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2 Featured Article 57
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Genetic overlap between vascular pathologies and Alzheimer’s dementia 60
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and potential causal mechanisms 62
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a,b c,d c,d e
10Q8 Yen-Feng Lin , Albert Vernon Smith , Thor Aspelund , Rebecca A. Betensky , 65
11 b,f,g,h c,d i b,g,j, 66
Jordan W. Smoller , Vilmundur Gudnason , Lenore J. Launer , Deborah Blacker * 67
12 a
13 Department of Psychiatry, Taipei City Psychiatric Center, Taipei City Hospital, Taipei, Taiwan 68
b
14 Department of Epidemiology, Harvard T. H. Chan School of Public Health, Boston, MA, USA 69
c
15 Icelandic Heart Association, Kopavogur, Iceland 70
d
16 Faculty of Medicine, University of Iceland, Reykjavik, Iceland 71
e
17 Department of Biostatistics, Harvard T. H. Chan School of Public Health, Boston, MA, USA 72
f
18 Psychiatric and Neurodevelopmental Genetics Unit, Center for Genomic Medicine, Massachusetts General Hospital, Boston, MA, USA 73
g
19 Department of Psychiatry, Massachusetts General Hospital, Harvard Medical School, Boston, MA, USA 74
h
20 Stanley Center for Psychiatric Research, Broad Institute of MIT and Harvard, Cambridge, MA, USA 75
i
21 Laboratory of Epidemiology and Population Sciences, National Institute of Ageing, National Institutes of Health, Bethesda, MD, USA 76
j
22 Gerontology Research Unit, Massachusetts General Hospital, Boston, MA, USA 77
23 78
24 79
25 Abstract Introduction: We sought to examine the genetic overlap between vascular pathologies and Alz- 80
26 81
heimer’s disease (AD) dementia, and the potential mediating role of vascular pathologies between
27 82
AD-related genetic variants and late-life cognition. 83
28
Methods: For 2907 stroke-free older individuals, we examined the association of polygenic risk scores 84
29
30
for AD dementia (ADPRSs) with vascular pathologies and with cognition. Mediation analyses ad- 85
31 dressed whether association between ADPRSs and cognition was mediated by a vascular pathology. 86
32 Results: ADPRSs were associated with lobar cerebral microbleeds, white matter lesion load, and 87
33 coronary artery calcification, mostly explained by single nucleotide polymorphisms in the 19q13 re- 88
34 gion. The effect of ADPRSs on cognition was partially but significantly mediated by cerebral micro- 89
35 bleeds, white matter lesions, and coronary artery calcification. 90
36 Discussion: Our findings provide evidence for genetic overlap, mostly due to apolipoprotein E 91
37Q1 92
(APOE), between vascular pathologies and AD dementia. The association between AD polygenic
38 93
risk and late-life cognition is mediated in part via effects on vascular pathologies. 94
39
Ó 2018 Published by Elsevier Inc. on behalf of the Alzheimer’s Association. 95
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41 96
42 97
Keywords: Alzheimer’s dementia; Polygenic risk score; Cerebral microbleeds; White matter lesions; Coronary calcification;
43 98
Cognitive impairment; Causal mediation
44 99
45 100
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47 102
48 1. Background derlying AD pathology, the accumulation of amyloid 103
49 plaques and neurofibrillary tangles, which may lead to neu- 104
50 The etiology of Alzheimer’s disease (AD) dementia is 105
rodegeneration and neuronal cell death. However, it is well-
51 complex and multifactorial. AD dementia refers to the clin- 106
established that a large fraction of those with a diagnosis of 107
52 ical diagnosis of dementia considered likely to be due to un-
53
AD dementia also have cerebrovascular pathology [1]. Sys- 108
54 tematically collected cohort-based autopsy data have shown 109
that vascular pathology often coexists with AD pathology,
The authors have declared that no conflict of interest exists. adds to the likelihood of cognitive impairment, and lowers
*Corresponding author. Tel.: 11-617-726-5571; Fax: 11-617-726- the threshold of AD pathology for the development of clin-
5760.
E-mail address: blacker@psych.mgh.harvard.edu
ically diagnosed AD dementia [2].
https://doi.org/10.1016/j.jalz.2018.08.002
1552-5260/Ó 2018 Published by Elsevier Inc. on behalf of the Alzheimer’s Association.
110 A variety of cerebral small vessel diseases (SVDs) have AD dementia and each of the following vascular pathol- 177
111 been associated with AD dementia. Cerebral microbleeds ogies: lobar CMBs, WMLs, RVD, CIMT, and CAC. We 178
112 179
113
(CMBs) are more prevalent in individuals with dementia also generated two partitioned ADPRSs, estimating ge- 180
114 [3–5]. The presence of CMBs in deep and infratentorial netic risk for AD dementia contributed separately by 181
115 regions is generally ascribed to hypertensive vasculopathy, the 19q13 region that includes APOE and SNPs in link- 182
116 while a lobar distribution of CMBs is associated with age disequilibrium with APOE, and all other SNPs 183
117 cerebral amyloid angiopathy (CAA) [6], which has been outside of the APOE-linkage region. We tested each 184
118 185
119
considered a major contributor to the pathogenesis of AD de- ADPRS separately for association with cognition scores 186
120 mentia [7]. White matter lesions (WMLs), an imaging and with each vascular pathology. For vascular markers 187
121 marker of cerebral SVDs, may also play a role in the devel- observed to be genetically correlated with AD dementia, 188
122 opment of AD dementia [8,9]. A meta-analysis found that we performed mediation analyses to explore the causal 189
123 WMLs predicted an increased risk of AD and other dementia relationship among ADPRSs, vascular pathologies, and 190
124 191
125
[10]. Retinal venular diameter (RVD), an indicator to visu- cognitive function. 192
126 alize microcirculation in vivo, has been related to WMLs, 193
127 brain atrophy, and increased risk of dementia [11–13]. 2. Methods 194
128 Research efforts have also been devoted to the association 195
129 between large vessel disease and AD dementia. Possible 2.1. Study sample 196
130 197
131
mechanisms linking large-vessel atherosclerosis to AD de- 198
The analyses were performed in data from the Age, Gene/
132 mentia include shared etiology and brain hypoperfusion 199
Environment Susceptibility–Reykjavik Study (AGES-Rey-
133 [14]. Several longitudinal studies suggest that carotid 200
134
kjavik), a population-based cohort in Iceland [31] (see 201
intima-media thickness (CIMT), a marker of atherosclerosis,
135 Supplementary Methods). For our phenotypic analyses, 202
is associated with brain atrophy [15] and a later incidence of
136 from the full AGES-Reykjavik sample of 5764 participants, 203
137
AD dementia [16,17]. Atherosclerotic coronary artery 204
we excluded those with a history of stroke or vascular de-
138 calcification (CAC) is another marker of large vessel 205
mentia, leaving 5161. Of these participants, the 2907 with
139 disease. Although there have been few reports on the 206
140
clean genotype data available constituted the sample for 207
relation between CAC and AD, current evidence suggests
141 our genetic analyses (see Supplemental Figure S1). Geno- 208
that larger volume of CAC is associated with brain
142 typing was performed using the Illumina HumanCNV370- 209
143
atrophy, worse cognitive function, and all-cause dementia 210
Duo (Illumina Inc., San Diego, CA, USA). Rigorous quality
144 [18–20]. 211
control procedures were performed on the genotyped
145 Genetic studies may provide clues to the biological link 212
146
markers and individuals. Nongenotyped markers were 213
of AD dementia with cerebrovascular and cardiovascular
147 imputed using the 1000 Genomes-V3-phase I reference 214
disease (collectively “CVD”). Apolipoprotein E (APOE),
148 panel (see Supplementary Methods). 215
149
the major susceptibility gene for AD [21], has been reported 216
150 to be a risk factor for hyperlipidemia, lobar CMBs, WMLs, 217
151 ischemic stroke, and coronary heart disease [22–25]. In 2.2. Vascular pathology markers 218
152 addition to APOE, genome-wide association studies 219
Markers of vascular pathologies were measured with
153 (GWASs) of AD dementia have identified single nucleotide 220
154 standard protocols and assessed by well-trained raters 221
155
polymorphisms (SNPs) with known or hypothesized rela- (see Supplementary Methods). We systematically exam- 222
156 tionships to lipid metabolism, such as CLU, ABCA7, and ined cerebrovascular and cardiovascular markers in our an- 223
157 SORL1 [26]. Recent studies using large-scale GWAS data alyses, including lobar CMBs (binary; multiple [2] vs. 224
158 suggest that AD dementia may be genetically correlated 225
nonmultiple [0 or 1]), WML load (binary; the highest quar-
159 with levels of biomarkers for CVD risk (plasma lipids and 226
160 tile vs. the lower three), RVD (continuous), CIMT (contin- 227
161
C-reactive protein) [27] and small vessel stroke [28]. A uous; log-transformed), and CAC (continuous; log- 228
162 gene-based pathway approach to GWAS data has also iden- transformed). 229
163 tified shared genetic pathways between CVD and AD de- 230
164 mentia [29]. 231
165 2.3. Measures of cognitive function 232
A recent study found that the effect of APOE-ε4 on
166 233
167
late-life cognition was partially mediated by cerebrovas- Participants received a comprehensive cognitive assess- 234
168 cular pathologies [30]. In the present study, we expand to ment battery including tests of memory, executive function, 235
169 additional vascular pathologies beyond the brain and and processing speed. Based on the scores of domain- 236
170 full-genome data to more fully understand the relation- specific cognitive tests, we calculated the Z-score of the 237
171 ship of AD genes and vascular pathology in the develop- composite memory score and the Z-score of the composite 238
172 239
173
ment of cognitive impairment. We generated genome- global cognition score, as the main cognitive outcomes for 240
174 wide polygenic risk scores for AD dementia (GW- our analyses (see Supplementary Methods and 241
175 ADPRSs) to examine the polygenic overlap between Supplemental Figure S2). 242
176 243
244 2.4. Other covariates uous phenotypes) or logistic (for binary phenotypes) 311
245 regression models to test the association of each phenotype 312
246Q2 Other covariates used in the analyses included age, sex, 313
247
with each of GW-ADPRS, 19q13-ADPRS, and non-19q13- 314
education, smoking status, midlife physical activity, diet ADPRS, adjusting for age and sex. The Wald test P-value
248 315
quality, prevalent diabetes, hypertension, high LDL level, for each association test was reported, and squared semi-
249 316
250 and obesity (see Supplementary Methods). partial correlations (R2) were calculated to estimate the 317
251 proportion of variance explained by the PRSs. We used 318
252 319
253
2.5. Polygenic risk scores for AD dementia Bonferroni correction to adjust for multiple testing (see 320
254 Supplementary Methods). 321
2.5.1. Genome-wide ADPRSs
255 322
256 We used the summary statistics from the Alzheimer’s 2.6.3. Causal mediation analyses 323
257 Disease Genetics Consortium GWAS (8309 AD cases and We performed mediation regression analyses [33], based 324
258 7366 controls of European ancestry) [32] as the discovery 325
259
on the counterfactual framework for causal inference [34], to 326
data set to calculate GW-ADPRSs in our study sample. We examine how much of the effect of an ADPRS on cognition
260 327
applied a linkage disequilibrium clumping procedure to scores was mediated by a vascular pathology observed to be
261 328
262 the discovery data sets, retaining the SNP with smallest P- genetically correlated with AD dementia. 329
263 value in each 250 kb window and removed all those in link- For each ADPRS (GW-ADPRS, 19q13-ADPRS, or 330
264 age disequilibrium (r2 . 0.2) with this SNP. We used three non-19q13-ADPRS) as the predictor, we estimated the
331
265 association P-value thresholds (PTs), .0001, .001, and .01, 332
266 direct and indirect (mediated) effects of each vascular pa- 333
to select index SNPs from the clumped independent SNPs thology as the mediator, and Z-score of the composite
267 334
268 for generating the PRSs. For each individual, and each PT, memory or global cognition score as the outcome. To 335
269 we calculated GW-PRSs by summing the risk allele counts gain more statistical power, the ADPRS predictors used 336
270 of the index SNPs, weighted by the log of their association 337
271
in the mediation analyses were those with the PT that 338
odds ratios estimated from the Alzheimer’s Disease Genetics showed the highest association with each cognitive
272 339
Consortium GWAS results. outcome. We adjusted for potential mediator-outcome
273 340
274 confounders, including age, sex, smoking status, midlife 341
275 2.5.2. 19q13-ADPRS and non-19q13-ADPRS physical activity, diet quality, and other genetic risk scores 342
276 Because APOE is the strongest risk gene for AD demen- 343
277
if necessary. A counterfactual outcome variable denotes Q3 344
tia, we further partitioned the GW-ADPRSs into an APOE the outcome that would have been observed had a predic-
278 345
region score and a non-APOE region score to separately tor been set to a particular value. To compare high and
279 346
280 assess the polygenic effects of SNPs in the APOE-linkage re- low values of each ADPRS in our estimates of the direct 347
281 gion 19q13 (ch19:4500000-4580000) and all other SNPs. and the indirect effects, we chose to compare the 75th 348
282 We followed the same steps as for the calculation of the 349
283
percentile and the 25th percentile of each. 350
GW-ADPRSs to generate a 19q13-ADPRS (the summation Finally, we conducted sensitivity analyses of unmeasured
284 351
of log-odds ratio–weighted risk allele counts of the index confounding and the choice of 75th versus 25th percentile
285 352
286 SNPs in the 19q13 region) and a non-19q13-ADPRS (the comparison (see Supplementary Methods). 353
287 summation of log-odds ratio–weighted risk allele counts of All the mediation analyses were performed by using the 354
288 the index SNPs across whole genome except 19q13) for 355
289
PARAMED module in STATA [35]. We used bootstrap pro- 356
each individual. cedures with 200 replications to compute a 95% bias-
290 357
291 corrected bootstrap confidence interval (95% BCCI) for 358
292 2.6. Data analysis the direct and indirect effects. 359
293 360
294 2.6.1. Phenotypic associations of vascular markers with 361
295 cognition 362
296 3. Results 363
We used univariate and multivariate linear regressions to
297 364
298 assess the associations of each vascular marker with the 365
3.1. Sample characteristics
299 cognitive outcomes. Multivariate models adjusted for age, 366
300 sex, education, diabetes, hypertension, high LDL level, Table 1 presents descriptive statistics for the AGES sam- 367
301 obesity, physical activity, diet quality, and smoking status. ple used here. The mean age of all subjects without stroke or 368
302 369
vascular dementia (n 5 5161) was 76.7 (5.8) years. Vascular
303 370
304 2.6.2. Association of ADPRSs with vascular and cognitive pathologies were relatively rare: for example, only 2% had 371
305 phenotypes multiple lobar CMBs. Subjects with genotype data available 372
306 We examined if any of the PTs generates an ADPRS (n 5 2907) were similar to the full sample but had somewhat 373
307 significantly associated with each of the cognitive out- a lower coronary calcification score (with vs. without geno- 374
308 375
comes and vascular pathologies. We used linear (for contin- types; Mann-Whitney U test, P 5 .01).
309 376
310 377
780 both have been related to dementia (although the evidence 847
matter lesion load; highest quartile vs. other three quartiles of the total volume of white matter lesions), or CAC (coronary artery calcification score; log-transformed, continuous); Outcome: z-score of the memory
NOTE. Models for the effects of GW-ADPRSs adjusted for age, sex, smoking status, midlife physical activity, and diet quality. Models for the effects of 19q13-ADPRS adjusted for age, sex, smoking status,
2.004 (2.009, 2.002) 10.8%*
2.002 (2.006, 2.0003) 4.0%*
2.002 (2.006, 2.0001) 4.4%*
2.004 (2.013, 2.001) 11.3%*
2.002 (2.007, 2.0002) 4.8%*
2.002 (2.006, 2.0001) 5.0%*
2.002 (2.006, 2.0001) 7.5%*
NOTE. Predictor: GW-ADPRS, 19q13-ADPRS, and non-19q13-ADPRS (the 75th percentile vs. the 25th percentile); Mediator: CMB (lobar cerebral microbleeds; .52 vs. 0 or 1), WML (total brain white
3.7%
2.2%
midlife physical activity, diet quality, and non-19q13-ADPRS. Models for the effects of non-19q13-ADPRS adjusted for age, sex, smoking status, midlife physical activity, diet quality, and 19q13-ADPRS.
781 is not as strong as that for CMBs), a genetic overlap of AD 848
782 PM 849
783
dementia with WMLs and CAC makes sense. On the other 850
hand, we found no association between ADPRS and RVD,
787 One possible explanation is that the central retinal venular 854
788 855
789
equivalent is observer dependent and may not accurately 856
790 reflect the degree of retinal venular dilatation, but there is 857
791 no indication of even an attenuated signal. 858
Abbreviations: AD, Alzheimer’s disease; ADPRS, polygenic risk score for AD dementia; SNP, single nucleotide polymorphism; BCCI, bias-corrected confidence interval.
2.045 (2.096, 2.0004)
composite score (left panel) or z-score of the global cognition composite score (right panel); Values for total, direct, and indirect effects indicate changes in each outcome.
2.046 (2.092, 2.001)
792 Our results suggest that the APOE gene explains most 859
2.034 (2.076, .013)
2.039 (2.085, .013)
800 867
2.038 (2.081, .008)
2.041 (2.087, .011)
3.2%*
2.7%*
7.4%*
5.6%*
2.1%*
3.6%
2.0%
0.9%
PM
811 878
2.002 (2.006, 2.001)
812 879
813
disease [47]. Future research with larger samples is 880
needed to test for association between vascular pathol-
Indirect effect
814 881
(95% BCCI)
827 overall global cognition [48]. On the other hand, the 894
2.038 (2.087, .013)
2.043 (2.091, .007)
831 898
Memory
835 possible that impaired memory was more likely to be de- 902
Mediator N
836 903
837
tected than deficits in other cognitive domains for individ- 904
uals in the early stage of cognitive decline. However,
WML
WML
WML
838 905
CMB
CMB
Non-19q13-ADPRS CMB
CAC
CAC
CAC
843 910
cognition, we then sought to identify the causal relation-
Predictor
844 911
Table 4
1048 were cognitively normal or mildly impaired, mean scores of ing organizations or sponsors were involved in study design; 1115
1049 cognitive tests reflect both lifelong cognitive variability and in the collection, analysis, or interpretation of data; in 1116
1050 1117
1051
recent pathological changes, and the former may overwhelm writing of the report; or in the decision to submit the article 1118
1052 the latter. However, with our relatively large sample size, we for publication. 1119
1053 were able to detect small signals and parse these signals into 1120
1054 what appear to be meaningful mediation relationships. Supplementary data 1121
1055 Nonetheless, the sample may have only been large enough 1122
1056 Supplementary data related to this article can be found at 1123
1057
to detect APOE-related signals, even if other causal SNPs 1124
are present. In any event, in the setting of small signals, https://doi.org/10.1016/j.jalz.2018.08.002.
1058 1125
1059 another major limitation is the possible violation of the no- 1126
1060 unmeasured-confounding assumption necessary for causal 1127
1061 mediation analyses. However, our sensitivity analyses sug- RESEARCH IN CONTEXT 1128
1062 1129
1063
gest that given the expected direction of unmeasured con- 1130
1064 founding, our estimated indirect effects may underestimate 1131
1065 the true mediated effects. In addition, the ADPRS, including Systematic review: A large literature, updated with a 1132
1066 only common genetic variants, cannot account for all the ge- 1133
recent PubMed search, includes extensive epidemio-
1067 netic effects on cognitive performance and AD dementia. 1134
1068 logical and neuropathological evidence suggesting 1135
1069
Although our SNP-based PRSs were strongly associated shared mechanisms between vascular pathologies 1136
1070 with vascular and cognitive phenotypes, and the PRS for and Alzheimer’s disease (AD) dementia. However, 1137
1071 AD dementia has been reported to be capable of capturing few studies have examined their polygenic overlap, 1138
1072 nearly all common genetic risks for AD [50], there are still 1139
and no published research has focused on whether
1073 causal genomic variants (e.g., rare variants) that are not 1140
1074 vascular pathologies mediate the relationship be- 1141
1075
well tagged by GWAS SNPs. However, the genetic effects tween AD-associated genes and late-life cognition. 1142
1076 not captured by SNP-based risk scores can also be seen as 1143
1077 a type of unmeasured mediator-outcome confounding. Interpretation: Our findings support the hypothesis of 1144
1078 Therefore, the sensitivity analyses mentioned previously a genetic overlap, mostly due to APOE, between AD 1145
1079 may help minimize these concerns. Finally, although our dementia and vascular pathologies. The cumulative 1146
1080 effect of AD-related genes on late-life cognition 1147
1081
use of causal mediation analysis appears to imply mecha- 1148
nistic causality, we note that our design is ultimately corre- was partially but significantly mediated by cerebral
1082 1149
1083 lational. In future research, an experimental-causal-chain microbleeds, white matter lesions, and coronary 1150
1084 approach may help to develop a more fundamental under- calcification, underscoring the potential role of 1151
1085 standing of causal mechanisms. vascular factors in cognitive decline. 1152
1086 1153
1087
This is the first study, to our knowledge, that combined Future directions: These results should be confirmed 1154
1088 polygenic profiling and causal mediation methods to identify in larger samples. Research is also needed on the rela- 1155
1089 the causal relationship between two genetically correlated tionship of specific genes and pathways with different 1156
1090 phenotypes and their shared genetic factors. Our findings 1157
domains of cognitive function. In the meantime, these
1091 support the hypothesis of a genetic overlap, mostly due to 1158
1092 findings suggest vascular pathologies as a target for 1159
1093
APOE, between AD dementia and vascular pathologies, future mechanistic research on AD. 1160
1094 especially SVDs. Our results also showed that in older indi- 1161
1095 viduals, CMBs, WMLs, and CAC may causally affect cogni- 1162
1096 tive function and partially mediate the polygenic effects of 1163
1097 AD-related genes on cognition, underscoring the potential 1164
1098 1165
1099
role of vascular factors in cognitive decline and suggesting References 1166
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