Professional Documents
Culture Documents
Sarah C White
To cite this article: Sarah C White (1996) Depoliticising development: The uses and abuses of
participation, Development in Practice, 6:1, 6-15, DOI: 10.1080/0961452961000157564
Participation must be seen as political. There are always tensions underlying issues
such as who is involved, how, and on whose terms. While participation has the
potential to challenge patterns of dominance, it may also be the means through which
existing power relations are entrenched and reproduced. The arenas in which people
perceive their interests and judge whether they can express them are not neutral.
Participation may take place for a whole range of unfree reasons. It is important to
see participation as a dynamic process, and to understand that its own form and
function can become a focus for struggle.
movement was one of protest against the out that the involvement of the local people in
existing orthodoxy. Some are still fighting for implementation is not enough. For a fully
this. But in the mainstream, `women in participatory project, they should also take
development’ or `win-win’ environmental part in management and decision-making.
policies appear with the sting taken out of Both of these dimensions are important.
their tail. What began as a political issue is The problem is that they do not go far
translated into a technical problem which the enough. In lending themselves to technical
development enterprise can accommodate solutions (which is, of course, their attrac-
with barely a falter in its stride. Incorporation, tion), they can again obscure the politics of
rather than exclusion, is often the best means participation. A quota for the inclusion of
of control. poor women on the executive board, for
The status of participation as a `Hurrah’ example, seems to provide the answer. But of
word, bringing a warm glow to its users and course, simply being there does not ensure
hearers,2 blocks its detailed examination. Its that those women have a real say; and, even if
seeming transparency Ð appealing to `the they do, there is no guarantee that they will
people’ Ð masks the fact that participation speak for others in a similar situation. At their
can take on multiple forms and serve many best, such measures can only facilitate fuller
different interests. In fact, it is precisely this participation, they cannot deliver it. More
ability to accommodate such a broad range of critically, framing the problem in these terms
interests that explains why participation can ties us to observing the mechanisms for
command such widespread acclaim. If participation: it gives us no means of assess-
participation is to mean more than a facade of ing its content.
good intentions, it is vital to distinguish more Table 1 aims to move beyond this in
clearly what these interests are. This will help drawing out the diversity of form, function,
to show what many have long suspected: that and interests within the catch-all term
though we use the same words, the meaning `participation’ . It distinguishes four major
that we give them can be very different. types of participation, and the characteristics
of each. The first column shows the form of
participation. The second shows the interests
in participation from the `top down’: that is,
Interests in participation the interests that those who design and
There are two main ways in which the implement development programmes have in
politics of participation are admitted in devel- the participation of others. The third column
opment planning. The first is the question of shows the perspective from the `bottom up’ :
who participates. This recognises that `the how the participants themselves see their
people’ are not homogeneous, and that participation, and what they expect to get out
special mechanisms are needed to bring in of it. The final column characterises the
relatively disadvantaged groups. The second overall function of each type of participation.
regards the level of participation. This points In the following sections I describe practical
examples in which the different types of as `local counterpart funds’, which guarantee
participation can be observed. the people’ s commitment to the project. The
This framework is, of course, simply an funders’ input can be limited to financing raw
analytical device. In practice, the uses (and materials, and the programme can therefore
abuses) of participation may be very varied. be far more `cost-effective’.
Any project will typically involve a mix of For the local people, participation is seen as
interests which change over time. Rarely will a cost. The time which they spend building
any of these types appear in `pure’ form. I the school has to be taken away from paid
hope, none the less, that setting them out in employment, household work, or leisure. But
this way will highlight some important if they want the school, they see that they
distinctions. It is in the ambiguity of partic- have little option. Participation in this case is
ipation, as both concept and practice, that the instrumental, rather than valued in itself. Its
scope for its colonisation lies. function is as a means to achieve cost-
effectiveness, on the one hand, and a local
facility, on the other.
Nominal participation
An example of this type of participation is
found in Zambia. Large numbers of women’s Representative participation
groups have been formed by various A Bangladeshi NGO wished to launch a co-
government departments over the past thirty operatives programme. It invited the local
years. The existence of these groups demon- people to form their own groups, develop by-
strates that the departments are `doing laws, and draw up plans for what they would
something’ and have a `popular base’, which do. The function of participation was to allow
may be significant in their claims for the local people a voice in the character of the
personnel or financial support. Their interest project. From the NGO’ s side, this would
in women’s participation, therefore, is largely avoid the danger of creating an inappropriate
for legitimation. and dependent project and so ensure
Many of the women go along with this. sustainability.
They say they are members of groups, but A group of fishing families decided to
rarely attend any meetings. It serves their apply. They wanted to form a co-operative
interests of inclusion, however, to keep their for loans and fish marketing. For them, taking
names on the books. From time to time they an active part both in their own meetings and
may `check in’ to see if any new loans or in discussions with the NGO was important
other inputs are on offer. How many of these to ensure leverage, to influence the shape
groups actually exist in a functional sense is which the project should take and its
far from clear. In most cases, it seems, the subsequent management. Participation thus
women’s participation is nominal, and the took on a representative form, being an
groups mainly serve the function of display. effective means through which the people
could express their own interests.
Instrumental participation
Under the terms of Structural Adjustment Transformative participation
Programmes (SAPs), government funding for The idea of participation as empowerment is
essential infrastructure and services in many that the practical experience of being
African countries has been sharply reduced. involved in considering options, making
People’ s participation may therefore be decisions, and taking collective action to fight
necessary, to provide the labour for local injustice is itself transformative. It leads on to
schools. This serves the efficiency interests of greater consciousness of what makes and
outside funders. The people’s labour is taken keeps people poor, and greater confidence in
their ability to make a difference. An example None the less, as shown in Table 1,
from the Philippines indicates how this can empowerment may also be identified as the
happen. interest in participation `from above’, when
Encouraged by a community organiser, 25 outsiders are working in solidarity with the
hillside families decided to form a con- poor. From Marx’ s analysis of alienation, to
sumers’ co-operative. Prices at the local store Freire’s work on conscientisation, to the
were 50 per cent higher than those in the `alternative visions’ of organisations like
town, but the town was four hours’ walk DAWN,4 it is in fact not usually those who
away. They took some training in co- are poor or disadvantaged themselves who
operative management from the local NGO, identify empowerment as the key issue. The
and gradually devised their own constitution, latter generally have far more immediate and
by-laws, roles, and responsibilities. As their tangible interests and goals. This case is
confidence grew, they decided to take on therefore typical, in that empowerment of the
other projects. Then a presidential election poor was initially the concern of the local
was called. The local Mayor and some other NGO. It was only through their experience in
officials visited the area. They had only one the co-operative that the hillside families
message: `Vote for Marcos’. They had no came to see empowerment as being in their
time to listen to the villagers’ questions or interests. In this form, participation is
enter into discussion with them. After they therefore at one and the same time a means to
left, the villagers decided to boycott the empowerment and an end in itself, so
election. breaking down the division between means
When the election came, all 398 villagers and ends which characterises the other types.
spoiled their ballot papers. The community In another sense, of course, this process never
organiser visited them two days later. The comes to an end, but is a continuing dynamic
election was widely viewed as a public which transforms people’ s reality and their
relations exercise, but she had never sense of it.
discussed it with them, so was surprised and
impressed by what they had done. She asked
them for their reasons. One of the farmers
explained:
Dynamics in participation
All of the above examples are positive. There
In the co-operative, we discuss problems. We
is a degree of match between the interests
look at them from different angles. When we
from `top down’ and `bottom up’. This is
think that we have understood the situation,
because the stories are told as a way of
we try to come to a consensus. We avoid
clarifying the framework in Table 1. They are
voting as much as possible. When the
snapshots, abstracted from their wider social
government officials came, we asked for an
context, and even their own history as
explanation of why we were given other than
development programmes. Only one set of
what we asked for. We asked for a school,
interests is focused on, and presented as
teachers, and a road. The Mayor sent us the
though this were all there is to say. The
army, guns, and bullets. He refused to answer
stories, as much as Table 1, are a device,
our questions. He just told us to vote for
highlighting some points, but throwing others
Marcos. We want the government to be run
into shadow. Stated in this way, the
the way we manage our co-operative store.3
framework itself runs the risk of de-
Empowerment is usually seen as an agenda politicising participation, which it was
controlled `from below’ . This is because designed to overcome.
empowerment must involve action from What needs to be injected into Table 1 is a
below. However supportive, outsiders can sense of dynamic, along (at least!) four
only facilitate it, they cannot bring it about. dimensions. These are presented in Figure 1.
Here, clusters of circles show the interests power relations external to the project itself.
from top-down and bottom-up, and the forms The rest of this section discusses each of
and functions of participation. The small these dynamics in turn.
arrows between the circles indicate the first
dynamic, that each of the clusters is internally
diverse, and there is tension over which The diversity of interests
element Ð or combination of elements Ð In all the cases cited above, the Zambian
will predominate at any one time. In women, the African villagers, and the fishing
particular, as seen already in the case of the and hillside families are presented as though
election boycott, the character of participation they were homogeneous groups. In reality,
typically changes over time. The second they are diverse, with differing interests and
dynamic is shown by the arrows coming in to expectations of participation. This is clearest
the `form and function’ cluster from either to see in the Zambian case: it is in the hopes
side. These indicate that the form or function of individual gain that the women occasion-
of participation is itself a site of conflict. The ally `check in’ to the groups. Also, those
third pair of arrows comes out of the `form women who do remain more active Ð the
and function’ cluster, and into the `interests’ chair, secretary, and treasurers of the groups
clusters, showing that the outcomes of Ð are likely to identify their participation as
participation feed back into the constitution instrumental, and may even have some
of interests. The final dynamic is indicated by expectations of its being representative.
the arrows feeding into the diagram from the For outsiders similarly, there is a mix of
outside. These show that interests reflect interests. The NGO in the Philippines case
Figure 1 The politics of participation
Interests Interests
(top-down) (bottom-up)
legitimation
inclusion
sustainability
empowerment
empowerment
leverage
efficiency Form/function
cost
nominal/
display
representative/
voice
transforma-
tive/ means-
end
instrumental/
means
certainly gains legitimacy by having large example, may find that they cannot sustain
numbers of group members. Its interests in the expenditure of large amounts of time
efficiency and sustainability, as well as em- away from home. Also, even if power
powerment, are met by the hillside families relations have been challenged by a success-
developing and managing their own projects. ful exercise of participation, there is a danger
In addition, there will be different interests that new patterns of domination will emerge
among the local organisers and the NGO over time. This is particularly so where the
management. National leaders, for example, project itself creates new positions, with
may talk more readily of empowerment than some people being far more involved than
field workers who are aware of the dangers of others. The Bangladeshi fishing co-operative
reprisals from the local elite. The NGO may has a relatively good chance of sustaining
also `package’ the form and functions of parti- representative participation, because all of the
cipation differently for different `markets’. In members are actively involved. In other
dealing with their radical Northern funders, projects which rely on the management of a
they stress the transformative aspect. When few leaders, wider participation over time is
engaging with the local elite and the national much more likely to dwindle to a point where
government, they may place more emphasis it becomes nominal.
on the efficiency and sustainability dimens- It may also be that the level of participation
ions. There is politics, therefore, not simply increases over time. All their lives the fishing
in the form and function of participation, but families had taken loans from a middle-
also in how it is represented in different trader, and had to sell their catch back to him.
quarters. He then kept a proportion of the sale price as
profit, before selling on to a larger trader.
Through their co-operative, the fishing
Changes in participation over time families could apply for loans to the local
As participation is a process, its dynamic over NGO. By-passing the middle-trader, they
time must be taken into account. Seen at its then took loans from their own group, and
simplest, there is a strong tendency for levels sold the fish back to it. The co-operative itself
of participation to decline over time. This is then accumulated the profit, and they were
clearest in the Zambian case: thirty years ago, able to use the money for other collective
or even twenty, those same groups were projects. Their successful exercise of
highly active, with the enthusiasm of project representative participation led on to
workers matched by that of the women transformation.
themselves. This change may be due to In a similar way, the Philippine families
disillusionment with the project, but it can first encountered the NGO in a health-
also mean that people choose positively to education programme. After a year, an
use their time in other ways. There is a evaluation was held and they approved the
tendency in the rhetoric of participation to programme. They saw that poverty was the
assume that it is always good for people to underlying cause of their poor health. Having
take an active part in everything. People do, gone through the initial programme largely
however, have other interests, such as in out of the interests of inclusion, they
leisure. People often participate for negative developed the confidence to move to repres-
reasons: they do not have confidence that entative participation, in stating that their
their interests will be represented unless they more immediate need was a co-operative
are physically there. One can grow tired of store. The action and reflection process of
being an `active citizen’ ! organising and managing the store involved
Withdrawal from participation is not, them in transformative participation. This
however, always a positive choice. Women affected not only their economic position, but
with heavy domestic responsibilities, for also their political consciousness.
understand it, we have to see it in the wider look like. The NGOs’ negative experience of
social context in which the women live their co-option through the official agencies’
lives. From the other side, the government `consultation’ processes, in the first example,
departments’ interest in legitimation comes similarly shapes their choice as to whether to
from their competition with each other for participate in discussions of the latest plan.
resources. Also, however, it expresses their It may be that the most profound re-
complacency that no real demands will be negotiation of interests occurs where trans-
made on them, either from the poor or from formative participation achieves empower-
the powers-that-be. ment. While external agencies may genuinely
The other cases tell a similar story. In the desire the people’ s empowerment, they may
shadow of the SAP, the local people’s find it rather uncomfortable when empower-
participation in building the school clearly ment actually occurs. In the Philippines, for
shows the absence of other options. It is example, there is now considerable tension
probable that those who do have alternatives between some People’s Organisations and the
(such as a relatively well-paid job) are able to national NGOs that fostered them. The
evade participating, perhaps by paying former now wish to communicate directly
someone else to do their share. Whatever the with the funders. The NGOs do not wish to
collective rhetoric, it is well recognised that it lose control. Similarly, some Northern NGOs
is rare for the whole community to take part have found the language of partnership to be
equally. Some will be excused for being too double-edged. It can, for example, lead to
young or too old. But others will be able to their Southern counterparts rejecting as
call on their status: it is no coincidence that `imperialist’ any demand for funding
such `community’ labour projects in practice accountability. In some cases this may be
often fall to the women and poorer men. legitimate; in others it is not. But if one takes
Wider power relations condition the interests seriously the fact that both parties have been
of the outside agency, too. Its concern for shaped by unjust power relations, there is no
efficiency might indicate its limited budget. particular reason to expect that the form
But it also clearly draws on the international which empowerment takes will be benign.
supremacy of free-market ideology, and the Former friends, rather than common enemies,
awareness that it could easily take the funds may be the first and easiest point of attack.
elsewhere, if the local people do not Top-down commitment to others’ empower-
cooperate. ment is therefore highly contradictory. It is
That the experience of participation acts likely to lay bare the power dimensions of the
back on the construction of interests is relationship which the dominant partner
clearest to see in the cases of the fishing and would prefer to leave hidden. If it is genuine,
hillside families’ co-operatives. In both the process must be transformative, not only
instances, undertaking successful projects for the `weaker’ partner but also for the
enabled them to see new opportunities that outside agency and for the relationship
they had not at first imagined. There are also between them.
less positive examples. It is quite common, The underlying message of this section is
for example, that agencies, when they `ask simple: however participatory a development
the people’ what kind of project they would project is designed to be, it cannot escape the
like, get very conventional answers. Women limitations on this process that derive from
do ask for sewing machines, however much the power relations in wider society. That
feminists wish that they wouldn’t! This may people do not express other interests does not
in part reflect the wider gender-determined mean that they do not have them. It simply
division of labour, but it also draws on what means that they have no confidence that they
the people have seen of development can be achieved.6
projects, and so what they expect them to
whether or not they can express them, reflect 3 Taken from R. Tiongo and S. White (forth-
power relations. People’s non-participation, coming), Doing Theology and
or participation on other people’ s terms, can Development: Meeting the Challenge of
ultimately reproduce their subordination. Poverty, Edinburgh: St Andrew’s Press.
Figure 1 shows some of the dynamics in 4 Development Alternatives with Women for
participation, pointing out that the form and a New era (DAWN) Ð see G. Sen and C.
function of participation itself becomes a Grown (1987), Development, Crises and
focus for struggle. Alternative Visions: Third World Women’s
If participation means that the voiceless Perspectives, London: Earthscan.
gain a voice, we should expect this to bring 5 This use of `practical interests’ follows M.
some conflict. It will challenge power Molyneux (1985), `Mobilisation without
relations, both within any individual project emancipation? Women’s interests, the state
and in wider society. The absence of conflict and revolution in Nicaragua’, Feminist
in many supposedly `participatory’ pro- Studies 11(2): 227-54.
grammes is something that should raise our 6 For much fuller discussion of this point,
suspicions. Change hurts. Beyond this, the see J. Gaventa (1980), Power and
bland front presented by many discussions of Powerlessness: Quiescence and Rebellion
participation in development should itself in an Appalachian Valley, Oxford: Oxford
suggest questions. What interests does this University Press.
`non-politics’ serve, and what interests may it 7 See M. Buvinic (1986), `Projects for
be suppressing? women in the third world: explaining their
misbehaviour’ , World Development 14 (5):
653-64.
8 For fuller discussion of such tactics, see J.
Notes Scott (1985), Weapons of the Weak:
My thanks to Ken Cole, Marion Glaser, Everyday Forms of Peasant Resistance,
Charlotte Heath, Tone Lauvdal, Arthur London: Yale University Press.
Neame, Jane Oliver, and Romy Tiongo for
comments on earlier drafts of this paper.