membrane perforation N. Principi1 & P. Marchisio1 & C. Rosazza1 & C. S. Sciarrabba1 & S. Esposito1 Received: 10 August 2016 or a more severe case of AOM than the /Accepted: 5 September 2016 # cases that occur without STMP. Springer-Verlag Berlin Heidelberg 2016 Finally, it is important to identify preventive methods that are useful not only in otitis- Abstract The principal aim of this review is to present the current knowledge regarding acute otitis media (AOM) with spontaneous tympanic membrane perforation (STMP) and to * S. Esposito address the question of whether AOM susanna.esposito@unimi.it with STMP is a disease with specific 1 characteristics or a severe case of Pediatric Highly Intensive Care Unit, Department of AOM. PubMed was used to search for Pathophysiology and Transplantation, Fondazione IRCCS Ca’ all studies published over the past 15 Granda Ospedale Maggiore Policlinico, Università degli Studi years using the key words Bacute otitis di Milano, Via Commenda 9, 20122 Milan, Italy media^ and Bothorrea^ or Bspontaneous tympanic membrane perforation^. More than 250 articles prone children with uncomplicated were found, but only those published in AOM, but also in children with English and providing data on aspects recurrent AOM and those who related to perforation of infectious experience several episodes with origin were considered. Early STMP. Streptococcus pneumoniae infection due to invasive pneumococcal strains, in addition to coinfections and biofilm Introduction production due mainly to non-typeable Haemophilus influenzae, seem to be Acute otitis media (AOM) is a common precursors of STMP. However, it is disease in infants and young children. unclear why some children have several In the first 3 years of life, almost all STMP episodes during the first years of children experience at least one episode life that resolve without complications of this disease, and up to 50 % in adulthood, whereas other children experience recurrent episodes (i.e. at develop chronic suppurative otitis least 4 AOM episodes in 1 year or at media. Although specific aetiological least 3 AOM episodes in 6 months) [1]. agents appear to be associated with an AOM is mainly a bacterial disease increased risk of AOM with STMP, caused by Streptococcus pneumoniae, further studies are needed to determine non-typeable (nt) Haemophilus whether AOM with STMP is a distinct influenzae, Moraxella catarrhalis and disease with specific aetiological, Streptococcus pyogenes [2]. In the clinical and prognostic characteristics majority of cases, even the most severe, Eur J Clin Microbiol Infect Dis the tympanic membrane, although it mainly associated with specific bulges and becomes highly hyperaemic, pathogens, although these studies are remains intact. However, in a non- not conclusive [8–11]. Moreover, negligible number of children, prevention of STMP in children with spontaneous tympanic membrane recurrent AOM episodes is significantly perforation (STMP) occurs. The more difficult than the prevention of perforation is generally small and is uncomplicated AOM cases [12, 13]. typically located in the anterior–inferior Knowledge of the aetiology, quadrant and limited to the pars tensa pathogenesis and outcome of AOM of the eardrum. STMP causes middle- with STMP may be useful to better ear fluid to pass into the external ear understand the relevance of STMP and canal. Accumulation of a large amount plan adequate preventive and of pus in the middle ear cavity during therapeutic measures for children, the first phase ofthe disease is especially those with recurrent AOM. consideredthe cause ofSTMP. This pus The principal aim of this review is to exerts pressure on the tympanic present the current knowledge on AOM membrane blood vessels, causing with STMP and to address the question ischaemia and necrosis of the eardrum, of whether AOM with STMP is a and leads to perforation [3]. Because in distinct disease with specific most cases, STMP is repaired characteristics or a severe case of spontaneously within a few days AOM. without any further clinical problems, it is considered a mild AOM complication. Materials and methods In some recent guidelines for the diagnosis and management of AOM, PubMed was used to search for all STMP is considered a sign of severity, studies published during the last 15 indicating systemic antibiotic years using the key words Bacute otitis prescription to prevent further clinical media^ and Bothorrea^ or problems [4–6]. On the other hand, Bspontaneous tympanic membrane STMP accompanying AOM may be perforation^. More than 250 articles considered a benign complication were found,and onlythose published in because drainage of pus from the English and providing data on middle ear results in a rapid and perforations of infectious origin were marked improvement in symptoms and included in the evaluation. In addition, enables the clinician to prescribe case reports on uncommon clinical tailored antimicrobial therapy as soon presentations were excluded. Analysis as culture results are available. Many of the literature did not permit a ear–nose–throat (ENT) specialists systematic review to be performed suggest middle ear perforation by because the studies published from 1 means of tympanocentesis for January 2001, to 30 June 2016 covered diagnostic reasons in children at risk of different aspects of AOM with STMP, AOM due to uncommon pathogens or were heterogeneous, and were not with reduced sensitivity to designed to answer our main question. antimicrobials [7]. However, although it has not been considered so in the past, AOM with STMP may be a Incidence of infectious spontaneous disease with some specific tympanic membrane perforation characteristics distinguishing it from Although the association of STMP with uncomplicated AOM. Some studies AOM has been a known clinical suggest that AOM with STMP is problem for centuries, its incidence has Eur J Clin Microbiol Infect Dis never been precisely quantified. Data STMP frequency may occur when derived from epidemiological studies epidemiological studies include mainly carried out to evaluate the incidence, otitis-prone children with histories of clinical aspects and outcomes of AOM previous STMP or patients suffering are conflicting in this regard. Older from an underlying disease that may studies reported that STMP occurs in 0 favour AOM development. Similarly, % to approximately 30 % of AOMs overestimation is common when studies diagnosed in younger children [14–17]. are mainly based on parents’ reporting. A more recent evaluation carried out in In this case, ear discharge due to several European countries documented external otitis could be considered a global incidence of STMP of pathognomonic of AOM with STMP. approximately 7 % [18]. However, By contrast, underestimation is possible there were significant differences when AOM with STMP without among countries, ranging from 2.1 % significant otorrhoea is not adequately of episodes in Italy and 2.2 % in the diagnosed. Finally, the genetic UK to 4.8 % in Spain, 6.8 % in characteristics of the patients may play Germany and 17.2 % in Sweden. a role in this regard. In a recent study Moreover, ear discharge was reported that evaluated potential associations in 16.9 % of episodes, ranging from between variants in genes encoding for 12.1 % in Italy and 12.7 % in Germany factors of innate or adaptive immunity to 17.3 % in the UK, 17.4 % in Spain and the occurrence of recurrent AOM and 24.5 % in Sweden. These with or without STMP, Esposito et al. differences may be explained by found that the interleukin (IL)-10 differences in recommendations, rs1800896TC single nucleotide health-care-seeking behaviour, and the polymorphism (SNP) and the IL-1α diagnostic criteria of AOM [18]. rs6746923A and AG SNPs were Various factors such as the age and significantly more and less common genetic characteristics of the children respectively among children without a studied, the criteria used for AOM history of STMP than diagnosis, use of antibiotics and recording practices can significantly Table 1 Factors associated with a high influence the reported incidence of incidence of acute otitis media OMA with STMP (Table 1). Pukander (AOM) with spontaneous tympanic membrane perforation (STMP) [16] and Ingvarsson [17] found that STMP was more common in children Factor under 2 years of age than in older children, with the incidence gradually Age <2 years Stringent criteria used for AOM diagnosis declining from 50 % to 15 % in those No use of antimicrobials for AOM older than 8 years. Moreover, the management highest incidence values were found in Being an otitis-prone child the studies with the most stringent Specific genetic polymorphisms criteria for AOM diagnosis [15]. When children with minor modifications of among those who suffered from this the tympanic membrane leading to complication (odds ratio [OR] 2.17, 95 uncertain diagnosis were enrolled, the % confidence interval [CI] 1.09–4.41, p incidence of STMP was significantly = 0.02, and OR 0.42, 95 % CI 0.21– lower [16]. In addition, early and 0.84, p = 0.01) [20]. extensive use of antimicrobials for However, it has been demonstrated AOM treatment significantly reduces that children suffering from a single AOM complications, including STMP episode of AOM with STMP, incidence [19]. Overestimation of regardless of the aetiology, are more Eur J Clin Microbiol Infect Dis prone than children with uncomplicated and S. pneumoniae, although the AOM to experiencing recurrences. evaluation of the final results of some Moreover, they are more prone to studies is complicated by a number of developing new episodes with STMP. factors. The first is the widespread use Berger studied 271 patients up to 13 of the pneumococcal conjugate years old with AOM, among whom 80 vaccines (PCVs) that, after inclusion in (29.5 %) had STMP [3]. In the 3 the immunisation schedule of infants months following the first episode, 20 and young children in most countries, (25 %) of those with STMP have caused worldwide changes in the experienced a new AOM episode in circulation of S. pneumoniae and the comparison with 24 (12.5 %) of those frequency with which all the AOM without. STMP occurred in 17 out of 20 pathogens cause this disease. Ben- children with previous perforation (85 Shimol et al. carried out a prospective, %) and in 5 out of 24 of those with population-based study in southern previously intact tympanic membrane Israel in which all AOM episodes (20.8 %). Similar findings were submitted for middle ear fluid (MEF) reported by Van Cauwenberge et al. culture in children aged <3 years from [21]. These authors found that the 2004 through 2015 were included [22]. higher the number of AOM The incidence of AOM cases due to S. recurrences, the higher the likelihood pneumoniae, ntH. influenzae, M. that STMP might occur. A single catarrhalis and S. pyogenes, and those episode of AOM was accompanied by that were culture-negative, was STMP in 15 % of the children studied. calculated in the period before the The frequency of STMP increased to 29 introduction of PCVs and after the % during the second and third episodes heptavalent PCV (PCV7) vaccine and of AOM and to 40 % in children with the thirteen-valent vaccine (PCV13) three or more recurrences. became available. Both pneumococcal and nonpneumococcal AOM episodes, including those in which more than one Aetiology of AOM with STMP pathogen was cultured, declined substantially following sequential The same four pathogens that are PCV7/PCV13 introduction. The considered the aetiological agents of reduction in non-pneumococcal uncomplicated AOM can be found in episodes was ascribed by these authors the external ear canal of patients with to early prevention of AOM episodes, STMP. However, the question remains resulting in a lower rate of complex, whether STMP occurs because some often nonpneumococcal AOM [22]. ear pathogens are more aggressive than The second factor is the reduced others or because STMP is a number of studies in which the complication independent of the aetiologies of uncomplicated and pathogen that causes AOM.More over, complicated AOMs have been it is not known why new STMP evaluated simultaneously. recurrences are frequent in children Tympanocentesis is not routinely with recurrent AOM: is it causality, or recommended for ethical reasons [6], are the same pathogens that caused the and most recent studies of AOM first STMP the aetiological agents of aetiology have included only cases with the new episodes? It is difficult to STMP [23, 24]. This practice precludes answer these questions, although the any possibility of comparing the two data seem to suggest that at least some types of AOM. STMP cases are related to specific aetiological agents. The evidence seems particularly significant for S. pyogenes Eur J Clin Microbiol Infect Dis STMP and the role of S. pyogenes was reported by Marchisio Streptococcus pyogenes and et al. in their study, in which 705 MEF Streptococcus pneumoniae specimens were cultured. As previously reported, the real Despite the above-mentioned importance of S. pneumoniae as a direct limitations, the available data on S. cause of STMP is difficult to ascertain. pyogenes seem to indicate that this However, Palmu et al., in a study pathogen is more common in AOM performed before the introduction of complicated by STMP than in PCVs, reported that initial episodes of uncomplicated cases. Segal et al. AOM with STMP were mainly due to studied 11,311 episodes of AOM, this pathogen [11]. Bacterial cultures of including both uncomplicated (the great the 74 MEF samples obtained through majority) and complicated cases, and STMP revealed a higher proportion of found that S. pyogenes could be pneumococci (35 %) and lower identified in the proportions of M. catarrhalis (3 %) and MEF in only 3.1 % of the cases mixed cultures (3 %) than did the other compared with 47.9%,43.2% and 4.1 % MEF cultures. However, pre-existing of nt-H. influenzae, S. pneumoniae and perforations that, according to Dagan et M. catarrhalis respectively [25]. al., suggest recurrent disease [26] were However, the clinical features of S. more likely to contain nt-H. influenzae pyogenes AOM were significantly (30 %) and mixed pathogens (18 %) different and generally more severe and were less likely to be culture than those of AOM caused by other negative (16 %). On the other hand, pathogens, suggesting that S. pyogenes several studies have shown that S. might cause faster and more significant pneumoniae is an extremely common damage to the tympanic membrane. cause of early AOM [11, 27, 28], and Episodes of S. pyogenes AOM many cases are particularly severe occurred mainly with STMP and were because they are associated with a accompanied by high fever and other significant increase in inflammatory systemic findings, such as upper- and markers and high fever, intense otalgia, lower-respiratory infections. Similar and, rarely, bacteraemia [29–32]. Early results were reported by Leibovitz et al. severe pneumococcal AOM is caused in a study in which 5,247 culture- by the most aggressive serotypes, most positive patients with AOM were of which were included in PCVs. The enrolled [10]. In the 822 children with mucosal damage they cause may favour STMP, S. pyogenes was found in a infections by bacteria with lower significantly greater proportion than in pathogenicity, such as the less invasive those without (47 out of 822, 5.7 % vs pneumococcal serotypes and nt-H. 44 out of 4425, 1 %, p < 0.01). Further influenzae [33]. Mixed infection due to confirmation of the role of Spy in the pneumococcal serotypes most causing STMP is provided by the data commonly carried by healthy subjects collected by Grevers et al. [8] in a study in association with nt-H. influenzae carried out in Germany and by alone or in combination with other Marchisio et al. [9] with a retrospective pathogens were significantly more evaluation performed in Italy. Grevers common in older children with bilateral et al. studied 100 children with severe AOM, recurrent episodes, and previous AOM with and without STMP and tympanocentesis. The association were able to detect S. pyogenes in 17 % between colonisation with nt-H. of otorrhoea samples and in none of the influenzae and recurrent AOM is well tympanocentesis samples [8]. The same known, but the reason for it is unclear. prevalence of MEF samples positive for By contrast, cases due to single S. Eur J Clin Microbiol Infect Dis pneumoniae infections were associated Similar findings were reported by with serotypes shown to have higher Grevers et al. [8], who found that ntH. pathogenicity. The type of damage influenzae was the most common caused by the invasive pneumococcal aetiological agent both in the group of serotypes and whether STMP can occur patients with STMP and in the group of as a consequence of this damage are children who underwent presently unsolved problems. However, tympanocentesis (18 % and 13 % of several experimental model systems samples respectively). Generally, non- have demonstrated that cell-wall pneumococcal AOMs develop in components of S. pneumoniae play a children older than those due to S. major role in generating inflammation pneumoniae or, if they are diagnosed [34–37]. The wall matrix strongly during infancy, they occur after a first activates the alternative pathway of the severe pneumococcal AOM. The main complement cascade and induces pathogens associated with these AOM platelet-activating factor and the episodes are nt-H. influenzae alone or a secretion of cytokines [38, 39]. mixture of ear pathogens. As has Inflammation and direct effects of already been reported, associations pneumolysin cause changes in the hair between the less aggressive S. cells. However, the ability to penetrate pneumoniae and ntH. influenzae are the round window is the main proof of common. However, co-infections with pathogenicity. Moreover, M. catarrhalis or S. pyogenes can also pneumococcal strains deficient in some be detected, particularly when of these cellular components can cause molecular methods of bacterial less damage than normal strains, identification are used [24]. In most of supporting the hypothesis that S. the cases, these infections are clinically pneumoniae is important in mild. Palmu et al. reported that nt-H. pathogenesis. The ability of S. influenzae cases had lower fevers and pneumoniae to penetrate the round lower concentrations of inflammatory window membrane is strictly related to markers [11]. Nonetheless, nt-H. the presence of pneumococcal surface influenzae infections were frequently protein A (PspA) and pneumococcal associated with a history of previous surface antigen A (PsaA) [40]. perforation, increased risk of treatment Moreover, strains defective in PspA failure and a high number of have reduced virulence in the inner ear recurrences, including episodes with [41]. STMP [11, 43]. The main driver of the role played by nt-H. influenzae and Non-typeable Haemophilus other pathogens in the determination of influenzae, Moraxella recurrent AOM and treatment failures catarrhalis and other pathogens, and seems to be their ability to form a the development biofilm in the middle ear. All ear of STMP pathogens are capable of forming biofilm, although data for the biofilm- Data suggesting a direct relationship forming phenotype of nt-H. influenzae between ear infection with pathogens are more extensive, whereas those for other than S. pyogenes and S. S. pneumoniae and M. catarrhalis are pneumoniae and the development of evolving. Clinical isolates of ntH. AOM with STMP are lacking. influenzae are able to form a well- However, there is evidence of the developed biofilm in the middle ear of dominance of ntH. influenzae in ear a chinchilla host within 5 days of a discharge from indigenous Australian direct challenge to the middle-ear children with AOM and STMP [42]. cavity [43]. Biofilms are detectable in Eur J Clin Microbiol Infect Dis the middle ear of children with analysed. This pathogen is not recurrent AOM and persist even after considered a common cause of AOM, treatment during clinical remission because it was not usually detected in [44]. Biofilms are highly organised studies evaluating the aetiology of multicellular bacterial communities uncomplicated AOM [2]. By contrast, encased in an extracellular polymeric in studies in which the microbiology of matrix [45]. Bacteria within biofilms AOM with STMP was evaluated, S. have reduced growth rates and distinct aureus was cultured in a significant transcriptomes [46]. Expression of number of cases. Marchisio et al. genes that encode proteins inducing detected S. aureus in 49 out of 487 tissue damage, such as pneumolysin, is (10.1 %) samples of MEF collected downregulated [47], whereas that of from the ear canal of children with genes favouring colonisation, such as STMP [9]. Interestingly, unlike other the type IV pilus of nt-H. influenzae, is common ear pathogens, which are increased [48]. Moreover, in frequently found in co-infections, S. multispecies biofilms, synergistic aureus was almost always detected as a interactions can affect overall function, single pathogen (48 out of 49, 97.9 %). further increasing in resistance and Moreover, it was mainly found in virulence [49]. For example, in the children who had experienced previous chinchilla model of AOM, episodes of AOM with STMP, polymicrobial infection promoted suggesting a possible relationship M. catarrhalis persistence beyond the between the pathogen and the level seen in animals infected only with development of this complication. More M. catarrhalis [50]. Together with the recently, Yatsyshina et al. tested MEF physical barrier provided by the matrix, found in the ear canal by molecular all these functional modifications methods and reported that S. aureus explain why bacteria within the biofilm was detected in 30 out of 179 (16.8 %) have increased resistance to the patients, although always in humoral and cellular mechanisms of coinfections with other common ear host immunity and to antibiotics [51]. pathogens [24]. S. aureus is a common Moreover, these changes favour the coloniser of the skin, and in the absence persistence of bacteria at the site of the of myringotomy its detection in the infection even after treatment, resulting MEF may be the result of sample in recurrences and possibly in chronic contamination during MEF collection. disease. It is not known whether However, given the potentially negative synergies between specific pathogens course of S. aureus infection and the can lead to STMP. Further evidence is increased circulation of community- needed to explain why, despite acquired strains resistant to drugs of numerous recurrences, many children choice for AOM, further studies should never experience STMP, whereas be aimed at clarifying its role in AOM others with similar characteristics with STMP. develop STMP in association with several new AOM episodes. Moreover, it is not clear why some children are Prevention of spontaneous tympanic prone to carrying S. pneumoniae, membrane perforation in children with whereas others have a preference for recurrent AOM nt-H. influenzae and this difference Attempts to prevent new episodes of could play a role in the pediatric AOM in otitis-prone children are population at risk of AOM with STMP. considered mandatory for several A different problem arises when the reasons. Although a single episode is role of Staphylococcus aureus is generally mild, repeated episodes Eur J Clin Microbiol Infect Dis increase the risk of complications [52]. possibility is that influenza vaccination To limit the incidence of new episodes in children with recurrent AOM and of AOM, several preventive methods STMP is not able to reduce nt- have been proposed and tested [53, 54]. H. influenzae burden. On the contrary, Among the preventive methods, there are studies in animal models and administration of influenza vaccine has humans showing that influenza been considered because AOM is vaccination can reduce the burden of almost always preceded by an upper pneumococcal and staphylococcal respiratory tract infection (URTI) and infections [57, 58]. because during winter, when the Vitamin D (VD) also has is not very incidence of AOM increases, a large effective in preventing recurrent AOM number of URTI are due to influenza with STMP. VD plays a strong viruses [55]. Despite some negative immunomodulatory role by acting on results, most studies have found that the cells of the innate immune system vaccination is beneficial [56]. However, to inhibit proinflammatory cytokine Marchisio et al. reported that production and induce antimicrobial intramuscular administration of peptide synthesis [59–64]. injectable trivalent inactivated Administration of 1,000 IU/day of VD virosomal adjuvanted influenza vaccine to children with recurrent AOM reduced AOMrelated morbidity in confirmed the general benefit of the children with a history of recurrent vitamin in children with AOM, but was significantly less hypovitaminosis by restoring normal effective in children with a history of serum values in most cases, recurrent STMP [13]. These authors significantly reducing the risk of studied 180 children who had uncomplicated AOM [12]. However, experienced at least three episodes of when results were analysed according AOM in the last 6 months or four or to the characteristics of the new more in the last year and administered episodes, it was shown that whereas the vaccine to 90 of them, whereas the children treated with VD experienced a remaining 90 received a placebo. significant difference in the number of AOM-related morbidity was monitored cases of uncomplicated AOM (p < every 4–6 weeks for 6 months. In this 0.001), there was no difference in the period, the number of children number of children experiencing at least one AOM episode Table 2 Aetiological agents related to an was significantly smaller in the increased risk of AOM with STMP vaccinated group (p < 0.001), as was Aetiological agent the mean number of AOM episodes (p = 0.03), the mean number of AOM Streptococcus pneumoniae infection due to episodes without perforation (p < invasive pneumococcal strains
0.001), and the mean number of Infections due to Streptococcus pyogenes
antibiotic courses (p < 0.001). The only Co-infections with pathogens including non- factor that seemed to be associated with typeable Haemophilus influenzae and Moraxella catarrhalis a significant efficacy of the influenza Biofilm production due to non-typeable vaccine in preventing AOM was the Haemophilus influenzae absence of a history of recurrent perforation (crude OR, p = 0.01; adjusted OR, p = 0.006). These results support the concept that children with experiencing at least one episode of recurrent AOM and STMP are in part STMP. In comparison with untreated different from those with recurrent controls, the mean number of AOM AOM without STMP. Another episodes per child diagnosed in the VD-treated group was significantly Eur J Clin Microbiol Infect Dis lower (0.7 ± 0.8 versus 1.4 ± 1.4; p = Funding This review was supported by a grant 0.003), with a marked difference in the from the Italian Ministry of Health (Fondazione IRCCS Ca’ Granda Ospedale mean number of uncomplicated AOM Maggiore Policlinico Ricerca Corrente Grant episodes (0.2 versus 0.9; p = 0.0001), 2016 850/02). and no difference in the mean number References of AOM episodes with STMP (0.5 versus 0.3; p = 0.08) [12]. 1. Teele DW, Klein JO, Rosner B (1989) Epidemiology of otitis media during the first seven years of life in children in greater Boston: a prospective, cohort Conclusions study. J Infect Dis 160:83–94 2. 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