You are on page 1of 8

Underlying Structure of the National Institutes of

Health Stroke Scale


Results of a Factor Analysis
Patrick Lyden, MD; Mei Lu, PhD; Christy Jackson, MD; John Marler, MD; Rashmi Kothari, MD;
Thomas Brott, MD; Justin Zivin, MD, PhD; and the NINDS tPA Stroke Trial Investigators

Background and Purpose—No stroke scale has been validated as an outcome measure using data from a clinical trial
demonstrating a positive therapeutic effect. Therefore, we proposed to use data from the National Institute of
Neurological Disorders and Stroke (NINDS) tPA Stroke Trial to determine whether the National Institutes of Health
Stroke Scale (NIHSS) was valid in patients treated with tissue plasminogen activator (tPA) and to explore the underlying
clinimetric structure of the NIHSS.
Methods—We performed an exploratory factor analysis of NIHSS data from Part 1 (n5291) of the NINDS tPA Stroke
Trial to derive a hypothesized underlying factor structure. We then performed a confirmatory factor analysis of this
structure using NIHSS data from Part 2 of the same trial (n5333). We then tested whether this final factor structure
could be found in tPA- and placebo-treated patients serially over time after stroke treatment. Using 3-month outcome
data, we tested for an association between the NIHSS and other measures of stroke outcome.
Results—The exploratory analysis suggested that there were 2 factors underlying the NIHSS, representing left and right
brain function, confirming the content validity of the scale. An alternative structure composed of 4 factors could be
derived, with a better goodness of fit: the first 2 factors could represent left brain cortical and motor function,
respectively, and the second 2 factors could represent right brain cortical and motor function, respectively. The same
factor structures were then found in tPA and placebo patient groups studied serially over time, confirming the
exploratory analysis. All 3-month clinical outcomes were associated with each other at subsequent time points,
confirming predictive validity.
Downloaded from http://ahajournals.org by on June 7, 2021

Conclusions—This is the first study of the validity of a stroke scale in patients treated with effective stroke therapy. The
NIHSS appeared to be valid in patients with acute stroke and for finding treatment-related differences. The scale was
valid when used serially over time after stroke, up to 3 months, and showed good agreement with other measures of
outcome. (Stroke. 1999;30:2347-2354.)
Key Words: cerebrovascular disorders n clinimetrics n factor analysis, statistical n neuropsychological tests

D emonstration of effective stroke therapy requires a


standardized measurement of outcome.1–7 For use in
multicenter stroke treatment trials, a rating scale should be
sicians.13–18 The items contained in the NIHSS were selected
on the basis of expert opinion and literature review, thus
satisfying the requirements for content validity.1,4,5,7 The
reliable, valid, and time efficient.8,9 Currently, no stroke scale NIHSS correlates with lesion volume, suggesting that the
fulfills all the requirements of rigorous psychometric scale NIHSS can be used to estimate current clinical status (con-
design; however, a few scales, including the National Insti- current criterion validity) on the basis of 1 complementary
tutes of Health Stroke Scale (NIHSS), are generally accepted outcome measure.19,20 The scale correlates with alternative
because of their simplicity and relatively rigorous design.5– measures of neurological outcome, such as Activities of Daily
7,10,11 The NIHSS contains 15 items, including level of Living (ADL) scales, and other deficit scales, further suggest-
consciousness, eye movement, visual field deficit, and motor ing concurrent criterion validity.21 Another type of criterion
and sensory involvement.12–14 Scale items are scored by validity, known as predictive validity, is demonstrated by
degree of severity using weighted scores; reliability has been using a scale to predict future health status; this type of
demonstrated for neurologists, other physicians, and nonphy- validity has not previously been demonstrated for the NIHSS.

Received September 28, 1998; final revision received July 27, 1999; accepted July 27, 1999.
From the Department of Neurology, Veterans Administration Medical Center, San Diego, Calif, and Department of Neurosciences, University of
California at San Diego School of Medicine (P.L., C.J., J.Z.); Department of Biostatistics and Research Epidemiology, Henry Ford Health Science Center,
Detroit, Mich (M.L.); National Institute of Neurological Disorders and Stroke, Bethesda, Md (J.M.); and Departments of Emergency Medicine and
Neurology, University of Cincinnati Medical Center (Ohio) (R.K., T.B.).
A list of all NINDS tPA Trial Investigators is found in the Appendix.
Correspondence to Patrick D. Lyden, MD, Stroke Center (8466), 3rd Floor, OPC, Suite 3, 200 W Arbor Dr, San Diego, CA 92103-8466.
© 1999 American Heart Association, Inc.
Stroke is available at http://www.strokeaha.org

2347
2348 Stroke November 1999

Another approach to validity is to explore the internal factor structures were examined in this way until we obtained the
structures or dimensions underlying a scale.2–5,22,23 This best solution, defined as the structure that had reasonable goodness
of fit (CFI .0.90) and made clinical sense.
sort of data demonstrates the construct validity of a scale:
A confirmatory factor analysis on a new data set (baseline scores
a valid scale should measure 1 or a small number of in part 2) was conducted to validate the factor structure identified in
underlying constructs. We sought to study the underlying the previous, exploratory analyses. CFI was calculated on the basis
structure of the NIHSS using factor analysis, a widely of the new data; the structure was considered valid if it had
accepted method for deriving the internal structure of a reasonable goodness of fit and was consistent with that seen in the
previous analyses. Data collected after placebo or tPA treatment
scale.5,22,24 –30 Such factors should reflect biological phe- were used to determine whether the factor structure identified from
nomena that make sense to the investigator, such as right baseline data were independent of time and tPA therapy. The data
or left hemispheric function. Scale items that do not (placebo or tPA) could be used to identify a new factor structure if,
contribute to such factors can be eliminated, thus simpli- in fact, the factor structure depends on time and/or treatment.
Patients from parts 1 and 2 were analyzed together for this aspect of
fying the scale and improving its internal reliability.22 We
the study to allow for greater power. In this part of the analysis only,
also desired to determine whether the scale structure patients who died, missed 1 of the follow-up NIHSS examinations,
identified at baseline was independent of therapy and time, or had a scale item recorded as unknown were excluded from the
that is, we questioned whether the same dimensions could specific analysis involving the missing datum. The factor structure
be identified at later time points and in patients who would be considered independent of time or therapy if the CFI
goodness of fit at each time point was .0.90 using the same factor
received tissue plasminogen activator (tPA) compared with structure derived from baseline data.32,33
placebo. This property of a scale is critical; if the structure In addition, the exploratory and confirmatory analyses were
underlying the scale differs between 2 treatment groups, conducted, including 15 NIHSS items and 2 extra items regarding
then the scale is invalid for treatment studies because scale distal motor function in the left arm or the right arm. These distal
scores would not be comparable between treatment groups. motor items were attached to the scale at the time the trial was begun
but were never validated, in response to the criticism that the NIHSS
Essentially, 1 group would be tested with 1 version of the did not measure distal limb strength.7,31
scale, and the other group would be tested with a different To assess predictive validity, the associations between the NIHSS
version. The National Institute of Neurological Disorders at each time point and late outcome at 3 months, as measured by
and Stroke (NINDS) tPA Stroke Trial afforded an appro- Barthel Index, Glasgow Outcome Scale, and Rankin Scale, were
calculated with Spearman rank correlation coefficients. We expected
priate opportunity for studying this clinimetric property, significant correlation between the NIHSS at several time intervals
since the 2 treatment groups differed significantly.31 and the 3-month clinical outcomes.

Subjects and Methods Results


Downloaded from http://ahajournals.org by on June 7, 2021

The NINDS tPA Stroke Trial results and the methods used to ensure There are several versions of the NIHSS; the stroke scale and
reliable use of the scale have been published.13,31 To participate in item labeling used in this study are shown in Table 1. We
the NINDS tPA Stroke Trial, the investigators underwent NIHSS
certification by viewing training and testing videotapes.13,14 Recer-
obtained valid baseline scores on 284 of 291 part 1 patients
tification, using another tape, was conducted every 6 months. Each for the exploratory analyses and 331 of 333 part 2 patients for
patient in the trial was scored by a trained, certified investigator at the confirmatory analyses; invalid scores were either incom-
the time of initial stroke evaluation (baseline) and 2 hours, 24 hours, plete or missing. The demographic data for these patients are
7 to 10 days, and 3 months later. contained in our prior report.31 There were similar numbers of
To explore the structure underlying the NIHSS, a factor analysis
was conducted.24 The NINDS tPA Stroke Trial was conducted in 2 lacunar, large-vessel, and cardioembolic strokes in the 2
parts using nearly identical methods: We elected to use baseline parts, and there was a similar distribution of subtypes be-
(pretreatment) NIHSS scores from part 1 (291 patients randomly tween tPA treatment and placebo.
divided between treatment and placebo) for an exploratory factor The initial exploratory analysis of the part 1 baseline
analysis. On the basis of the findings of the exploratory analysis, we scores was unstructured and yielded the Scree plot in
planned a confirmatory factor analysis using the baseline part 2 data
(333 patients randomly divided between treatment and placebo). Figure 1. From the plot, it is clear that 2 factors account for
The purpose of factor analysis is to describe and explain a large set the majority of the variance in the data. The first 2 factors
of independent variables in terms of a few underlying new variables, explained 88% and the first 4 factors explained 100% of
called factors. If a variable correlates well with the factor, it is said the variance in the data; the 4-factor solution was consid-
to “load” on that factor. By studying the factor loadings, which is ered further. The ataxia item loaded weakly (loadings
interpreted as a correlation coefficient, one can determine how well
the factors explain the data. A group of items in an outcome scale #0.40) on all factors in the exploratory phase, and
may represent any number of underlying factors, from a single factor therefore this item was excluded; it did not correlate with
to the total number of items. In the latter case, each item represents any factors underlying the scale. The consciousness item
a unique factor, which is an undesirable property for outcome scales. (item 1A) loaded on all 4 factors with equal loads #0.4.
In general, an ideal scale represents a small number of underlying Similarly, item 4, facial palsy, exhibited loading values of
factors.
To gain an initial estimate of how many factors may underlie the ,0.40, suggesting that it contributed little to the scale and
NIHSS, we examined the Scree plot (Figure 1). Once the initial could be excluded from the analysis. The final exploratory
number of factors was selected, a factor analysis was conducted, and 4-factor solution using the remaining 12 items produced
we examined the factor loadings on each respective factor. We the best goodness of fit (CFI50.96). Table 2 lists each
assessed the goodness of fit of the factor structure using Bentler’s factor and the loading of each variable on each factor. The
Comparative Fit Index (CFI).32,33 CFI ranges from 0 to 1 and is
viewed as the percentage of variation of the observed measure (the final column in Table 2, R2 (also called communality),
scale items) explained by a given structure (such as R2 in a regression represents the percentage of variance in the variable that is
model); values .0.90 indicate excellent goodness of fit.32 Several explained by all the factors. Additional variance could be
Lyden et al NIHSS Factor Analysis 2349

TABLE 1. Current Form of the NIHSS TABLE 1. Continued


Item Name Response Item Name Response
1a Level of consciousness 05Alert 9 Language 05Normal
15Not alert, arousable 15Mild aphasia
25Not alert, obtunded 25Severe aphasia
35Unresponsive 35Mute or global aphasia
1b Questions 05Answers both correctly 10 Dysarthria 05Normal
15Answers one correctly 15Mild
25Answers neither correctly 25Severe
1c Commands 05Performs both tasks correctly 11 Extinction/inattention 05Normal
15Performs one task correctly 15Mild
25Performs neither task 25Severe
2 Gaze 05Normal
15Partial gaze palsy
25Total gaze palsy attributed to other sources, such as interindividual varia-
3 Visual fields 05No visual loss tion or examiner-to-examiner error. From Table 2, it is
15Partial hemianopsia
apparent that the first factor relates to language function,
since the aphasia and level-of-consciousness items load
25Complete hemianopsia
most heavily. The second factor is difficult to interpret
35Bilateral hemianopsia
because it includes the gaze, neglect, visual field, and
4 Facial palsy 05Normal
sensory items. We suspect that a large right hemisphere
15Minor paralysis cortical lesion would impair these items and thus underlie
25Partial paralysis this factor. Factors 3 and 4 clearly represent right and left
35Complete paralysis brain motor functions, respectively.
5a Left motor arm 05No drift We used the baseline data from part 2 for the confirmatory
15Drift before 10 seconds analysis, excluding the level-of-consciousness, face palsy,
25Falls before 10 seconds and ataxia items. The results of the confirmatory analysis on
Downloaded from http://ahajournals.org by on June 7, 2021

35No effort against gravity the remaining 12 items (Table 3) again showed excellent
goodness of fit (CFI50.93). The factor structure is identical
45No movement
to that of the exploratory analysis: factor 1 appears to
5b Right motor arm 05No drift
represent left cortical function, and factor 2 represents right
15Drift before 10 seconds
cortical function. Factors 3 and 4 again seem to represent left
25Falls before 10 seconds and right brain motor function, respectively.
35No effort against gravity To determine whether the scale is valid within treatment
45No movement groups, we repeated the analyses in tPA- and placebo-
6a Left motor leg 05No drift treated patients using data obtained 2 and 24 hours, 7 to 10
15Drift before 5 seconds days, and 3 months after stroke. The resulting goodness-
25Falls before 5 seconds of-fit statistics are shown in Table 4. The factor structures
35No effort against gravity (ie, loadings) were identical to that at baseline (data not
shown). The consistency of the structure and the goodness-
45No movement
of-fit statistics over time and treatment (Table 4) suggest
6b Right motor leg 05No drift
that the scale remains valid, regardless of time from stroke
15Drift before 5 seconds
onset or treatment given.
25Falls before 5 seconds To assess the predictive validity of the NIHSS using
35No effort against gravity alternative scales, we compared the NIHSS over time with
45No movement the 3-month outcome using the Barthel Index, Rankin
7 Ataxia 05Absent Scale, and Glasgow Outcome Scale. The correlations
15One limb between the scale and the other clinical outcomes were
25Two limbs significant (P,0.001; Table 5) but modest in magnitude at
8 Sensory 05Normal baseline and 2 hours after stroke. The correlation between
the NIHSS at baseline and the measures at 90 days
15Mild loss
demonstrates predictive validity. The absolute values of
25Severe loss
the correlation coefficients were greater for the later
measurements, suggesting that after 2 hours from stroke,
the NIHSS values may have greater predictive validity
with respect to the 3-month outcome.
2350 Stroke November 1999

Figure 1. From the initial set of data, an exploratory factor analysis yields the eigenvalues associated with the data. A Scree plot
shows the eigenvalues plotted over the number of factors that could be extracted from the data set. The plot shows that 2 fac-
tors, with eigenvalues .2.5, account for the majority of the variance in the data set. However, the third and fourth factors,
Downloaded from http://ahajournals.org by on June 7, 2021

although ,1.0, contribute to more of the variance than the remaining factors. Thus, we selected 2-, 3-, and 4-factor solutions for
further study.

Discussion 2-factor solution (Tables 2 and 3). Each of the hemisphere


We explored the NIHSS to identify the constructs, or factors, factors seemed to resolve into 2 subfactors, one representing
underlying the scale.22 The Scree plot (Figure 1) suggested 2 cortical and the other representing motor function (Figure 2).
factors, and the underlying structure analysis suggested that Our data may also be interpreted as confirmation of the
these 2 factors related to the functions of the 2 cerebral construct validity of the scale, since it was designed to detect
hemispheres. The 4-factor solution, which actually resulted in and measure deficit in either cerebral hemisphere.12 Brain
better goodness of fit, may be viewed as a refinement of the stem deficits fail to appear as a separate factor here, perhaps

TABLE 2. Exploratory 4-Factor Solution of the 12-Item Scale TABLE 3. Confirmatory 4-Factor Solution of the 12-Item Scale
2
Item Factor 1 Factor 2 Factor 3 Factor 4 R Item Factor 1 Factor 2 Factor 3 Factor 4 R2
Language 0.97 0.93 Language 0.95 0.91
LOC questions 0.84 0.71 LOC questions 0.84 0.71
LOC commands 0.77 0.59 LOC commands 0.70 0.49
Gaze 0.71 0.51 Gaze 0.67 0.45
Visual 0.69 0.48 Extinction/neglect 0.71 0.50
Extinction/neglect 0.69 0.48 Visual 0.75 0.57
Sensory 0.60 0.36 Sensory 0.67 0.45
Right arm 0.98 0.97 Right arm 0.97 0.94
Right leg 0.89 0.79 Right leg 0.90 0.80
Dysarthria 0.49 0.24 Dysarthria 0.49 0.24
Left arm 1.00 1.00 Left arm 1.00 1.00
Left leg 0.87 0.75 Left leg 0.77 0.60
Goodness of fit CFI50.96 Goodness of fit CFI50.93
LOC indicates level of consciousness. LOC indicates level of consciousness.
Lyden et al NIHSS Factor Analysis 2351

TABLE 4. Stability of the 12-Item NIHSS Over Time


and Treatment
4-Factor Structure

Time Placebo tPA


2 hours 0.92 0.88
24 hours 0.94 0.93
7–10 days 0.93 0.93
3 months 0.92 0.93
Figure 2. The 4-factor solution can be viewed as a subset or
refinement of the 2-factor solution. GOF indicates goodness
of fit.
because of the low numbers of such patients included in our
data set (,15% of the subjects). Thus, the factor structure we administrations, when different examiners were used for
determined here may not apply in studies that contain large patients seen up to 3 months after stroke, the same factors
numbers of patients with brain stem events. were found. These repeated confirmations suggest that the
Factor analysis depends heavily on the specific data set 4-factor solution is likely to be found in future study
used; the factor structure we obtained may not necessarily be
populations.
found in another set of patients.22 To obtain some assurance
Our data provide a unique opportunity to explore the
that the exploratory results are generalizable, a second,
response of the scale to treatment effects, since the treated
confirmatory analysis was required. As shown in Table 3, that
group differed significantly from the placebo group. This
analysis confirmed the exploratory study: the NIHSS con-
is an important property of the scale, for if the factor
tained 4 factors corresponding to the 2 cerebral hemispheres,
analysis showed that the scale behaved differently in
with loadings essentially identical to the exploratory analysis
(Table 3). In interpreting these results, it is important to recall placebo- versus tPA-treated groups, the scale could not be
that the 2 parts of the NINDS trial were conducted in used to measure outcome in further treatment trials. In
sequence by investigators who were blinded to the results of such an event, the NIHSS would become essentially 2
part 1 during part 2; the protocol was essentially unchanged different scales, 1 for placebo- and 1 for tPA-treated
during the 2 parts.31 The confirmatory analysis is somewhat patients, an untenable state. From our study, it is clear that
Downloaded from http://ahajournals.org by on June 7, 2021

limited, however, by the fact that the 2 study populations the NIHSS clearly reports deficits in placebo- and tPA-
were quite homogeneous. In a future study, using a different treated patients in a like manner (Table 4). The 4-factor
study population, it is very likely, but not certain, that the solutions in the 2 treatment groups were similar in the
internal structure of the scale would be the same as we exploratory and confirmatory analyses. The consistency of
determined here. these repeated analyses suggests that the internal scale
Further confirmation of the robustness of these findings structure is the same in patients who receive tPA or
comes from the analyses conducted on the data collected placebo. Furthermore, our prior report clearly showed that
serially after stroke treatment (Table 4). On repeated the scale reported true differences between the groups.31

TABLE 5. Correlation Coefficients of Outcome Measures Serially Over Time


After Randomization
NIHSS at Barthel at Rankin at GOS at
90 Days 90 Days 90 Days 90 Days
Placebo-treated patients
NIHSS at baseline 0.55 20.48 0.51 0.49
NIHSS at 2 hours 0.62 20.58 0.61 0.60
NIHSS at 24 hours 0.78 20.72 0.73 0.71
NIHSS at 7–10 days 0.85 20.78 0.81 0.79
NIHSS at 90 days 20.83 0.86 0.83
tPA-treated patients
NIHSS at baseline 0.45 20.51 0.56 0.56
NIHSS at 2 hours 0.67 20.65 0.70 0.68
NIHSS at 24 hours 0.76 20.77 0.82 0.80
NIHSS at 7–10 days 0.85 20.79 0.86 0.82
NIHSS at 90 days 20.79 0.87 0.86
GOS indicates Glasgow Outcome Scale. Correlation coefficients were significant from zero
(P,0.001).
2352 Stroke November 1999

Taken together, these findings confirm the utility of the although there were an equal number of patients with left-
scale as an outcome measure, its most important function and right-sided visual field deficits (data not shown).
in large clinical trials of putative therapies. However, this Patients with left cerebral stroke, because of aphasia, may
assertion will be stronger when a factor analysis yields be more difficult to evaluate, and visual field testing may
similar results in another trial of a different, also effica- not be reliable. Right brain stroke patients may exhibit
cious, compound. neglect and could therefore appear to exhibit a visual field
The ataxia item did not correlate with any factor in the deficit. Both phenomena might work to enhance the
structures we examined. The variance in this question correlation of the visual field item with the right hemi-
exceeded the variance attributable to the factors, suggest- sphere factor, although other explanations of this phenom-
ing that this item is either a unique factor or unreliable in enon might be explored.
its administration. We favor the latter explanation because Factor analysis has been used previously to study the
this item has been shown to have very low reproducibility inherent properties of other scales. Wade and Hewer35 re-
in some studies13,18,21,34 but was reliable in the Trial of ported finding 2 factors underlying the Barthel Index admin-
ORG 10172 in Acute Stroke Treatment (TOAST) certifi- istered 6 months after stroke, but .67% of the variance in the
cation study.14 In a series of videotaped patients, multiple data was explained by the first factor. This study suggested
examiners could not clearly grade degrees of ataxia.13 that the Barthel Index measured only 1 underlying construct,
Using rating scale analysis of the predecessor of the functional independence. A similar analysis of the Fugl-
NIHSS, the University of Cincinnati Stroke Rating Scale, Meyer recovery scale and 3 measures of functional indepen-
a study of rehabilitation inpatients showed results similar dence was performed on data obtained in the first week after
to ours34: ataxia was found to be an unreliable item that stroke.36 Again, although 3 factors could reasonably be
contributed little to the scale; reliability measures im- extracted from the data, the first factor explained .80% of
proved when this item was deleted. The ataxia item was the variance. In this study the recovery scale and all 3
included in earlier versions of the scale to increase the functional independence measures correlated very highly
sensitivity for detecting brain stem deficits, but only a with each other.36 Factor analysis has been used to derive the
small number of brain stem strokes occurred in our study structure underlying global outcome and ADL scales.27,29,30
group. If our sample is highly representative of the In a study of 1328 patients with presumed transient ischemic
distribution of lesions typically entered into multicenter attack, factor analysis determined the correlation of various
acute therapeutic trials, then it is likely that future stroke symptoms with vascular territories and neurologists’ pre-
trials will likewise contain few brain stem strokes. Delet- sumptive localization.26 A caregiver burden scale was factor
Downloaded from http://ahajournals.org by on June 7, 2021

ing ataxia from the scale will not affect validity and may analyzed to derive key dimensions.28
increase reliability of the NIHSS when used acutely (data We identified 2 underlying constructs of the NIHSS when
not shown). Similarly, the items relating to level of used in the first 24 hours after stroke. These 2 constructs seem
consciousness and facial palsy also exhibited smaller to reflect the function of the 2 cerebral hemispheres, confirm-
loadings in the acute phase, as well as poor reliability in ing the construct validity of the scale. Most importantly, the
our prior study, and were deleted in the confirmatory internal scale structure appears to remain consistent in treated
analyses. The facial item exhibited poor reliability in a and placebo groups and when administered serially over time.
study of the Unified Stroke Scale.2 The sensory and These findings support the validity of the scale for use in
dysarthria items showed moderate loadings, but low com- future treatment trials as an outcome measure. Some NIHSS
munalities, throughout our analyses, consistent with their items were found to exhibit poor concordance with the 2
known poor reliability.21 It would be appropriate to col- constructs and with other items in the scale; when combined
lapse these items into responses with fewer choices or to with our prior investigations of the scale’s clinimetric prop-
eliminate them in a future version of the scale. Our data erties, these results suggest that it may be possible to simplify
suggest further, however, that the elimination of the the NIHSS. A proposal for a simplified scale will be the
dysarthria item would not change the predictive validity of subject of a future publication.
the NIHSS, given its loadings of 0.49 (Tables 2 and 3).
Finally, our data showed that the unvalidated item 12 Appendix
(distal motor function) should be deleted from the scale The following persons and institutions participated in the NINDS
because it contributes little to the measurement of the tPA Stroke Trial: Clinical Centers: University of Cincinnati (150
structures underlying the scale. This is true, despite the patients): Principal Investigator: T. Brott; Co-investigators: J.
common assertion that distal limb function should be Broderick, R. Kothari; M. O’Donoghue, W. Barsan, T. Tomsick;
measured in addition to proximal limb function. Study Coordinators: J. Spilker, R. Miller, L. Sauerbeck; Affiliated
Sites: St Elizabeth Hospital (South), J. Farrell, J. Kelly, T. Perkins,
It may seem inconsistent that the questions concerning R. Miller; University Hospital, T. McDonald; Bethesda North
level of consciousness (items 1b and 1c) load on the left Hospital, M. Rorick, C. Hickey; St Luke Hospital (East), J.
hemisphere factor, but this result likely reflects the role Armitage, C. Perry; Providence Hospital, K. Thalinger, R. Rhude;
that language plays in clinical assessment of these items. The Christ Hospital, J. Armitage, J. Schill; St Luke Hospital (West),
Although these questions are intended to measure level of P.S. Becker, R.S. Heath, D. Adams; Good Samaritan Hospital, R.
Reed, M. Klei; St Francis/St George Hospital, A. Hughes, R. Rhude;
consciousness, in fact they depend heavily on the presence Bethesda Oak Hospital, J. Anthony, D. Baudendistel; St Elizabeth
of intact comprehension. Similarly, the visual field ques- Hospital (North), C. Zadicoff, R. Miller; St Luke’s Hospital–Kansas
tion (item 3) loads heavily on the right hemisphere factor, City, M. Rymer, I. Bettinger, P. Laubinger; University of California,
Lyden et al NIHSS Factor Analysis 2353

San Diego (146 patients): Principal Investigator: P. Lyden; Co- NS02377, N01-NS02381, N01-NS02379, N01-NS02373, N01-
investigators: J. Dunford, J. Zivin; Study Coordinators: K. Rapp, T. NS02376, N01-NS02378, N01-NS02380), and the Veterans Affairs
Babcock, P. Daum, D. Persona; Affiliated Sites: University of Research Service.
California, San Diego, M. Brody, C. Jackson, S. Lewis, J. Liss, Z.
Mahdavi, J. Rothrock, T. Tom, R. Zweifler; Sharp Memorial References
Hospital, R. Kobayashi, J. Kunin, J. Licht, R. Rowen, D. Stein; 1. Boysen G. Stroke scores and scales. Cerebrovasc Dis. 1992;2:239 –247.
Mercy Hospital, J. Grisolia, F. Martin; Scripps Memorial Hospital, 2. Edwards DF, Chen YW, Diringer MN. Unified neurological stroke scale
Chaplin, N. Kaplitz, J. Nelson, A. Neuren, D. Silver; Tri-City is valid in ischemic and hemorrhagic stroke. Stroke. 1995;26:1852–1858.
Medical Center, T. Chippendale, E. Diamond, M. Lobatz, D. 3. Fullerton KJ, Steiner TJ, Orgogozo JM, Adams RJ, Nichols FT,
Murphy, D. Rosenberg, T. Ruel, M. Sadoff, J. Schim, J. Schleimer; Thompson WO, Yatsu FM, Yeakley JW, Fenstermacher MJ, Donner A,
Mercy General Hospital, Sacramento, R. Atkinson, D. Wentworth, Eliasziw M, Poungvarin N, Edwards JMR, Haley EC Jr, Kassell NF,
R. Cummings, R. Frink, P. Heublein; San Diego Veterans Admin- Torner JC, van Gijn J, Adams HP Jr, Wade DT, Kornhuber HH, Backhaus
istration Medical Center. University of Texas Medical School, B, Kornhuber AW, Kornhuber J, Warlow C, Koudstaal PJ, Smets P,
Candelise L, Harrison MJG. Clinical Trial Methodology in Stroke.
Houston (104 patients): Principal Investigator: J.C. Grotta; Co-
London, England: Bailliere Tindall; 1989:3–286.
investigators: T. DeGraba, M. Fisher, A. Ramirez, S. Hanson, L.
4. Feinstein AR. Clinimetrics. New Haven, Conn: Yale University Press;
Morgenstern, C. Sills, W. Pasteur, F. Yatsu, K. Andrews, 1987.
C. Villar-Cordova, P. Pepe; Study Coordinators: P. Bratina, L. 5. Lyden PD, Lau GT. A critical appraisal of stroke evaluation and rating
Greenberg, S. Rozek, K. Simmons; Affiliated Sites: Hermann scales. Stroke. 1991;22:1345–1352.
Hospital; St Luke’s Episcopal Hospital; Lyndon Baines Johnson 6. Lyden PD, Hantson L. Assessment scales for the evaluation of stroke
General Hospital; Memorial Northwest Hospital; Memorial South- patients. J Stroke Cerebrovasc Dis. 1998;7:113–127.
west Hospital; Heights Hospital; Park Plaza Hospital; Twelve Oaks 7. Hantson L, De Keyser J. Neurological scales in the assessment of cerebral
Hospital; Houston Fire Department Emergency Medical Services. infarction. Cerebrovasc Dis. 1994;4(suppl 2):4 –14.
Long Island Jewish Medical Center (72 patients): Principal Investi- 8. Cote R, Battista RN, Wolfson CM. Stroke assessment scales: guidelines
gators: T.G. Kwiatkowski, S.H. Horowitz; Co-investigators: R. for development, validation, and reliability assessment. Can J Neurol Sci.
Libman, R. Kanner, R. Silverman, J. LaMantia, C. Mealie, R. 1988;15:261–265.
Duarte; Study Coordinators: R. Donnarumma, M. Okola, V. Cullin, 9. Asplund K. Clinimetrics in stroke research. Stroke. 1987;18:528 –530.
10. de Haan R, Horn J, Limburg M, Van Der Meulen J, Bossuyt P. A
E. Mitchell. Henry Ford Hospital (62 patients): Principal Investiga-
comparison of five stroke scales with measures of disability, handicap,
tor: S.R. Levine; Co-investigators: C.A. Lewandowski, G. Tokarski,
and quality of life. Stroke. 1993;24:1178 –1181.
N.M. Ramadan, P. Mitsias, M. Gorman, B. Zarowitz, J. Kokkinos, J. 11. Muir KW, Weir CJ, Murray GD, Povey C, Lees KR. Comparison of
Dayno, P. Verro, C. Gymnopoulos, R. Dafer, L. D’Olhaberriague; neurological scales and scoring systems for acute stroke prognosis.
Study Coordinators: K. Sawaya, S. Daley, M. Mitchell. Emory Stroke. 1996;27:1817–1820.
University School of Medicine (39 patients): Principal Investigators: 12. Brott T, Adams HP, Olinger CP, Marler JR, Barsan WG, Biller J, Spilker
M. Frankel, B. Mackay; Co-investigators: J. Weissman, J. Washington, J, Holleran R, Eberle R, Hertzberg V, Rorick M, Moomaw CJ, Walker M.
B. Nguyen, A. Cook, H. Karp, M. Williams, T. Williamson; Study Measurements of acute cerebral infarction: a clinical examination scale.
Downloaded from http://ahajournals.org by on June 7, 2021

Coordinators: C. Barch, J. Braimah, B. Faherty, J. MacDonald, S. Stroke. 1989;20:864 – 870.


Sailor; Affiliated Sites: Grady Memorial Hospital; Crawford Long 13. Lyden P, Brott T, Tilley B, Welch KMA, Mascha EJ, Levine S, Haley
Hospital; Emory University Hospital; South Fulton Hospital, M. EC, Grotta J, Marler J, NINDS TPA Stroke Study Group. Improved
Kozinn, L. Hellwick. University of Virginia Health System (37 reliability of the NIH Stroke Scale using video training. Stroke. 1994;25:
patients): Principal Investigator: E.C. Haley, Jr; Co-investigators: 2220 –2226.
14. Albanese MA, Clarke WR, Adams HP Jr, Woolson RF. Ensuring reli-
T.P. Bleck, W.S. Cail, G.H. Lindbeck, M.A. Granner, S.S. Wolf,
ability of outcome measures on multicenter clinical trials of treatments for
M.W. Gwynn, R.W. Mettetal, Jr, C.W.J. Chang, N.J. Solenski, D.G. acute ischemic stroke: the program developed for the trial of ORG 10172
Brock, G.F.Ford; Study Coordinators: G.L. Kongable, K.N. Parks, in Acute Stroke Treatment (TOAST). Stroke. 1994;25:1746 –1751.
S.S. Wilkinson, M.K. Davis; Affiliated Sites: University of Virginia 15. D’Olhaberriague L, Litvan I, Mitsias P, Mansbach H. A reappraisal of
Health System, E.C. Haley, Jr; Winchester Medical Center, G.L. reliability and validity studies in stroke. Stroke. 1996;27:2331–2336.
Sheppard, D.W. Zontine, K.H. Gustin, N.M. Crowe, S.L. Massey. 16. Goldstein L, Samsa G. Reliability of the National Institutes of Health
University of Tennessee (14 patients): Principal Investigator: M. Stroke Scale. Stroke. 1997;28:307–310.
Meyer, K. Gaines; Study Coordinators: A. Payne, C. Bales, J. 17. Goldstein LB, Bartels C, Davis JN. Interrater reliability of the NIH Stroke
Malcolm, R. Barlow, M.Wilson; Affiliated Sites: Baptist Memorial Scale. Arch Neurol. 1989;46:660 – 662.
Hospital, C. Cape; Methodist Hospital Central, T. Bertorini; Jackson 18. Schmulling S, Grond M, Rudolf J, Kiencke P. Training as a prerequisite
Madison County General Hospital, K. Misulis; University of Ten- for reliable use of NIH Stroke Scale. Stroke. 1998;29:1258 –1259.
nessee Medical Center, W. Paulsen, D. Shepard. 19. Brott T, Marler JR, Olinger CP, Adams HP, Tomsick T, Barsan WG,
Biller J, Eberle R, Hertzberg V, Walker M. Measurements of acute
Other participants are as follows: Coordinating Center: Henry
cerebral infarction: lesion size by computerized tomography. Stroke.
Ford Health Sciences Center: Principal Investigator: B.C. Tilley;
1989;20:871– 875.
Co-investigators: K.M.A. Welch, S.C. Fagan, M. Lu, S. Patel, E. 20. Tong DC, Yenari MA, Albers GW, O’Brien MD, Marks MP, Moseley
Masha, J. Verter; Study Coordinators: J. Boura, J. Main, L. Gordon; ME. Correlation of perfusion- and diffusion-weighted MRI with NIHSS
Programmers: N. Maddy, T. Chociemski; CT Reading Centers: Part score in acute (,6.5 hour) ischemic stroke. Neurology. 1998;50:
A—Henry Ford Health Sciences Center, J. Windham, H. Soltanian 864 – 870.
Zadeh; Part B—University of Virginia Medical Center, W. Alves, 21. Duncan PW, Goldstein LB, Matchar D, Divine GW, Feussner J. Mea-
M.F. Keller, J.R. Wenzel; Central Laboratory: Henry Ford Hospital, surement of motor recovery after stroke: outcome assessment and sample
N. Raman, L. Cantwell; Drug Distribution Center: A. Warren, K. size requirements. Stroke. 1992;23:1084 –1089.
Smith, E. Bailey. NINDS, Project Officer: J.R. Marler. Data and 22. Nunnally JC. Psychometric Theory. 2nd ed. New York, NY:
Safety Monitoring Committee: J.D. Easton, J.F. Hallenbeck, G. Lan, McGraw-Hill; 1978.
J.D. Marsh, M.D. Walker. Genentech, Inc, Participants: J. Froelich, 23. Kaplan RM. Basic Statistics for the Behavioral Sciences. Boston, Mass:
MD, J. Breed, F. Wang-Chow. Allyn and Bacon; 1987.
24. Child D. The Essentials of Factor Analysis. 5th ed. London, England:
Holt, Rinehart & Winston, Inc; 1978:1–107.
Acknowledgments 25. LaRocca NC. Statistical and methodologic considerations in scale con-
This study was supported by grants from the National Stroke struction. In: Munsat TL, ed. Quantification of Neurologic Deficit.
Association, the NINDS (N01-NS02382, N01-NS02374, N01- Boston, Mass: Butterworth; 1989:49 – 61.
2354 Stroke November 1999

26. Futty D, Conbneally M, Dyken M, Price T, Haerer A, Poskanzer D, 31. The National Institute of Neurological Disorders and Stroke rt-PA Stroke
Swanson P, Calanchini P, Gotshall R. Cooperative study of hospital Study Group. Tissue plasminogen activator for acute ischemic stroke.
frequency and character of transient ischemic attacks, V: symptom anal- N Engl J Med. 1995;333:1581–1587.
ysis. JAMA. 1977;238:2386 –2390. 32. Anderson J, Gerbing D. Structural equation modeling in practice: a
27. Holbrook M, Skilbeck CE. An activities index for use with stroke review and recommended two-step approach. Psychol Bull. 1988;103:
patients. Age Ageing. 1983;12:166 –170. 411– 423.
28. Elmstahl S, Malmberg B, Annerstedt L. Caregiver’s burden of patients 3 33. Bentler P, Bonett D. Significance tests and goodness-of-fit in the analysis
years after stroke assessed by a novel caregiver burden scale. Arch Phys of covariance structures. Psychol Bull. 1980;88:588 – 606.
Med Rehabil. 1996;77:177–182. 34. Heinemann AW, Harvey RL, McGuire JR, Ingberman D, Lovell L, Semik
29. Hajek VE, Gagnon S, Ruderman J. Cognitive and functional assessments P, Roth EJ. Measurement properties of the NIH Stroke Scale during acute
of stroke patients: an analysis of their relation. Arch Phys Med Rehabil. rehabilitation. Stroke. 1997;28:1174 –1180.
1997;78:1331–1337. 35. Wade DT, Hewer RL. Functional abilities after stroke: measurement,
30. Essink-Bot M, Krabbe P, Bonsel B, Aaronson N. An empirical com- natural history and prognosis. J Neurol Neurosurg Psychiatry. 1987;50:
parison of four generic health status measures: the Nottingham Health 177–182.
Profile, the Medical Outcomes Study 36-Item Short-Form Health Survey, 36. Lindmark B, Hamrin E. Evaluation of functional capacity after stroke as
the COOP/WONCA charts, and the EuroQol instrument. Med Care. a basis for active intervention: validation of a modified chart for motor
1997;35:522–537. capacity assessment. Scand J Rehabil Med. 1988;20:111–115.
Downloaded from http://ahajournals.org by on June 7, 2021

You might also like