may pose a long-term respira- of silicosis are notable for overlapping features of
tory health risk.36–38 A small case series of nonoc- acute, accelerated, and chronic silicosis. For this
cupational anthracosilicosis was described in 6 overview, clinical presentations using conven-
nonsmoking homemakers in Ladakh, a high- tional designations of acute, accelerated and
desert town in the Himalayan region of India. Three chronic are discussed.
of the 6 women had lung histopathology notable
for polarizing birefringent silicotic pigment. The
Acute Silicosis
other 3 cases (in whom polarizing light microscopy
was not performed) had progressive massive Silicoproteinosis, a clinical presentation of acute
fibrosis and nodules throughout both lung fields. silicosis that resembles primary pulmonary alve-
In addition to exposure to biomass smoke from in- olar proteinosis, typically occurs within a few
door cooking and heating, the authors noted weeks to years following exposure to high concen-
commonly occurring dust storms as an additional trations of RCS. The alveolar proteinosis observed
source of silica exposure.39 Another study in acute silicosis may be a response to lung injury
sampled dust in living rooms of residences in the from inorganic particulate exposure.47 Cases of
Himalayan village of Chuchot in the Ladakh region acute silicosis have been reported in tombstone
and identified particulate matter ranging in size sandblasters, brick masons, quartz millers,
from 0.5 to 5 mm, with a substantial portion workers who did both wet and dry grinding of
comprising silica-containing mica and quartz. No cement containers, and more recently in denim
industrial source of silica was identified, impli- sandblasters and artificial stone workers.17,21,48–50
cating exposure from dust storms and farming Both respiratory and systemic symptoms are
practices.40 commonly reported and include shortness of
Crystalline silica in concentrations that breath, productive or nonproductive cough, chest
approach or exceed occupational permissible tightness, pleuritic chest pain, fevers, headaches,
exposure levels have been detected in commu- and unintentional weight loss. Symptoms are
nities in close proximity to local industries in nonspecific and may be confused with lung infec-
Madhya Pradesh, India. Residential area sam- tions, especially in younger patients when occupa-
pling of quartz concentrations averaged between tional exposure to RCS is unrecognized.50 These
41.07 and 57.22 mg/m3 in 2 communities sur- symptoms are often accompanied by hypoxemia.
rounded by slate pencil manufacturing opera- There are no laboratory tests specific to a diag-
tions, substantially higher compared with an nosis of silicoproteinosis. The presence of Granu-
average quartz concentration of 3.51 mg/m3 in a locyte macrophage–colony-stimulating factor
village 5 km away from the slate facilities.41 A (GM-CSF) antibodies are helpful in diagnosing pri-
1983 case of silicosis confirmed by lung tissue mary autoimmune alveolar proteinosis (PAP). Eval-
showing birefringent particles was diagnosed in uation for infections that mimic or may be linked
a Pakistani farmer with decades of farming, fol- with acute silicosis should be considered, and
lowed over subsequent decades by increasing complete blood count, human immunodeficiency
recognition of silica exposure from agricultural virus (HIV) serologic testing, sputum culture, and
dusts.42–44 Pneumocystis carinii pneumonia (PCP) direct fluo-
rescence antibody staining indicated. Lung func-
CLASSIFICATION AND CLINICAL tion in the setting of acute silicosis shows
PRESENTATION OF SILICOSIS AND spirometric reduction of forced vital capacity
ASSOCIATED DISEASES (FVC) and forced expiratory volume in 1 second
(FEV1).51 Although few studies report lung volume
Silicosis has been considered mainly a disease of and diffusion capacity measurements, both typi-
long latency (>20 years), but as noted with denim cally are reduced.21,52 Chest imaging in acute sili-
sandblasters and engineered stone workers, dis- cosis (Fig. 1) demonstrates bilateral patchy
ease can occur with much shorter latency, present centrilobular nodularity, ground glass opacities,
Silicosis 713

Fig. 1. (A) Diffuse faint centrilobular ground glass nodularity is visible at the lung apices in an engineered stone
worker with silicosis. (B) Inspiratory image shows regional differences in lung attenuation due to mosaic perfu-
sion and a background of ground glass abnormality with faint centrilobular nodularity (arrows). (C) Expiratory
image demonstrates multilobular air trapping (arrows). Normal lung increases significantly in attenuation rela-
tive to (B).

interlobular septal thickening and consolidation in that are typically upper lobe predominant,
a perihilar distribution. A “crazy paving” appear- although lower lobe linear interstitial opacities
ance typical of other lung diseases (eg, PAP, also occur (Fig. 2).59 Pleural thickening or, less
PCP) can be present on chest imaging.53 Pleural commonly, pleural effusion may be present.60,61
abnormalities may also manifest, including unilat- Complicated silicosis, also referred to as progres-
eral or bilateral pneumothorax.54 sive massive fibrosis, is diagnosed by the pres-
The prognosis of acute silicosis is poor, with pa- ence of ILO (International Labour Organization)
tients often progressing to chronic respiratory fail- category large opacities on chest radiograph or
ure, cor pulmonale, and death. Treatment with with the chest HRCT finding of conglomerate
systemic steroids and whole lung lavage have opacities, typically with calcifications and
been reported, but these interventions have not fibrosis.59 Lung function is variable and may be
been systematically evaluated. They may be normal or abnormal, depending on disease stage.
considered in severe cases despite the lack of ev- Mixed obstructive and restrictive ventilatory ab-
idence of in reducing morbidity or mortality.55,56 normalities have been described. Lung volumes
show restrictive defects in advanced cases of
chronic silicosis, especially in those with progres-
Chronic Silicosis sive massive fibrosis (PMF). Diffusion capacity of
Symptoms of cough and dyspnea from chronic carbon monoxide (DLCO) may be normal in mild
silicosis typically begin within 10 to 30 years after disease but typically worsens over time, especially
exposure onset.57,58 Chronic silicosis is classified in smokers.62,63 Emphysema in silicosis patients
as either simple or complicated based on chest may be correlated with reduced FVC, FEV1, lung
imaging. The chest imaging findings of simple sili- volumes, and DLCO.62,64 Lymph node and lung
cosis include bilateral reticulonodular opacities tissue biopsy and autopsy specimens show

Fig. 2. (A) Engineered stone worker with multiple small calcified and noncalcified pulmonary nodules, ground
glass opacities, and small pleural effusions. (B). Mediastinal window CT shows calcified lung nodules (arrows)
and a small left pleural effusion.
714 Krefft et al

Fig. 3. (A) Classic silicotic nodule on hematoxylin-eosin stain that shows inner zone with concentric configuration
of collagen fibrils surrounded by peripheral zone of inflammatory cells (eg, lymphocytes) and loose collagen. (B)
Silicotic nodule with surrounding area of dusty macrophages/histiocytes and chronic inflammation.

silicotic nodules, birefringent silica particles, and obstructive pulmonary disease, lung infection, and
interstitial fibrosis as shown in Figs. 3 and 4. Lab- lung cancer. There also are well-established links
oratory testing should be considered if there is between silica exposure and autoimmune rheu-
concern for infection or autoimmunity. matologic diseases as well as inflammatory kidney
Simple silicosis may progress to complicated disease.
silicosis as nodules coalesce. Prognosis is poor
in complicated silicosis, as both progressively Emphysema
worsening lung function and infection with tuber- Although silicosis is widely recognized as an inter-
culosis or nontuberculous mycobacteria are com- stitial lung disease, emphysema is an underappre-
mon. Although more indolent than acute silicosis, ciated manifestation of silica-related pulmonary
lung function decline in chronic silicosis may lead disease. The causal link between silica exposure
to significant ventilatory and gas exchange abnor- and risk for emphysema is well-recognized.
malities and respiratory failure. Treatment is sup- Although some earlier studies did not show statis-
portive, with use of supplemental oxygen in tically significant differences in chronic obstructive
those with hypoxia, prompt treatment of infection, pulmonary disease (COPD) risk in miners versus
recommended vaccinations, and pulmonary nonminers or in degree of emphysema and lung
rehabilitation. function decline in nonsmoking miners,66 there is
mounting evidence demonstrating that emphy-
Accelerated Silicosis
sema and airflow obstruction may be present
The major distinction between accelerated and and significant even in the absence of smok-
acute or chronic silicosis is based on disease la- ing.67,68 One study using chest computed
tency, with onset of accelerated disease within 5
to 10 years of exposure. Case descriptions based
on lung histopathology and chest imaging are sig-
nificant for overlapping features of silicoproteino-
sis (Fig. 5), a defining feature of acute silicosis,
as well as silica nodules, birefringent silica parti-
cles, and interstitial fibrosis characteristic of
chronic silicotic lung disease.45,65 Disease pro-
gression is more rapid than in chronic silicosis.
Recent outbreaks of accelerated (as well as acute
and chronic) silicosis in denim sandblasters, Ap-
palachian coal miners, and artificial stone workers
have shown rapidly progressing and severe
disease.17,27

OTHER DISEASES ASSOCIATED WITH SILICA


EXPOSURE Fig. 4. Polarized light examination identifies multiple
bright white silicate and dimmer silica particles in this
Nonfibrotic lung diseases associated with RCS fibrotic nodule. The collagen fibers appear pink under
exposure include emphysema and related chronic polarized light in this example.
Silicosis 715

well understood, though underlying HIV infection,


previous TB, and cumulative years and more
intense RCS exposures increase risk.78 Chemo-
prophylaxis for silica-exposed workers with latent
TB infection (LTBI) is recommended by the CDC,
and published guidelines should be followed
based on country-specific TB epidemiologic pro-
files.79 Notably, however, mass screening and
treatment for LTBI among South African goal
miners had no significant effect of tuberculosis
control.80 Treatment of mycobacterial lung infec-
tion in silicotic patients is challenging, with only
80% achieving sputum culture conversion to
negative after 2 months in 1 randomized clinical
trial.79
Fig. 5. Extensive alveolar proteinosis with arrows
showing airspace filling with light pink proteinaceous
material. (H&E stain and 200x magnification). Lung Cancer
The International Agency for Research on Cancer
recognized RCS as a human carcinogen as early
tomography (CT) found emphysema in silica-
as 1997, and reconfirmed its carcinogenicity in a
exposed workers who had smoked as well as in
2009 report.1 Case-control studies and meta-
nonsmoking workers with radiographic evidence
analyses in multiple industries and countries
of silicosis based on ILO classification. A paracica-
show higher risk of all histologic types of lung can-
tricial pattern of emphysema was noted in associ-
cer based on cumulative duration of RCS expo-
ation with confluent silicotic opacities.69 Studies in
sure, mainly in workers with silicosis.81 For
South African gold miners found evidence of a
example, a cohort study of over 34,000 silica-
dose-response relationship between increasing
exposed Chinese workers, one-third of whom
cumulative silica exposure and airflow obstruction
were never smokers, found that RCS exposure in
in both smokers and nonsmokers.67,70 Not surpris-
the absence of smoking is associated with
ingly, smoking appears to be a significant factor
increased lung cancer risk. These investigators
contributing to lung function decline and severity
observed a 1.7-fold increased relative risk (RR) of
of emphysema in silica-exposed workers with
lung cancer with high cumulative silica exposure
and without radiologic evidence of silicosis.69,70
and a 1.26-fold RR with low exposure workers
A recent analysis of lung function and COPD
compared to an unexposed group.82 Proposed
adjusted for smoking status in Welsh slate miners
mechanisms for RCS-related carcinogenesis
found an association between slate mining and
include impairment of lung epithelial expression
reduced FVC and FEV1 as well as a 1.38 higher
of the G-protein-coupled receptor family C group
odds of COPD risk.71 Despite the compelling evi-
5 type A (GPRC5A), lung epithelial injury from reac-
dence of the link between RCS exposure and
tive oxygen species generated by activated mac-
chronic bronchitis, COPD, and emphy-
rophages, and chronic inflammation through
sema,67,72,73 little is understood about pathogenic
biopersistence of silica that may increase risk of
mechanisms. Intratracheal instillation of crystalline
DNA damage and tumorigenesis.83
silica in rats resulted in increased amounts of des-
The role of lung cancer screening in patients
mosine (a marker of elastin breakdown) and hy-
with silicosis is not straightforward, as the litera-
droxyproline (associated with collagen
ture has focused primarily on lung cancer
breakdown), suggesting that silica-driven break-
screening in smokers.46,83 The US Preventive Ser-
down of lung connective tissue is linked to emphy-
vices Task Force recommends an annual low-
sema pathogenesis.74
dose radiation chest CT for screening individuals
between ages of 55 and 80 with a 30 pack-year
Lung Infection
or greater smoking history who are current
Mycobacterial infection, both tuberculous (TB) and smokers or who have stopped smoking for less
nontuberculous (NTM), has long been recognized than 15 years; additional lung cancer risk factors
as a complication of silicosis and poses important are not used to determine screening eligibility.84
challenges to global lung health.75–78 Specific The 2012 National Comprehensive Cancer
mechanisms and risk factors for mycobacterial Network (NCCN) guidelines recommend similar
lung infection in silica-exposed workers are not lung cancer screening for smokers and former
716 Krefft et al

smokers between ages 55 to 74. Notably, NCCN that alter serum concentrations of soluble Fas,
criteria also include screening anyone age 50 or which is important in inhibiting lymphocyte
older who has a 20 pack-year or greater smoking apoptosis. Based on in vitro studies of T-cell
history and occupational exposure to lung carcin- activation, Lee and colleagues94 proposed that,
ogens such as silica.85 Cui and colleagues86 high- following silica-induced activation of T responder
light some of the limitations of utilizing guidelines and regulatory cells, activated responder cells
that focus only on smoking, since worldwide persist while regulatory T cells are lost due to
smoking accounts for only 80% of lung cancer in Fas-mediated apoptosis. With reduced inhibition
men and 50% in women, with many current guide- from loss of regulatory T cells, activated T
lines overlooking other important causal factors responder cells may survive longer in peripheral
(eg, silica, asbestos, radon). Early lung cancers CD4125 fractions and result in autoreactive
may be missed due to a presumption of progres- clones involved in progression to autoimmune
sive silicosis on chest imaging studies; conversely disease.94
parenchymal changes of silicosis may be
confused for malignancy, making lung cancer
Kidney Disease
screening interpretation challenging in cases of
more advanced silicosis.87 Screening for lung can- Reports of kidney disease in association with
cer in silica-exposed workers should be consid- acute and chronic silicosis emerged in the 1970s,
ered on a case-by-case basis after careful review with accumulating evidence over the past de-
of lung cancer guidelines in conjunction with a dis- cades. Early case reports described findings
cussion of risks and benefits. Histopathologic such as proteinuria and fatal renal failure in a
confirmation should be considered in the context young sandblaster with acute silicoproteinosis.95
of a lung nodule that is increasing in size, as PET Using 1985 to 1995 data from the Michigan
scanning can be positive in both cancer and sili- state-based silicosis surveillance system, Rosen-
cotic nodules. man and colleagues found a higher prevalence of
kidney disease in silica-exposed workers
compared with healthy controls. Among 583
Autoimmune Disease
confirmed silicosis cases, kidney disease was
Exposure to RCS is associated with increased mentioned in the medical records of 10%. An
autoantibody production and risk for autoimmune abnormal serum creatinine was present in 33%
diseases.81 Early studies reported increased prev- of 283 silicosis cases with available laboratory
alence of antinuclear antibody (ANA) and topo- data. In contrast to earlier studies,96–99 Rosenman
isomerase autoantibodies in patients with and colleagues did not find evidence of a dose-
silicosis, though these findings were not associ- response relationship between kidney disease
ated with risk for progression or severity of sili- and duration of silica exposure or profusion of
cosis.88 Although no specific autoantibody has scarring on chest radiograph. A follow-up cross-
been identified as unique or indicative of silica sectional study that included an additional 497 sili-
exposure, epidemiologic studies have established cosis cases between 1987 and 2009 from the
links between exposure and rheumatoid arthritis Michigan surveillance system found 69% with
(RA), systemic sclerosis (SSc), systemic lupus ery- chronic kidney disease compared with 38.8% in
thematosus, and anti-neutrophil cytoplasmic anti- an age-matched National Health and Nutrition Ex-
body (ANCA)-related vasculitis.89 Case reports of amination Study reference population. As with
other autoimmune conditions such as Sjogren previous findings, they did not observe a dose-
syndrome, dermatomyositis, Graves disease, response relationship between kidney disease
autoimmune hemolytic anemia, and pemphigus and silica exposure or silicosis severity.100 A
vulgaris also have been reported in patients with 2017 meta-analysis that reviewed 23 cohort and
occupational exposure to silica.90–93 Treatment 4 case-control studies of silica-exposed workers
for silica-associated autoimmune conditions found higher standardized mortality ratios for kid-
does not differ from treatment of idiopathic auto- ney disease. Aggregate data from multiple studies
immune disease. did not show a clear dose-response relationship
The mechanisms of silica-related autoimmu- between silica exposure and renal disease.101
nity are not well understood, though abnormal- There is evidence that 2 pathogenic mecha-
ities in T-cell function, humoral immunity, and nisms may be important in silica-related chronic
immune complex deposition have been impli- kidney disease.102,103 RCS may be directly neph-
cated in pathogenesis. Silica-related autoimmu- rotoxic, resulting in glomerular and tubulo-
nity has been increasingly linked to chronic interstitial dysfunction. Alternatively, silica expo-
activation of responder and regulatory T cells sure may indirectly cause renal disease by
Silicosis 717

triggering autoimmunity that manifests as ANCA- most important component to address this
associated vasculitis, lupus, or other autoim- untreatable and often devastating fibrotic lung dis-
mune/connective tissues disorders with kidney ease and its associated illnesses and complica-
involvement.102,104–106 tions. Unlike exposure control experts, clinicians
focus mainly on early disease detection and sec-
Silica and Sarcoidosis ondary prevention to eliminate continued RCS
Silicosis and sarcoidosis share a number of clin- dust exposures in their patients with silicosis and
ical features and, absent a careful history and must implement approaches to both individual pa-
comprehensive diagnostic evaluation, one may tient care as well as a public health response to
be mistaken for the other. Further complicating this preventable disease.
the diagnostic challenges for clinicians, epidemi- The 2017 OSHA silica standard requires general
ologic studies assessing possible occupational industry and construction employers to provide
and environmental exposure associations with baseline medical surveillance examinations as
sarcoidosis have suggested a link to RCS.107 A well as periodic examinations for those exposed
1998 case-control study described a significant to RCS above the permissible level for a defined
association between occupational exposure to number of days.32,114 Surveillance includes a
cristobalite and sarcoidosis (odds ratio of 13.2) medical and work history, physical examination,
at a diatomaceous earth processing facility in Ice- chest x-ray, pulmonary function test, LTBI test,
land where amorphous silica was converted to and any other tests deemed appropriate by the
crystalline silica containing up to 70% cristobalite provider. The employer is responsible for
and 1% to 2% quartz. Study investigators providing a description of the employee’s former,
observed a higher annual sarcoidosis incidence current, and anticipated job duties, information
of 9.3/100,000 in the health district surrounding on workplace silica exposure concentrations, a
the diatomaceous earth plant compared with description of personal protective equipment
the countrywide annual incidence of 0.5 to 2.7 used, and information from employment-related
per 100,000.108 Higher rates of incident cases of medical examinations. After the initial examina-
sarcoidosis have been noted in World Trade tion, clinical follow-up must be offered at least
Center–exposed workers compared with an un- every 3 years, unless more frequent evaluation is
exposed and age-adjusted cohort, suggesting a recommended by the physician or other licensed
link between inorganic dust exposure and health care professional (PLHCP) during the initial
sarcoidosis.109 Animal studies describe granulo- visit. If the PLHCP suspects a case of silicosis,
matous inflammation induced by exposure to advanced COPD, or other respiratory conditions
low-dose aerosolized silica.110 A case report of that may cause impairment, or if the chest x-ray
sarcoidosis diagnosed in a husband and wife is classified as 1/0 or higher profusion by an ILO-
residing in an urban area with nearby stone certified B-reader, the worker should be referred
quarries raised concerns about a common envi- to a board-certified specialist in pulmonary or
ronmental exposure to RCS.111 A Swedish cohort occupational medicine. The clinician must explain
study compared foundry workers with high and the results to the patient and provide them with a
low RCS exposure to the unexposed Swedish written medical report within 30 days, with recom-
population, and found an increased risk of mendations for any limitations to exposure and in-
sarcoidosis and seropositive RA linked to sil- formation on risks of ongoing exposure and
ica.112 In contrast, a study of standard occupa- disease progression, personal risk factors,
tional classification codes and sarcoidosis- possible health outcomes, possible economic
related deaths from US death certificates consequences, and referral to a specialist if
observed a mortality odds ratio less than 1 in necessary.
standard occupational classification (SOC) codes Under the 2017 OSHA silica standard, providers
with higher silica exposure.113 Future investiga- are also required to submit a medical opinion to
tion using occupational disease registries may the employer, guided by strict requirements to
provide additional insights into the possible maintain patient confidentiality. These reports
connection between RCS exposure and include the date of examination, a statement that
sarcoidosis. guidelines for the examination have been met,
any recommended limitations on the employee’s
SILICOSIS PREVENTION AND SENTINEL CASE use of respiratory protection or the employee’s
MANAGEMENT exposure to respirable silica, and recommenda-
tions for referral if needed. Evidence of active TB,
As with most occupational lung diseases, primary acute or accelerated silicosis, or other silica-
prevention to control RCS dust levels remains the related diseases serve as a sentinel health event.
718 Krefft et al

These events suggest that workers face ongoing DISCLOSURE


risks from exposure to RCS that may require
consultation with public health agencies such as S. Krefft provides medicolegal consulting in occu-
local and state health departments, local and state pational lung disease. J. Wolff and C. Rose have
OSHA, or NIOSH.115 Reporting of a diagnosis of nothing to disclose.
silicosis or other diseases associated with silica
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