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DEPRESSION AND ANXIETY 31:308–315 (2014)

2013 ADAA Scientific Symposium


COGNITIVE PROCESSES AND EMOTION REGULATION
IN DEPRESSION
Jutta Joormann, Ph.D.∗ and Meghan E. Quinn, M.S.

Sustained negative affect and diminished positive affect are hallmark features of
Major Depressive Disorder (MDD). Difficulties in emotion regulation have been
proposed to be at the core of these cardinal symptoms of MDD. It remains un-
clear, however, what underlies emotion regulation difficulties. Cognitive theories
of depression have focused on cognitive processes and recent studies suggest that
cognitive biases and deficits in cognitive control may help explain affective symp-
toms of this disorder. Specifically, it is proposed that cognitive biases and deficits
affect emotion regulation ability thereby setting the stage for maintained nega-
tive affect and diminished levels of positive affect. The article reviews empirical
studies that speak to these links and closes with a discussion of novel treatment
approaches that are inspired by these ideas. Depression and Anxiety 31:308–315,
2014. 
C 2014 Wiley Periodicals, Inc.

Key words: Cognition; Coping; Depression; Mood disorders; Stress

INTRODUCTION in their initial responses to negative events but in their


M ajor Depressive Disorder (MDD) is among the most
responses to the ensuing affect, resulting in prolonged
episodes of sadness and depressed mood.[4, 5] It remains
prevalent of all psychiatric disorders, affecting almost unclear, however, what underlies these differences in re-
20% of the US population at some point in their lives.[1] sponding to negative, and perhaps also positive, affect
Given the high prevalence and the substantial personal that may be associated with a heightened depression
and societal costs of MDD, efforts to identify risk factors risk. Research on depression has identified cognitive pro-
and underlying mechanisms as well as effective inter- cesses that play a critical role in the onset and mainte-
vention strategies are particularly pressing. Disordered nance of depression such as cognitive biases and deficits
affect is the hallmark feature of depression, specifically in cognitive control. These cognitive processes may af-
sustained negative affect and difficulties experiencing fect the responding to emotion-eliciting situations by
positive affect.[2] Individual differences in responses to interfering with effective emotion regulation. This ar-
negative events and, most importantly, in the regula- ticle briefly reviews research on cognitive processes in
tion of emotion have been linked to heightened risk for depression that may help or hinder emotion regulation
the onset of MDD.[3] Indeed, it has been proposed that and will then turn to a discussion of novel approaches
individuals who experience episodes of depression dif- to treatment that result from this perspective. The focus
fer from their nondepressed counterparts not so much will be on studies that have used clinically diagnosed sam-
ples but studies with analog samples are also reviewed if
they are particularly informative or if clinical studies are
missing.
Department of Psychology, Northwestern University,
Evanston, Illinois

∗ Correspondence
COGNITIVE BIASES AND
to: Jutta Joormann, Ph.D., Department of Psy-
chology, Northwestern University, 2029 Sheridan Road, Evanston,
DEFICITS IN EXECUTIVE
IL 60208. E-mail: jutta.joormann@northwestern.edu CONTROL: LINK TO EMOTION
Received for publication 01 January 2014; Revised 14 February REGULATION
2014; Accepted 21 February 2014
PERCEPTION AND ATTENTION
DOI 10.1002/da.22264
Published online 25 March 2014 in Wiley Online Library Individual differences in early perception of emo-
(wileyonlinelibrary.com). tional material and in the tendency to orient

C 2014 Wiley Periodicals, Inc.
2013 ADAA Scientific Symposium: Cognitive Processes in Depression 309

toward these stimuli, as well as a person’s ability to dis- toward negative stimuli, but once their attention was fo-
engage from emotional stimuli, are important factors cused on negative stimuli they spent significantly more
that affect emotion regulation when confronted with an time looking at these stimuli than nondepressed controls.
emotion-eliciting situation. The question of whether de- These findings have been replicated across dysphoric and
pression is associated with enhanced and maybe even clinical samples and across a variety of cognitive
automatic perception of emotional stimuli has been tasks.[17, 18] In a recent study, Sanchez et al.[18] used an
investigated in studies using either subliminal mate- eye tracking task that allowed for the separate assess-
rial, material with low degrees of emotional intensity ment of orienting and disengagement and showed that
or very fast presentation times. Strikingly, few studies clinically depressed participants had specific difficulties
to date have found biases in clinically depressed par- to disengage their attention from sad stimuli. No group
ticipants when depression-relevant (or other) stimuli differences were obtained for initial orientation to nega-
have been masked in order to investigate unconscious tive material. Importantly, difficulties disengaging atten-
processing.[6, 7] tion were related to increased reactivity in a subsequent
The evidence for attention biases in depression is also stress task.
mixed. In the emotional Stroop task, individuals with de- Difficulties disengaging from negative stimuli may
pression should take longer to respond to the color of the preclude depressed people from using effective emotion
negative words compared to neutral words suggesting regulation strategies such as distraction when confronted
that their attention was “grabbed” by the content of the with stressful events and may result in the sustained pro-
words. Whereas anxious participants exhibited slower cessing of emotion-eliciting stimuli leading to prolonged
color naming of all negative words at both subliminal and negative affect. Being “stuck” in attending to negative as-
supraliminal exposure durations, depressed participants pects of the situation may make it more difficult to shift
did not differ from control participants in the sublimi- attention to more positive aspects thus hindering a more
nal condition.[8, 9] In the dot probe task, a pair of stimuli balanced appraisal of the emotion-eliciting event.
(words or faces) is presented simultaneously: one stim-
ulus is neutral and the other is emotional. Participants
are asked to respond to a probe that replaces the neu-
tral or the emotional stimulus. Allocation of attention INTERPRETATION
to the spatial position of the stimuli is determined from Most situations that evoke emotions are ambiguous.
response latencies to the probes. Here, too, the results Negative interpretation biases could result in rigid, au-
have not been encouraging when words were presented tomatic mood-congruent interpretations of emotion-
briefly and masked.[8, 10] eliciting events and may make it difficult to see the situ-
Taken together, empirical findings that depression ation from a different perspective. Results, however, are
is associated with the easy identification of mood- mixed with regard to whether depression is character-
congruent material or a fast orienting toward negative ized by automatic interpretation biases.[19] Butler and
stimuli are rather mixed. There is evidence, however, Mathews,[20] for example, presented clinically depressed
that depressed persons are characterized by attentional participants with ambiguous scenarios and found that,
biases in later stages of processing. Studies using the dot compared to nondepressed participants, depressed indi-
probe task, for example, have reported selective atten- viduals ranked negative interpretations higher than they
tion in depression but only under conditions of long did other possible interpretations. In a study assessing
stimuli exposures.[10–12] In two studies,[12, 13] these find- biases using response latencies to target words that were
ings were replicated in samples of remitted depressed presented after ambiguous sentences, no interpretation
adults and nondisordered girls at high risk for depression bias was found.[21, 22] Lawson et al.[19] examined startle
due to their mothers’ psychopathology. These results magnitude during imagery elicited by emotionally am-
suggest that attentional biases are not simply a symp- biguous text. Using this measure, these authors reported
tom of depression or a scar of a previous depressive evidence for more negative interpretations in their de-
episode but may play an important role in vulnerability to pressed sample and concluded that the failure to find a
depression. bias in previous studies was due to the use of response
Whereas the dot probe task has been criticized as a latencies. Cowden et al.,[23] however, found evidence for
measure of disengagement, similar difficulties in dis- a negative interpretation bias in dysphoric individuals as
engaging attention from negative material have now indexed by faster response times to endorse an associa-
been demonstrated in various attention tasks.[14] Im- tion between negative words and ambiguous sentences.
portantly, these results have been replicated using eye The authors suggested that their use of self-referent ma-
tracking technology to continuously monitor point of terial, as opposed to other-referent material, may explain
gaze. Depressed individuals spent significantly more the previous null findings in studies that used response-
time looking at pictures featuring sadness and loss and time paradigms. Furthermore, a recent study reported a
had significantly longer average glance durations for negative interpretation bias in never-disordered daugh-
these pictures than did nondepressed controls.[15] Sim- ters of depressed mothers, providing evidence for a
ilarly, Caseras et al.[16] found that depressed individuals role of these biases in increasing risk for depression
were no more likely than controls to shift their attention onset.[24]
Depression and Anxiety
310 Joormann and Quinn

MEMORY memory is a limited-capacity system that provides tem-


Memory biases such as increased accessibility of neg- porary access to a select set of representations in the ser-
ative autobiographical material and decreased accessi- vice of current cognitive processes.[39, 40] Thus, working
bility of positive memories may lead to difficulties in memory reflects the focus of attention and the tempo-
accessing mood-incongruent material that may interfere rary activation of representations that are the contents
with the selection and use of effective emotion regulation of awareness. Given the capacity limitation of this sys-
strategies. Biased memory may also affect the interpre- tem, it is important that the contents of working mem-
tation of emotion-eliciting situations thereby affecting ory be updated efficiently, a task controlled by execu-
emotional reactivity and emotion regulation. Enhanced tive processes.[37, 41] Executive processes must selectively
memory for negative, relative to positive, information is gate access to working memory, shielding it from in-
perhaps the most robust cognitive bias associated with trusion from irrelevant material, as well as discard in-
major depression.[25] In a meta-analysis of studies assess- formation that is no longer relevant. In this context,
ing recall performance, Matt et al.[25] found that people individual differences in the experience and resolution
with major depression remembered 10% more negative of interference are likely to affect cognitive and emo-
words than positive words. Research has also found a bias tional functioning. The occurrence of intrusive thoughts
for the recall of negative autobiographical memories.[26] might be one consequence of poor interference resolu-
For example, using the Autobiographical Memory Task, tion. Several researchers have suggested that rumination
depressed participants were better able to generate spe- and depression are associated with deficits in executive
cific memories in response to negative cues than in re- functioning.[42–44]
sponse to positive cues.[27] Interestingly, depressed per- There is emerging evidence that depression is charac-
sons also differ from their nondepressed counterparts in terized by deficits in the inhibition of mood-congruent
that they do not appear to display a memory bias for pos- material. The negative affective priming task was de-
itive information.[25] There is also emerging evidence to signed to assess inhibition in the processing of emo-
indicate that memory biases persist even after depression tional information.[45] This task assesses response times
symptoms have remitted.[28] to positive and negative material that participants were
Depression is associated not only with enhanced recall instructed to ignore. Joormann[45] found that dysphoric
of negative events and difficulties encoding positive ma- participants and participants with a history of depressive
terial, but also with the recall of rather generic memories episodes exhibited reduced inhibition of negative mate-
despite instructions to recall specific events (i.e. overgen- rial. Thus, these participants responded faster when a
eral memory).[29] Importantly, this research has demon- negative target was presented after a to-be-ignored neg-
strated that overgeneral memories are associated with ative distractor on the previous trial. As predicted, no
difficulties in problem solving and in imagining future group difference was found for the positive adjectives.
events, as well as with delayed recovery from episodes of Importantly, these findings were replicated using a neg-
depression.[30–32] Moreover, overgeneral memories re- ative priming task with emotional faces.[46]
main stable outside of episodes of the disorder[33] and Whereas these studies suggest that depression in-
have been shown to predict later onset of depressive volves difficulties keeping irrelevant emotional informa-
episodes.[34, 35] Williams et al.[29] proposed that individ- tion from entering working memory, depression may also
ual differences in cognitive control, and specifically in be associated with difficulties removing previously rele-
inhibitory dysfunction, may underlie overgeneral recall vant negative material from working memory (i.e. up-
in depression. This relation is thought to occur in de- dating). Difficulties inhibiting the processing of nega-
pression because a reduced ability to inhibit prepotent tive material that was, but is no longer, relevant might
responses, in particular negative self-referent, rumina- explain why people respond to negative mood states and
tive responses, may make it difficult for individuals to negative life events with recurring, uncontrollable, and
focus on the goal of retrieving a specific event. In support unintentional negative thoughts. To test this hypothe-
of this hypothesis, Dalgleish et al.[32] conducted a series sis, Joormann and Gotlib[47] used a modified Sternberg
of experiments, which demonstrated that deficits in ex- task that combines a short-term recognition task with in-
ecutive control and cognitive inhibition were associated structions to ignore a previously memorized list of words
with overgeneral memory deficits in depression. In addi- to assess inhibition of irrelevant positive and negative
tion, studies have shown that rumination may maintain stimuli. We found that participants diagnosed with ma-
overgeneral memory in depressed patients.[36] There- jor depression exhibited difficulties removing irrelevant
fore, understanding overgeneral memory in the context negative material from working memory. Specifically,
of emotion regulation in depression is an important goal compared to never-depressed controls, depressed indi-
for future research. viduals exhibited longer decision latencies to an intru-
sion probe (i.e. a probe from the irrelevant list) than
to a new probe (i.e. a completely new word), reflecting
COGNITIVE CONTROL the strength of the residual activation of the contents of
Cognitive control is related to the functioning of ex- working memory that were declared to be no longer rele-
ecutive control processes such as inhibition, disengage- vant. Importantly, this pattern was not found for positive
ment and updating in working memory.[37, 38] Working material. In sum, therefore, these findings indicate that

Depression and Anxiety


2013 ADAA Scientific Symposium: Cognitive Processes in Depression 311

depression is associated with inhibitory impairments in TREATMENT IMPLICATIONS


the processing of emotional material, specifically, with
difficulties removing irrelevant negative material from The outlined relation among cognitive processes and
working memory.[47, 48] emotion regulation in psychiatric disorders has led to
Deficits in cognitive control may not only affect a per- the recent development of novel approaches to treat-
son’s ability to discard irrelevant material from work- ment that directly target cognitive biases and executive
ing memory, thereby increasing unwanted thoughts, but control in the hopes of improving emotion regulation
these deficits may also make it difficult to intentionally ability and decreasing psychological symptoms. Recent
forget unwanted material. Using positive and negative studies examining cognitive bias modification and cog-
words, Power et al.[49] reported differential directed for- nitive control training seem particularly promising.[56]
getting effects for depressed and nondepressed partici- Most of these studies have been conducted in anxiety
pants. Hertel and Gerstle[50] found that, compared with disorders but more and more papers have provided en-
controls, dysphoric participants recalled more words couraging data that these trainings may also apply to
they were supposed to forget, with a tendency toward in- depression.[57, 58] The basic idea of these trainings is to
creased recall of to-be-forgotten negative words. More- retrain people’s cognitive processing which, in theory,
over, the degree of forgetting was significantly correlated should enable them to more effectively responding to
with self-report measures of rumination and unwanted emotion-eliciting situations. Importantly, these studies
thoughts. employ control groups that do not undergo the train-
As outlined above, depression is characterized by ing that allows the authors to conclude that the training
deficits in inhibition, updating of working memory, and lead to the changes in emotional responding in the ex-
forgetting. Importantly, these deficits have also been perimental compared to the control group. The major-
linked to the use and effectiveness of emotion regulation ity of studies have focused on attention bias retraining
in depression, particularly to an increased tendency to but more recent studies have also used interpretation
ruminate.[51] Joormann[52, 53] reported a correlation be- bias and memory training as well as executive control
tween rumination and deficits in cognitive inhibition as training.
assessed by negative priming. Joormann and Gotlib[47, 48] In a typical attention-training paradigm, the dot probe
also found that difficulty removing negative irrelevant is presented more consistently after the nonthreat rele-
words from working memory was highly correlated with vant stimuli (rather than equally following threat and
self-reported rumination as were difficulties manipulat- nonthreat stimuli), so that participants learn to attend to
ing negative material in working memory. Finally, Joor- neutral stimuli and away from threat or sad stimuli. The
mann and Tran[54] demonstrated that participants who first studies that have used this approach demonstrated
scored high on a trait measure of rumination exhibited that training highly anxious people to disengage their
reduced forgetting of negative material in this task. attention from threat material leads to changes in mood
Whitmer and Gotlib[44] also found that depressed and reduced reactivity to stressful events. MacLeod
individuals who completed a rumination induction ex- et al.,[59] for example, first established that attentional
hibited poorer switching ability than depressed and biases could be modified by working with participants
nondepressed individuals who completed a distraction who scored in the middle third of the distribution on
induction and healthy controls who completed a rumi- the State-Trait Anxiety Inventory. They found that fol-
nation induction. Last, among depressed participants but lowing attentional training away from threat, partici-
not healthy controls, rumination was associated with re- pants reported reduced negative affect to a standardized
duced ability to update working memory.[55] More re- stress manipulation. They also demonstrated that the
search investigating the relation of cognitive control (in- changes in emotional responding were mediated by the
hibition, updating, and shifting) and emotion regulation training-induced changes in biases. A more recent study
in depression is needed. However, early evidence from of attentional bias training extended MacLeod’s find-
clinical and healthy samples suggests that deficits in cog- ings by showing that positive attentional biases can also
nitive control are associated with induced rumination be trained.[60] Participants who had been trained to at-
and poorer reappraisal ability. tend to positive stimuli subsequently looked less at neg-
To summarize, MDD has been found to be associated ative images during a stress induction.[60] So far, most of
with biases in attention, interpretation, and memory that these studies have been conducted in anxiety disorders
affect the processing of negative and positive material. In but at least two recent papers have provided encourag-
addition, deficits in cognitive control may interfere with ing data that a training aimed at modifying attention bi-
the ability to override biased attention and interpretation ases may also apply to depression.[57, 58] No studies thus
resulting in more frequent use of maladaptive ER strate- far have examined, however, whether modifying cogni-
gies and impairments in the use of adaptive strategies. tive biases in depressed participants leads to changes in
More research is clearly needed, however, that directly the use or effectiveness of emotion regulation strategies
links cognitive biases and deficits in cognitive control and thus to changes in emotional responding. Clearly,
to emotion regulation and emotional responding under this presents an important direction for future research.
stress. It is also important to note, however, that a recent

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312 Joormann and Quinn

metaanalysis on the effectiveness of cognitive training rumination. Indeed, work by this group suggests that
studies has found only small effect sizes, particularly for training in attentional control may be an effective treat-
attention retraining.[56] Clearly more research is needed ment component for depression.[72] In this training, pa-
to examine the mechanisms that underlie cognitive tients learn to selectively attend to certain sounds while
trainings. ignoring irrelevant sounds. After two weeks of this train-
Other studies have focused on modifying memory bi- ing, patients exhibited decreases in depressive symp-
ases but these trainings have not yet been tested with toms compared to patients who received treatment as
depressed participants.[61] One particularly promising usual.[71] Notably, the training consisted of short ses-
study found that training dysphoric individuals to be sions (15 min) that used nonaffective stimuli such as
more concrete and less overgeneral in their thinking led the sound of birds. This suggests that cognitive con-
to a significant reduction in depressive symptoms and trol can be improved with practice and further supports
rumination.[62] the hypothesis that individual differences in cognitive
Recently, researchers have also begun to modify in- control may affect emotion regulation. Cognitive con-
terpretive biases. Mathews and Mackintosh[63] used am- trol training using an executive control task also yielded
biguous scenarios to train individuals to make either transferable gains to improved control over affective
positive (nonanxious) or negative (anxious) interpreta- stimuli[73] and improved emotion regulation.[74] A simi-
tions of ambiguous text in a sample of anxious individ- lar training showed effects on thought control over intru-
uals. The authors compared state anxiety levels prior to sive memories.[75] Whereas these results are promising,
and after the training and reported that participants in more research is needed to understand the mechanisms
the negative training condition displayed elevated lev- of how bias modification is effective and moderators that
els of anxiety whereas those in the positive training examine when it works.
condition demonstrated decreased symptoms of anxi- In addition to cognitive bias training studies, it is
ety. These findings support the hypothesis that inter- also important to note that studies have examined the
pretive biases play a causal role in anxiety levels. Yiend effects of more traditional treatment approaches such
et al.[64] demonstrated that the effects of interpretive as Cognitive-behavioral therapy (CBT) and mindful-
training on anxiety were still present after a 24-hr de- ness meditation on cognitive biases and emotion regula-
lay between the training and a subsequent test. In a re- tion. Studies have shown, for example, that mindfulness
lated study, participants who received interpretive train- training enhances working memory, improves sustained
ing using ambiguous homophones were subsequently attention,[76] and decreases overgeneral memory.[77] In
presented four distressing television clips of real-life addition, recent studies have found that CBT interven-
emergency rescue situations.[65] Participants who were tions decrease attention biases[78, 79] and change memory
trained to interpret ambiguity in a nonthreatening man- biases.[80] These findings suggest that changes in cogni-
ner had an attenuated anxiety reaction to the subsequent tive biases may underlie improvements in emotion reg-
video stressor.[65, 66] Beard and Amir[67] reported that ulation and psychiatric symptoms that result from psy-
changes in negative emotion were mediated by training- chological interventions such as CBT and mindfulness.
induced changes in negative interpretive style. These re- More research is clearly needed, though, to examine this
sults suggest that changes in interpretation biases can proposition systematically.
indeed lead to changes in emotional responding.[67, 68]
Indeed, a recent study found that interpretation bias
training reduced depressive symptoms in a group of clin- SUMMARY
ically depressed participants.[69] In the previously men- Given that sustained negative affect and difficulties ex-
tioned metaanalysis of cognitive training studies[56] , in- periencing positive affect are the hallmark features of
terpretive bias training showed the strongest effect sizes depression, basic research on the regulation of affect
of all training approaches but clearly more research is provides important information for an improved under-
needed to understand the mechanisms underlying cog- standing of the etiology, maintenance, and treatment of
nitive bias training. this debilitating disorder. This review focused on de-
Of special importance are studies that have started to pression but we should note that many of the cognitive
investigate the possibility of training cognitive control in processes and emotion regulation difficulties discussed
depression and of examining the effects of this training in this article are not specific to depression but rather
on emotion regulation. Joormann et al.,[70] for example, seem to represent transdiagnostic risk factors that are
showed that depressed participants could be trained to common across many disorders. Clearly more research is
forget negative material by practicing active suppression needed to examine the interaction of cognition and emo-
and did particularly well when they were provided with tion regulation in other disorders and to fully understand
a strategy of how to keep irrelevant material from enter- the role of comorbid conditions. We examined cognitive
ing working memory (i.e. by using thought substitutes). processes that may underlie difficulties in emotion reg-
Siegle et al.[71] presented preliminary data demonstrat- ulation. Research on cognitive biases and deficits that
ing that a brief intervention targeted at increasing cog- are associated with MDD may help us better understand
nitive control in severely depressed outpatients led to maladaptive ER and difficulties implementing adaptive
significant decreases in both depressive symptoms and ER strategies. Indeed, biased cognition in conjunction
Depression and Anxiety
2013 ADAA Scientific Symposium: Cognitive Processes in Depression 313

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