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Eur J Clin Microbiol Infect Dis

Acute otitis media with spontaneous tympanic


membrane perforation
N. Principi1 & P. Marchisio1 & C. Rosazza1 & C. S. Sciarrabba1 & S. Esposito1
Received: 10 August 2016 or a more severe case of AOM than the
/Accepted: 5 September 2016 # cases that occur without STMP.
Springer-Verlag Berlin Heidelberg
2016
Finally, it is important to identify
preventive methods that are useful not
only in otitis-
Abstract The principal aim of this
review is to present the current
knowledge regarding acute otitis media
(AOM) with spontaneous tympanic
membrane perforation (STMP) and to * S. Esposito
address the question of whether AOM susanna.esposito@unimi.it
with STMP is a disease with specific
1
characteristics or a severe case of Pediatric Highly Intensive Care Unit, Department of
AOM. PubMed was used to search for Pathophysiology and Transplantation, Fondazione IRCCS Ca’
all studies published over the past 15 Granda Ospedale Maggiore Policlinico, Università degli Studi
years using the key words Bacute otitis di
Milano, Via Commenda 9, 20122 Milan, Italy
media^ and Bothorrea^ or
Bspontaneous tympanic membrane
perforation^. More than 250 articles prone children with uncomplicated
were found, but only those published in AOM, but also in children with
English and providing data on aspects recurrent AOM and those who
related to perforation of infectious experience several episodes with
origin were considered. Early STMP.
Streptococcus pneumoniae infection
due to invasive pneumococcal strains,
in addition to coinfections and biofilm Introduction
production due mainly to non-typeable
Haemophilus influenzae, seem to be Acute otitis media (AOM) is a common
precursors of STMP. However, it is disease in infants and young children.
unclear why some children have several In the first 3 years of life, almost all
STMP episodes during the first years of children experience at least one episode
life that resolve without complications of this disease, and up to 50 %
in adulthood, whereas other children experience recurrent episodes (i.e. at
develop chronic suppurative otitis least 4 AOM episodes in 1 year or at
media. Although specific aetiological least 3 AOM episodes in 6 months) [1].
agents appear to be associated with an AOM is mainly a bacterial disease
increased risk of AOM with STMP, caused by Streptococcus pneumoniae,
further studies are needed to determine non-typeable (nt) Haemophilus
whether AOM with STMP is a distinct influenzae, Moraxella catarrhalis and
disease with specific aetiological, Streptococcus pyogenes [2]. In the
clinical and prognostic characteristics majority of cases, even the most severe,
Eur J Clin Microbiol Infect Dis
the tympanic membrane, although it mainly associated with specific
bulges and becomes highly hyperaemic, pathogens, although these studies are
remains intact. However, in a non- not conclusive [8–11]. Moreover,
negligible number of children, prevention of STMP in children with
spontaneous tympanic membrane recurrent AOM episodes is significantly
perforation (STMP) occurs. The more difficult than the prevention of
perforation is generally small and is uncomplicated AOM cases [12, 13].
typically located in the anterior–inferior Knowledge of the aetiology,
quadrant and limited to the pars tensa pathogenesis and outcome of AOM
of the eardrum. STMP causes middle- with STMP may be useful to better
ear fluid to pass into the external ear understand the relevance of STMP and
canal. Accumulation of a large amount plan adequate preventive and
of pus in the middle ear cavity during therapeutic measures for children,
the first phase ofthe disease is especially those with recurrent AOM.
consideredthe cause ofSTMP. This pus The principal aim of this review is to
exerts pressure on the tympanic present the current knowledge on AOM
membrane blood vessels, causing with STMP and to address the question
ischaemia and necrosis of the eardrum, of whether AOM with STMP is a
and leads to perforation [3]. Because in distinct disease with specific
most cases, STMP is repaired characteristics or a severe case of
spontaneously within a few days AOM.
without any further clinical problems, it
is considered a mild AOM
complication. Materials and methods
In some recent guidelines for the
diagnosis and management of AOM, PubMed was used to search for all
STMP is considered a sign of severity, studies published during the last 15
indicating systemic antibiotic years using the key words Bacute otitis
prescription to prevent further clinical media^ and Bothorrea^ or
problems [4–6]. On the other hand, Bspontaneous tympanic membrane
STMP accompanying AOM may be perforation^. More than 250 articles
considered a benign complication were found,and onlythose published in
because drainage of pus from the English and providing data on
middle ear results in a rapid and perforations of infectious origin were
marked improvement in symptoms and included in the evaluation. In addition,
enables the clinician to prescribe case reports on uncommon clinical
tailored antimicrobial therapy as soon presentations were excluded. Analysis
as culture results are available. Many of the literature did not permit a
ear–nose–throat (ENT) specialists systematic review to be performed
suggest middle ear perforation by because the studies published from 1
means of tympanocentesis for January 2001, to 30 June 2016 covered
diagnostic reasons in children at risk of different aspects of AOM with STMP,
AOM due to uncommon pathogens or were heterogeneous, and were not
with reduced sensitivity to designed to answer our main question.
antimicrobials [7]. However, although
it has not been considered so in the
past, AOM with STMP may be a Incidence of infectious spontaneous
disease with some specific tympanic membrane perforation
characteristics distinguishing it from
Although the association of STMP with
uncomplicated AOM. Some studies
AOM has been a known clinical
suggest that AOM with STMP is
problem for centuries, its incidence has
Eur J Clin Microbiol Infect Dis
never been precisely quantified. Data STMP frequency may occur when
derived from epidemiological studies epidemiological studies include mainly
carried out to evaluate the incidence, otitis-prone children with histories of
clinical aspects and outcomes of AOM previous STMP or patients suffering
are conflicting in this regard. Older from an underlying disease that may
studies reported that STMP occurs in 0 favour AOM development. Similarly,
% to approximately 30 % of AOMs overestimation is common when studies
diagnosed in younger children [14–17]. are mainly based on parents’ reporting.
A more recent evaluation carried out in In this case, ear discharge due to
several European countries documented external otitis could be considered
a global incidence of STMP of pathognomonic of AOM with STMP.
approximately 7 % [18]. However, By contrast, underestimation is possible
there were significant differences when AOM with STMP without
among countries, ranging from 2.1 % significant otorrhoea is not adequately
of episodes in Italy and 2.2 % in the diagnosed. Finally, the genetic
UK to 4.8 % in Spain, 6.8 % in characteristics of the patients may play
Germany and 17.2 % in Sweden. a role in this regard. In a recent study
Moreover, ear discharge was reported that evaluated potential associations
in 16.9 % of episodes, ranging from between variants in genes encoding for
12.1 % in Italy and 12.7 % in Germany factors of innate or adaptive immunity
to 17.3 % in the UK, 17.4 % in Spain and the occurrence of recurrent AOM
and 24.5 % in Sweden. These with or without STMP, Esposito et al.
differences may be explained by found that the interleukin (IL)-10
differences in recommendations, rs1800896TC single nucleotide
health-care-seeking behaviour, and the polymorphism (SNP) and the IL-1α
diagnostic criteria of AOM [18]. rs6746923A and AG SNPs were
Various factors such as the age and significantly more and less common
genetic characteristics of the children respectively among children without a
studied, the criteria used for AOM history of STMP than
diagnosis, use of antibiotics and
recording practices can significantly Table 1 Factors associated with a high
influence the reported incidence of incidence of acute otitis media
OMA with STMP (Table 1). Pukander (AOM) with spontaneous tympanic membrane
perforation (STMP)
[16] and Ingvarsson [17] found that
STMP was more common in children Factor
under 2 years of age than in older
children, with the incidence gradually Age <2 years
Stringent criteria used for AOM diagnosis
declining from 50 % to 15 % in those
No use of antimicrobials for AOM
older than 8 years. Moreover, the
management
highest incidence values were found in
Being an otitis-prone child
the studies with the most stringent
Specific genetic polymorphisms
criteria for AOM diagnosis [15]. When
children with minor modifications of among those who suffered from this
the tympanic membrane leading to complication (odds ratio [OR] 2.17, 95
uncertain diagnosis were enrolled, the % confidence interval [CI] 1.09–4.41, p
incidence of STMP was significantly
= 0.02, and OR 0.42, 95 % CI 0.21–
lower [16]. In addition, early and
0.84, p = 0.01) [20].
extensive use of antimicrobials for
However, it has been demonstrated
AOM treatment significantly reduces
that children suffering from a single
AOM complications, including STMP
episode of AOM with STMP,
incidence [19]. Overestimation of
regardless of the aetiology, are more
Eur J Clin Microbiol Infect Dis
prone than children with uncomplicated and S. pneumoniae, although the
AOM to experiencing recurrences. evaluation of the final results of some
Moreover, they are more prone to studies is complicated by a number of
developing new episodes with STMP. factors. The first is the widespread use
Berger studied 271 patients up to 13 of the pneumococcal conjugate
years old with AOM, among whom 80 vaccines (PCVs) that, after inclusion in
(29.5 %) had STMP [3]. In the 3 the immunisation schedule of infants
months following the first episode, 20 and young children in most countries,
(25 %) of those with STMP have caused worldwide changes in the
experienced a new AOM episode in circulation of S. pneumoniae and the
comparison with 24 (12.5 %) of those frequency with which all the AOM
without. STMP occurred in 17 out of 20 pathogens cause this disease. Ben-
children with previous perforation (85 Shimol et al. carried out a prospective,
%) and in 5 out of 24 of those with population-based study in southern
previously intact tympanic membrane Israel in which all AOM episodes
(20.8 %). Similar findings were submitted for middle ear fluid (MEF)
reported by Van Cauwenberge et al. culture in children aged <3 years from
[21]. These authors found that the 2004 through 2015 were included [22].
higher the number of AOM The incidence of AOM cases due to S.
recurrences, the higher the likelihood pneumoniae, ntH. influenzae, M.
that STMP might occur. A single catarrhalis and S. pyogenes, and those
episode of AOM was accompanied by that were culture-negative, was
STMP in 15 % of the children studied. calculated in the period before the
The frequency of STMP increased to 29 introduction of PCVs and after the
% during the second and third episodes heptavalent PCV (PCV7) vaccine and
of AOM and to 40 % in children with the thirteen-valent vaccine (PCV13)
three or more recurrences. became available. Both pneumococcal
and nonpneumococcal AOM episodes,
including those in which more than one
Aetiology of AOM with STMP pathogen was cultured, declined
substantially following sequential
The same four pathogens that are PCV7/PCV13 introduction. The
considered the aetiological agents of reduction in non-pneumococcal
uncomplicated AOM can be found in episodes was ascribed by these authors
the external ear canal of patients with to early prevention of AOM episodes,
STMP. However, the question remains resulting in a lower rate of complex,
whether STMP occurs because some often nonpneumococcal AOM [22].
ear pathogens are more aggressive than The second factor is the reduced
others or because STMP is a number of studies in which the
complication independent of the aetiologies of uncomplicated and
pathogen that causes AOM.More over, complicated AOMs have been
it is not known why new STMP evaluated simultaneously.
recurrences are frequent in children Tympanocentesis is not routinely
with recurrent AOM: is it causality, or recommended for ethical reasons [6],
are the same pathogens that caused the and most recent studies of AOM
first STMP the aetiological agents of aetiology have included only cases with
the new episodes? It is difficult to STMP [23, 24]. This practice precludes
answer these questions, although the any possibility of comparing the two
data seem to suggest that at least some types of AOM.
STMP cases are related to specific
aetiological agents. The evidence seems
particularly significant for S. pyogenes
Eur J Clin Microbiol Infect Dis
STMP and the role of S. pyogenes was reported by Marchisio
Streptococcus pyogenes and et al. in their study, in which 705 MEF
Streptococcus pneumoniae specimens were cultured.
As previously reported, the real
Despite the above-mentioned importance of S. pneumoniae as a direct
limitations, the available data on S. cause of STMP is difficult to ascertain.
pyogenes seem to indicate that this However, Palmu et al., in a study
pathogen is more common in AOM performed before the introduction of
complicated by STMP than in PCVs, reported that initial episodes of
uncomplicated cases. Segal et al. AOM with STMP were mainly due to
studied 11,311 episodes of AOM, this pathogen [11]. Bacterial cultures of
including both uncomplicated (the great the 74 MEF samples obtained through
majority) and complicated cases, and STMP revealed a higher proportion of
found that S. pyogenes could be pneumococci (35 %) and lower
identified in the proportions of M. catarrhalis (3 %) and
MEF in only 3.1 % of the cases mixed cultures (3 %) than did the other
compared with 47.9%,43.2% and 4.1 % MEF cultures. However, pre-existing
of nt-H. influenzae, S. pneumoniae and perforations that, according to Dagan et
M. catarrhalis respectively [25]. al., suggest recurrent disease [26] were
However, the clinical features of S. more likely to contain nt-H. influenzae
pyogenes AOM were significantly (30 %) and mixed pathogens (18 %)
different and generally more severe and were less likely to be culture
than those of AOM caused by other negative (16 %). On the other hand,
pathogens, suggesting that S. pyogenes several studies have shown that S.
might cause faster and more significant pneumoniae is an extremely common
damage to the tympanic membrane. cause of early AOM [11, 27, 28], and
Episodes of S. pyogenes AOM many cases are particularly severe
occurred mainly with STMP and were because they are associated with a
accompanied by high fever and other significant increase in inflammatory
systemic findings, such as upper- and markers and high fever, intense otalgia,
lower-respiratory infections. Similar and, rarely, bacteraemia [29–32]. Early
results were reported by Leibovitz et al. severe pneumococcal AOM is caused
in a study in which 5,247 culture- by the most aggressive serotypes, most
positive patients with AOM were of which were included in PCVs. The
enrolled [10]. In the 822 children with mucosal damage they cause may favour
STMP, S. pyogenes was found in a infections by bacteria with lower
significantly greater proportion than in pathogenicity, such as the less invasive
those without (47 out of 822, 5.7 % vs pneumococcal serotypes and nt-H.
44 out of 4425, 1 %, p < 0.01). Further influenzae [33]. Mixed infection due to
confirmation of the role of Spy in the pneumococcal serotypes most
causing STMP is provided by the data commonly carried by healthy subjects
collected by Grevers et al. [8] in a study in association with nt-H. influenzae
carried out in Germany and by alone or in combination with other
Marchisio et al. [9] with a retrospective pathogens were significantly more
evaluation performed in Italy. Grevers common in older children with bilateral
et al. studied 100 children with severe AOM, recurrent episodes, and previous
AOM with and without STMP and tympanocentesis. The association
were able to detect S. pyogenes in 17 % between colonisation with nt-H.
of otorrhoea samples and in none of the influenzae and recurrent AOM is well
tympanocentesis samples [8]. The same known, but the reason for it is unclear.
prevalence of MEF samples positive for By contrast, cases due to single S.
Eur J Clin Microbiol Infect Dis
pneumoniae infections were associated Similar findings were reported by
with serotypes shown to have higher Grevers et al. [8], who found that ntH.
pathogenicity. The type of damage influenzae was the most common
caused by the invasive pneumococcal aetiological agent both in the group of
serotypes and whether STMP can occur patients with STMP and in the group of
as a consequence of this damage are children who underwent
presently unsolved problems. However, tympanocentesis (18 % and 13 % of
several experimental model systems samples respectively). Generally, non-
have demonstrated that cell-wall pneumococcal AOMs develop in
components of S. pneumoniae play a children older than those due to S.
major role in generating inflammation pneumoniae or, if they are diagnosed
[34–37]. The wall matrix strongly during infancy, they occur after a first
activates the alternative pathway of the severe pneumococcal AOM. The main
complement cascade and induces pathogens associated with these AOM
platelet-activating factor and the episodes are nt-H. influenzae alone or a
secretion of cytokines [38, 39]. mixture of ear pathogens. As has
Inflammation and direct effects of already been reported, associations
pneumolysin cause changes in the hair between the less aggressive S.
cells. However, the ability to penetrate pneumoniae and ntH. influenzae are
the round window is the main proof of common. However, co-infections with
pathogenicity. Moreover, M. catarrhalis or S. pyogenes can also
pneumococcal strains deficient in some be detected, particularly when
of these cellular components can cause molecular methods of bacterial
less damage than normal strains, identification are used [24]. In most of
supporting the hypothesis that S. the cases, these infections are clinically
pneumoniae is important in mild. Palmu et al. reported that nt-H.
pathogenesis. The ability of S. influenzae cases had lower fevers and
pneumoniae to penetrate the round lower concentrations of inflammatory
window membrane is strictly related to markers [11]. Nonetheless, nt-H.
the presence of pneumococcal surface influenzae infections were frequently
protein A (PspA) and pneumococcal associated with a history of previous
surface antigen A (PsaA) [40]. perforation, increased risk of treatment
Moreover, strains defective in PspA failure and a high number of
have reduced virulence in the inner ear recurrences, including episodes with
[41]. STMP [11, 43]. The main driver of the
role played by nt-H. influenzae and
Non-typeable Haemophilus other pathogens in the determination of
influenzae, Moraxella recurrent AOM and treatment failures
catarrhalis and other pathogens, and seems to be their ability to form a
the development biofilm in the middle ear. All ear
of STMP pathogens are capable of forming
biofilm, although data for the biofilm-
Data suggesting a direct relationship forming phenotype of nt-H. influenzae
between ear infection with pathogens are more extensive, whereas those for
other than S. pyogenes and S. S. pneumoniae and M. catarrhalis are
pneumoniae and the development of evolving. Clinical isolates of ntH.
AOM with STMP are lacking. influenzae are able to form a well-
However, there is evidence of the developed biofilm in the middle ear of
dominance of ntH. influenzae in ear a chinchilla host within 5 days of a
discharge from indigenous Australian direct challenge to the middle-ear
children with AOM and STMP [42]. cavity [43]. Biofilms are detectable in
Eur J Clin Microbiol Infect Dis
the middle ear of children with analysed. This pathogen is not
recurrent AOM and persist even after considered a common cause of AOM,
treatment during clinical remission because it was not usually detected in
[44]. Biofilms are highly organised studies evaluating the aetiology of
multicellular bacterial communities uncomplicated AOM [2]. By contrast,
encased in an extracellular polymeric in studies in which the microbiology of
matrix [45]. Bacteria within biofilms AOM with STMP was evaluated, S.
have reduced growth rates and distinct aureus was cultured in a significant
transcriptomes [46]. Expression of number of cases. Marchisio et al.
genes that encode proteins inducing detected S. aureus in 49 out of 487
tissue damage, such as pneumolysin, is (10.1 %) samples of MEF collected
downregulated [47], whereas that of from the ear canal of children with
genes favouring colonisation, such as STMP [9]. Interestingly, unlike other
the type IV pilus of nt-H. influenzae, is common ear pathogens, which are
increased [48]. Moreover, in frequently found in co-infections, S.
multispecies biofilms, synergistic aureus was almost always detected as a
interactions can affect overall function, single pathogen (48 out of 49, 97.9 %).
further increasing in resistance and Moreover, it was mainly found in
virulence [49]. For example, in the children who had experienced previous
chinchilla model of AOM, episodes of AOM with STMP,
polymicrobial infection promoted suggesting a possible relationship
M. catarrhalis persistence beyond the between the pathogen and the
level seen in animals infected only with development of this complication. More
M. catarrhalis [50]. Together with the recently, Yatsyshina et al. tested MEF
physical barrier provided by the matrix, found in the ear canal by molecular
all these functional modifications methods and reported that S. aureus
explain why bacteria within the biofilm was detected in 30 out of 179 (16.8 %)
have increased resistance to the patients, although always in
humoral and cellular mechanisms of coinfections with other common ear
host immunity and to antibiotics [51]. pathogens [24]. S. aureus is a common
Moreover, these changes favour the coloniser of the skin, and in the absence
persistence of bacteria at the site of the of myringotomy its detection in the
infection even after treatment, resulting MEF may be the result of sample
in recurrences and possibly in chronic contamination during MEF collection.
disease. It is not known whether However, given the potentially negative
synergies between specific pathogens course of S. aureus infection and the
can lead to STMP. Further evidence is increased circulation of community-
needed to explain why, despite acquired strains resistant to drugs of
numerous recurrences, many children choice for AOM, further studies should
never experience STMP, whereas be aimed at clarifying its role in AOM
others with similar characteristics with STMP.
develop STMP in association with
several new AOM episodes. Moreover,
it is not clear why some children are Prevention of spontaneous tympanic
prone to carrying S. pneumoniae, membrane perforation in children with
whereas others have a preference for recurrent AOM
nt-H. influenzae and this difference
Attempts to prevent new episodes of
could play a role in the pediatric
AOM in otitis-prone children are
population at risk of AOM with STMP.
considered mandatory for several
A different problem arises when the
reasons. Although a single episode is
role of Staphylococcus aureus is
generally mild, repeated episodes
Eur J Clin Microbiol Infect Dis
increase the risk of complications [52]. possibility is that influenza vaccination
To limit the incidence of new episodes in children with recurrent AOM and
of AOM, several preventive methods STMP is not able to reduce nt-
have been proposed and tested [53, 54]. H. influenzae burden. On the contrary,
Among the preventive methods, there are studies in animal models and
administration of influenza vaccine has humans showing that influenza
been considered because AOM is vaccination can reduce the burden of
almost always preceded by an upper pneumococcal and staphylococcal
respiratory tract infection (URTI) and infections [57, 58].
because during winter, when the Vitamin D (VD) also has is not very
incidence of AOM increases, a large effective in preventing recurrent AOM
number of URTI are due to influenza with STMP. VD plays a strong
viruses [55]. Despite some negative immunomodulatory role by acting on
results, most studies have found that the cells of the innate immune system
vaccination is beneficial [56]. However, to inhibit proinflammatory cytokine
Marchisio et al. reported that production and induce antimicrobial
intramuscular administration of peptide synthesis [59–64].
injectable trivalent inactivated Administration of 1,000 IU/day of VD
virosomal adjuvanted influenza vaccine to children with recurrent AOM
reduced AOMrelated morbidity in confirmed the general benefit of the
children with a history of recurrent vitamin in children with
AOM, but was significantly less hypovitaminosis by restoring normal
effective in children with a history of serum values in most cases,
recurrent STMP [13]. These authors significantly reducing the risk of
studied 180 children who had uncomplicated AOM [12]. However,
experienced at least three episodes of when results were analysed according
AOM in the last 6 months or four or to the characteristics of the new
more in the last year and administered episodes, it was shown that whereas
the vaccine to 90 of them, whereas the children treated with VD experienced a
remaining 90 received a placebo. significant difference in the number of
AOM-related morbidity was monitored cases of uncomplicated AOM (p <
every 4–6 weeks for 6 months. In this 0.001), there was no difference in the
period, the number of children number of children
experiencing at least one AOM episode Table 2 Aetiological agents related to an
was significantly smaller in the increased risk of AOM with STMP
vaccinated group (p < 0.001), as was Aetiological agent
the mean number of AOM episodes (p
= 0.03), the mean number of AOM Streptococcus pneumoniae infection due to
episodes without perforation (p < invasive pneumococcal strains

0.001), and the mean number of Infections due to Streptococcus pyogenes


antibiotic courses (p < 0.001). The only Co-infections with pathogens including non-
factor that seemed to be associated with typeable Haemophilus influenzae and
Moraxella catarrhalis
a significant efficacy of the influenza
Biofilm production due to non-typeable
vaccine in preventing AOM was the
Haemophilus influenzae
absence of a history of recurrent
perforation (crude OR, p = 0.01;
adjusted OR, p = 0.006). These results
support the concept that children with experiencing at least one episode of
recurrent AOM and STMP are in part STMP. In comparison with untreated
different from those with recurrent controls, the mean number of AOM
AOM without STMP. Another episodes per child diagnosed in the
VD-treated group was significantly
Eur J Clin Microbiol Infect Dis
lower (0.7 ± 0.8 versus 1.4 ± 1.4; p = Funding This review was supported by a grant
0.003), with a marked difference in the from the Italian Ministry of Health
(Fondazione IRCCS Ca’ Granda Ospedale
mean number of uncomplicated AOM Maggiore Policlinico Ricerca Corrente Grant
episodes (0.2 versus 0.9; p = 0.0001), 2016 850/02).
and no difference in the mean number References
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