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Journal of Strength and Conditioning Research, 2005, 19(2), 421–426

q 2005 National Strength & Conditioning Association

EFFECT OF POTENTIATION AND STRETCHING ON


MAXIMAL FORCE, RATE OF FORCE DEVELOPMENT,
AND RANGE OF MOTION

DAVID M. BAZETT-JONES,1 JASON B. WINCHESTER,1 AND JEFFREY M. MCBRIDE2


Musculoskeletal Research Center, Department of Exercise and Sport Science, University of Wisconsin—La Crosse,
1

La Crosse, Wisconsin 54601; 2Neuromuscular Laboratory, Department of Health, Leisure and Exercise Science,
Appalachian State University, Boone, NC 28607.

ABSTRACT. Bazett-Jones, D.M., J.B. Winchester, and J.M. decrease maximal force output and muscle activity (as
McBride. Effect of potentiation and stretching on maximal force, measured by electromyogram [EMG]) (2, 17). Decreased
rate of force development, and range of motion. J. Strength Cond. drop-jump performance (36) and vertical jump perfor-
Res. 19(2):421–426. 2005.—The purpose of this investigation was
mance (4) after stretching have been observed as well.
to compare the effects of stretching vs. potentiation on subse-
quent maximal force and rate of force development capabilities Changes in ROM with stretching have been attributed to
of subjects in an isometric squat. Ten male collegiate athletes possible changes in the viscoelastic properties of the mus-
participated as subjects in this study. Subjects were tested dur- cle (15, 33), decreased muscle activity (as measured by
ing 3 separate sessions that involved joint range of motion EMG), and a psychological variable identified as ‘‘stretch
(ROM) measurements of the lower body and isometric squat tri- tolerance’’ (14). The commonly observed decrease in mus-
als on a force plate to determine peak force (PF) and rate of force cle force output could be a result of decreased motoneuron
development (RFD) values. One testing session was preceded by excitability (7, 11) resulting in decreased motor unit ac-
10 minutes of quiet sitting (C), 1 by a 30-minute lower-body
tivation, or a result of an attenuation of the muscle force–
stretching protocol (S), and 1 by 3 sets of a leg press exercise
using 90% of the subjects’ previously determined 1 repetition generating capacity itself (7). In an investigation in 2000,
maximum (P). Three repetitions were performed for each set of Fowles et al. (7) attributed the decrease in force output
the leg press, with a 3-minute rest period between each set. PF as a result of stretching to either decreased motor unit
during the isometric squat was not significantly different follow- activation or muscle force–generating capacity. Immedi-
ing any of the 3 conditions (C: 100.0 6 0.0%, S: 101.2 6 6.5%, ately after stretching, the largest contributor to muscle
P: 98.6 6 6.2%). However, RFD was significantly lower in P (87.5 force reduction was attributed to decreased motor unit
6 12.8%) compared with both C (100.0 6 0.0%) and S (102.6 6 activation. Sixty minutes after stretching, the reduction
18.5%). Significant improvement in ROM occurred only follow-
in force was attributed to a decrease in the muscle force–
ing P. It appears the potentiation protocol used in the current
investigation may actually have had fatiguing effects instead of generating capacity. This observed decrease in force out-
potentiating effects, but it did result in significant increases in put is in contrast to the results of using potentiation as
ROM. warm-up, which has been shown to enhance muscle force
output.
KEY WORDS. one repetition maximum, isometric squat, athletic
performance, flexibility, strength
Another form of warm-up, known as potentiation or
postactivation potentiation, is receiving an increased
amount of attention. The exact protocol of exercise for in-
INTRODUCTION ducing potentiation is unknown, but recent studies have
ctive warm-up, passive warm-up, and stretch- used half-squats with varying loads (9), isometric maxi-

A ing are common procedures performed by in-


dividuals prior to engaging in physical activ-
ity. The supposed goal of active warm-up is to
optimize performance and reduce the inci-
dence of injury through increased muscle temperature,
mal voluntary contractions of 5-second duration (12), elec-
trical muscle stimulation (3, 31), and plyometrics (16).
Sale (25) defined potentiation as an increase in muscle
twitch and low-frequency tetanic force after a ‘‘condition-
ing’’ contractile activity. He went on to classify these con-
muscle compliance, and efficiency of physiological re- ditioning activities, including a series of evoked twitches,
sponses (23, 24, 27). Many studies have looked at the ef- an evoked tetanic contraction, and a sustained maximal
fect of stretching on performance and have reported con- voluntary contraction (MVC). Although the mechanisms
founding results. A number of studies have concluded of potentiation have been studied in the past, recent in-
that stretching enhances performance (34) and prevents terest has been given to its ergogenic effects on athletic
injuries (26, 28). In contrast, other studies have found no performance, such as in the bench press and vertical
significant correlation between stretching and injury re- jump (12, 37, 38).
duction (8, 19, 20). Recently, stretching has come under The exact mechanism of potentiation is unclear but
question when performed just prior to strength or power has been attributed to either phosphorylation of myosin
activities because of the negative influence on muscle regulatory light chains (25, 29) or increased motoneuron
force output (2, 3, 5, 13, 18, 35, 37). excitability, as assessed by Hoffmann reflex measure-
There is little question that, acutely, stretching in- ments (31). General observations with potentiation pro-
creases range of motion (ROM) (32) and increases muscle tocols, as described with stretching, are increased ROM
temperature. However, stretching has also been shown to (22) and increased muscle temperature. However, force

421
422 BAZETT-JONES, WINCHESTER, AND MCBRIDE

output of the muscle with potentiation typically increases P, and control (C). Three minutes after each treatment,
as opposed to the observed decrease with stretching. At subjects were tested using an isometric MVC in a squat-
the single-muscle-fiber level, supramaximal electrical ting position while standing on a force plate. Before any
stimulus results in increased force output capabilities of testing began, all subjects signed an informed consent
the muscle fiber (3). A whole-muscle, in vivo investigation form approved by the Institutional Review Board of the
reported a significant 8% increase in force rise rate and University of Wisconsin—La Crosse.
a decrease of 2% in EMG latencies (22). Another study on
explosive performance observed a 2.9% increase in verti- ROM Measurements
cal jump height (9), and a study on strength observed a
significant increase in 1 repetition maximum (1RM) During the first session, subjects were familiarized with
strength (16), all following various protocols of potentia- the procedures that would take place during the following
tion. sessions. Upon arrival, each subject’s ROM measure-
The assessment of various warm-up procedures ments were taken. This was done through 4 tests: active
(stretching vs. potentiation) with respect to their effect on straight-leg hamstring (ASLH), active bent-leg hamstring
muscle force and ROM changes within a single experi- (ABLH), active prone quadriceps (APQ), and gravity hip
ment has not been performed. It is the purpose of this flexor (GHF). All tests were completed on the left leg first,
investigation to examine both a stretching and a poten- followed by the right leg. Measurements were taken with
tiation protocol to determine their effects on the previ- a manual goniometer. The ASLH test was completed by
ously mentioned dependent variables. Most data current- having the supine subject raise his leg straight toward
ly available concerning the effect of stretching or poten- his head while keeping his contralateral leg flat on the
tiation protocols on muscle performance have been col- ground. This measurement was controlled by 3 anatomi-
lected from isolated systems (i.e., a single muscle fiber or cal landmarks: the axilla, the greater trochanter, and the
single muscle group). This study investigated these vari- lateral condyle.
ables by examining whole-body structural movements The ABLH test was completed by having the examiner
(squat, leg press, lower-body stretching) to determine if place and hold the supine subject’s hip at 908, and in-
the potentially inhibitory effects of stretching or the ex- structing the subject to extend his knee through contrac-
citatory effects of potentiation could be observed. tion of the quadriceps. The APQ test was completed by
having the subject contract his hamstring, pulling his
METHODS heel toward his gluteal muscles. Subjects were instructed
Experimental Approach to the Problem to keep the anterior aspect of their hips as close to the
The primary research hypothesis of this investigation was ground as possible for this test. These measurements of
that a stretching (S) protocol would reduce peak force the ABLH and APQ were controlled by 3 anatomical land-
(PF) and rate of force development (RFD) in an isometric marks: the greater trochanter, the lateral condyle, and
squat, and that a potentiation (P) protocol would increase the lateral malleolus. The GHF test was the only nonac-
performance in these variables. Each subject was exposed tive ROM measurement. In this test, the subject lay on a
to 2 treatment protocols (stretching vs. potentiation) and table with the superior portion of his gluteal muscles on
acted as his own control group. A rest period of at least the edge of the table. The subject was then asked to grab
2 days was given between testing sessions to allow ade- his knee and bring it as close to his chest as possible and
quate recovery time. The stretching protocol consisted of relax the opposite leg. Measurements were controlled by
4 separate stretching activities intended to stretch all the the same procedures as in the ASLH test. Active ROM
major muscle groups of the lower body. The potentiation measurements were used to reduce tester error. These
protocol consisted of 3 sets of 3 repetitions in the leg press protocols were used to measure ROM immediately prior
using 90% of the subject’s 1RM. The isometric squat test to the treatments and immediately following the perfor-
involved pushing against an immovable bar at a 908 knee mance testing.
and hip angle while the subjects were standing on a force
plate. The force-time curve generated from the subject for 1 RM Testing
each trial was used for analysis.
For the 1RM testing protocol, each subject was asked to
Subjects estimate his 1RM on a leg press (Nebula, Versailles, OH).
Subjects used their estimated 1RM (272.7 6 60.2 kg) as
Ten healthy male NCAA Division III collegiate track and
a guideline for warm-up. Subjects completed 10 repeti-
field athletes (sprints, jumps, pole vault) and football ath-
tions at 50%, 6 repetitions at 70%, and 3 repetitions at
letes specializing in various positions (age 20.6 6 1.5
years, height 181 6 4 cm, weight 83.4 6 14.1 kg, leg press 90% of their estimated 1RM. A repetition was considered
1RM 5 376.6 6 81.3 kg, relative strength level in leg full when the subject lowered the weight in a controlled
press to body weight 5 4.51) participated as subjects in fashion down to a position just short of causing posterior
this study. All subjects indicated they had no history of pelvic tilt. After the warm-up, the subject’s actual 1RM
recent musculoskeletal injury. Because the participants (376.6 6 81.3 kg) was assessed in 3 to 5 sets by complet-
were athletes, they were instructed to continue their cur- ing a single repetition of a given weight. Each set was
rent exercise regimen (strength training). Two days of in- separated by a 3-minute rest period to allow recovery.
activity were requested of each subject before testing be- This 1RM weight was used to estimate the potentiation
gan. Prior to performing the treatment protocols, each weight. After the completion of the 1RM, each subject was
subject underwent a familiarization session, performing given 2 unmeasured trials of the performance testing (iso-
a 1RM on the leg press. Subjects were selected to proceed metric MVC squat). This was done to familiarize each
in a random order through the 3 treatment protocols, S, subject with the testing protocol.
EFFECT OF POTENTIATION AND STRETCHING 423

Treatment Protocols
The S protocol included 4 stretches, consisting of straight-
leg hamstring (SLH), gluteus medius (GM), prone quad-
riceps (PQ), and hip flexor (HF). For the SLH stretch, the
examiner moved the subject’s leg toward the subject’s
head while maintaining a straight knee and a neutral foot
position. For the GM stretch, the subject’s hip was flexed,
externally rotated, and adducted. The subject’s foot was
then placed across the opposite leg on the floor and pas-
sively moved toward the head of the subject. The subject’s
leg was then further adducted in the current position. For
the PQ stretch, the subject’s lower leg was moved toward
his gluteal muscles while a downward pressure was ap-
plied to the posterior hip in order to counteract any sub-
sequent hip flexion. For the HF stretch, the subjects as- FIGURE 1. Representative curves of peak force (PF) maximal
sumed the same position as in the GHF test. A downward voluntary contraction (MVC) trials and rate of force develop-
pressure was applied to the superior portion of the knee ment (RFD) MVC trials.
while the lower leg was kept perpendicular to the floor.
The examiner passively stretched the subject’s leg, mov-
ing the limb until the subject stated that he had reached TABLE 1. Peak force (PF) and rate of force development (RFD)
the point just before where the stretch would become values (mean 6 SD)†
painful. Each stretch was held in place by the examiner Treatment PF (N) RFD (N/s)
for 30 seconds, followed by a rest time of 20 seconds (total Control 2,646 6 471 4,931 6 1,283
time 23.3 6 1.8 minutes). The stretch time of 30 seconds Stretching 2,670 6 468 4,976 6 1,127
was chosen because of its proposed ability to adequately Potentiation 2,605 6 465 4,254 6 1,052*
increase flexibility (1). This was repeated 3 times for each
limb. * Significant difference from control at p # 0.05.
† N 5 newtons; SD 5 standard deviation.
The P protocol consisted of 3 sets of 3 repetitions at
90% of the subject’s 1RM on the same leg press that had
been used for the 1RM (potentiation weight 338.8 6 73.1 Each C performance was considered to be 100% of the
kg). Each set was separated by a 3-minute rest period. individual subject’s maximal performance. Performances
The C protocol consisted of 10 minutes of sitting quietly from the treatment groups were converted to percentages
with the knees and hips in a relaxed, 908 position. The of the control. The null hypothesis was that the treat-
performance test was performed immediately after the ments would have no effect on PF and RFD. For compar-
condition treatment was completed (approximately 1 mi- ison of percentage change in selected variables, a paired
nute). sample t-test was performed, subtracting the pretreat-
ment measurement from the posttreatment measure-
Isometric Squat Testing ment. In all analyses, statistical significance was defined
Following each treatment, subjects completed 6 isometric as p # 0.05. Results are summarized as means 6 stan-
MVCs (3 PF and 3 RFD) in a random fashion, with a 3- dard deviations. All statistical calculations were per-
minute rest between each trial. Subjects were placed in a formed using Statistical Package for the Social Sciences
Smith squat rack where they were set at a fixed, approx- (SPSS), version 11.0 for Windows (SPSS Inc., Chicago,
imately 908 hip and knee position. Force data were col- IL).
lected from both feet of the subject at 600 Hz using an
Advanced Medical Technology Inc. (AMTI) model OR5-5 RESULTS
Biomechanics Platform (Watertown, MA). Analog data There was no significant difference in PF (C mean 100.0
were converted to digital data (12-bit analog-to-digital 6 0.0%, S mean 101.2 6 6.5%, P mean 98.6 6 6.2%; see
card) and stored on hard disk for later analysis. For the Table 1 and Figure 2) between conditions (F 5 0.779, p
PF testing, the subjects were asked to start off pushing 5 0.474). RFD in P (C: 100.0 6 0.0%, S: 102.6 6 18.5%,
against the bar slowly, gradually increasing force, and P: 87.5 6 12.8%; see Table 1 and Figure 3) was signifi-
exerting maximal force at the end of the 5-second trial. cantly lower (F 5 3.865, p 5 0.040) than in C. There was
For the RFD testing, the subjects were instructed to start no significant difference between S and P conditions for
off by pushing as fast and hard as possible, and to main- RFD (p 5 0.187). Significant improvements in ROM were
tain that force for the 5-second trial. PF values were cal- seen only in the P condition, with none found in S. Sig-
culated from the peak value achieved during 1 of the 3 nificant increases (5.9 6 7.38 and 3.2 6 4.48, respectively;
PF MVC trials (Figure 1). RFD values were calculated as see Table 2) in ROM were observed in the left leg of the
an average RFD during the first significant rise and pla- ABLH P condition (t 5 22.544, p 5 0.032) and the right
teau of the force-time curve during 1 of the RFD MVC leg of the GHF P condition (t 5 22.304, p 5 0.047).
trials (Figure 1).
DISCUSSION
Statistical Analyses
The main finding in this investigation was that the P con-
A general linear model with repeated measures model dition seemed to have a fatiguing effect instead of a po-
was used to determine whether there were significant dif- tentiating, performance-enhancing effect. These findings
ferences in PF and RFD between the treatment groups. were somewhat unexpected, because they contradict some
424 BAZETT-JONES, WINCHESTER, AND MCBRIDE

FIGURE 4. Theoretical model of interaction between fatigue


and potentiation and subsequent effect on performance (modi-
FIGURE 2. Peak force for each treatment group shown as a fied from Sale [25]).
percentage of the control group.

imal performance. Sale (25) highlighted this dilemma in


a recent review article by describing 2 factors: (a) more
intense and prolonged potentiation protocols may activate
potentiation mechanisms more effectively but create
greater fatigue, and (b) the longer the rest period after
the potentiation, the greater the decrease in fatigue, but
also the greater the decrease in potentiation. Figure 4
shows a representation of the amount of fatigue and po-
tentiation that might be expected from various potentia-
tion protocols compared in this current investigation.
This also might explain the contradictory findings of pre-
vious studies of potentiation protocols.
Several studies have used various protocols of poten-
tiation and have reported various results of performance
improvement in maximal force or explosive force. Gour-
goulis et al. (9) indicated a 2.9% improvement in jump
height after 5 sets of half-squats, with loads ranging from
20% to 90% of 1RM strength. In addition, Young and El-
liot (37) observed a 2.8% increase in jump height after 1
set of half-squats with a 5-repetition-maximum load.
FIGURE 3. Rate of force development for each treatment
However, Radcliffe and Radcliffe (21) reported no signif-
group shown as a percentage of the control group. *Significant icant difference in vertical jump height with 4 sets of
difference from control at p # 0.05. squats at 75–85% of a 4-repetition-maximum load. Mas-
amoto et al. (16) reported increased 1RM strength in the
squat after performing plyometrics. However, Radcliffe
prior research (5, 10, 12, 17, 37, 38). It is possible that and Radcliffe (21) observed no significant change in jump
the volume-intensity combination of the potentiation pro- height after plyometrics. Two factors are the most likely
tocol used in this investigation was too severe and re- reasons for this contradiction. First, the type of potenti-
quires either less volume, less intensity, or more rest be- ation protocol in each study varies slightly, representing
tween the potentiation protocol and the attempt at max- a different volume-intensity combination and most likely

TABLE 2. Range of motion (ROM) changes (mean 6 SD) shown as differences (pretest value 2 posttest value) in degrees.†
ASLH ABLH APQ GHF
Treatment Left Right Left Right Left Right Left Right
Control 2.5 6 7.6 2.1 6 6.8 20.6 6 4.1 21.5 6 6.3 0.4 6 3.4 20.4 6 4.1 21.4 6 5.6 2.8 6 3.7*
Stretching 2.6 6 8.2 0.2 6 5.8 21.0 6 7.1 0.1 6 8.5 0.8 6 4.3 0.0 6 3.1 1.9 6 4.3 4.0 6 3.6*
Potentiation 0.5 6 5.8 0.1 6 6.9 25.8 6 7.3* 22.7 6 7.6 0.5 6 3.3 2.0 6 4.2 20.8 6 6.2 23.2 6 4.4*
* Significant at p ,0.05.
† SD 5 standard deviation; ASLH 5 active straight-leg hamstring; ABLH 5 active bent-leg hamstring; APQ 5 active prone
quadriceps; GHF 5 gravity hip flexor.
EFFECT OF POTENTIATION AND STRETCHING 425

instigating different levels of potentiation and fatigue. their stretches only to one selected muscle group (i.e.,
Second, the time frame of the performance measurement knee extensors or flexors), whereas multiple muscle
varies in each investigation. Concerning the current in- groups were stretched in this study. This may have con-
vestigation, either no potentiation was instigated or the tributed to reducing the acute effects stretching may have
potentiation was masked by the amount of fatigue, and had on performance, because by the time one muscle
thus the overall performance did not improve (Figure 4). group was done being stretched, the other muscle groups
There are many factors, including neurologic and meta- had recovered from any mechanical strain or threshold
bolic, that contribute to fatigue. Although none of these reduction. Another factor that may have contributed to
mechanisms was measured during the present study, a minimal findings was the order of the protocols. If the
few reasons for the fatiguing effect may be inferred. One ROM retesting were done immediately after the treat-
possibility might be that the rest period between sets was ment protocols, before the isometric squat, it may have
not long enough to allow the central nervous system to elicited significant increases. In effect, the isometric
recover properly (24). Although a 3-minute rest period squat may have nullified the improvements in flexibility
was allowed, other research of this type has shown that as a result of the S condition.
4–5 minutes might be more beneficial for high-intensity Some future considerations may be drawn from our
exercises (12, 38). Another possible mechanism of fatigue study’s results. A P protocol with fewer sets or repeti-
may have been decreased energy metabolism due to lactic tions, more recovery time, or both might be preferred to
acid build-up during high-intensity activities (24). If fa- elicit an increase in performance. Particular attention
tigue was a factor in this study, the volume of the P pro- must be paid to the timing of fatigue and potentiation
tocol might have induced it. outlined in Figure 4. In addition, the acute effects of
The issue of stretching and its effect on performance stretching, including ROM, are not always elicited with a
was also addressed in the current investigation. However, typical S protocol. In the future, a more specified (i.e.,
the impact, either positive or negative, of stretching on stretching only those muscles that are used most) stretch-
performance was negligible. In 1998, Kokkonen et al. (13) ing routine might be used. ROM measurements should be
looked at the effects of static stretching on knee flexor taken directly following the treatment protocols to be sure
and extensor strength. They found that both knee flexion that flexibility is not altered as a result of a performance
and extension strength were reduced following the test. In conclusion, it appears the use of warm-up proce-
stretching protocol when compared to the control. The re- dures to enhance performance is somewhat unfounded.
searchers attributed this strength loss to a reduction in Neither the S nor the P condition resulted in significant
stiffness of the musculotendinous unit (MTU). Further- improvements in performance compared to the C condi-
more, Taylor et al. (30) showed an increased muscle tion. Although the psychological benefits of warm-up can-
length with stretching, which may negatively affect force not be discounted, the absolute necessity of warm-up be-
development by placing the contractile components at a fore performing maximal force or explosive force activities
less than desirable point on the force-length curve. Corn- needs to be further investigated. If potentiation exists,
well et al. (5) compared countermovement and static ver- the time frame for usage of this potentiation appears to
tical jumps after an acute bout of static stretching (3 be quite small and would require a carefully planned pro-
times for 30 seconds on the gastrocnemius and soleus). tocol to ensure potentiation effects are not masked by fa-
They found that the static stretching did not affect the tigue induced by the potentiation protocol itself.
static jump but significantly decreased jump height in the
countermovement jump. They also found a decreased ac- PRACTICAL APPLICATIONS
tive stiffness of the MTU. It may be that the S protocol The current protocol utilized in this investigation is not
in the present study did not elicit a significant change in recommended as beneficial for warm-up. However, the in-
MTU compliance or other physiological mechanisms that formation found in this study can be used to direct future
may impact the force-generating capacity of the muscle. researchers or practitioners in determining the exact pro-
Increases in ROM in this investigation were observed tocol to be used to increase performance with potentia-
only after the P condition (left ABLH P, right GHF P). tion. As we research more thoroughly the effects of dif-
However, no increase in ROM was observed with the S ferent warm-up protocols on athletic performance vari-
condition. This is contrary to some past investigations. ables, it is hoped that there will be an increased mecha-
One study showed that significant increases were seen for nistic understanding of these effects, leading to better
only 3 minutes when using an acute static stretching bout warm-up practices for athletes. Whether it is increasing
of 4 sets held for 30 seconds (6). This could explain our power development, strength, or flexibility, the most ben-
finding that the S protocol did not increase ROM. It eficial uses of, or efficacy of, warm-up still need extensive
should be noted that the only increase in ROM was seen investigation. Currently, the actual effectiveness of vari-
in the nonactive GHF test. This reinforces the argument ous warm-up procedures needs to be reevaluated, and in
that the muscles were fatigued from the testing protocol, the future, this could have implications for recommended
and an active ROM test may not have elicited realistic warm-up procedures for athletes or the general popula-
changes. Bandy and Irion (1) found that a stretching time tion.
of 30–60 seconds was sufficient for increasing ROM, al-
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