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Electrical Power and Energy Systems 44 (2013) 179–191

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Electrical Power and Energy Systems


journal homepage: www.elsevier.com/locate/ijepes

Advances and trends of energy storage technology in Microgrid


Xingguo Tan a, Qingmin Li b,⇑, Hui Wang a
a
School of Electrical Engineering, Shandong University, 73 Jing Shi Road, Jinan, 250061 Shandong Province, China
b
School of Electrical and Electronic Engineering, North China Electric Power University, 2 Bei Nong Road, Chang Ping District, Beijing 102206, China

a r t i c l e i n f o a b s t r a c t

Article history: Microgrid (MG) is the indispensable infrastructure of nowadays smart grid, however, fluctuation and
Received 13 September 2011 intermittence resulted from unstable micro-sources and nonlinear loads will execute considerable
Received in revised form 14 June 2012 impacts on normal operation of the MG. Energy storage technology presents a preferable solution to
Accepted 5 July 2012
the above issue. The paper gives a full scope review of the principal energy storage technologies being
Available online 14 August 2012
developed so far, and the features and benefits of energy storage systems (ESSs) within the MG are ana-
lyzed in details including ESS configuration and topologies, power electronics interfaces, ESS control
Keywords:
schemes for charging/discharging, control strategy of hybrid ESS as well as optimization of the renewable
Energy storage
Microgrid
sources and ESS. The future trends and challenges of ESS are also fully accounted, with a view to propos-
Power electronics interface ing smart ESS as the promising technology in the future for MG and smart grid.
Control strategy Ó 2012 Elsevier Ltd. All rights reserved.
Trends and challenges

1. Introduction capability and power quality are difficult to be guaranteed [5]. Just
for an example, when a MG works at the islanded mode, possible
The concept of Microgrid (MG) is proposed by the Consortium malfunction of some micro-source or DG will cause immediate ac-
for Electric Reliability Technology Solutions (CERTSs) so as to en- tive and reactive power shortage, though it might eventually be
hance the local reliability and flexibility of electric power systems, remedied by load shedding, the interim power shortfall must be in-
which may consist of multiple distributed energy resources (DERs), stantly compensated from somewhere else, for which case energy
customers, energy storage units, and can be further defined as a storage (ES) technology is critical and indispensible. More impor-
small electric power system being able to operate physically tant, the intermittent behavior of many RES and DGs due to their
islanded or interconnected with the utility girds [1,2]. Due to strong dependency on climatic and meteorological conditions,
increasing shortage of the fossil fuel and the impelling pressures the RES energy output will fluctuate especially for a localized small
from environmental protection, new generation sources of high capacity MG with more than 10% of the RES occupation. ES is pres-
efficiency such as fuel cell and microgas turbine, as well as renew- ently the indispensable equipment in a MG as the smart way to
able energy sources (RESs) such as wind and solar power, are suppress probable power fluctuation and deal with arduous imbal-
becoming the most important DERs nowadays. The distributed ance challenges between the demand side and the supply side.
and renewable energy sources will see a remarkably increasing This paper gives a thorough review of the advancement of MG-
portion in the whole electric power generation. For example, RES oriented energy storage technologies. Key technologies and princi-
generation is compulsorily required to occupy 20% by 2017 in Cal- ples associated with energy storage, benefits of MG-based applica-
ifornia, USA, while a 15% proportion of the RES generation will be tions, power electronic interfaces, and control strategies including
achieved by 2020 in China according to the government report, and charging and discharging control as well as power flow control, are
in Germany the wind power generation will amount to 60% by fully elucidated with a view to proposing future trends and re-
2020 [3]. search challenges of ES technologies in MG fields.
A MG combined with RES and distributed generation sources
(DGs) can be a preferable solution to the raised energy crises as 2. Advances of energy storage technology
well as a complement to nowadays centralized modern power
grids [4]. However, due to relatively small capacity, the normal Energy storage unit functions as energy buffer or backup to
operation of MGs may be vulnerable to random power exchange counteract power imbalance between the supply and the demand
between the supplier and the loads, and hence the operational sides. This scheme was initialized in the early stage of power sys-
tems, e.g. as the DC power transmission system was applied in the
⇑ Corresponding author. late 19th century in New York City, lead-acid batteries were then
E-mail address: lqmeee@ncepu.edu.cn (Q. Li). adopted to provide power for lighting lamps so as to deenergize

0142-0615/$ - see front matter Ó 2012 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.ijepes.2012.07.015
180 X. Tan et al. / Electrical Power and Energy Systems 44 (2013) 179–191

the generators at night. Some key energy storage technologies leading battery technologies, NaS battery shows much more attrac-
available so far for MG applications are summarized as follows. tive energy density (four times that of lead-acid battery) and much
lower cost. NaS battery also has a long cycle capability (2500 plus
2.1. Batteries cycles upon 90% depth of discharge, or several hundred thousand
cycles at 10% depth of discharge) and a millisecond response for
Batteries store energy in the electrochemical form, being avail- full charging and discharging operation, which presents good
able in different size and capacity ranging from less than 100 W to potentials to be applied in MG for power regulations.
several megawatts. The estimated overall efficiency of battery stor- This technology is widely recognized for high cell efficiency up
age is in the range from 60% to 80%, depending on the operational to 89% without self-discharge, minimal maintenance and long cell
cycle and the electrochemistry type within the batteries. Lead-acid, life up to 15 years. NaS batteries are made of abundant low cost
Nickel–iron, Nickel–Cadmium (NiCd), Nickel–Metal Hydride materials that are suitable for high volume mass production. Mod-
(NiMh) and Lithium Ion batteries are the four principal types of ular fabrication potentially yields high power and energy capabil-
battery storage suitable for MG implementations. Fig. 1 schemati- ity, which also reduces the construction intervals [8]. However,
cally shows a steady increase of the energy density of batteries large capacity in a single cell and reliable operation at high temper-
since the first lead-acid battery was introduced in the mid-19th ature of 300 centigrade are still the main obstacles in manufactur-
century [6]. ing process.
Lead-acid battery is the most mature and the cheapest energy NaS battery can be widely used in aggregated energy storage.
storage device of all the battery technologies available. However, China has recently declared an installation of the first industrial
the limited cycling capability of lead acid normally results in unac- NaS battery station (100 kW/800 kW h) in the world Expo 2010
ceptable scenario in economy of the overall system. With a higher Shanghai, as shown in Fig. 2, and hence becomes the second coun-
energy density, longer cycle life and lower maintenance require- try who has mastered the large scale manufacturing technology for
ments, NiCd batteries render potential advantages over the Lead- industrial applications.
acid batteries. NiMH batteries are environmentally friendly and
can provide equivalent cycle life as that of the lead-acid batteries, 2.3. Flywheel energy storage (FES)
additionally with capacity increase by 25–40%. Lithium Ion battery
has the highest energy density among the four, but the cost is also A FES unit stores electrical energy in the form of rotational ki-
the highest. netic energy. It makes use of electrical energy to rotate a rotor at
Based on models developed in Simulink and HOMER, analysis a very high speed preferably for providing short term energy boost
was done in Ref. [7] with regard to different battery storage tech- (10–30 s), as shown in Fig. 3.
nologies from a techno-economic point of view, which indicates In addition to a much higher power density than the other tech-
NiMH battery is potentially the most competent ES technology in nologies, a flywheel energy storage system (FESS) is also attractive
terms of power output, voltage profile as well as the charge–dis- in other aspects: FES is environmentally friendly and can be used
charge characteristics, while Lead-acid battery is the most afford- with almost unlimited number of charging cycles. A high-speed
able one for renewable energy applications compared to NiCd, FESS rated 1000 kW (15 min) or even larger is being deployed in
NiMH and Li-ion batteries. Generally speaking, due to long life the USA power grid for frequency regulation, and research on some
and relatively low costs but slow response, these kinds of batteries micro-scale FESS (MFESS) is also underway so as to be used as aux-
are ideal for applications with low duty cycles. iliary power sources [9].
The disadvantages of a FESS lie in difficulty in storage expan-
2.2. Sodium-sulfur (NaS) batteries sion, large dimension size, low energy density and high standby
loss.
In order to achieve much higher power and energy density,
some novel energy storage technologies are under research. NaS 2.4. Supercapacitor
battery is one of these types and it has already been employed in
power systems for more than 20 projects in Japan and many other Supercapacitor is also named ultracapacitor or electric double
worldwide constructions since 1980s. Compared with the other layer capacitor (EDLC). It stores energy in the two series capacitors
of the electric double layer (EDL), which is formed between each of

Fig. 1. Energy density increase of batteries [6] (source: EPRI 2008). Fig. 2. The first NaS battery station in China.
X. Tan et al. / Electrical Power and Energy Systems 44 (2013) 179–191 181

the electrodes and the electrolyte ions. Without chemical process, 3. Benefits of ESS in mg-based applications
electrical energy can be stored directly and thus the response time
is very small. The capacitance and energy density of these devices Despite much similarity in functions, there are still apparent
are thousands of times larger than that of the electrolytic capaci- differences between the MG-scale energy storage and the grid-
tors. Compared with Lead-acid battery, a supercapacitor has lower scale energy storage applications.
energy density but longer cycles for tens of thousands of times, and In the utility grid, there are five storage applications that have
is much more powerful than batteries for fast charge and discharge good potentials to benefit power system planning and operations:
capability. Now many companies can offer supercapacitors ranging area and frequency regulation, renewables grid integration, trans-
from 5 F to 2700 F, rated at 2.5 VDC per cell. A single cell storage mission and distribution upgrade deferral and substitution, load
amounts to 3 or 4 W h/kg [11]. following and electric energy time shift [18]. Area and frequency
With a low cell voltage, multiple cells must be connected in ser- regulation and certain aspects of renewables grid integration be-
ies for a typical 48 V DC application, which may give rise to a prob- long to short-duration power management applications, while
lem of imbalanced cell current and voltage during charging. Also, transmission and distribution upgrade deferral and substitution,
the cost is about five times bigger than that of Lead-acid battery. load following and electric energy time shift belong to long-dura-
Supercapacitors of high voltage (100–400 VDC) and energy density tion energy management applications. For grid applications, large
over 20 kW h/m3 are still under development. energy capacity and power density energy storage technology is
The power quality events and issues caused by nonlinear loads indispensable. However, due to economic reasons and technology
and random behavior of the micro-sources within a MG, such as limitation, only pumped hydro storage accounts for the majority
instantaneous element failure, voltage swells and voltage sags, proportion of the storage in grid applications, approximately 3%
may render unique features of short transients and high frequency, of the global generation capacity. According to the U.S. DOE Energy
which creates application potentials for the short-term ESS like Storage Database [19], Advanced Lead Acid Battery, Lithium Ion
supercapacitors to quickly absorb or release large volume energy Battery, Ice Thermal Storage, Zinc Bromine Redox Flow Battery
in a very short time. and Vanadium Redox Flow Battery are gradually used in energy
storage projects either recently operational or under construction.
The high cost of many nowadays storage technologies, such as
2.5. Superconducting magnetic energy storage (SMES)
supercapacitors, high-speed flywheels and SMES, is the major
obstacle to production scale-up and integration of the storage de-
In a SMES unit, energy is stored in a magnetic field created by
vices at grid scale. Additionally, the limited storage duration and
the DC flow in a superconducting coil. The system has very high
energy capacity, such as high-speed flywheels, electrochemical
efficiency, up to approximately 95%. The most important advan-
capacitors and lithium–ion batteries, are too short to meet the cur-
tage of the SMES is very short time delay during either charge or
rent requirements from the electric power industry. Device effi-
discharge process. The power output is available almost instanta-
ciency and lifetime are also significant issues-technologies with
neously and large capacity can be achieved. Due to self-require-
CAES and traditional lead-acid batteries, which are not efficient en-
ment of power for refrigeration and high cost of superconducting
ough to convince the electric power industry and the regulators of
wires, SMES systems are currently used just for short duration en-
the potential value of energy storage technologies.
ergy storage [12].
To some extent, energy storage has been added to the utility
Small-scale or micro-SMES becomes an important ESS in nowa-
grid, however, it is the fundamental component of a MG. The main
days distributed power grid or MG. With flexible ability to ex-
role of energy storage in MG is to maintain stability, facilitate inte-
change active and reactive power, SMES can be specifically used
gration of the renewable energy, improve power quality and so on.
to ameliorate local power quality, such as power factor improve-
Due to relatively small capacity and investment, various energy
ment, frequency stabilization and UPS implementation.
storage technologies can be utilized in MG. Besides providing sup-
Based on the above description, the key features of several typ-
port for MG, energy storage application in MG sets up a test envi-
ical ESSs are listed in Table 1 for reference and a concise
ronment for ES topology, model and device study, which may be
comparison.
further extended to the utility grids. Typical benefits of ESS in
There are still some other competent energy storage technolo-
MG-based applications can be concluded as follows.
gies presently drawing many researchers’ attention, such as com-
pressed air energy storage (CAES), redox flow battery, fuel cell
and thermal energy storage, which can be ESS alternatives to be
3.1. Short term power supply
utilized in a MG.
Power unreliability may result in considerable impact on econ-
omy. A study has estimated the outage cost in the United States
amounts to some US$79 billions per year, among which the
momentary outages (<5 min) account for US$52 billions, while
the other outages account for only one third of the cost. Momen-
tary outages are precisely where energy storage is most cost effec-
tive and other solutions are least applicable [20]. A MG may work
at either grid-connected mode or islanded mode. When a failure in
the utility grid is detected or the requirements for power quality
are not satisfied, the MG will be disconnected from the utility grid
and start to operate at islanded mode. Then, the instant power
shortfall as the MG transferring from the grid-connected mode to
the islanded mode can be compensated by the ESS boost. ESS can
implement a seamless transfer of the MG between different modes.
In addition, ESS may acts as emergency power buffer for critical
customers during fault situation, and also facilitates black start of
Fig. 3. Typical structure of a FESS unit [10]. the entire power systems.
182 X. Tan et al. / Electrical Power and Energy Systems 44 (2013) 179–191

Table 1
Comparison of several typical ESSs [13–17].

Type Efficiency (%) Energy density (W h/kg) Power density (W/kg) Response time (ms) Cycle life (time) Cost ($/kW h)
Battery 60–80 20–200 25–1000 30 200–2000 150–1300
SMES 95–98 30–100 1e4–1e5 5 1e6 High
Flywheel 95 5–50 1e3–5e3 5 >20,000 380–2500
SuperCap 95 <50 4000 5 >50,000 250–350
NaS 70 120 120 <100 2000 450

3.2. Facilitating integration of RES hours of the day. So with ES asset in MG, arbitrage can be easily
achieved.
Renewable generation will play more and more important role Given the price level of ESS technologies and the overall system
in the future energy structure. In the Unite States, according to a cost, it is presently very challenging to establish an economic jus-
DOE report in 2008, wind energy penetration is expected to reach tification for the utilities to store energy with ESS during off-peak
20% by 2030 [21]. While based on the Renewable portfolio stan- times and re-dispatch this energy later at peak times. ESSs used for
dards, the amount of renewable generation is required to be 15– this market normally operate in a diurnal cycle of charge and dis-
30% in most states by 2020. charge, for which NaS batteries or CAES can be good options.
As major renewable sources, wind and solar power are normally
intermittent and unstable, resulting in a varying power supply to
3.4. Optimization of microsource in MG
the MG. Combination of the energy storages can buffer the renew-
able power output by storing surplus energy during high availabil-
Energy storage with appropriate capacity can play a significant
ity and re-dispatching it while there is a power shortage, which
role for smooth power transition when some DG units are operat-
helps to get high penetration of RES in MG [22]. Fig. 4 shows the
ing abnormally within a MG. For example, if some DGs are lost,
performance of a PV plant combined with the NaS battery storage
then a stand-by microsource, such as a microgas-turbine, may
[23]. As can be seen from Fig. 4, without ESS, the PV power output
function to boost the loss. As most microsources experience rela-
cannot be directly dispatched due to its intermittent manner. How-
tively long response time, then ESS is an ideal substitute to provide
ever, with energy storage compensation to the fluctuation, any ex-
a smooth transition.
pected power will be provided upon requirement in a specified
Even though the energy generated in the MG is stable, some ES
time without considering how much power the DG units may gen-
devices are still indispensible because the demand from customers
erate. So the MG can work as a patchable load to exchange power
is constantly changing. Some DERs such as fuel cells must be large
with the utility gird, while the ESS facilitates optimized operation
enough to meet the peak demand but which causes high cost. By
of the micro-sources within the MG.
storing the surplus energy in the ESS at off-peak times, the re-
To integrate increased penetration levels of variable RES, MG
quired peak energy can be fulfilled in a short period, which also
will require more fast-start and fast-ramping ESSs to bridge the
helps most DERS to operate at the best efficiency.
generation shortfalls when the intermittent micro-sources are
not operating at their expected output levels. Further studies are
compulsory to determine the appropriate capacity of ESS for an 3.5. Power quality improvement
optimized operation.
MG is expected to dispatch power supply of sound reliability
3.3. Arbitrage and high quality. Power quality is critical especially for the sensi-
tive customers. According to a recently published smart gird report
As time-of-use tariff is widely accepted in many nations, Fig. 5 by US DOE, sensitive equipments for industrial processing such as
shows the difference between the average peak and off-peak prices chips manufacturing have increased sharply. Today, sensitive loads
in the day-ahead energy market in New York City in 2008 [3]. from chip technologies and automated manufacturing have risen
The spread between the peak and off-peak prices represents an to 40%, and the loads are expected to increase to more than 60%
opportunity for resources that can economically store energy for by 2015 [24]. In the meantime, a MG must confirm to strict power
hours or days, by purchasing power from the grid over night and quality requirements when being integrated into the utility grid, so
then sell that power back into the grid during the peak demand

Fig. 4. Performance of a PV plant with ESS [23] (SOC: State Of Charge). Fig. 5. Peak price vs. off-peak in New York in 2008 [3].
X. Tan et al. / Electrical Power and Energy Systems 44 (2013) 179–191 183

as to maintain a high power factor and suppress the harmonics dis- or capacitor storage, a DC/DC chopper is required before the volt-
tortion, etc. age source converter (VSC).
ESS plays more important role than even before in improving If the energy storage capacity increases, both manufacture and
power quality of the MG. Controlled by power electronics-based control of the ESS become difficult and cost ineffective. It is then
interfaces, ESS works like a power quality regulator to output spec- possible to use small-scale and distributed energy storage to
ified active or reactive power for customers. Some ESS of instanta- achieve flexible and efficient power regulation.
neous response, such as supercapacitor or FESS, can quickly absorb For the distributed ESS configuration, ESS units are directly cou-
or release energy of high density, suitable to tackle transient issues pled to individual DERs with various interfaces. For wind turbine
like instantaneous outage caused probably by system failures, sud- generators (WTGs) at variable speed, a full rated AC/DC/AC inter-
den voltage swells or sags. Some large capacity ESS like Lead-acid face is necessary with regard to the permanent magnet synchro-
battery can be used to compensate instant power shortage to nous machine (PMSM), while a DC/DC interface will work for the
soothe voltage fluctuations [25]. variable speed doubly fed induction machine (DFIG). Generally, a
DC/DC chopper is simpler and cheaper than a DC/AC converter.
An advantage of separately connecting each pair of DER and ESS
3.6. Ancillary services
to the grid lies in that, power electronics interface in each pair can
be optimized to reduce the cost and maximize the efficiency. These
Ancillary services normally cover load following, operational re-
systems tend to be simple since they only have to deal with a sin-
serve, frequency regulation and 15 min fast response. Most ancil-
gle type of source. One disadvantage of the distributed configura-
lary services are provided by power plants or large pumped-
tion is that, the power produced by the DERs has to be carried by
hydro energy storage. With rapid development of renewable gen-
the transmission lines before being stored by the ESS, which ne-
eration, a MG composed of large DERs such as wind turbine and/
gates the reduced power flows on the line as well as the new line
or PV, may implement ancillary services with the integration of
construction deferral advantages. However, though the power
large ESS.
electronics interfaces for both DER and ESS can be individually
As is well known, the key contribution to grid stability is from
optimized, the storage process still suffers losses for both inter-
control power (CP) [26], which is mainly supplied from conven-
faces as well as for the line impedances between the two facilities.
tional power plants. With high penetration of renewable energy,
In future MG, a mixture of the aggregated and distributed ESS
some large conventional power plants will be shut down, so there
might be a preferable solution.
needs something to take over this responsibility. To deliver posi-
tive CP, the ESS in a MG can discharge and supply energy to the
4.2. Power electronics interface for ESS
grid. If the ESS absorbs energy from the grid and charges itself, then
the MG is delivering negative CP. From market point of view, a
Unlike other converters that operate only when the primary
storage management system (SMS) is needed in the MG to monitor
source is available, the interface for ESS will operate continuously
the stream of energy storage.
to support the MG for a long period. Therefore, reliability and effi-
ciency are the key issues to be considered in choosing topologies of
4. ESS access technology to mg the converters.
There are usually three types of MG, namely line frequency MG,
4.1. Energy storage system configuration high frequency MG and DC MG, which correspondingly needs dif-
ferent ways to ESS access. As most ESSs have a DC link or can be
There are two typical configurations of ESS in a MG, the aggre- transformed to DC, all ESSs below are assumed to be DC sources
gated and the distributed, as shown in Fig. 6. For the first type, all for convenience.
ESSs are aggregated as one ESS and connected to the MG terminal,
while the power flow from DERs to the PCC (point of common con- 4.2.1. Interface for line frequency MG
nection) bus can be kept at a specified value. With regard to different transformer, two typical ESS interfaces
All the capacity of an aggregated ESS can be used to soothe may be adopted [29]. The first case is shown in Fig. 7, where a bidi-
power flow fluctuations [27,28]. The aggregated ESS is partly ap- rectional DC/DC converter accomplishes the power flow between
proved to have a superior performance to the distributed ESS at the ESS and the DC bus with a high frequency transformer. Due
the same capacity. to complexity of the topology that incorporates both a DC/DC con-
The aggregated ESS configuration is usually connected to the AC verter and an inverter, the cost of the whole system will increase
bus of a MG, where a DC/AC converter becomes necessary to inter- considerably. In addition to small size, low weight and high effi-
face with the AC system. For a FES unit charging and discharging ciency of the topology, the prominent advantage is that, the instan-
power by an induction machine at a variable speed, an AC/DC/AC taneous power that flows in the AC side as well as in the battery
converter interface is thereby compulsory, while for a SMES unit side can be controlled separately and therefore a decoupled control
can be realized.
The direct connection of the inverter to the MG implies an inev-
itable DC current flow, which will increase the thermal stress of
some MG components and loads. Therefore, the inverter control
must include a current loop to reduce the DC component below a
certain level. Also, the inverter’s DC bus has a bulky capacitor (tens
of thousands of lF) to ensure a very low DC voltage ripple.
The second configuration is shown in Fig. 8, where the ESS is di-
rectly connected to the inverters’ DC bus while a low frequency
(50 Hz) transformer is used to boost up the required voltage level.
The main advantage lies in simplicity of the configuration, how-
ever, high cost and low efficiency exist because of the transformer
though it is preferred to provide isolation and leakage inductance
Fig. 6. Typical ESS configuration. for the output filter.
184 X. Tan et al. / Electrical Power and Energy Systems 44 (2013) 179–191

DC<->AC AC<->DC MG
ESS

INVERTER FILTER
HF TRANSFORMER

Fig. 7. ESS interface type 1.

MG
ESS
INVERTER 50Hz TRANSFORMER

Fig. 8. ESS interface type 2.

4.2.2. Interface for DC MG


The DERs and the ESS can simply be connected to the common
DC bus through separate DC/DC converters. The usage of combined
multiport converter presents advantages of low cost, high effi-
ciency and reliability over the original separate converter system.
One of the possible topologies of multiport converter is shown in Fig. 10. Typical modular design.
Fig. 9, where a buck-boost converter is used for high voltage ESS,
while for DER and low voltage ESS, a boost converter will be uti-
lized. However, the system in Fig. 9 is difficult to expand [30], and (e) are used for multiple input. These topologies are targeted
which relies on combination of original common parts and leaves at applications with different demands in inputs and outputs. In
no place to include additional sources without redesign. actual applications, more modules and flexible combinations may
be adopted for special conditions.
4.3. Composite energy storage system (CESS)
4.3.2. Expansion of multi-port technology
In MG stability control, to buffer low frequency oscillations and
As mentioned above, the multi-port converter in Fig. 9 is diffi-
compensate the intermittency of the RES, ES with high energy den-
cult to expand, so some new topologies are proposed. The system
sity is required. To provide high frequency component and to sup-
incorporates unidirectional boost converters for PV arrays and
ply or absorb high power transients, ES with high power density is
bidirectional buck-boost converters for ESS, and connects them in
required. However, both high energy density and high power den-
parallel at their outputs. DC–DC converters can simply be con-
sity are seldom available in a single storage unit. Hence, a CESS
nected at the terminals of the common DC bus, and the system will
may be used. Several methods for CESS are summarized as follows.
thereby operate normally since all the DC–DC converters can work
independently and do not interfere with the other converters in
4.3.1. Multi-module technique the system [32]. As the configuration showed in Fig. 11, only boost
Many DERs and ESSs must be connected in series and in parallel and buck-boost converter are incorporated. In fact, based on a gen-
in order to achieve high power and voltage requirements, where erally combined topology of a DC-link and the magnetic coupling,
modular design is the best approach. Bidirectional DC/DC convert- many other converters can also be combined to form new style of
ers, such as phase shift controlled dual active bridge (DAB) con- multiport converters.
verter and dual half bridge (DHB) converter, are promising in Fig. 12 shows another multi-port converter topology. Several
modular power converter synthesis. The isolation between the similar parts are coupled together by a multi-winding high fre-
ESS and the loads is realized by a high frequency transformer. With quency transformer, with one winding of the high frequency trans-
a high switching frequency, the size of filter capacitors and the iso- former connects the HF link in the MG. V1 may be a DER or a
lation transformer can be drastically reduced. Therefore, DAB voltage source energy storage, and V1.x (x = 1, 2. . .k) is an ESS,
(DHB) can be chosen as basic module in the proposed scheme [31]. while C1A and C1B are the capacitors needed in both the DC bus
Several typical combination forms are shown in Fig. 10, in and the converter. The structure combines four basic converters,
which (a), (b), (c) and (f) are suitable for single input, while (d) namely buck-boost, boost-half-bridge, half bridge and full bridge
converters [33]. The system is open to expand and many common
components can be incorporated, with reduced weight and low
cost.

5. Control methodology

5.1. Charge/discharge control

ESS needs specific charge/discharge control strategies. Some


ESSs with unlimited energy capacities, such as batteries or sup-
Fig. 9. Multi-port interface for DC MG. ercapacitors, may cause overcharge and over discharge problems
X. Tan et al. / Electrical Power and Energy Systems 44 (2013) 179–191 185

5.1.2. FESS
The charging/discharging process of a FESS unit is quite differ-
ent from that of batteries or supercapacitors. A FESS unit is com-
posed of a flywheel, a motor/generator and a power electronics
system. The control of the FESS is just as that of the motors in fly-
wheel, for which many advanced control technology such as vector
control and DTC can be used.
Some hybrid control methods have been studied for charging
control of the FESS. At early stage, maximum torque control is used
to start the motor quickly and the current is also constrained. At
the speed tuning stage, fuzzy and PID control give a good solution.
At the setting stage, minimum power is provided to compensate
the energy loss (such as those from air friction). As regards the dis-
charging process, both voltage and current is regulated in the PI
loop. As power flows out of the flywheel, the voltage will be de-
creased to stabilize the DC bus voltage, and the converter will be
operated as a boost rectifier.

5.1.3. Hybrid ESS


The control strategy for a hybrid ESS is much complicated. In
Fig. 11. Multi-port converter for DC bus. addition to individual charge/discharge, power flow distribution
and characteristics of the ESS should be considered. For example,
when batteries and supercapacitors are combined together to sup-
ply load demand, supercapacitors can provide peak power with a
faster response than the battery, but it lasts shorter than the bat-
tery. Hence, the batteries discharge or charge slowly, but meet
the steady demand, while the supercapacitors can supply excess
transient and peak power to limit the current of the batteries
[35]. In that case, two individual loops are needed for control of
both the batteries and the supercapacitors.

5.1.4. ESS with DG


ESS and DG are the key components to achieve high efficiency
Fig. 12. A multi-port converter coupled by a high frequency transformer. operation in the MG. Some advanced control strategies are brought
forward, one of which is called hybrid control system, including
or even failure in power compensation. Hence, control of ESSs’ cascaded SoC control and local control [36].
state of charge (SoC) is necessary in a MG. As mentioned above, SoC is fed back to the ESS unit via a con-
troller such as PI controller, which is the conventional method
5.1.1. Batteries/supercapacitors named autonomous SoC control. However, this method adds a bias
In order to achieve long lifetime, maximum output and optimal on the ESS’s output and may result in deterioration of the tie line’s
efficiency, batteries/supercapacitors must be charged or dis- power quality.
charged according to the manufacturers’ recommendations. For In the cascaded control method [37], shown in Fig. 13, the ESS’s
example, traditional lead-acid batteries require a long (several SoC info is given to the upper DG in the cascaded control system.
hours), low-current finish charge to remove sulfation from the lead Since the ESS’s output reference is dependent on the upper DG’s
plates. When compensating power fluctuations of the MG, the bat- output, the ESS itself can compensate the bias. In other words,
tery ESS may often work at partial state of charge (PSOC). PSOC the ESS’s SoC control is achieved by compensation of the artificial
operation of low efficiency occurs when a battery is less than fully biases made by the upper DG. Thus, the tie line power flow will
discharged and then less than fully recharged before being dis- not be affected by SoC control.
charged again. Depth of discharge (DoD) has much to do with bat- To solve the delay problem in the cascaded control, the ESS that
tery life-cycle. So advanced battery/supercapacitor management has the fastest response (EDLC) will be controlled locally, only with
system should be developed to address the charge and discharge the data of the tie line power flow and its reference value.
issues. When the load demand increases, the ESS will compensate the
Constant current charging and constant voltage charging are demand immediately with a rapid response time, but the energy
two classic charge modes being widely utilized in batteries and capacity is limited in the ESS, then a DG with enough energy capac-
supercapacitors. Hysteresis current feedback control strategy be- ity but lower reaction speed will gradually take over the duty of
gins to be used in constant current charging, while voltage and cur- compensation. As shown in Fig. 14, the ESS and the DG can coop-
rent double-loop control is used in constant voltage charging [34]. erate very well.
For discharge control of ESS, voltage and current double-loop Some other advanced control technologies have also been pro-
scheme is also needed. posed. In Ref. [38], fuzzy logic is used in deciding how to modify
Due to nonlinear behavior of the charging/discharging process, the storage output power. The decisions are made based upon a list
many intelligent control methods such as fuzzy control, neural of rules which take into account the response times and the energy
network and self-adaptive control, will present good performance states of the storage levels. In the rules-based method [39], a short-
for charging and discharging. Some problems should also be care- term storage device is used to compensate fast power fluctuations
fully considered, including cell parameter variation, imbalanced while a long-term storage device assists in the following long-term
charging, interaction between charging and discharging process, operation. A knowledge-based control algorithm is used [40] for
ESS aging problem, etc. the operation of a two-level (short-term ESS and medium-term
186 X. Tan et al. / Electrical Power and Energy Systems 44 (2013) 179–191

ESS) energy storage system intended for wind energy applications.


Also, Discrete Fourier Transform (DFT) is also introduced in [41] to
decompose the imbalanced power into multiple time-varying
components. Therefore, the imbalanced power to be compensated
by energy storage can be quantified. Low pass filters as well as the
moving average filtering method are also effective ways to sepa-
rate the imbalanced power.

5.2. Power flow control in composite energy storage

Multi-port and modular topology is widely used in the compos-


ite energy storage. For examples, DAB or DHB converter may be se-
lected as the basic cells, and the power transfer between different
ports is achieved by phase shifting the voltage across the primary
and secondary sides of the high-frequency transformer. As shown
in Fig. 15. In phase shift control strategy, different ports generate
symmetric square wave of the same frequency, but with different Fig. 14. The principle of hybrid control [37].
phase positions. With this phase difference, inductor current will
be different so as to control the power and direction, which mod-
ulation also helps soft switching and further lowers the switching reactive power relationships are independent droop curves, so
loss [42]. In phase shift control, the voltages on different parts the V/Q droop curve is utilized to control the reactive power. How-
should be compatible. Once the voltages are not equal, then the ever the droop characteristics will bring a small voltage deviation
current stress and loss will be increased, then in the phase shift in the steady state. Also, the X/R in a MG is much smaller than that
control system, PWM control scheme is brought in as to keep the in the utility grid, so this method is not widely accepted so far.
voltage amplitude on either port to be equal, just like an electronic According to the PQ theory, a balanced three-phase power grid
transformer [43]. can be transformed into a rotating d–q coordinate system, hence,
The control scheme of one port is shown in Fig. 16. We assume usq = 0 and usd = Us are met, then id ¼ ð1=usd ÞP and iq ¼ ð1=usd ÞQ
the DC bus voltage in the port linked to MG as the voltage reference are tenable, where id denotes the active current while iq denotes
to be controlled. The DC voltage Vg (reference from the Microgrid the reactive current. So id and iq are decoupled to respectively con-
port) is regulated to adjust the duty cycle and keep the voltage trol the active and reactive power, the principle for which is pre-
compatible. The power flow of the energy storage in one port is cal- sented in Fig. 17.
culated by upper energy management and compared as to regulate
the phase angle. Also, SOC (state of charge) is necessary to keep en-
6. Trends and challenges of energy storage technology
ergy storage working under a limited zone.
6.1. Optimal configuration of ESS
5.3. Power management
The benefits of ESS have been verified by both theory and prac-
The control of active and reactive power is an important task in tice, however, there still lacks effective way to optimize ESS config-
ESS control scheme. According to grid stability theory, when the uration especially for MG-based applications. The key issues may
grid is inductive, the frequency vs. active power and voltage vs. include: how to arrange ESS location and capacity, what kind of

Fig. 13. A hybrid control system [37].


X. Tan et al. / Electrical Power and Energy Systems 44 (2013) 179–191 187

Fig. 15. The principle of phase shift PWM control.

ESS is optimal, how to assess the impacts of ESS on the MG, etc. these models is specifically focused on optimizing storage. Instead,
Generally, to effectively configure an ESS, proper models, tools they are used for calculating system capacity, transmission model-
and software should be developed. ing and/or generation source placement.
There are many available algorithms and models that attempt
to predict ESS performance and lifetime, but these models still
6.1.1. Model
need to be further verified [45]. For example, to evaluate the reli-
A report called ‘‘electrical energy storage systems –a mission to
ability of ESS, a system risk model must be established before
the USA’’, published in December 2006 by the British Department
the system can be quantitatively assessed with appropriate risk
of Trade and Industry (DTI), declared many related facts [20].
indices. The risk indices, such as loss of load expectation (LOLE)
One of the surprising results of this mission was that, the visited
and loss of energy expectation (LOEE), must be carefully chosen
utilities stated that very little were undertaken on detailed model-
and quantized. So the modeling task is not just confined to ESS it-
ing of the integration and impact of energy storage devices on the
self but a systematic methodology, involving accurate modeling
network, although several utility-scale demonstration systems are
and software analysis.
currently being appraised. Instead, the utilities relied on the ven-
dor (i.e. the ESS manufacturer or a third-party system integrator)
to undertake such studies and provide assurances that the ESS 6.1.2. Software and tools
would meet a performance specification produced by the utility. A key challenge in understanding and selecting feasible energy
It is critical to develop models that can be used to conduct a storage for MG applications lies in the uncertainty of the benefits of
strategic, wide-area analysis of storage systems to investigate the energy storage applications and the total cost/performance of the
effects and value of energy storage for use in grid applications. available and emerging technologies. Software-based modeling
These models should assess the impact of energy storage on gener- and simulation tools contribute much to a successful system anal-
ation, transmission, distribution, and end-use applications and ysis. Various ESS models are put forward by different companies or
compare the cost (e.g. installation and maintenance), emissions, organizations [46], for example, Maxwell Technologies and Ansoft
materials availability, efficiency, system lifetime, and cycle life of have jointly developed a model of the super-capacitor for the An-
energy storage to other conventional and advanced solutions. More soft product Simplorer, EPRI has funded Power Technologies Inter-
importantly, the models need to demonstrate the value of energy national (PTI) to develop SMES and battery models for PSS/E, and
storage under varying load conditions in comparison to other types EPRI has also produced a bespoke model for evaluating the benefit
of transmission. of employing energy storage called DYNATRAN (Dynamic Analysis
Until now, there are both non-commercial and commercial of Interconnected Systems with Energy Storage), which employs
model available, some typical non-commercial models include: Monte Carlo simulation to study unit commitment/dispatch.
HOMER; ReEDS; NEMS; RETScreen, and EnergyPlus. Commercial The state-of-the-art simulation tools being applied in feasibility
models include: GE MAPS; the Ventyx-ProMod and System Opti- studies worldwide include ES-Select, PLATOS Hybrid2, Homer,
mizer; Power World; Energy2020; IPM, and Dynastore [44]. By IPSYS and MATLAB/Simulink, etc. For example, ES-Select is a
comparison, none of models has all of the important characteristics sophisticated, highly interactive, decision-support model that han-
all in one software package that would allow assessment of energy dles uncertainties in cost, benefits, cycle life, efficiency, discharge
storage in the smart grid frame of reference. Additionally, none of duration and other parameters [47], while PLATOS has been devel-
oped to optimize the application of storage systems in electrical
distribution networks with distributed energy resources [48].
However, many existing models and tools are quite limited in
functions, and consider energy storage in more limited environ-
ments. Yet some specific ESS model is still unavailable. Despite
the range and quality of these resources, no models or tools were
found that specifically deal with sizing and locating energy storage
under any optimality criterion that would be useful for infrastruc-
ture development.

ies 6.2. Novel energy storage technologies

Fig. 16. Control scheme of phase shift PWM in one port of the multi-port composite Presently only 2.5% of the total electric power delivered in the
ESS. United States passes through energy storage, almost all of which
188 X. Tan et al. / Electrical Power and Energy Systems 44 (2013) 179–191

udcref udc ESS


i dref + + ucd
PI
Power - dq0
+ PWM
&voltag iqref ucq inverter
e loop
PI
+ abc
+
- +
P ref Q ref

+ usd dq0
+ usq
uabc
abc
- +
ωL ωL
id
dq0

iq iabc
abc

A
B
C

Fig. 17. The principle for decoupled power control.

is pumped hydro storage [49]. Energy storage is poised to grow expected cycle-life of this supercapacitor could be more than
from $1.5 billion in 2010 to a $35 billion industry by 2020 [50]. 300,000 [11].
The biggest challenge of large scale application just lies in ESS it-
self. Most of ESSs are far too expensive, and the ESS performance 6.2.3. Cutting-edge technologies
is not ideal enough to realize good economy, long-life and clean In addition to the technologies discussed above, several novel
storage. technologies are also being developed [51], such as Metal–air bat-
Research and development in advanced materials and devices teries, Na–ion batteries, new types of Na/S cells, new Li–ion chem-
has the potential to overcome many of the economic, technical istries with improved performance and safety characteristics,
performance, and design barriers that are currently preventing en- advanced lead–carbon batteries, ultra-batteries that combines a
ergy storage devices from meeting the needs of the electric power VRLA battery with an electrochemical capacitor, new flow battery
industry. Strategic materials selection and innovative system de- couples, new type CAES including Above-ground CAES and Mini-
signs will strongly prompt the development of energy storage. CAES, etc.
Apart from new materials research, advanced electrochemical
6.2.1. Advanced lead-acid combinations, innovative membranes and seals, advanced control
Lead-acid batteries offer a tremendous opportunity for exten- systems and power electronics are also essential to provide effi-
sive use if their life could be significantly extended in cycling appli- cient ES for MG.
cations. Advanced lead-acid batteries seem to be the potential The new generation ESS will pursue even higher energy density
answer. By adding as much as 40% of activated carbon to the neg- and power density, extended lifetime and cycle-life, much smaller
ative electrode composition will greatly increase the batteries’ life- charge–discharge cycle-time, more reliable operation and less cost,
time [51]. Estimates of a cycling life improvement up to 2000 which will be a great help in future MG.
cycles represent a three to four times improvement over the cur-
rent lead-acid designs. The extended life combined with lower cost 6.3. Hybrid ESS and management
will lead storage developers to revisit lead-acid technology for MG
applications. ESSs are different in power density, energy density, response
time and cost, however, a hybrid ESS will integrate most advanta-
6.2.2. CNT supercapacitors ges. There are many hybrid structures, such as battery with EDLC,
Researchers at MIT are using carbon nanotubes to increase the FC with battery or EDLC, CAES with battery or EDLC, battery with
surface area of the supercapacitor’s energy storage material by FESS and battery with SMES. A hybrid ESS coordinated together
‘‘more than an order of magnitude’’ [52]. Nanotechnology is being with DGs in the MG will give even higher efficiency than separate
applied at laboratory level to implement, in the near future, a new operation.
family of more powerful supercapacitors. A one square centimeter The principal problem lies in how to configure and control these
conductive plate covered in the carbon used in conventional sup- ESSs, including charge/discharge control, power flow optimization,
ercapacitors has a surface area of about 2000 square centimeters, etc. Now if-then-else strategy is widely used in engineering design,
while the carbon nanotubes coating boasts about 50,000 square while cascaded control, fuzzy control and knowledge-based ad-
centimeters. The extremely high surface area of the nanotubes, vanced control are still under research.
the researchers discovered, greatly enhances the supercapacitor’s
life span and ability to store energy. The expected specific energy 6.4. Smart ESS
should be as high as a Ni–Cd or Ni–MH batteries (60 W h/kg), with
a specific power of more than 10 kW/kg. This value represents As an infrastructure of smart grid, ESS should be even ‘‘smarter’’
more than twofold the typical value of a battery (100 W/kg). The in the future. So far very few people have given a definite meaning
X. Tan et al. / Electrical Power and Energy Systems 44 (2013) 179–191 189

Fig. 18. The configuration of smart ESS.

of smart storage, though some researchers think a smart storage with ESS actually becomes an enhanced ESS equipment to provide
system is composed of Stochastic Source Module, Short Term Stor- advanced power regulation. There are many application areas, such
age Module and Medium/Long Term Storage Module [53]. In fact, as DVR [57], DSTATCOM and Active Power Filter, as shown in
this system is just a hybrid energy storage system, maybe one fea- Fig. 19.
ture of a smart storage. Then, what a real smart ESS could be? When an ESS is incorporated with DERs, such as wind turbines
A smart ESS will be a unified platform, besides ESS, power elec- or PV modules, it helps to compensate the power fluctuation and
tronics interfaces, high efficient energy management systems, con- intermittence, and also helps prompt the ability of LVRT (Low Volt-
trol systems, HMIs (human machine interface) and communication age Ride Through) and Storm ride through, as well as improve the
interfaces for interconnection with upper controllers, should all be efficiency of the PV modules. Smart ESS technology will play a very
incorporated [54]. With well-established software and tools, the significant role in future’s smart grid.
smart ESS can be used flexibly in future smart grid just like a plug
& play equipment linked to a computer. The configuration of a
6.5. Further applications
smart ESS is drawn in Fig. 18.
The integrated power conditioning systems for PV generation,
Compared with AC distribution system, DC supply shows many
proposed by the U.S. DOE Solar Energy Program [55], which include
advantages, such as lower insulation demand, less line cost, no
inverters, energy management systems, control systems and provi-
flicker with lighting and simpler to use. DC bus in a MG with inte-
sions for energy storage, can be a rudiment of smart ESS in the
gration of the ESS can supply a steady and high quality DC supply.
future.
According to United States Environmental Protection Agency
A smart ESS may also lie in properly integrating ESSs with other
(US EPA), US buildings cost 39% of the total energy while consume
smart grid devices, such as FACTS (Flexible AC Transmission Sys-
68% of the total electricity [58]. Buildings now cost too much en-
tems) and DERs. The integration of an ESS into FACTS devices can
ergy; however, renewable sources are still hard to be integrated
provide independent active and reactive power absorption/injec-
into buildings. Also, a lot of modern electrical apparatus are prone
tion into/from the grid, leading to a more economical and/or flex-
to use DC sources or inverters. So DC building may be an effective
ible transmission controller [56]. The independent control of active
way for energy saving and emission reduction in the future. ESS
and reactive power with an ESS/FACTS system makes it an ideal
can easily access to DC buildings by DC/DC converters.
candidate for many types of power system applications, including
Electric vehicles (EVs) is another important area of ESS applica-
voltage control and oscillation damping. FACTS being integrated
tions in the future. A MG will be impacted by a growing penetra-
tion of plug-in hybrid electric vehicles (PHEVs) and EVs, which
represents a new dimension for MG management and vast
amounts of energy storage will be presented in the grid in the form
of millions of electric cars. Some scientists even propose V2G

Fig. 19. Typical topology of ESS/FACTS integration. Fig. 20. MG and its future applications [59].
190 X. Tan et al. / Electrical Power and Energy Systems 44 (2013) 179–191

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