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Various critics of Marxism have singied out its inability to develop a theory ot
..reai socialism&dquo; as a particularly grave shortcoming: on this view, the insiitut.
ionaiis3tion of a Niamisz ideology’ and its embodiment in a new political system
have :urned inco epistemological obstacles for Marxist theory rather than con.
nrmations of its validity. There is no denying the prima facie plausibility of
this thesis. No account of Soviet society and its more or less divergent replicas
in Eastern Europe can overlook the crucial role of ideological and political
determinants; the reductionist aspects of classical Marxism (condensed in the
basis-superstructure model) preclude an adequate grasp of these dimensions.
and the difficulty is compounded by the involvement of Marxism itself in the
genesis of phenomena for which it has no analytical space.
The criticism is valid, but it should not be converted into a premature diagnosis.
As I will cry to show. there exists a substantial and diversified body of work
that proves beyond doubt the pertinence of Marxian concepts for the critique
of &dquo;real socialism&dquo;. Oppositional Marxist theorising about the novel experience
of pose-revolutionary societies has disclosed both the built-in defects and the
self-transformative potential of the tradition on which it draws. The following
analysis will deal with some representative products of critical Marxism in
Eastern Europe in so far as they attempt to demystify and explain the social
order within which they have developed; other themes - such as the more
general question of non-dogmatic Marxist orientations in philosophy and soc-
iolog~~ -- will be only marginally taken into account, even if they have some-
times been extensively treated bye the same authors. On the other hand, some
broader currents and background developments will be briefly discussed, not
least with a view to the ambivalences and illusions that in some cases have im-
paired the theoretical productivity of oppositional movements. In the Eastern
European context, the emergence of a critical Marxism presupposes three
different steps toward theoretical autonomy: a) a dissociation from the
politics of &dquo;reform communism&dquo;, i.e. the various intra-party reformist currents
stimulated by the crisis of Stalinism in the Soviet Union and definitively
crushed by the invasion of Czechoslovakia in 1968; b) a clean break with the
Leninist branch of the Marxist tradition (more correctly: with the Leninist
adulteration of the Marxian legacy); c) a critical reconsideration of some basic
assumptions of historical materialism, especially with regard to their depend-
ence on an incomplete image of modernity. Although the three steps can to
some extent be regarded as logically consecutive, this is not necessarily reflected
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in their historical sequence; thus the most important variant to reform
communism, the Czechoslovak movement of the ’sixties, discarded many
elements of the Leninist model, while substantial remnants of a Leninist out.
took are sometimes to be found among oppositionists who have lost faith in
the strategies of reform communism. The third and most fundamental re-
orientation permits a considerable variety of degrees and directions, but any
suggestion of a &dquo;new orthodoxy&dquo;, analogous to the mirage stubbornly cherish.
ed by some sectors of the Western Left, is ruled out. The rediscovery of Marx
in Eastern Europe has throughout been informed with a more critical spirit
than in the West.
The historical and geographical limits of the inquiry are easy to determine.
With the exceptions of Yugoslavia and Hungary (in the former case, ideological
innovations were a direct consequence of the break with the Soviet bloc in
1948; in the latter, a reformist communist alternative, accompanied by
intellectual contestation, took shape already in 1953-1955), the oppositional
currents to be considered are responses to the new situation created by the
twentieth congress and its more or less delayed repercussions. If the year 1956
was a watershed in the history of Eastern Europe, it seems likely that the
Polish events of 1980-81 will be seen as a comparable one. albeit of a very
different kind; whatever their short-term outcome may be, they unquestion.
ably represent a new phase in the evolution of social conflicts in the region.
Between these two crucial dates, the Prague Spring and its defeat constitute
the most prominent landmark. ,
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concepts, I will only briefly state my terminological preferences: the notion of
ideology refers to cultural orientations in so far as they are a) directly con.
stitutive of forms of domination. b) give rise to explicit more or less rational.
ised justifications of the latter. The trajectory of Soviet Marxism has been
marked by a highly unequal development of the two aspects. The underlying
systemic continuity, unaffected by the Khrushchevist intermezzo and its
seouels, guarantees the survival of the first, whereas the second has gone
through a phase of temporary intensification and rationalisation, followed by a
steep decline and B.virtual bankruptcy. The manifest crisis of the official dis-
course facilitated the development of a Marxist opposition: a brief sketch of
this background is therefore the logical starting-point.
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‘-iew&dquo;, adequate overall reflection of natural and social reality, destroys the
an
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of dialectical materialism was contrasted with the &dquo;dogmatism&dquo; of the past.
This label to some extent accepted buy the incipient opposition - was highly
misleading: the ideological component of Stalinism was not based on dogma.
tised principles. but on the absolute authority of an institution, endowed with
the power to dogmatise and revise.
Apart from this general strategy of adaptation, Soviet Marxism in its post.
Stalinist phase produced some more specific responses to the crisis: it seems
appropriate to describe them
as &dquo;reaction-formations&dquo;, since their function is
clearly no pre-emption of possible criticism than the definition of
less the
positive guidelines. These developments of centre on three themes, all of which
came to the fore during the second stage Khrushchevism in the Soviet Union
(1961-1964), but were elaborated in much greater detail in Poland. Czechoslov-
akia and Hungary: the notion of a ‘°people’s state&dquo; replacing the dictatorship
of the proletariat and corresponding to a higher level of socialist development;
new &dquo;models of the functioning of a socialist economy&dquo; (W. Brus) involving a
partial rehabilitation of the market; and the conception of a &dquo;scientific and
technical revolution&dquo;, seen as a qualitative transformation of the productive
forces. Obviously, the second had a more solid experiential basis and was of
greater practical relevance than the two others, but it only concerns us here in
so far as the attempts to combine planning with a certain amount of market
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official or semi-official Marxism in Poland, particular3y~ prior LC 1968. experi.
mented with this strategy; well-known examples are various works of the
philosopher Adam Schaff, as well as later efforts of Polish sociologists to
demonstrate the convergence between historical materialism and a properly
understood structural.function theory. 4
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starting-point (in a loose sense, referring to affinities rather than specific con.
tents the labels phenomenological and positivistic could also be used). Our
present concern is with its reflection in different approaches to the critique of
real socialism.
Despite the varying orientations and degrees of autonomy, the long-term tend-
encies of the &dquo;sociological enlightenment&dquo; in Eastern Europe were unequivocal.
It undermined and discredited the Marxist-Leninist image of a consolidated
socialist society. Empirical research disclosed a hierarchical division of labour
and a maze of conflicting interests. very different from the officially proclaim-
ed harmonious co-operation of non-antagonistic classes. The reality behind
socialist principles of distribution (to everyone according to his work) turned
out to be a network of more or less institutionalised privileges. Even the liquid-
ation of the old order was much less complete in practice than in theory: some
traditional inequalities were reproduced within a new context. In short, the
sociological analysis of post-revolutionary societies brought to light various
forms of division, inequality, and domination, manifestly incompatible with the
party doctrine and at least difficult to explain on the basis of classical Marxism.
2. On the other hand, a radical critique of real socialism could not limit
itself to the appropriation of sociological insights and methods. To do so was
to avoid a fundamental question: to what extent do some basic presuppositions
and common limitations of the Marxist and the sociological tradition restrict
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their relevance for interpretations of the Eastern European experience? This
issue has been tackled more systematically by theorists of the anthropological
current. Since the latter gave rise to the most distinctive contributions of
Eastern Eu.ropean Marxism and the most serious attempt to transcend the
Marxian problematic from within, a brief exposition of its main themes will
serve as a background to the following discussion.
process; for the most ambitious variant, an &dquo;ontology of man&dquo;, the main task
was a comprehensive thematisation of the relations between man and world,
jective factor&dquo;. The &dquo;philosophy of man&dquo; that was e~cpected to redress the
balance had to propose alternative ways of conceptualising human action,
breaking with the traditional understanding of labour and class struggle as
directly or indirectly subordinated to laws of the productive forces. For critics
who claimed to represent the cause of genuine Marxism against the post.
revolutionary establishment, the most plausible and attractive solution was to
resurrect the Marxian concept of praxis. But the fragmentary character of
Marx’s more philosophical texts made them open to widely diverging interpret-
ations. Praxis could be defined as &dquo;conscious, goal-oriented social activity, in
which man realises the optimal potentialities of his being, and which is there-
fore an end in itself&dquo; (Mihailo Markovic) or as the complex unity of three
dimensions: the creation of a specifically human world, the realisation of free-
dom through a struggle for recognition, and the constitution of a relationship
to the world in its totality (Karel Kosik).
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Heglian sense (G. ’~larkus) this refers both to the primary appropriation
through objectivations and the secondary appropriation of objectivations by
individuals. From another angle, the-paradigm of objectivation relativists the
distinctions between instrumental, communicative, and expressive action: over
and above the realisation of subjective goals, both labour and more complex
forms of activity involve the materialisation of social rules and human capacit-
ies. The three aspects converge in the constitution of complex and stratified
socio-cultural reality the components of which can be graded according to
levels of humanisation and self-reflection.
view, the paradigm of objectivation reduces the world to the social world, ex-
cludes the very possibility of participatory relations between man and nature
and demotes the latter to a purely limiting role; the image of social reality as a
hierarchy of objectivations privileges its institutional aspects and fades out the
background dimension of trans-institutional sociality.
The political attitudes of the anthropological current were more homogenous
than its philosophy. The imperative of humanisation became the point of de-
parture for a critical analysis of institutions and policies. When official or semi-
official ideologies of reform admitted the obsolescence of class politics in the
Leninist sense, the opposition could mount a more explicit defence of general
human values and their right to primacy in a socialist society.
For these purposes, some of its most radical spokesmen reactivated the Marx-
ian vision of communism; in the first phase, however, the Marxist legitimacy of
the humanist critique was mostly debated in terms of the concept of alienation
and its applicability to post-capitalist societies. Undeniably, the popularity of
this notion (particularly striking in Czechoslovakia in the early ’sixties) was in
part due to its role as a substitute for more specific and provocative criticisms,
but it also reflected an awareness of genuinely philosophical problems posed by
the Eastern European experience. The concept of alienation was, of course, an
eminently controversial one and different definitions had political implications.
If alienation was interpreted as a loss of autonomy, this translated into a
critique of bureaucratic domination; if it means the exclusion of the individual
from social and cultural development, real socialism was accused of perpetuat-
ing the antagonistic form of progress and failing to go beyond the superficial
break with capitalism. As the discussion developed further, the abstract con-
trast between praxis and alienation tended to give way to a more differentiated
framework, taking into account partial blocked and perverted processes of
humanisation.
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among them was the philosophical and sociological analysts of E’1)C!ïyday lifc. A
comparison with parallel trends in Western Marxism reveals both affinities and
differences. In the former case (exemplified by the works of Henri Lefebvre)
the interest. in everyday life was motivated by a strategy of radicalisation: the
everyday world was to be transformed by a &dquo;cultural revolution&dquo;, more pro-
found than mere changes in political and economic organisation. From Eastern
European critics, the incompleteness of a revolution that left basic structures
of everyday life untouched was equally clear, but they combined this motive
with a more or less outspoken demythologisaiion of the revolutionary per-
soective. The reference to everyday life. whether defined as the phenomenal
level of social reality (Karel Kosik) or as the sphere of individual reproduction
(Agnes Heller), was thus essentially a demystifying procedure. As the domain
of elementary anthropological structures, it could be invoked against the
simultaneous deification and naturalisation of history: as a complex of inter-
penetrating activities, underlying more specialised institutions, it called for a
revision of the basis-superstructure model.
Closely related to the analysis of everyday life was the problematic of needs. In
this field Mar.c’s theoretical contributions were more substantial, but they were
re-evaluated and radicalised from a distinctively Eastern European viewpoint.
The development of needs was seen as a basic and ongoing mediation between
nature and society; the very idea of such mediations was at variance with the
dogmatic ontology of dialectical materialism. Needs in the Marxian sense, i.e.
as expressive of both man’s dependence on nature and his capacity to confer
human significance upon it, are concrete functions of autonomy and finitude.
The myths of a total control of nature or a sovereign direction of history were
incompatible with the authentic concept of labour as an activity rooted in and
conditioned by specific structures of needs. Further aspects of the concept of
need linked it with arguments for the autonomy of culture. If needs are re-
lations between man and world, experienced by man as ’inner necessities’
(Marx), they are obviously involved in and presupposed by the multi-faceted
process of appropriation of the world; some Eastern European theorists
identified this process with the cultural dimension of social consciousness, as
distinct from its ideological one. Finally, the notion of ’radical needs’, referring
to the subjective preconditions of revolutionary transformation, was conceived
as a Marxist alternative to the Leninist mixture of voluntarism and determinism.
The new image of man called for a theory of values. The value-orientations of
human action were the clearest evidence of its irreducibility to material pro-
duction or purposive rationality. This is a widely debated theme, but its
connection with the concept of praxis - or its equivalents - led to some
original developments. A representative definition was proposed by Agnes
Heller: objectivations are values to the extent that they &dquo;directly or indirectly
promote the development of human essence&dquo;6 (in her later writings, this con-
ception was superseded by a more pluralistic one, emphasising the role of
values as expressions of different forms of life). Within the limits set by an
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anthropological concept of value and a dynamic concept of human essence,
two major trends can be distinguished. One of them emphasised the normative
aspects of values. The ability of human action to transcend material and social
constraints was primarily ascribed to its inclusion in a normative context, and
norms were interpreted as codifications of a complex and changing relation.
ship between individual, society and species. The logical outcome of this
approach was a renewal of philosophical ethics, disputing the field with
attempts to systematise the official moral doctrines. From the other point of
view, values were first and foremost manifestations of human creativity, i.e. of
praxis involving not only the transcending of nature through the creation of
as
a socio-cultural world, but also the transcending of its own historical condit.
ions through the creation of values (cf. the relevant sections in Kosik’s Dalect-
ics of the Concrete.) In political terms, this amounted to a very strong version
of the demand for an autonomy of culture.
Taken together, the theory of needs and the theory of values constituted a
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The early emergence of dynamic concepts of man and radical perspectives of
human liberation, antedating full-scale capitalist development but also partly
anticipating its socialist critics could only be accounted for in terms of the
anthropological content of the underlying historical process.
3. If the events of 1968 spelled disaster for reform communism, they also
changed the whole outlook of the Marxist opposition. The invasion of Czecho-
slovakia, followed by a systematic reconstruction of the Stalinist cncien regime.
was a drastic reminder of the obstacles to reform and the possibilities of regess-
ion. This lesson was not lost upon the critical theorists of the ’seventies, but
their ways of assimilating it differed considerably. In some cases, anthropolog-
ical Marxism was rejected as a philosophical illusion and a diversion from the
crucial task of analysing social conflicts and mechanisms of domination. The
philosophy of praxis. and the politics of reform communism were jointly con-
signed to the dustbin of history. Against this view, I shall argue that a properly
conceived anthropological framework remains indispensible for the critique of
real socialism, and that the most promising of the post-1968 theories are those
who manage to combine philosophical interpretation with structural analysis.
To begin with, the partial affinities between anthropological Nlarxism and re-
form communism should not be mistaken for an ultimate identitv. For the
reformers of the ’sixties, humanistic ideologies were a highly convenient form
of legimitation (cf. the famous slogan &dquo;socialism with a human face&dquo;), but the
insights and questions of the philosophy of praxis (in the broadest sense) are
not reducible to this political function. Apart from other criteria, the variants
of the anthropological paradigm can be tested for their intrinsic capacity of
self.reflection and radicalisation in response to such major setbacks as that of
1968. Some prominent contrasts will be noted below.
However, the differences between Marxist critics of the post-reform era are not
simply a matter of greater or lesser receptivity to the legacy of the ’sixties.
They also reflect divergent theoretical programmes. By common consent, the
primary task was to conceptualise the structures of domination that had partly
resisted, partly absorbed the reformist initiatives, but this still left various
options open.
Although the new approach was in some ways more congenial with the tradit-
ion of the anti~talinist Left than the critical supporters of reform communism
had been, the historical distance precluded a direct resumption of Trotskyist
and post-Trotskyist discussions. The key concept of transitional society was
clearly inapplicable to post-Stalinist and Eastern Europe.
post-iihrushchevist
To domestic critics, real socialism appeared monolithic social order with
as a
highly developed mechanisms of self-reproduction; as events in Czechoslovakia
had shown, dysfunctionalities within this order could escalate into a general
crisis, but the sequel had no less clearly shown its capacity of regeneration and
the systematic elimination of alternatives. If structural strains and contra-
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dictions were to be explained, this could no longer be done in terms of an un.
decided contest between capitalist and socialist tendencies. Equally unaccept.
able was a solution sometimes adopted by leftist critics of Trotskyism: the
interpretation of Soviet-type societies as an extreme form of capitalism. On
this view. the revolutionary upheavals had in the long run only served to
accelerate the concentration and bureaucratisation of capital, blocked in the
traditional strongholds of capitalism by endogenous factors. A closer acquaint-
ance wuh the system led to the conclusion that such theories might contain a
rational kernel (the discussion in each of the sections which follow will detail
this more carefully), but they failed to account for some crucially important
phenomena. Measured by the criteria of capitalist rationality, the persistent re-
tardatior, of Eastern European societies was painfully obvious; so, too, was the
retention and consolidation of various pre-capitalist patterns - both cultural
and social that blocked the road to authentic modernity.
-
Less vulnerable to such criticisms were theories that focused on the changed
relationship between state and society. The phenomenon of statist, i.e. the
absorption of civil society by the state, was clearly more characteristic of the
Soviet model than was the mere growth of bureaucracy. But it was not the
&dquo;solution of the riddle&dquo; of real socialism. It still had to be explained how social
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forces operated within the statist framework; what was the raison d’etre of the
soecific model of development that had been imposed; and last but not least,
B~hV the state was institutionally and ideologically. subordinated to the party.
_=,11 three questions touch upon the role of ideological determinants.
From a less orthodox point of view, this fragmentation was the sign of more
fundamental changes. The focal point of social division and domination seemed
to have shifted from the relations between state and society or betweEn class
and class to those between institutions and the individual. The politicisation of
society and the periodic explosions of social conflicts were obvious and import-
ant facts, but the mainsprings of the syscem were located at the anthropologic-
al rather than the socio-political level. This line of thought found expression in
the definition of real socialism as a dictatorship over needs, formulated by the
Budapest school.
undermining enterprise from the outset. Its temporary political function con-
sisted of giving voice to the demands for democratisation, national sovereignty,
and economic reforms; on the philosophical level, revisionists criticised the
theory of reflection, determinism, and ’‘attempts to deduce moral values from
speculative historiographical schemata&dquo;. However, &dquo;revisionism could be effect-
ive only as long as the party took the traditional ideology seriously and the
apparatus was in some degree sensitive to ideological questions. But revisionism
itself was a major cause of the fact that the party lost its respect for official
doctrine and that ideology increasingly became a sterile though indispensable
ritual. In this way revisionist criticism, especially in Poland, cut the ground
from under its own feet ... Revisionism itself, on the other hand, had a cert-
ain inner logic, which, before long, carried it beyond the frontiers of Marxism
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... instead of Marxism being enriched or supplemented, it dissolved in a
welter of ideas&dquo;.9 _
Whatever the complexities of the process, the final outcome is beyond dispute:
the specifically Marxist component of Polish dissent has virtually disappeared.
Admittedly, a similar development has taken place elsewhere in Eastern Europe,
but the Polish case is the most extreme. The massive-social movement that
emerged in 1980 certainly includes strong democratic.socialist forces, but they
have so far been very reluctant to formulate their views and aims in a Marxist
language. Kolakowski interprets this state of things as an irreversible and well.
deserved decline due to general shortcomings of Marxism rather than to any
peculiarities of the Polish background. Contrary to this thesis, it can, in my
opinion, be shown that the defeat was in a certain measure self-inflicted. The
following analysis is unavoidably selective, but I will single out some examples
of built-in restrictions that weakened the Marxist opposition. To some extent,
the Polish theorists that will be discussed anticipated later developments in
other countries, but the reverse of the medal was a tendency to excessive
simplifications and premature synthesizing.
2. , Kolakowski’s own version of revisionism conforms to this pattern.
While the later phases of his intellectual development do not concern us here, 10
his initial approach to the critique of real socialism is both interesting in its
own right and historically important. In 1956, his distinction between intellect-
ual and institutional aspects of Marxism was one of the first attempts to re-
define the relationship between theory and politics. Despite the strong
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on scientific method and on the uncompleted task of bringing Marx-
emphasis
ist theory into line with it, the hard core of &dquo;intellectual Marxism&dquo; was phil-
osophical rather than methodological. When the Marxian outlook was dissoc-
iated from. totalitarian politics and pseudo-scientific metaphysics, its distinctive
content appeared to be a particularly radical kind of historicism: &dquo;the convict.
ion that human nature is a product of the history of human society and that
the whole received world view is a &dquo;socially subjective&dquo; construction. In other
words: it is the product of a collective labour that organises reality according
co biological and social needs, and imprints this pattern upon the mind. Con-
sequently, the whole extra-human world is a human product&dquo;.11 The
epistemological implications of this &dquo;anthropological realism&dquo; were developed
by Kolakowski in a well-known essay on &dquo;Karl Nlarx and the Classical Definit-
ion of Truth&dquo;. 12 Here the concept of &dquo;nature as a product of man&dquo; is present-
ed as a radical antithesis of the theory of reflection and simultaneously as an
&dquo;extreme form of overcoming Platonism&dquo;.
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of the world view change, this must also affect its structure. Instead of the
quest for all-embracing principles, the primary concern is now the clarifica-
tion of basic distinctions; between science and ideology, between Sein and
So/~n. and between realism and utopia. The insistence on such irreducible
polarities gives a pluralistic twist to Kolakowski’s anthropology .
Kolakmvski’s later critique of ~1arx is based on reversed premises rather than
a reinterpretation. Although he now distinguishes more clearly Between various
motive in Marx’s thought - domination of nature, self-creation, and the
reconciliation of individual and community - he still contrasts its humanist
and hiscoricist stance with the later system of dialectical materialism. It is
~iolakowski’s own image of man and history that has changed. When he con-
demns Marxism en bloc as a &dquo;self-deification of man&dquo; that in practice reveals
itself as &dquo;the farcical aspect of human bondage, and as a misconceived project
of emancipation that paves the way for totalitarianism,&dquo; this verdict is grounded
in a radicals pluralism that admits no unifying models of human nature or
human essence. In both phases, Kolakowski’s philosophy is oriented towards
cultural criticism rather than social analysis; his growing disillusion regarding
the post-revolutionary society is reflected in a more pessimistic appraisal of the
whole socialist tradition.
Kolakowski equates a non-apologetical Marxist stance with the thesis &dquo;that the
Communist system in its present form is unreformable&dquo;. As long as the posit-
ion of the ruling apparatus is analysed in terms of a combination of class
theory and structural analysis, this conclusion seems inescapable. Since the
political monopoly of the oligarchy is essential for maintaining its exclusive
control over the means of production and the allocation of surplus, no partial
expropriation can be tolerated. All developments that could conceivably lead
to the emergence of countervailing powers - economic reforms, cultural
liberalisation, and a freer exchange of information - are obstructed and if con-
cessions have to be made, the apparatus will consistently strive to minimise
their impact. A system that tends towards the maximisation of control and
conformity is self-defeating in the sense that it leads to a general decline of
intellectual and moral standards; this can even escalate to the point of total
breakdown, but if a revolutionary initiative is forestalled or crushed, the
system will inevitably revert to its normal state.
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Kolakowski does not contest this description of the mechanisms of bureau-
cratic socialism. What he objects to are the implicit reductionist premises of
those who argue against the possibility of reforms. As he points out, the
question of a society’s transformative capacity can never be settled on the level
of objective structures; it always involves the beliefs and attitudes of people
living in it. The history of capitalism shows the limits of the classical Marxist
argument: its course has been much more decisively shaped by the class
struggle than by any &dquo;natural laws&dquo; of the system. Kolakowski goes on to
suggest - and this is the most interesting part of his argument - that the
structure of bureaucratic socialism makes predictions based on systemic trends
even more problematic. A &dquo;system whose basic forms of action are directed
against society&dquo; requires more complex and all-encompassing mechanisms of
control than any earlier form of oppression, but for the same reason it provok-
es a more spontaneous and universal grass-roots resistance. And as this resist-
ance grows stronger, it can more easily exploit the internal contradictions of
the system, exacerbated by the general antagonism between society and the
apparatus. Kolakowski singles out three such contradictions: the inability of
the oligarchy to reconcile the imperatives of unity and security, the conflict be-
tween pressures for ideological modernisation and the canonical status of Marx-
ism -- Leninism, and the contradiction between industrial progress and the
system of political power.
The views of the radical left wing of the Polish opposition were most succinctly
formulated in Kuron and Modzelewski’s Open Letter to the Polish Workers
Party written in 1964.14 The authors later adopted a very different political
position, and the programme of the Open Letter had no appreciable impact on
developments in Poland. It was nevertheless a pioneer attempt to analyse East-
ern European societies as antagonistic formations sui generis, and some of its
arguments prefigured later discussions in other countries. Its highly simplified
form of class analysis is related to the more complex models of the ’seventies in
a similar way as Kolakowski’s neo-Marxist
anthropolgy to the Czech and
Hungarian alternatives.
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The historical background of the Open Letter was the regressive policy of the
Gumolka leadership after 1956 and the resultant loss of illusions about any re-
forms from above. From a revolutionary Marxist point of view, class analysis
was the most plausible key to this new situation. Kuron and Modzelewski
argued that the ultimate obstacle to reforms was the power of a new ruling
Class, the &dquo;central bureaucracy&dquo;, defined rather restrictively as &dquo;the elite which
dominates the party and the state, which is free from any social control and
which monopolises all socially significant positions in the economic and the
political sphere ... &dquo;.1~ Since the Marxist concept of class presupposes the
paradigm of production, the applicability of the latter to Eastern European
societies must be established. The main difficulty is obvious: both the relations
of production and the development of the productive forces are politically
determined to such a degree that no significant correlations between them can
be specified within an autonomous economic subsystem. Conversely, a third
component of the paradigm becomes much more important than it was in
Marx’s analysis of capitalism: the goal of production, i.e. the orientations of
productive activity that function as criteria of utility, rationality and value. In
the case of Eastern European societies, the goal of production represents the
fusion of political and economic determinants. Kuron and Modzelewski deter-
mined it as production for the sahe of production; they recognised the pro-
gressive and irreplaceable role of the central bureaucracy in the initial phase of
post-revolutionary industrialisation, but maintained that the original social
function had been transformed into an exclusive interest of the dominant class.
Thus the expansion of production had to become an end in itself, uncondition-
ed by either exchange value or use value. The interests of the other two main
classes on the scene, the technocracy (i.e. those who fulfilled managerial and
supervisory functions) and the working class, were directed towards consump-
tion ; hence they resisted the primacy of accumulation.
for the sake of production&dquo; might seem a plausible description of its goals, but
the observable long-term trends of the system suggest a different interpreta-
tion ; the primacy of production is conditioned by and intertwined with the
primacy of control. The twists and turns of official economic policies are not
explainable in terms of a pure logic of accumulation; the expansion of product-
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ion is less an end in itself than the most effective way of strengthening and
legitimating the power of the ruling apparatus.
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only with the most important part of the Marxist opposition: the so-called
praxis. school, a group of philosophers and sociologists that shared some basic
theoretical and political orientations, but disagreed on many secondary issues.188
Their relations with the party leadership and the official doctrine have been
ambivalent and unstable but quite unlike the &dquo;double bind&dquo; described by
soiakowski. The innvoations from above were substantial enough to create a
certain space for contestation of the regime in the name of its own principles.
This situation obviously had its advantages as well as its drawbacks. On the one
hand, the unique status of semi-legicimate dissent and the public sphere
associated with it enabled the Yugoslav opposition to play a role that could not
be envisaaed within the Soviet sphere of domination. This was the basis of its
international resonance. But the critical symbiosis with an unorthodox
communist system - which did not exclude sharp conflicts with the leadership
-
was predicated on theoretical assumptions that came to seem increasingly
problematic during the ’sixties and ’seventies. They have so far prevented the
Yugoslav opposition - or at least its more typical representatives - from radic-
alising its critique of real socialism along the lines sketched above (cf. section
11 ).
The rupture between Yugoslavia and the Soviet Union was the result of Stalin’s
attempt to independent revolution into line; the &dquo;Yugoslav model&dquo;
bring an
originated from the embattled leadership attempt to strengthen its social
basis. Limited but genuine concessions were made in order to mobilise popular
support; the important aspect of this strategy was the institutionalisation
most
of certain forms of self-management. This proved to be a lasting and ideologic-
ally explosive deviation from the Soviet pattern, but the official doctrine in-
verted the facts of the case. The historical reality was that a Stalinist party had
carried out a revolution on its own and subsequently, in response to a grave
external threat, experimented with a partial and controlled democratisation;
this exceptional conjuncture was interpreted as the rediscovery of classical and
universally valid guidelines for the transition from capitalism to socialism. The
&dquo;Yugoslav road to socialism&dquo; was identified with the Marxist vision of the
&dquo;withering away of the state&dquo;. By the same token, Soviet-type societies
appeared as large-scale historical anomalies not as new social formations.
Despite the occasional use of such labels as &dquo;bureaucratic despotism&dquo; and
&dquo;state capitalism&dquo; for propagandistic rather than theoretical purposes, the per-
spective that was bound to prevail was that of a deformed or perverted social-
ism. However sharply the alternatives might diverge, they were still subsumed
under the traditional dichotomy of capitalism or socialism.
While the opposition has of course been characterised by a more critical attitude
and a higher degree of conceptual precision its main arguments belong to the
same universe of discourse as the programme of the party. The underlying para-
digm is best defined as a distinctive version of the theory of transitional society
-
more fluid and manipulable in the case of the party theorists, more explicit
and rigorous in the case of the opposition, but in both cases significantly
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different from the Trotskyist or post-’Trotskyist versions. Although the internal
Yugoslav critics have concentrated on the first and the second line of the argu-
ment. 19 Their reluctance to explore the third reflects a particular kind of
reductionism: not the instrumentalist conception of the political sphere that
leads to an outright denial of its autonomy, but the equation of this autonomy
with a state of alienation.20 The overcoming of alienation is expected to bring
about the absorption of politics into a more general &dquo;self activity of the human
community&dquo; (A. Kresic).
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kind, since Yugoslav society permits a certain articulation of interests and
demands that elsewhere are systematically suppressed.
In the following, I will discuss Mihailo Markovic’s concept of praxis and its
implications; although it does not embody common assumptions of the Praxis
school - there is no such consensus - it is particularly illustrative of the Yugo-
slav approach to anthropological problems, as distinct from the views that pre-
vailed elsewhere in Eastern Europe.
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; necessary conditions for human survival).21 The second point is especially
important: it entails a separation from the paradigm of production, hence also
from its possible application to post.revolutionary societies. Divested of this
problematic, the concept of praxis becomes a synthesis of expressive and norm.
ative action. More precisely: it denotes the metanorm of human self-realisation.
As a normative concept of human nature, it &dquo;presupposes certain fundamental
human capacities that are essential determinants of human nature, that exist in
each normal human being in the form of latent predispositions&dquo;. 22
Since it
the selective accentuation of certain determinants, it does not eliminate
implies
the need for a descriptive and comprehensive concept of human nature (includ-
ing its darker sides and &dquo;negative dispositions&dquo;). The value concept of man
must be adjusted to the factual basis, as registered by the descriptive concept;
on the justification of the evaluative choice as such, Markovic is less explicit,
but it appears to involve the criteria of democratic consensus, as well as those
of the philosophical tradition.
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3. As far as the critique of real socialism is concerned, the most interesting
departure from the general pattern of the Praxis school is Svetozar Stojanovic’s
theory of statism.24 Its starting-point is a reinterpretation of Stalin’s revolu-
tion from above at the end of the ’twenties and the social regime that emerged
from it. Stojanovic defines the process as a &dquo;statist revolution&dquo; and the result
as statism, i.e. a new form of class society, dominated by a class whose
economic privileges depend on political power, rather than the other way
round. The core element of the relations of production is a collective class
property distinguishable from private property as well as irom a genuinely
social appropriation of the means of production. The state apparatus extended
its power to all areas of social life and thereby transformed itself into a new
ruling class. Concomitantly, the ideological legacy of the socialist revolution
was adapted to a new tegitmatorc~ role. The new forms of oppression and
Although the Soviet road to statism is the most clear-cut and historically
important example, other forms of transition and more flexible variants of the
system are possible. Anti-colonial revolutions have in many cases given birth to
statist societies that do not conform to the Soviet pattern in all respects.
Stojanovic even considers the hypothesis that advanced capitalist societies -
more properly described as state capitalist, in the sense of a combination of
two principies of organisation - might evolve towards a liberal -democratic
form of statism. And as for the Soviet model, itself, he envisages two possible
solutions to the present crisis of its &dquo;politocratic&dquo; structures: a technocratic
and a militaristic one.
The most convincing part of this theory is the polemic against the notion of a
&dquo;deformed socialism&dquo;. It is not difficult to show that the power of the ruling
apparatus exceeds the limits of parasitism or distortion. But the concept of
statism begs a crucial question. It merges two categories that originally belong
to different contexts. Class theory - at least in its conceptually rigorous and
empirically fruitful versions - presupposes dichotomous class relations. In
other words: classes exist only in and through their conflictual interrelations.
This complex of relations is structurally different from those between state and
society. There is nothing a priori absurd in the ideal of a new social formation
that relativises the distinction between the two polarities class against class
state against society - but then the need for a far-reaching reconceptualisation
is obvious. To start with a definitional equation of class and state is to put the
cart before the horse. Moreover, a structural change of this magnitude cannot
but affect other dimensions of social life as well. A transformation of ideology
and its role is at least suggested by the description of the &dquo;statist myth&dquo;, but
Stojanovic does not pursue the subject further.
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In this sense, the concept of statism prematurely closes the horizon of a
critique of real socialism. Its unsuiiability for a more detaiied structural
analysis seems confirmed by the general thrust of Stojanovic’s own argument.
While the internal mechanisms of the system are only very roughly sketched,
its cultural antecedents - particularly the ideology of &dquo;authoritarian-pauperist°
ic communism&dquo;, exemplified by the pre-Stalinist Bolshevik party - are much
more extensively discussed.
NOTES
This is the first of a two-part study of the traditions of critical Marxism
in Eastern Europe. The second part will focus on the intellectual con-
text of the Prague Spring, the Budapest School and the neo-Leninist
and inverted Leninist (Bahro etc.) filaments in the tradition.
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Sciences and the Humanities). It should be noted that Nowak’s inter.
pretation is not devoid of critical undertones: his remarks about a
society where the accumulation of power has become the primary
systemic goal clearly allude to the Soviet model.
5. All three tendencies were most clearly exemplified in Polish sociology.
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17. W. Brus, Socialist Ownership... , p. 209.
18. The Yugoslav edition of the journal Praxis was published from 1964 to
1975, the international edition from 1965 to 1974. The most inform-
ative account of the history of the school is G. S. Sher Praxis, London
1977: Collections of articles and essays by Praxis theorists have appear-
ed in various Western languages: Reuolutionare Praxis, ed. by G.
Petrovic, (Freiburg 1969), Etatisme et autogestion, ed. by R. Supek,
(Paris 1973); Praxis, ed, by M. Markovic and G. Petrovic, (Boston
1979).
19. For one of the most outspoken and radical critiques of the Yugoslav
model, cf. the article by L. Pesic-Golubovic, "Leridees socialistes et la
realite". in Etatisme et autogestion, pp. 323-360.
20. Cf. the article by A. Kresic, "Politique et communaute humaine". in
Etatisme et autogestion, pp. 85-116. In a similar vein, Mihailo Markovic
has identified the Weberian image of politics with the state of political
alienation. This view, however, has not been unanimously accepted by
the Yugoslav opposition; cf. particularly Mihailo Djuric’s essay "Homo
politicus", in Praxis, ed. Markovic/Petrovic, pp. 101-120 where "polit-
ical man" is invoked as a corrective against homo faber, and homo
oeconomicus.
21. Cf. Markovic’s introduction to Praxis, pp. XXVIII-XXIX. On various
aspects of his philosophy of praxis also his books From Affluence to
Praxis, (Ann Arbor 1974), and The Contemporary Marx , (Spokesman
Books 1974). It should be noted that other philosophers of the Praxis
school have adopted a much more critical stance towards concepts of
human nature or human essence and advocated a more phenomenol-
ogical reading of Marx; cf. particularly the writings of Gajo Petrovic and
Milan Kangrga.
22: Praxis, p. 25.
23. Cf. ibid., p. 25-26.
24. S. Stojanovic, Between Ideals and Reality, (New York 1973).
Geschichte und Parteibeurisstsein, (Munchen 1978).
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