You are on page 1of 16

JOURNAL OF THE AMERICAN WATER RESOURCES ASSOCIATION

Vol. 50, No. 5 AMERICAN WATER RESOURCES ASSOCIATION October 2014

EVALUATION OF CFSR CLIMATE DATA FOR HYDROLOGIC PREDICTION IN DATA-


SCARCE WATERSHEDS: AN APPLICATION IN THE BLUE NILE RIVER BASIN1

Yihun Taddele Dile and Raghavan Srinivasan2

ABSTRACT: Data scarcity has been a huge problem in modeling the water resources of the Upper Blue Nile
basin, Ethiopia. Satellite data and different statistical methods have been used to improve the quality of con-
ventional meteorological data. This study assesses the applicability of the National Centers for Environmental
Prediction’s Climate Forecast System Reanalysis (CFSR) climate data in modeling the hydrology of the region.
The Soil and Water Assessment Tool was set up to compare the performance of CFSR weather with that of
conventional weather in simulating observed streamflow at four river gauging stations in the Lake Tana
basin — the upper part of the Upper Blue Nile basin. The conventional weather simulation performed satisfac-
torily (e.g., NSE ≥ 0.5) for three gauging stations, while the CFSR weather simulation performed satisfactorily
for two. The simulations with CFSR and conventional weather yielded minor differences in the water balance
components in all but one watershed, where the CFSR weather simulation gave much higher average annual
rainfall, resulting in higher water balance components. Both weather simulations gave similar annual crop
yields in the four administrative zones. Overall the simulation with the conventional weather performed better
than the CFSR weather. However, in data-scarce regions such as remote parts of the Upper Blue Nile basin,
CFSR weather could be a valuable option for hydrological predictions where conventional gauges are not
available.

(KEY TERMS: hydrologic cycle; time series analysis; meteorology; CFSR; SWAT; Ethiopia; Upper Blue Nile
basin; Lake Tana basin.)

Dile, Yihun Taddele and Raghavan Srinivasan, 2014. Evaluation of CFSR Climate Data for Hydrologic Predic-
tion in Data-Scarce Watersheds: An Application in the Blue Nile River Basin. Journal of the American Water
Resources Association (JAWRA) 50(5): 1226-1241. DOI: 10.1111/jawr.12182

INTRODUCTION while others (e.g., Abdo et al., 2009; Beyene et al.,


2009; Elshamy et al., 2009; Kim and Kaluarachchi,
2009; Betrie et al., 2011; Setegn et al., 2011; Taye
Several hydrological modeling studies have been et al., 2011) have applied hydrological models to
carried out in the Upper Blue Nile basin, Ethiopia. assess the implications of environmental and man-
Some of these studies (e.g., Liu et al., 2008; Uhlen- agement changes on the water resources in the
brook et al., 2010; Gebrehiwot et al., 2011) have region. Hydrological modeling has been used to
sought to understand the hydrology of the region, inform the teleconnection between upstream and

1
Paper No. JAWRA-13-0074-P of the Journal of the American Water Resources Association (JAWRA). Received March 22, 2013; accepted
January 3, 2014. © 2014 American Water Resources Association. Discussions are open until 6 months from print publication.
2
Ph.D. Candidate (Dile), Stockholm Resilience Center, Stockholm University, Kr€
aftriket 2B, 106 91, Stockholm, Sweden and Stockholm
Environment Institute, Linnegatan 87D, 104 51 Stockholm, Sweden; and Professor (Srinivasan), Spatial Sciences Laboratory in the Depart-
ment of Ecosystem Sciences and Management, Texas A&M University, 1500 Research Parkway, College Station, Texas 77845 (E-Mail/Dile:
yihun.dile@sei-international.org).

JAWRA 1226 JOURNAL OF THE AMERICAN WATER RESOURCES ASSOCIATION


EVALUATION OF CFSR CLIMATE DATA FOR HYDROLOGIC PREDICTION IN DATA-SCARCE WATERSHEDS: AN APPLICATION IN THE BLUE NILE RIVER BASIN

downstream countries (e.g., Barrett, 1994; Conway example, Smith and Kummerow (2013) analyzed the
and Mike, 1996). surface and atmospheric water budgets of the Upper
These modeling efforts have ranged from simple Colorado River basin using reanalysis, in situ, and
conceptual models (e.g., Kim and Kaluarachchi, 2008; satellite-derived datasets. The reanalysis data they
Liu et al., 2008; Conway, 2009; Uhlenbrook et al., used included National Aeronautics and Space
2010) to complex, physically based distributed hydro- Administration Modern-Era Retrospective Analysis
logical models (e.g., Mishra and Hata, 2006; Setegn for Research Applications (MERRA), the European
et al., 2010; White et al., 2011). However, these mod- Centre for Medium-Range Weather Forecasts
eling efforts have not always gone smoothly. One of (ECMWF) interim Reanalysis (ERA-Interim), and the
the main challenges they have faced has been the National Centers for Environmental Prediction’s Cli-
limited availability of hydrometeorological data (Kim mate Forecast System Reanalysis (CFSR). They
and Kaluarachchi, 2008; Kim et al., 2008; Collick found that all datasets captured the seasonal cycle
et al., 2009; Mekonnen et al., 2009; Melesse et al., for each water budget component. Likewise, Najafi
2010). Improved data collection and management is et al. (2012) generated reasonable volumetric esti-
needed to increase the reliability of hydrological mod- mates of the streamflow of the snow-dominated East
eling efforts in the Upper Blue Nile basin. River basin, a tributary of the Gunnison River in the
Many studies have explored ways to improve the Colorado River basin, with the Sacramento Soil
quality of hydro-climatic data in the Upper Blue Nile Moisture Accounting (SAC-SMA) model using CFSR
basin. Some (e.g., Barrett, 1994; Tsintikidis et al., data. Fuka et al. (2013) used CFSR precipitation and
1999; Ymeti, 2007) have applied satellite data as temperature data in modeling five small watersheds
inputs to hydrological models. Others have employed representing different hydroclimates (four in the
various statistical methods to fill data gaps (e.g., United States and one in Ethiopia) in SWAT. Their
Betrie et al., 2011; Tesemma et al., 2009; Uhlenbrook findings suggest that utilizing CFSR precipitation
et al., 2010) or to generate finer-resolution inputs and temperature data for watershed models can pre-
from coarser datasets (e.g., Engida and Esteves, dict the streamflow as good as or better than simula-
2011). Tsintikidis et al. (1999) applied daily average tions using traditionally observed weather data.
aerial precipitation from METEOSAT satellite data to Lavers et al. (2012) used five atmospheric reanalysis
study the sensitivity of the Blue Nile region’s hydro- products — CFSR, ERA-Interim, 20th Century
logic response to the type of precipitation data (i.e., Reanalysis (20CR), MERRA, and NCEP-NCAR
rain gauge-based vs. satellite-based estimates). Simi- (National Center for Atmospheric Research) — to
larly, Barrett (1994) utilized METEOSAT satellite detect atmospheric rivers (narrow plumes of
inputs to predict the inflows into the Aswan High enhanced moisture transport in the lower tropo-
Dam and to forecast flow hydrographs at selected sphere) and their links to British winter floods and
gauging locations above the dam. Ymeti (2007) esti- large-scale climatic circulation. Their study provided
mated rainfall from geostationary METEOSTAT valuable evidence of generally good agreement on
Second Generation (infrared channel) and orbiting atmospheric river occurrences between the products.
Tropical Rainfall Measurement Mission (TRMM; Quadro et al. (2013) evaluated the hydrological cycle
microwave channel) satellite data and assessed the over South America using CFSR, MERRA, and the
performance of two conceptual rainfall-runoff models. NCEP Reanalysis II (NCEP-2). They observed gen-
Tesemma et al. (2009) and Uhlenbrook et al. (2010) eral agreement in precipitation patterns among the
used regression and spatial interpolation to fill data three products and the observed precipitation over
gaps. Most of the studies that have applied the Soil much of South America. They reported that the
and Water Assessment Tool (SWAT) (e.g., Betrie CFSR precipitation showed the smallest biases. Wei
et al., 2011) have used a daily weather generator et al. (2013) used the CFSR dataset to study the
(WXGEN) (Neitsch et al., 2012) to generate climatic water budgets of three tropical cyclones that passed
data or to fill gaps in measured records. While these through the Taiwan Strait. They assessed the quality
are some of the various efforts exerted to improve of CFSR for tropical cyclone studies by comparing
hydro-climatic data quality in the Upper Blue Nile CFSR precipitation data with TRMM precipitation
basin, global reanalysis data sources are becoming data. They concluded that the CFSR data were reli-
very promising options in representing observed able for studying tropical cyclones in this area.
weather data (cf., Zhang et al., 2012). The applicability of global reanalysis climate data
Global reanalysis weather data have been used for for hydrological model predictions in the Upper Blue
various hydrological applications all over the world Nile basin has not so far been adequately investi-
and yielded sound results (Lavers et al., 2012; Najafi gated. The present study, focusing on a relatively
et al., 2012; Fuka et al., 2013; Quadro et al., 2013; data-rich part of the basin, assesses the applicability
Smith and Kummerow, 2013; Wei et al., 2013). For of CFSR data for hydrological predictions.

JOURNAL OF THE AMERICAN WATER RESOURCES ASSOCIATION 1227 JAWRA


DILE AND SRINIVASAN

MATERIALS AND METHODS cal yields in watersheds with varying soil, land use,
and management conditions (Neitsch et al., 2012).
SWAT can simulate hydrological cycles, vegetation
Study Area growth, and nutrient cycling with a daily time step
by disaggregating a river basin into subbasins and
The research presented in this article was carried hydrologic response units (HRUs). HRUs are lumped
out in the Lake Tana basin, in the upper reaches of land areas within the subbasin comprised of unique
the Upper Blue Nile basin, Ethiopia. The Lake Tana land cover, soil, and management combinations. This
basin is located in northwestern Ethiopia (latitude allows the model to reflect differences in evapotrans-
10.95° to 12.78°N, and longitude 36.89° to 38.25°E) piration and other hydrologic conditions for different
and has a drainage area of approximately 15,000 km2 land cover and soil (Neitsch et al., 2012). SWAT has
(MoWR, 1998) (Figure 1). The Lake Tana basin falls been applied in the highlands of Ethiopia and demon-
inside four administrative zones (Figure 1). Agew strated satisfactory results (Easton et al., 2010;
Awi and West Gojjam cover the southern part, South Setegn et al., 2010; Betrie et al., 2011). The SWAT
Gondor the eastern part, and North Gondor the model requires spatial, temporal, and management
northern part. The climate of the basin is dominated data to model the hydrology of a watershed.
by tropical highland monsoon with most of the rain
(~70-90%) occurring between June and September
(Mohamed et al., 2005; Conway and Schipper, 2011). Spatial Data
The major rivers feeding Lake Tana are the Gilgel
Abay, the Rib, the Gumara, and the Megech The spatial data used in SWAT for the present
(Figure 1). study included digital elevation model (DEM) data,
stream network data, and soil and land cover data.
The DEM data were required to delineate the water-
Hydrologic Model sheds in the ArcSWAT interface. The stream network
data were required to superimpose onto the DEM
The applicability of global weather data for hydro- data to define the location of the streams. The soil
logical modeling in data-scarce regions was tested and land cover data were important to define the
using the 2012 version of the SWAT model HRUs. The Shuttle Radar Topographic Mission DEM
(SWAT2012). SWAT is a physically based model, dataset was obtained from the CGIAR Consortium
developed to predict the impact of land-management for Spatial Information website (CGIAR-CSI, 2009),
practices on water, sediment, and agricultural chemi- and has a resolution of 90 m 9 90 m. The stream

GP6 GP12 GP18 GP24


Angereb
Gondor

Megech
Makesegnit

GP5 GP11 GP17 GP23

Addiszemen

GP4 GP10 GP16 GP22


Rib
Lake Tana
Woreta

Debretabore
Gumera Lake Tana Basin
Wanzaye Conventional weather stations
GP3 GP9 GP15 GP21 CFSR Global weather data points
Hydro-gauging stations
Bahir Dar
Main rivers

Reserviors

Adminstrative Zones
GP2 GP8 GP14 GP20 ZONE
Gilgel Abay
Lake Tana
Dangila Adet Agaw Awe
N
N. Gondor
S. Gondor W E
W. Gojam S
GP1 GP7 GP13 GP19
0 25 50 100 KM

FIGURE 1. Map Showing the Lake Tana Basin in the Ethiopian River Basin System,
Including Hydrometeorological Stations and Administrative Zones.

JAWRA 1228 JOURNAL OF THE AMERICAN WATER RESOURCES ASSOCIATION


EVALUATION OF CFSR CLIMATE DATA FOR HYDROLOGIC PREDICTION IN DATA-SCARCE WATERSHEDS: AN APPLICATION IN THE BLUE NILE RIVER BASIN

network, land use, and soil maps of the study area data, or data sources in data-scarce regions for hydro-
were collected from the Ethiopian Ministry of Water logical modeling purposes. We applied two types of
Resources (MoWR, 2009). The soils’ physical and weather data in raw SWAT simulations (i.e., simula-
chemical properties parameters required by SWAT tions without calibration). The two weather data
were derived from the digital soil map of the world sources used were observed weather data from cli-
CD-ROM Africa map sheet (FAO, 1995). matic stations in and around the Lake Tana basin
A large part (~75%) of the Lake Tana basin is (hereafter called “conventional weather”) and weather
under cultivation (Table 1). The two agricultural land data from the NCEP’s CFSR (hereafter called “CFSR
use types in the original land use system (i.e., domi- weather”) (Saha et al., 2010).
nantly cultivated and moderately cultivated) were The conventional weather has daily rainfall, and
reclassified into TEFF and CORN SWAT land use maximum and minimum temperature from nine cli-
codes. Teff and corn are the most widely cultivated matic stations (Figure 1). It spans the period 1990-
crop types in Ethiopia (EIAR, 2007; CSA, 2012). The 2011. The highest (1,575 mm) and the lowest
water body (i.e., the lake) is the second largest type (927 mm) average annual rainfalls in the period from
of land cover in the basin. 1990-2010 occurred at Dangila and Makesegnit
There are 10 identified soil types in the Lake Tana weather stations respectively. Dangila is located in
basin. A large part of the soil has loam and clay-loam the south of the Lake Tana basin, and Makesegnit in
soil texture. The different soil types and their hydro- the north.
logical characteristics are presented in Table 2. The conventional weather has many data gaps
(Table 3). Most of the gaps are in the data for 1990-
1993, a period of political upheavals in Ethiopia.
Hydrometeorological Data SWAT’s built-in weather generator was used to fill
data gaps in the conventional weather (Neitsch et al.,
Weather data are used to simulate the hydrological 2012). The weather station data in SWAT can be
processes in SWAT. It is difficult to obtain high-qual- linked to the subbasins using the centriod method
ity weather data for the Upper Blue Nile basin. The (Neitsch et al., 2012) and time-dynamic Voronoi tes-
main objective of this study was to investigate sellation method (Andersson et al., 2012). In this
options that could replace the available observation study, we used the centroid method. The conventional
weather was collected from the Ethiopian National
TABLE 1. Dominant Land Cover Classes in the Lake Tana Basin. Meteorological Services Agency (ENMSA, 2012).
The CFSR weather was obtained for a bounding
Land Cover Types Area (% of basin)
box of latitude 10.95°-12.78°N and longitude 36.89°-
Dominantly cultivated 51.35 38.25°E (the Texas A&M University spatial sciences
Moderately cultivated 22.34 website, globalweather.tamu.edu) (Globalweather,
Water body 20.19 2012). It includes rainfall, maximum and minimum
Woodland, open; shrubland; Afro-alpine; forest 2.91
temperature, wind speed, relative humidity, and solar
Grassland 2.83
radiation for 24 locations (Figure 1). The CFSR
Note: Plantations, swamp, and urban areas cover less than 1% of weather is produced using cutting-edge data-assimila-
the basin. tion techniques (both conventional meteorological

TABLE 2. Major Soil Types in the Lake Tana Basin with Their Physical and Hydrological Characteristics for the Top Layer.

Saturated Available Water


Area Moist Bulk Hydraulic Holding Capacity
FAO Soil Name (% of basin) Texture Density (g/cm3) Conductivity (mm/hr) (mm H2O/mm soil)

Haplic Luvisols 20.62 Loam 1.4 5.95 0.106


Chromic Luvisols 16.00 Clay-Loam 1.4 4.37 0.148
Eutric Leptosols 12.38 Loam 1.2 14.53 0.063
Eutric Vertisols 11.74 Clay 1.2 13.89 0.1
Eutric Fluvisols 9.79 Loam 0.9 64.74 0.175
Haplic Alisols 4.77 Clay 1.1 23.32 0.164
Lithic Leptosols 2.86 Clay-Loam 1.3 7.11 0.094
Haplic Nitisols 1.29 Clay-Loam 0.8 88.4 0.166
Eutric Regosols 0.28 Sandy-Loam 1.4 21.25 0.15
Eutric Cambisols 0.01 Loam 1.1 23.61 0.167

Notes: FAO, Food and Agriculture Organization of the United Nations.


Water bodies (representing 20.3% of the basin) and urban (less than 1% of the basin) land use types have unidentified soil types.

JOURNAL OF THE AMERICAN WATER RESOURCES ASSOCIATION 1229 JAWRA


DILE AND SRINIVASAN

TABLE 3. Rainfall Information (1990-2010) for the Conventional The performance of the conventional and CFSR
Weather and CFSR Weather in the Lake Tana Basin. weather for simulating streamflow were evaluated
Average
using the streamflow data at gauging stations in four
Station Annual Rainfall Percentage Elevation rivers in the Lake Tana basin: the Gilgel Abay, the
Name (mm/year) of Missing (m.a.s.l) Gumera, the Rib, and the Megech. The Gilgel Abay
(catchment area 5,004 km2) is the largest tributary,
Addiszemen 1219.6 9.6 1940
draining into Lake Tana from the southern part of the
Adet 1125.4 19.0 2080
Bahir Dar 1419.4 2.1 1790 basin. The Gumera (catchment area 1,893 km2) and
Dangila 1575.2 3.7 2120 the Rib (catchment area 2,464 km2) flow into Lake
Debretabore 1502 9.6 2690 Tana from the east. The Megech (catchment area
Gondor 1145.3 5.2 1967 2,620 km2) flows in from the north. The gauged parts
Makesegnit 927 1.6 1912
of the Gilgel Abay, Gumera, Rib, and Megech are
Wanzaye 1377.1 7.0 1821
Woreta 1168.5 10.1 1819 2,025, 1,595, 1,407, and 514 km2 and the elevation
GP1 1843 NA 2362 ranges from the lake at 1,876 m.a.s.l to 2,795, 2,915,
GP2 800.6 NA 2068 3,400, and 2,890 m.a.s.l for the Gilgel Abay, Gumera,
GP3 403.5 NA 1811 Rib, and Megech, respectively. The hydrological data
GP4 407.5 NA 1784
span the period 1990-2007 and were supplied by the
GP5 1796 NA 1836
GP6 2402 NA 1531 Ethiopian Ministry of Water and Energy (MoWE,
GP7 1692.9 NA 2730 2012). This limited our evaluation of the model simula-
GP8 510 NA 2169 tion to 1990-2007, even though climate data were
GP9 548.9 NA 1833 available up to 2010. As the purpose of the study was
GP10 772.1 NA 1784
to compare the performance of CFSR weather simula-
GP11 1048.5 NA 1794
GP12 1674 NA 2417 tion in relation to conventional weather simulation, we
GP13 1388.7 NA 2109 did not perform any model calibration.
GP14 800.6 NA 2247 The Lake Tana elevation-area-volume curve from
GP15 1212.8 NA 2054 Wale et al. (2009) and Angereb reservoir data from
GP16 1302.3 NA 1815
the municipal water supply authority for Gondor
GP17 718 NA 2031
GP18 1045.7 NA 2032 town (GWSA, 2012) were used as input for the reser-
GP19 484.4 NA 2023 voirs in SWAT. Daily lake outflows from the Lake
GP20 468.8 NA 2399 Tana reservoir in 1990-2007 and average monthly
GP21 1398 NA 2783 reservoir outflows from Angereb were used for reser-
GP22 1204.5 NA 2784
voir simulations. The average amount of water drawn
GP23 262.3 NA 1742
GP24 345.2 NA 1841 from the Angereb reservoir for consumption was con-
sidered in the reservoir simulation. Table 4 presents
Note: NA, no missing data observed. physical reservoir parameter inputs for the model.

gauge observations and satellite irradiances) as well


as highly advanced (and coupled) atmospheric, oce- Model Setup
anic, and surface-modeling components at ~38 km
resolution (Saha et al., 2010). This indicates that the The watersheds were delineated to achieve a stream
production of CFSR data involves various spatial network compatible with the stream network provided
and temporal interpolations (on the presented from the Ministry of Water Resources (MoWR, 2009).
conventional weather data in Table 3, other nearby SWAT is a hydrological model and its performance is
conventional observations, and satellite products). It improved with homogeneous subbasin sizes. Hence,
is uncertain whether this process would yield similar the sizes of the subbasins were fixed between 500 and
climatic results to the conventional weather, which is 3,000 ha. Multiple HRUs were created within each
one reason for this comparative study. subbasin, and zero percent threshold area was used to
According to the CFSR weather, the highest and define HRUs (i.e., all land use, soil, and slope classes in
lowest annual rainfalls in 1990-2010 were 2,402 and a subbasin were considered in creating the HRUs).
262.3 mm. These occurred at weather stations GP6 Water bodies along the stream network were consid-
and GP23 (Figure 1), respectively. Both weather sta- ered as reservoirs in the SWAT model. Hence, the nat-
tions are located in the northern part of the Lake ural Lake Tana and the artificial Angereb reservoir
Tana basin, but outside the basin boundary. The created to supply water to Gondor were both included
CFSR weather does not have any data gaps. Table 3 as reservoirs in the model. Data on agricultural
compares the conventional weather and the CFSR management practices in the basin were obtained from
weather using annual rainfall. the Ethiopian Institute of Agricultural Research

JAWRA 1230 JOURNAL OF THE AMERICAN WATER RESOURCES ASSOCIATION


EVALUATION OF CFSR CLIMATE DATA FOR HYDROLOGIC PREDICTION IN DATA-SCARCE WATERSHEDS: AN APPLICATION IN THE BLUE NILE RIVER BASIN

TABLE 4. Physical Parameters of Reservoirs in the Lake Tana Basin.

Principal Spillway Emergency Spillway


2 3
Elevation (m.a.s.l) Area (km ) Volume (Mm ) Elevation Area (km2) Volume (Mm3)

Lake Tana 1,784 2,766 20,300 1,787 2,983 29,100


Angereb reservior 2,135 0.5 3.53 2,138 0.6 5.16
250

250
(a) (b)
200

200
fertilizer (kg/ha)
150

150
100

100
50

50
0

0
2004 2005 2006 2007 2008 2009 2004 2005 2006 2007 2008 2009
250

250
(c) DAP_teff (d)
UREA_teff
200

200
DAP&UREA_teff
DAP_corn
fertilizer (kg/ha)

UREA_corn
150

DAP&UREA_corn 150
100

100
50

50
0

2004 2005 2006 2007 2008 2009 2004 2005 2006 2007 2008 2009
year year

FIGURE 2. Different Fertilizer Application Practices in Four Administrative Zones in the Lake Tana Basin:
(a) Agew Awi, (b) West Gojjam, (c) South Gondor, and (d) North Gondor.

(EIAR, 2007) and the Ethiopian Central Statistical The blanket recommendation for fertilizer applica-
Agency (CSA, 2012). Management practices data tion in most parts of Ethiopia is 100 kg DAP per ha
included planting, harvesting and killing, tillage, and plus 100 kg UREA per ha (EIAR, 2007). DAP is a
fertilizer and pesticide applications. phosphorous-based fertilizer with the composition
The timing of planting and harvesting in the study 45.5-46.5% phosphate (P2O5), 17.5-18.3% nitrogen,
area varies from year to year based on the onset of the 1.5-2.6% water, and 2-4% fluoride. UREA is a 46%
rainy season. In this study, the timing of harvesting nitrogen fertilizer. EIAR (2007) recommends applica-
and planting was averaged over a longer period. Thus, tion of 100 kg/ha of DAP at one application, along
for the purpose of the simulations, teff was planted on with 50 kg/ha UREA applied at planting, and another
July 22 and harvested on December 5, and corn was 50 kg/ha applied after 30 to 35 days.
planted on May 20 and harvested on October 25. In practice, fertilizer application in the study area
Tillage distributes nutrients, pesticide, and residue does not always follow these recommendations. Data
in the soil profile. A traditional tilling tool called the on various fertilizer application practices from 2004-
maresha is used in Ethiopia. The depth of tillage with 2009 were obtained from the Central Statistical
the maresha ranges from 15 to 20 cm (Gebregziabher Agency (CSA, 2012). They are summarized in
et al., 2006; Temesgen et al., 2008). Tillage frequency Figure 2. In Ethiopia, fertilizer application data are
generally varies depending on the situation of a par- available only at the level of administrative zones.
ticular farmer, the location, the crop, and climatic Fertilizer application practices differ among the
factors (Temesgen et al., 2008). In setting up this administrative zones, and also within the zones (i.e.,
model, a tillage frequency of four times per year, to a it differs from farmer to farmer). The farmers apply
depth of 15 cm, and a mixing efficiency of 0.3 was either DAP or UREA, or a combination. However, for
implemented (Temesgen et al., 2008). this study we used the best-case fertilizer application

JOURNAL OF THE AMERICAN WATER RESOURCES ASSOCIATION 1231 JAWRA


DILE AND SRINIVASAN

practice (combined DAP and UREA application) in Percent bias compares the average tendency of the
the respective zones, but averaged over years. simulated data to the corresponding observed data
The EIAR (2007) recommends the application of (Gupta et al., 1999). The optimal value of PBIAS is 0.
2,4-D Amine weedkiller to protect crops from weed A positive value indicates that the model has under-
damage 7 to 10 weeks after planting. As per the estimated and a negative value indicates overestima-
EIAR’s recommendation, 2,4-D Amine weedkiller was tion (Gupta et al., 1999). Moriasi et al. (2007)
added at 1 l/ha on teff fields in the model setup. This suggested that PBIAS is a quick way to quantify
weedkiller was not applied on cornfields, as it is not water balance errors and indicate model performance.
recommended for broad-leafed crops. PBIAS is computed with Equation (2).
SWAT has different options to calculate the hydro- P
n
logical components in a watershed. In this study, the ðQiobs  Qisim Þ  100
i¼1
Hargreaves method was used to determine potential PBIAS ¼ ð2Þ
P
n
evapotranspiration, since it only required air tempera- ðQiobs Þ
ture data. Surface runoff was estimated using the Soil i¼1
Conservation Service’s curve number method, which is
a nonlinear function of precipitation and retention The variables in Equation (2) have similar mean-
coefficients. The surface runoff in SWAT is estimated ings to those in Equation (1).
separately for each HRU and routed to obtain the total
runoff for the watershed. A variable storage routing
method was used for routing the flow of water in the
channels. As the aim of this study was to assess the RESULTS AND DISCUSSION
applicability of global data for hydrological applica-
tions, model calibration was not performed. Calibra-
tions are necessary to improve the model performance Model Simulations with Conventional Weather
for a given climatic input.
The model simulation with the conventional
weather without calibrations showed a sound perfor-
Model Evaluation mance. The evaluation of the model simulations with
observed streamflows at four river gauging stations at
The model was simulated from 1990-2011, with a a monthly time step yielded reasonable agreement.
three-year warm-up period to let all hydrological Using guidelines given in Moriasi et al. (2007) for eval-
stocks balance from their initial state. The perfor- uating systematic quantification of watershed simula-
mance of the model was evaluated at four river gaug- tions at a monthly time step, the NSE results for the
ing stations using Nash-Sutcliffe Efficiency (NSE) Gilgel Abay and Gumera rivers showed very good
and Percent bias (PBIAS). model performance (i.e., 0.75 < NSE < 1), while the
Nash-Sutcliffe Efficiency is a normalized statistic PBIAS value showed good performance (10% <
that determines the relative magnitude of the resid- PBIAS < 15%). The NSE and PBIAS values for the
ual variance compared to the measured data variance Rib and the Megech rivers showed unsatisfactory per-
(Nash and Sutcliffe, 1970). It is calculated with Equa- formance (NSE ≤ 0.50, and PBIAS ≥ 25%). However,
tion (1). NSE and PBIAS values for the Megech were close to
the satisfactory model performance criteria (e.g.,
2 Pn 3
ðQiobs  Qisim Þ2 NSE = 0.49). Table 5 shows the model evaluation
6 i¼1 7 statistics for the four river gauging stations.
NSE ¼ 1  6
4P
7
5 ð1Þ
n
2 The hydrograph at a monthly time step showed
ðQiobs  Qmean
obs Þ reasonable agreement between the simulated and the
i¼1
observed streamflows at the four river gauging sta-
where Qiobs and Qisim are the observed and simulated tions (Figure 3). However, the conventional weather
streamflow at the ith time step respectively; Qmean
obs is simulation showed minor underestimations for the
the average of the observed streamflow; and n is the Gilgel Abay and Gumera and overestimations for the
total number of observations. NSE values can range Rib and Megech (Table 5).
from ∞ to 1. An NSE value of 1 corresponds to a In a region with only minor hydro-climatic and bio-
perfect match of observed streamflow to simulated physical differences, the markedly poor performance
streamflow. An NSE value between 0 and 1 is consid- of the conventional weather simulation for the Rib
ered an acceptable level of performance, whereas an river arouses suspicion that there might be weak-
NSE value ≤0 suggests the observed average is a nesses in the streamflow input data. Ann van Griev-
better predictor than the model. sen experienced a similar problem in her research

JAWRA 1232 JOURNAL OF THE AMERICAN WATER RESOURCES ASSOCIATION


EVALUATION OF CFSR CLIMATE DATA FOR HYDROLOGIC PREDICTION IN DATA-SCARCE WATERSHEDS: AN APPLICATION IN THE BLUE NILE RIVER BASIN

regarding the Rib River (November 26, 2012, per- showed the very good performance of the model in
sonal communication). However, such a problem has these gauging stations. The PBIAS value for Gilgel
not yet been reported in the literature. This problem Abay also indicated very good performance, while the
was not evident in a study by Setegn et al. (2010) of PBIAS value for the Gumera showed good model per-
this river basin, but their model evaluation was after formance. The model’s performance was unsatisfac-
calibration, and it is possible to calibrate a model for tory for the Rib and Megech rivers, according to both
incorrect data. Overall, we find it highly likely that NSE and PBIAS evaluation methods.
the performance of the conventional weather simula- The hydrographs and the PBIAS values show that
tion for the Rib was compromised by unreliable the model simulation with the CFSR weather overes-
streamflow input data. timated the streamflows at three of the four river
gauging stations (Figure 4 and Table 5). Comparison
of the hydrographs for observed and simulated
Model Simulations with CFSR Weather monthly streamflows at Gilgel Abay showed reason-
able agreement, with a minimal overestimation. The
The model simulation using CFSR weather with- simulations at the Gumera gauging station captured
out calibration showed reasonable performance at the most of the peaks, but underestimated a few. The
Gilgel Abay and Gumera river gauging stations at a simulation using CFSR weather gave extreme overes-
monthly time step. The NSE value of more than 0.75 timations of streamflow at the Rib and Megech gaug-
ing stations. We argued in the previous section that
this could well be down to poor data from the Rib
TABLE 5. Model Performance Evaluations for a Monthly
gauging station. However, at the Megech station the
Time Step at Four Rivers in the Lake Tana Basin Using
Conventional and CFSR Weather Simulations. overestimation was due to high rainfall amount
generated by the CFSR weather (Figure 5).
Conventional
Weather CFSR Weather

Rivers NSE PBIAS NSE PBIAS


Comparison of the Performance of the Conventional
and CFSR Weather Simulations
Gilgel Abay 0.87 11.05 0.79 3.83
Gumera 0.84 9.99 0.75 15.09 By Model Evaluation Criteria. According to
Rib 0.58 115.69 0.90 110.67
Megech 0.49 29.08 1.91 131.88
the model evaluation criteria, the conventional
weather simulation performed better than the CFSR

(a) (b)
100 150 200

100 150 200


streamflow ( m3 sec )

50

50
0

1994 1996 1998 2000 2002 2004 2006 2008 1994 1996 1998 2000 2002 2004 2006 2008

(c) (d) observed


streamflow ( m3 sec )

simulated conventional
150

60
100

40
50

20
0

1994 1996 1998 2000 2002 2004 2006 2008 1994 1996 1998 2000 2002 2004 2006 2008
year year

FIGURE 3. Hydrograph between Monthly Observed and Simulated Streamflows with Conventional Weather
at (a) Gilgel Abay, (b) Gumera, (c) Rib, and (d) Megech River Gauging Stations During 1993-2007.

JOURNAL OF THE AMERICAN WATER RESOURCES ASSOCIATION 1233 JAWRA


DILE AND SRINIVASAN

(a) (b)

100 150 200


streamflow ( m3 sec )

250
150

50
50
0

0
1994 1996 1998 2000 2002 2004 2006 2008 1994 1996 1998 2000 2002 2004 2006 2008

(c) (d) observed


streamflow ( m3 sec )

simulated CFSR
150

80
60
100

40
50

20
0

0
1994 1996 1998 2000 2002 2004 2006 2008 1994 1996 1998 2000 2002 2004 2006 2008
year year

FIGURE 4. Hydrograph between Monthly Observed and Simulated Streamflows with CFSR Weather
at (a) Gilgel Abay, (b) Gumera, (c) Rib, and (d) Megech River Gauging Stations.
2000

2000

(a) (b)
1500

1500
amount (mm)
1000

1000
500

500
0

Rainfall PET AET WYLD SUR_Q GW_Q LAT_Q SW PERC Rainfall PET AET WYLD SUR_Q GW_Q LAT_Q SW PERC
2000

2000

(c) (d) Conventional


CFSR
1500

1500
amount (mm)
1000

1000
500

500
0

Rainfall PET AET WYLD SUR_Q GW_Q LAT_Q SW PERC Rainfall PET AET WYLD SUR_Q GW_Q LAT_Q SW PERC

FIGURE 5. Water Balance Components for the Conventional Weather and CFSR Weather Simulations in Four Watersheds of the Lake Tana
Basin: (a) Gilgel Abay, (b) Gumera, (c) Rib, and (d) Megech. ET, actual evapotranspiration; WYLD, water yield: the net amount of water that
leaves the subbasin and contributes to streamflow in the reach, WYLD = SUR_Q + LAT_Q+GW_Q-TLOSS; SUR_Q, surface runoff contribu-
tion to streamflow; GW_Q, groundwater contribution to streamflow; LAT_Q, lateral flow contribution to streamflow; SW, soil water content;
PERC, water percolating past the root zone; Q-TLOSS, transmission loss.

simulation overall. The model using conventional performed well for all three gauging stations where
weather showed at least satisfactory performance for there was reliable streamflow input data, whereas
three of the four gauging stations, while the model the CFSR weather simulation performed well for two
using CFSR weather showed at least satisfactory of them. Regarding the cases where the two weather
performance for two of the gauging stations. Given simulations showed satisfactory performance
the uncertainty in the Rib streamflow data, it could compared to the observed streamflows, there was no
be argued that the conventional weather simulation substantial difference.

JAWRA 1234 JOURNAL OF THE AMERICAN WATER RESOURCES ASSOCIATION


EVALUATION OF CFSR CLIMATE DATA FOR HYDROLOGIC PREDICTION IN DATA-SCARCE WATERSHEDS: AN APPLICATION IN THE BLUE NILE RIVER BASIN

Simulation of Water Balance Components. Basin- components (except potential evapotranspiration)


wide water balance partitioning showed that both than the conventional weather simulations.
CFSR and conventional weather generated more or
less similar water balance components. The conven- Simulation of Rainfall. SWAT provides rainfall
tional weather simulation converted 43% of the rain- data at subbasin-by-subbasin level. This allowed us
fall to streamflow, while the CFSR weather to compare the rainfall amounts from the CFSR and
simulation converted 46% to streamflow. However, conventional weather for all subbasins in the Lake
the contribution of surface runoff and base flow to Tana basin (Figure 6). A large part of the subbasins
total streamflow differed in both simulations. The (~49%) were within a 25% rainfall difference (a con-
streamflow from the conventional weather simulation ventional rainfall to CFSR rainfall ratio of 0.75-1.0
had a higher surface runoff contribution (~54%), and and 1.0-1.25). Most of the subbasins with a rainfall
the streamflow from the CFSR weather simulation difference of less than 25% were located further out-
had a higher base flow contribution (~55%). The side the lake boundary. The CFSR weather showed
actual evaporation with the CFSR weather simula- more than 50% rainfall underestimations (a conven-
tion (~75%) was a little higher than the actual evapo- tional rainfall to CFSR rainfall ratio of more than
ration with the conventional weather simulation 1.5) in about 37% of the subbasins, while 14% of the
(~69%). The actual evapotranspiration percentage in subbasins showed a rainfall difference between 25-
the Lake Tana basin was high because of a higher 50% (a conventional rainfall to CFSR rainfall ratio of
evaporation contribution from the lake. The percola- 0.5-0.75 and 1.25-1.5). Subbasins with more than 50%
tion in the conventional weather simulation was rainfall underestimations (with the conventional rain-
about 20% of rainfall, and 25% in the CFSR weather fall to CFSR rainfall ratio of more than 1.5) were
simulation. Deep percolation in both simulations was located in the lake area and in the southern part of
1% of rainfall. the lake. This indicates that the CFSR weather did
The water balance components from both weather not represent rainfall amounts in a large part of the
simulations (in each of the four watersheds of the subbasins which are located around Lake Tana.
Lake Tana basin) were different (Figure 5). The dif- In much of the gauged part of the Lake Tana
ference in the water balance components from both basin, the rainfall difference between the CFSR
weather simulations contributed from the difference weather and the conventional weather was within
in the weather data. The weather data came from 25% (a conventional rainfall to CFSR rainfall ratio of
two independent sources with different methods for 0.75-1.0 and 1.0-1.25) (Figure 6). In the watersheds
collecting and processing data. A detailed climate of Gilgel Abay, 45% of the subbasins were within a
data analysis would be needed to investigate the 25% rainfall difference between the CFSR weather
differences between the two weather data (e.g., Silva and the conventional weather; 28% of the subbasins
et al., 2011; Zhang et al., 2012). However, under- were within a rainfall difference of 25-50% and the
standing that rainfall is the main factor in hydrologi- other 27% of the subbasins showed more than 50%
cal processes, and aiming to demonstrate how the rainfall difference. In 80% of the subbasins in Gumera
difference in rainfall between the two weather data- watershed, the rainfall difference between the CFSR
sets affected the water balance components, we com- weather and the conventional weather were within
pared the rainfall amounts between the conventional 25% difference (Figure 6). However, subbasins close
weather and the CFSR weather in the four water- to the lake boundary showed very high underestima-
sheds. tion where the difference in rainfall between the
The average annual rainfall for the CFSR weather CFSR weather and the conventional weather was
over Gilgel Abay and Megech subbasins exceeded the more than 100%. The large part of the subbasins in
annual rainfall from the conventional weather by 145 Rib watershed (~98%) showed a rainfall amount dif-
and 400 mm respectively. In contrast, the annual ference between the CFSR and the conventional
rainfall over the Gumera and Rib subbasins from the weather of less than 25%. Around 2% of the subba-
CFSR weather was less than the average annual rain- sins demonstrated more than 25% rainfall difference
fall from conventional weather by 290 and 85 mm between the CFSR and conventional weather. In
respectively. The higher rainfall generated by the Megech watershed, ~96% of the subbasins showed a
CFSR weather simulations for the Gilgel Abay and rainfall difference between the CFSR and the conven-
Megech subbasins resulted in higher water balance tional weather of less than 25%. The remaining 4%
components (except actual and potential evapotrans- showed a difference between 25-50%. Overall, there
piration) than the conventional weather simulations. were underestimations from the CFSR weather in
Conversely, the lower rainfalls in the Gumera and the subbasins of Gumera and Rib, and overestima-
Rib subbasins generated by the CFSR weather simu- tions in the subbasins of Gilgel Abay and Megech
lations resulted in lower values in all water balance (Figure 6).

JOURNAL OF THE AMERICAN WATER RESOURCES ASSOCIATION 1235 JAWRA


DILE AND SRINIVASAN

FIGURE 6. Ratio of the Average Annual Rainfall of the Conventional Weather to the Average Annual Rainfall of CFSR Weather. Values
greater than 1.0 indicate that the rainfall amount from the conventional weather is higher than the CFSR weather, and vise versa.
200

150

(a) (b)
streamflow ( m3 sec )

150

100
100

50
50
0

Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec
70
120

(c) (d) Observed


Conventional
streamflow ( m3 sec )

CFSR
50
20 40 60 80

30
10
0

Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec

FIGURE 7. Average Monthly Streamflow Hydrograph (1993-2007) for Observed, Simulated with Conventional Weather, and Simulated with
CFSR Weather at the (a) Gilgel Abay, (b) Gumera, (c) Rib, and (d) Megech River Gauging Stations in the Lake Tana Basin.

Simulation of Streamflows, Compared with monthly streamflow hydrograph generated with con-
Observed Streamflows. Hydrographs with the ventional weather replicated better the observed low
long-term average monthly streamflow were used to flows and the rising and recession curves (Figure 7a).
compare the performance of the conventional and For the Gumera gauging station, the conventional
CFSR weather simulations (Figure 7). The CFSR weather simulation was better at replicating the
weather simulation replicated the peaks of the rising and recession curves of the hydrograph, but
observed average monthly streamflows at the Gilgel both simulations underestimated the peak (Fig-
Abay River gauging station, while the average ure 7b). The average monthly hydrographs with the

JAWRA 1236 JOURNAL OF THE AMERICAN WATER RESOURCES ASSOCIATION


EVALUATION OF CFSR CLIMATE DATA FOR HYDROLOGIC PREDICTION IN DATA-SCARCE WATERSHEDS: AN APPLICATION IN THE BLUE NILE RIVER BASIN

120
actual evapotranspiration (mm)

(a) (b)
80 100

80
60

60
40

40
20

20
0

0
Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec
actual evapotranspiration (mm)

(c) (d) Conventional

120
80 100

CFSR

20 40 60 80
60
40
20
0

0
Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec

FIGURE 8. Average Monthly Actual Evapotranspiration over the Subbasins of the (a) Gilgel Abay, (b) Gumera,
(c) Rib, and (d) Megech Watersheds, Simulated with Conventional Weather and CFSR Weather.

conventional and the CFSR weather at the Rib gaug- in relation to conventional weather. In most cases,
ing station behaved similarly except with slight the CFSR weather simulation gave similar or lower
variations during May and June and the peak flow estimates than the conventional weather simulation.
months, but neither replicated the observed stream- The only exceptions were in the subbasins of the Gil-
flows (Figure 7c). The average monthly hydrograph gel Abay watershed, where the CFSR simulation gave
with the CFSR weather simulation overestimated the higher average monthly actual evapotranspiration
average monthly observed streamflow at the Megech from December to April (Figure 8). The maximum dif-
gauging station (Figure 7d). The average monthly ference between the average monthly actual evapo-
hydrograph with the conventional weather simulation transpiration simulations in the subbasins of Gilgel
at the Megech gauging station overestimated the ris- Abay was 10 mm. The most consistent difference
ing and the recession limbs of the hydrograph, but was found in the Gumera subbasins, where the simu-
underestimated the peak. Overall, the conventional lation using CFSR weather gave lower average actual
weather simulation performed better at the Megech evapotranspiration in every month; the maximum
gauging station than the CFSR weather simulation. deviation (~24 mm) occurred in May (Figure 8b).
The average monthly streamflows, over 15 years, Similarly, the CFSR simulation generated lower aver-
were lower with the conventional weather simula- age actual evapotranspiration in all months for the
tions for the Gilgel Abay and Megech gauging sta- Rib subbasins, with the highest difference (~16 mm)
tions than with the CFSR weather simulations (Table occurring in June (Figure 8c). The deviation between
S1, Supporting Information). For the Gumera and the average monthly actual evapotranspiration levels
Rib rivers, the average monthly streamflows with the generated by the CFSR and conventional weather
conventional weather simulations were higher than simulations for the Megech subbasins was less than
with the CFSR weather simulations (Table S1). Fig- 5 mm in all months except August and September,
ure S1 (Supporting Information) compares the when it reached 12 and 19 mm respectively (Fig-
streamflows simulated with the conventional weather ure 8d).
and the CFSR weather.
Simulation of Crop Yields, Compared with
Simulation of Actual Evapotranspiration. We Observed Yields. Crop yields with both weather
did not have observed actual evapotranspiration data simulations provided more or less similar results
in the Lake Tana basin to compare the performance (Figure 9). The simulated average annual teff yield
of the simulations. However, we compared the actual from both weather simulations in all of the four
average monthly evapotranspiration from the two administrative zones was in agreement with the teff
simulations to see how the CFSR weather performed yield census data from the CSA (2012), while the corn

JOURNAL OF THE AMERICAN WATER RESOURCES ASSOCIATION 1237 JAWRA


DILE AND SRINIVASAN
7

7
Observed_teff (a) (b)
Conventional_teff
6

6
CFSR_teff
crop yield (ton/ha)

Observed_corn
5

5
Conventional_corn
CFSR_corn
4

4
3

3
2

2
1

1
0

0
1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007
7

7
(c) (d)
6

6
crop yield (ton/ha)
5

5
4

4
3

3
2

2
1

1
0

0
1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007
year year

FIGURE 9. Average Annual Crop Yield — Observed (census), Simulated with Conventional Weather, and Simulated
with CFSR Weather. (a) Agew Awi, (b) West Gojjam, (c) South Gondor, and (d) North Gondor administrative zones
in the Lake Tana basin. Observed data were not available for some years.

yield was overestimated by both weather simula- weather substantially underestimated streamflow
tions in all zones. The overestimation was mainly (PBIAS of 116%) only at the Rib gauging station,
related to higher fertilizer application in cornfields where the authors and other researchers (e.g., Ann
(Figure 2). van Grievsen, UNESCO-IHE, November 26, 2012,
As noted above, best-case fertilizer application personal communication) suspect input data prob-
practice was used in our model. We also checked the lems. However, simulation with CFSR weather
effect of high fertilizer application by using lower substantially underestimated streamflow at both Rib
fertilizer application practices. This showed that and Megech stations (PBIAS of 111 and 132%,
adopting lower fertilizer application practices sub- respectively).
stantially reduced the corn yield. This suggests that The water balance components from the two sim-
the higher corn yield in both weather simulations ulations were not significantly different, except for
was related to fertilizer management rather than the the Megech watershed. The average annual rainfall
weather data per se. We conclude that both weather from CFSR weather over the Gilgel Abay and Meg-
datasets simulated the crop growth simulation in the ech subbasins was higher than the annual rainfall
Lake Tana basin equally well. from the conventional weather by 145 and 400 mm,
respectively. The water balance components were
thus higher in the CFSR weather simulations than
the conventional weather simulations at both water-
CONCLUSIONS sheds. While the overestimation for Gilgel Abay
was relatively small, for Megech it was substantial.
The annual rainfall over the Gumera and Rib sub-
In this article, we studied the applicability of basins from the CFSR weather was lower than the
CFSR weather in predicting the hydrology of the four average annual rainfall from conventional weather
river basins in the Lake Tana basin, the upper part by 290 and 85 mm, respectively. The lower rainfall
of the Upper Blue Nile basin of Ethiopia. Our study in the CFSR weather was reflected in generally
demonstrated that the CFSR weather simulated the lower water balance component values in the CFSR
hydrology of the Lake Tana basin with a lower per- weather simulations. Overall, the difference in the
formance rate than conventional weather. CFSR water balance components from the simulations
weather gave satisfactory results (NSE ≥ 0.5) in sim- using both sets of weather data was minor in three
ulating the observed streamflows at two of the four of the four watersheds.
river gauging stations in the basin, while the conven- Both weather datasets provided similar crop yield
tional weather provided satisfactory results at three simulations. Both simulations estimated teff yields
of the stations. Simulation with the conventional close to those observed by the Ethiopian Central

JAWRA 1238 JOURNAL OF THE AMERICAN WATER RESOURCES ASSOCIATION


EVALUATION OF CFSR CLIMATE DATA FOR HYDROLOGIC PREDICTION IN DATA-SCARCE WATERSHEDS: AN APPLICATION IN THE BLUE NILE RIVER BASIN

Statistical Agency (CSA, 2012) in all four administra- A&M University when this paper was submitted. The authors
tive zones in the Lake Tana basin, while corn yields would like to express their appreciation to Louise Karlberg of SEI
for her invaluable comments. Comments from four anonymous
were overestimated in all four zones compared to the reviewers were also extremely helpful in improving the manu-
observed data. The higher corn yields in both script.
weather simulations were associated with high fertili-
zer application in the model.
These results indicate that while CFSR weather is
LITERATURE CITED
no substitute for high-quality observed weather, it
may be useful where such data are lacking. It is not Abdo, K.S., B.M. Fiseha, T.H.M. Rientjes, A.S.M. Gieske, and A.T.
always easy to find conventional weather stations at a Haile, 2009. Assessment of Climate Change Impacts on the
given spatial and temporal resolution, especially in Hydrology of Gilgel Abay Catchment in Lake Tana Basin, Ethio-
developing countries. Moreover, when the data exist, pia. Hydrological Processes 23:3661-3669.
Andersson, J.C.M., A.J.B. Zehnder, B. Wehrli, and H. Yang, 2012.
they may be unreliable because of gaps and other prob- Improved SWAT Model Performance with Time-Dynamic Voro-
lems, such as random errors. In such cases, it may be noi Tessellation of Climatic Input Data in Southern Africa.
better to use global data sources such as CFSR. CFSR Journal of the American Water Resources Association 48:480-
weather has an advantage over conventional weather 493.
in that it provides complete sets of climatic data. This Barrett, C.B., 1994. The Development of the Nile Hydrometeorolog-
ical Forecast System. Water Resources Bulletin 29:933-938.
allows the flexibility to apply different functions per- Betrie, G.D., Y.A. Mohamed, A. van Griensven, and R. Srinivasan,
taining to hydrological models. For example, with the 2011. Sediment Management Modelling in the Blue Nile Basin
conventional weather, we were limited to using the Using SWAT Model. Hydrology and Earth System Sciences
Hargreaves method to calculate potential evapotrans- 15:807-818.
piration because this method only requires maximum Beyene, T., D.P. Lettenmaier, and P. Kabat, 2009. Hydrologic
Impacts of Climate Change on the Nile River Basin:
and minimum temperatures to calculate potential Implications of the 2007 IPCC Scenarios. Climatic Change
evapotranspiration. However, availability of wind 100:433-461.
speed, relative humidity, and solar radiation data in CGIAR-CSI, 2009. SRTM 90m Digital Elevation Data. http://srtm.
the CFSR weather provides the flexibility to use Pen- csi.cgiar.org/, accessed February 2009.
man-Montieth and Priestley-Taylor methods. All in Collick, A.S., Z.M. Easton, T. Ashagrie, B. Biruk, S. Tilahun, E.
Adgo, S.B. Awulachew, G. Zeleke, and T.S. Steenhuis, 2009. A
all, while hydrological model simulations should use Simple Semi-Distributed Water Balance Model for the Ethiopian
high-quality observed weather data when available, Highlands. Hydrological Processes 23:3718-3727.
CFSR weather is a viable option for simulating the Conway, D., 2009. A Water Balance Model of the Upper Blue Nile
hydrology of an area in data-scarce regions. in Ethiopia. Hydrological Sciences Journal 42:265-286.
Conway, D. and H. Mike, 1996. The Impacts of Climate Variability
and Future Climate Change in the Nile Basin on Water
Resources in Egypt. International Journal of Water Resources
Development 12:277-296.
SUPPORTING INFORMATION Conway, D. and E.L. Schipper, 2011. Adaptation to Climate
Change in Africa: Challenges and Opportunities Identified from
Ethiopia. Global Environmental Change 21:227-237.
Additional Supporting Information may be found CSA, 2012. Central Statistical Authority of Ethiopia. http://www.
csa.gov.et/.
in the online version of this article:
Easton, Z.M., D. Fuka, E. White, A.S. Collick, B.B. Ashagre, M.
Table S1. Mean Monthly Streamflows (over McCartney, and S. Awulachew, 2010. A Multi Basin SWAT
15 year’s period) at Gilgel Abay, Gumera, Rib, and Model Analysis of Runoff and Sedimentation in the Blue Nile,
Megech River Gauging Stations with Conventional Ethiopia. Hydrology and Earth System Sciences 14:1827-1841.
Weather and CFSR Weather Simulations. EIAR, 2007. Crop Technologies Usage. Ethiopian Institute of Agri-
cultural Research, Addis Ababa, Ethiopia (in Amharic).
Figure S1. Hydrographs for Monthly Stream
Elshamy, M.E., I.A. Seierstad, and A. Sorteberg, 2009. Impacts of
Flows with the Conventional Weather and CFSR Climate Change on Blue Nile Flows Using Bias-Corrected GCM
Weather Simulations at the (a) Gilgel Abay, (b) Gu- Scenarios. Hydrology and Earth System Sciences 13:551-565.
mera, (c) Rib, and (d) Megech River Gauging Stations. Engida, A.N. and M. Esteves, 2011. Characterization and Disaggre-
gation of Daily Rainfall in the Upper Blue Nile Basin in Ethio-
pia. Journal of Hydrology 399:226-234.
ENMSA, 2012. Metreological Data. The Ethiopian National Metre-
ACKNOWLEDGMENTS ological Services Agency, Addis Ababa, Ethiopia.
FAO, 1995. World Soil Resources: An Explanatory Note on the
The first author is sponsored by the Swedish Research Council FAO (Food and Agriculture Organization) World Soil Resources
for Environment, Agricultural Sciences and Spatial Planning (For- Map at 1:25 000 00 Scale. Food and Agriculture Organization of
mas) and Stockholm Environment Institute (SEI). He was a short- the United Nations, Rome, Italy.
term exchange scholar at the Spatial Sciences Laboratory at the Fuka, D.R., M.T. Walter, C. MacAlister, A.T. Degaetano, T.S.
Department of Ecosystem Sciences and Management at Texas Steenhuis, and Z.M. Easton, 2013. Using the Climate Forecast

JOURNAL OF THE AMERICAN WATER RESOURCES ASSOCIATION 1239 JAWRA


DILE AND SRINIVASAN

System Reanalysis as Weather Input Data for Watershed Mod- Climate Forecast System Reanalysis. Journal of Hydrology 442-
els. Hydrological Processes, doi: 10.1002/hyp.10073. 443:105-116.
Gebregziabher, S., A.M. Mouazen, H. Van Brussel, H. Ramon, J. Nash, J.E. and J.V. Sutcliffe, 1970. River Flow Forecasting through
Nyssen, H. Verplancke, M. Behailu, J. Deckers, and J. de Baer- ConceptualModels: Part 1. — A Discussion of Principles. Jour-
demaeker, 2006. Animal Drawn Tillage, the Ethiopian Ard nal of Hydrology 10:282-290.
Plough, Maresha: A Review. Soil and Tillage Research 89:129- Neitsch, S.L., J.G. Arnold, J.R. Kiniry, and J. R. Williams, 2012.
143. Soil and Water Assessment Tool Theoretical Documentation:
Gebrehiwot, S.G., U. Ilstedt, A. I. G€ardenas, and K. Bishop, 2011. Version 2005. Grassland Soil and Water Research Laboratory,
Hydrological Characterization of Watersheds in the Blue Nile Agricultural Research Service, Blackland Research Center,
Basin, Ethiopia. Hydrology and Earth System Sciences 15:11- Texas Agricultural Experiment Station, Temple, Texas.
20. Quadro, M.F.L., E.H. Berbery, M.A.F. Silva Dias, D.L. Herdies,
Globalweather, 2012. NCEP Climate Forecast System Reanalysis and L.G.G. Goncßalves, 2013. The Atmospheric Water Cycle over
(CFRS). http://globalweather.tamu.edu/, accessed December South America as Seen in the New Generation of Global Rea-
2012. nalyses. AIP Conference Proceedings 732:732-735.
Gupta, H., S. Sorooshian, and P. Yapo, 1999. Status of Automatic Saha, S., S. Moorthi, H.-L. Pan, X. Wu, J. Wang, S. Nadiga, P.
Calibration for Hydrologic Models: Comparison with Multilevel Tripp, R. Kistler, J. Woollen, D. Behringer, H. Liu, D. Stokes,
Expert Calibration. Journal of Hydrologic Engineering 4:135- R. Grumbine, G. Gayno, J. Wang, Y.-T. Hou, H.-Y. Chuang, H.-
143. M.H. Juang, J. Sela, M. Iredell, R. Treadon, D. Kleist, P. Van
GWSA, 2012. Angereb Reservoir Data. Gondor Town Municipality Delst, D. Keyser, J. Derber, M. Ek, J. Meng, H. Wei, R. Yang,
Water Supply Authority, Gondor, Ethiopia. S. Lord, H. Van Den Dool, A. Kumar, W. Wang, C. Long, M.
Kim, U. and J. Kaluarachchi, 2008. Application of Parameter Esti- Chelliah, Y. Xue, B. Huang, J.-K. Schemm, W. Ebisuzaki, R.
mation and Regionalization Methodologies to Ungauged Basins Lin, P. Xie, M. Chen, S. Zhou, W. Higgins, C.-Z. Zou, Q. Liu, Y.
of the Upper Blue Nile River Basin, Ethiopia. Journal of Hydrol- Chen, Y. Han, L. Cucurull, R.W. Reynolds, G. Rutledge, and M.
ogy 362:39-56. Goldberg, 2010. The NCEP Climate Forecast System Reanaly-
Kim, U. and J.J. Kaluarachchi, 2009. Climate Change Impacts on sis. Bulletin American Meteorological Society 91:1015-1057.
Water Resources in the Upper Blue Nile River Basin, Ethiopia. Setegn, S.G., D. Rayner, A.M. Melesse, B. Dargahi, and R. Sriniva-
Journal of the American Water Resources Association 45:1361- san, 2011. Impact of Climate Change on the Hydroclimatology
1378. of Lake Tana Basin, Ethiopia. Water Resources Research 47:
Kim, U., J.J. Kaluarachchi, and V.U. Smakhtin, 2008. Generation W04511.
of Monthly Precipitation Under Climate Change for the Upper Setegn, S.G., R. Srinivasan, A.M. Melesse, and B. Dargahi, 2010.
Blue Nile River Basin, Ethiopia. Journal of the American Water SWAT Model Application and Prediction Uncertainty Analysis
Resources Association 44:1231-1247. in the Lake Tana Basin, Ethiopia. Hydrological Processes
Lavers, D.A., G. Villarini, R.P. Allan, E.F. Wood, and A.J. Wade, 367:357-367.
2012. The Detection of Atmospheric Rivers in Atmospheric Rea- Silva, V.B.S., V.E. Kousky, and R.W. Higgins, 2011. Daily Precipi-
nalyses and Their Links to British Winter Floods and the tation Statistics for South America: An Intercomparison
Large-Scale Climatic Circulation. Journal of Geophysical Between NCEP Reanalyses and Observations. Journal of Hydro-
Research 117:D20106. meteorology 12:101-117.
Liu, B.M., A.S. Collick, G. Zeleke, E. Adgo, Z.M. Easton, and T.S. Smith, R.A. and C.D. Kummerow, 2013. A Comparison of in situ,
Steenhuis, 2008. Rainfall-Discharge Relationships for a Mon- Reanalysis, and Satellite Water Budgets over the Upper Colo-
soonal Climate in the Ethiopian Highlands. Hydrological rado River Basin. Journal of Hydrometeorology 14:888-905.
Processes 22:1059-1067. Taye, M., V. Ntegeka, and P. Willems, 2011. Assessment of Climate
Mekonnen, M.A., A. W€ orman, B. Dargahi, and A. Gebeyehu, 2009. Change Impact on Hydrological Extremes in Two Source
Hydrological Modelling of Ethiopian Catchments Using Limited Regions of the Nile River Basin. Hydrology and Earth System
Data. Hydrological Processes 3408:3401-3408. Sciences 15:209-222.
Melesse, A., W. Abtew, T. Dessalegne, and X. Wang, 2010. Low and Temesgen, M., J. Rockstrom, H.H.G. Savenije, W.B. Hoogmoed,
High Flow Analyses and Wavelet Application for Characteriza- and D. Alemu, 2008. Determinants of Tillage Frequency Among
tion of the Blue Nile River System. Hydrological Processes Smallholder Farmers in Two Semi-Arid Areas in Ethiopia. Phys-
252:241-252. ics and Chemistry of the Earth, Parts A/B/C 33:183-191.
Mishra, A. and T. Hata, 2006. A Grid-Based Runoff Generation Tesemma, Z.K., Y.A. Mohamed, and T.S. Steenhuis, 2009. Trends
and Flow Routing Model for the Upper Blue Nile Basin. Hydro- in Rainfall and Runoff in the Blue Nile Basin: 1964-2003.
logical Sciences Journal 51:191-206. Hydrological Processes 24:3747-3758.
Mohamed, Y., B. van den Hurk, H. Savenije, and W. Bastiaanssen, Tsintikidis, D., K.P. Georgakakos, G.A. Artan, and A.A. Tsonis,
2005. Hydroclimatology of the Nile: Results from a Regional Cli- 1999. A Feasibility Study on Mean Areal Rainfall Estimation and
mate Model. Hydrology and Earth System Sciences 9:263-278. Hydrologic Response in the Blue Nile Region Using METEO-
Moriasi, D.N., J.G. Arnold, M.W. van Liew, R.L. Bingner, R.D. SAT Images. Journal of Hydrology 221:97-116.
Harmel, and T.L. Veith, 2007. Model Evaluation Guidelines for Uhlenbrook, S., Y. Mohamed, and A.S. Gragne, 2010. Analyzing
Systematic Quantification of Accuracy in Watershed Simula- Catchment Behavior through Catchment Modeling in the Gilgel
tions. Transactions of the ASABE 50:885-900. Abay, Upper Blue Nile River Basin, Ethiopia. Hydrology and
MoWE, 2012. Hydrological Data. The Ethiopian Ministry of Water Earth System Sciences 14:2153-2165.
and Energy (MoWE), Addis Ababa, Ethiopia. Wale, A., T.H.M. Rientjes, A.S.M. Gieske, and H.A. Getachew,
MoWR, 1998. Abay River Basin Integrated Development Master 2009. Ungauged Catchment Contributions to Lake Tana’s Water
Plan Project. Ethiopia Ministry of Water Resources, Addis Balance. Hydrological Processes 23(26):3682-3693.
Ababa, Ethiopia, 140 pp. Wei, W., C. Jilong, and H. Ronghui, 2013. Water Budgets of Tropi-
MoWR, 2009. Spatial Data. The Ethiopian Ministry of Water cal Cyclones: Three Case Studies. Advances in Atmpsheric
Resources, Addis Ababa, Ethiopia. Sciences 30:468-484.
Najafi, M.R., H. Moradkhani, and T.C. Piechota, 2012. Ensemble White, E.D., Z.M. Easton, D.R. Fuka, A.S. Collick, E. Adgo, M. Mc-
Streamflow Prediction: Climate Signal Weighting Methods vs. Cartney, S.B. Awulachew, Y.G. Selassie, and T.S. Steenhuis,

JAWRA 1240 JOURNAL OF THE AMERICAN WATER RESOURCES ASSOCIATION


EVALUATION OF CFSR CLIMATE DATA FOR HYDROLOGIC PREDICTION IN DATA-SCARCE WATERSHEDS: AN APPLICATION IN THE BLUE NILE RIVER BASIN

2011. Development and Application of a Physically Based Land-


scape Water Balance in the SWAT Model. Hydrological Pro-
cesses 25:915-925.
Ymeti, I., 2007. Rainfall Estimation by Remote Sensing for Concep-
tual Rainfall-Runoff Modeling in the Upper Blue Nile Basin
Rainfall Estimation by Remote Sensing for Conceptual Rainfall-
Runoff Modeling in the Upper Blue Nile Basin. MSc. Thesis,
International Institute for Geo-Information Science and Earth
Observation, Enschede, The Netherlands.
Zhang, Q., H. K€ ornich, and K. Holmgren, 2012. How Well Do Rea-
nalyses Represent the Southern African Precipitation? Climate
Dynamics, doi: 10.1007/s00382-012-1423-z.

JOURNAL OF THE AMERICAN WATER RESOURCES ASSOCIATION 1241 JAWRA

You might also like