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Keywords
critically ill patient, fibre, prebiotic, synbiotic
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Prebiotics and synbiotics in critical illness Manzanares and Hardy 783
Subsequently, the concept was further defined as a (3) Improve gut-barrier function [25,26].
selectively fermented ingredient that allows specific (4) Acidify intestinal contents (# faecal pH).
changes, both in the composition, activity or both in (5) Improve bioavailability of calcium and magnesium
the gastrointestinal microflora that confer benefits upon [20,21].
host well being and health [7]. Thus, inulin-type fruc- (6) Foster absorption of water and sodium [22].
tans (b 2-1 linear fructans) are properly defined as pre-
biotics, and clearly attain prebiotic status in terms of ICU and surgical patients are now thought to have a high
nondigestibility, fermentation and selectivity [8]. risk of bacterial translocation [29] resulting in a worsening
of the disease state. Lactic acid-producing bacteria can
Products that combine prebiotic and bioactive lactic acid inhibit endogenous pathogens from multiplying and can
bacteria (probiotics) are called synbiotics [9]. The supplies block invasion of pathogens from the resident microbiota
of one or more prebiotic and one or more probiotic strains or from outside the body [30]. In this respect, inulin and
appear to have synergistic and additive effects in stimulat- oligofructose have the potential to improve the barrier
ing the immune system and reinforcing the gut-barrier function of the intestine by their prebiotic action [25,26].
functions [9–18]. The current targets for prebiotic use are In the case of synbiotics, it is important that probiotics
Lactobacilli and Bifidobacteria [7]. Likewise, on the adhere tightly onto the intestinal mucosa to achieve any
basis of current knowledge, it is apparent that other micro- possible positive effect on the epithelium cells. In vitro,
organisms could be fortified by prebiotics [7,8]. The several prebiotics such as fructooligosaccharides and inu-
hypothesis is that probiotics and prebiotics have a potential lin have been shown to enhance the growth of probiotic
role to play in maintaining gut-barrier function in critically strains [31] and in an in-vivo murine model prebiotics
ill patients susceptible to gut-derived sepsis [9,19,20]. enhanced survival and prolonged the retention period of a
Recently, the concept of a prebiotic index has been specific probiotic [32]. Kları́n et al. [33] investigated nine
defined as the increase in the number of new Bifidobac- critically ill patients treated with broad-spectrum anti-
teria colony forming units per gram (CFU/g) of faeces biotics that received an oatmeal formula fermented with
divided by the daily dose (in g) of prebiotic ingested [7]. Lactobacillus plantarum 299. The histological analysis of
the rectal mucosa showed that in the treated patients
Structure and mechanisms of action of prebiotics none were colonized at ICU admission, but three patients
Prebiotics are short-chain carbohydrates (oligosacchar- had L. plantarum 299 adhering to the mucosa from the
ides, 2–20 saccharide units) [13]. Inulin-type fructans second or third biopsy and in subsequent samples. The
are polymers of D-fructose joined by b (2-1) bonds with a authors concluded that when probiotics are associated
(1–2) linked D-glucose at the terminal end of the with prebiotic fibre they could survive the passage from
molecule; molecules polymerized between carbons 3 the stomach to the rectum and be able to adhere onto the
and 10 are referred to as oligofructose and between rectal mucosa in critically ill, antibiotic-treated patients.
carbons 10 and 65 are named inulin [8]. Inulin-type Additionally, prebiotics improve the bioavailability of
fructans are resistant to hydrolysis by human small calcium and magnesium [20,21]. Inulin type fructans
intestine enzymes because of the beta configuration of acidify the intestinal contents, which solubilizes these
the anomeric C2 in their fructose monomer from b 2-1 minerals and enhances their absorption. Hypocalcaemia
glycosides linkages [8,19]. Bifidobacteria are able and hypomagnesaemia are highly prevalent in ICU, thus
to break down and utilize inulin-type fructans by prebiotics could help to correct or prevent these electro-
the action of the b-fructofuranosidase enzyme. The lyte disorders in critically ill patients.
mechanisms of action of prebiotics are complex and so
far not yet well known or understood. These mechanisms These protective effects of prebiotics, probiotics and
are summarized below [8,12,21–28]. synbiotics are encouraging. However, the critically ill
are a very heterogeneous group of patients and the results
(1) Sources of carbon and energy for bacteria growing in of these different clinical studies may not necessarily be
the large bowel [precursors of short-chain fatty acids extrapolated to every acute and critical condition.
(SCFA): acetate, propionate and butyrate] by sac-
charolytic fermentation [12,21,23]. The present review includes an analysis of clinical stu-
(2) Immunological effects: dies with prebiotics or synbiotics performed in critically
(a) activate leukocytes in the gut-associated lym- ill patients with sepsis and multiple trauma injury, severe
phoid tissue (GALT) system [24–26]; acute pancreatitis (SAP), liver transplantation, burn
(b) increase cell numbers in Peyer’s patches [25]; injury, enteral-tube-feeding diarrhoea and antibiotic-
(c) enhance production of bacteriocins [27]; associated diarrhoea (AAD). The potential benefits of
(d) enhance IgA levels in the small intestine and prebiotic and synbiotic supplementation in elective
caecum [28]. gastrointestinal surgery have not been reviewed.
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784 Functional foods
Copyright © Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
Prebiotics and synbiotics in critical illness Manzanares and Hardy 785
of late MODS (over 48 h) was detected in the treatment difference was the probiotic supply. Therefore, it would
group vs. the control group (3.0 vs. 17.2%) [43]. The seem that the poor outcome is more likely to be attribu-
results suggest that early nasojejunal feeding with syn- table to the probiotic than the prebiotic fibre supply.
biotics may prevent organ dysfunctions in the late phase However, the difference between the groups could be
of SAP. In addition, the data also indicate that the due to lack of homogeneity at the time of randomization
infection of pancreatic necrosis may be associated with and not due to the probiotic intervention.
early phase organ failure [43]. However, single prebiotic
supplementation was not associated with better results For the moment, these results must serve as a warning
and did not improve the prognosis [44,45]. against using probiotic bacteria for ICU patients with
acute pancreatitis [49].
So far, the only randomized study that compared the
beneficial effects of early enteral nutrition with single Liver transplantation
prebiotic fibre supplementation on the clinical course of Rayes et al. [50] in a prospective randomized clinical trial
SAP with standard enteral nutrition was performed by in 95 liver transplant patients that received postoperative
Karakan et al. [46]. Thirty consecutive SAP patients on early enteral nutrition compared the incidence of post-
nasojejunal enteral nutrition were randomized to receive operative infections among three groups of patients. The
either a multifibre prebiotic supplement (24 g/day) three groups were: A (n ¼ 32) selective digestive tract
(n ¼ 15) or patients without any supplement as a control decontamination with antibiotics four times daily for
group (n ¼ 15). The diets in the two groups were iso- 6 weeks; B (n ¼ 31) received L. plantarum 299 as probiotic
caloric and isonitrogenous. The results showed that naso- and fermentable fibres (with Inulin) 15 g/day for 12 days
jejunal enteral nutrition with prebiotic fibre in SAP in the postoperative period; C (n ¼ 32) received heat-
improves hospital stay (10 4 vs. 15 6 days, P < 0.05) inactivated probiotics (L. plantarum 299) and fermentable
and the prognostic indices [mean duration of acute fibres. The numbers of postoperative infections were
physiology and chronic health evaluation II (APACHE significantly higher in-group A (n ¼ 23) in relation to
II) and CRP normalization] were shorter in the study group B (n ¼ 4) and group C (n ¼ 11). This study con-
group, (P < 0.05). Furthermore, the study group had cluded that administration of synbiotic with L. plantarum
fewer overall complications compared with the standard 299 and prebiotic including inulin was associated with a
enteral nutrition group [46]. lower incidence of postoperative infections in liver trans-
plantation patients [50].
The Dutch Acute Pancreatitis Study Group has recently
published results of the PROPATRIA (PRObiotics in Another prospective randomized, double-blind trial [51]
acute PAncreatitis TRIAl) a double-blind, placebo-con- was performed by the same group in 66 liver transplant
trolled multicentre trial that enrolled 298 patients [47]. recipients that received enteral nutrition immediately
Patients with predicted SAP were randomized to receive postoperatively. The authors compared one group
the study product Ecologic 641 (Winclove Bio Industries, supplemented with Synbiotic 2000 with another group
Amsterdam, The Netherlands), a multistrain of six viable receiving only fibre. Both treatments started the day
bacteria and cornstarch and maltodextrins as fibre or before surgery and continued for 14 days. The incidence
placebo (cornstarch and maltodextrins) for 28 days. This of postoperative bacterial infections was significantly
multispecies probiotic has demonstrated that it is capable reduced by synbiotic treatment; 48% (16/33 patients)
of inhibiting growth of a wide variety of pathogens in the fibre-only group and 3% (1/33 patients) in the
isolated from infected pancreatic necrosis [48]. Both synbiotic-treated group. Only one microbe (Enterococcus
groups had a nasojejunal tube and received fibre- fecalis) was isolated in the synbiotic-treated group in
enriched formula (49% prebiotic fibre inulin and oligo- contrast to 17 different types of microorganisms in the
saccharides, Nutrison Multi Fibre, Nutricia Zoetermeer, fibre-only-treated group. In addition, total antibiotic use
Netherlands). The primary endpoint was the rate of was significantly less in the synbiotic-treated group.
infectious complications during admission and 90-day These trials have shown that selected synbiotics have
follow-up. Infectious complications were higher in the positive immune enhancing effects in this population of
synbiotic group (30%) than in the placebo group (28%) patients [51]. Currently, synbiotic supply to liver trans-
[relative risk (RR) 1.06, 95% confidence interval (CI) plantation patients seems to be an effective tool to reduce
0.75,1.51]. In addition, the finding of 15 excess deaths inflammation and infections in the postoperative period
(16 vs. 6%, RR 2.53, 95% CI 1.22–5.25) and the nine [52].
bowel ischaemia cases in the synbiotic group (eight with
fatal outcome) compared with none in the placebo group Burn injury
(P ¼ 0.004) are very worrying and dramatically different After burn injury, both intestinal and gastric permeability
from what was expected [47,49]. Both groups were increase significantly [53]. In this context, prebiotic
supplied with the same dose of prebiotics and the only supplementation may contribute to normalize intestinal
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Table 1 Summary of the more important studies with prebiotics and synbiotics in ICU patients
Reference Prebiotic fibre Probiotic strain (CFU/day) Study population (n) Clinical endpoints Study design Results
daily dose (g)
Jain et al. [34] Oligofructose (15 g) Lactobacillus acidophilus La5, ICU patients, median Incidence of gastric colonization; Single, double- blind, Reduced gastric colonization
Bifidobacterium lactis Bb12, APACHE II score 11 intestinal permeability; SIRS; placebo- controlled in synbiotic group
Streptococcus thermophilus, (n ¼ 90) septic morbidity trial
L. bulgaricus (TREVIS)
786 Functional foods
(12 109)
Spindler-Vesel Inulin, oat bran, pectin, Pediococcus pentosaceus Multiple injured patients, Primary: intestinal permeability; Single, prospective, Synbiotic group: lower
et al. [36] resistant starch 5–33 : 3, ISS > 18 (n ¼ 113) secondary: infections rate, randomized trial; intestinal permeability
(2.5 g of each) Leuconostoc mesenteroides mortality, ICU stay, days of four groups (P < 0.05) and less
32–77 : 1, L. paracasei spp. mechanical ventilation and infectious complications
paracasei 19, and L. plantarum incidence of MODS including pneumonia
2362 (Synbiotic 2000 Forte) (P < 0.03)
Kotzampassi Inulin, b-glucan, pectin, P. pentosaceus 5–33 : 3, ICU trauma patients Primary: infection rate, SIRS Randomized, double- Synbiotic group: lower
et al. [37] resistant starch L. mesenteroides 32–77 : 1, (n ¼ 65) and MODS development; blind, placebo- rate of: infections
(2.5 g of each) L. paracasei spp. paracasei secondary: mortality, ICU controlled trial (P ¼ 0.01); SIRS, severe
19, and L. plantarum 2362 stay and days of mechanical sepsis (P ¼ 0.02);
11
(10 of each) (Synbiotic ventilation ICU stay (P ¼ 0.01); days
2000 Forte) of mechanical ventilation
(P ¼ 0.001) and mortality
(P ¼ 0.12)
Oláh Oat fibre L. plantarum 299 (109) Acute pancreatitis within Synbiotic capacity to prevent Randomized, double- Synbiotic group: lower rate
et al. [40] (10 g twice daily) 48 h after the onset of gut colonization and blind, placebo- of pancreatic aspiration
symptoms (n ¼ 45) endotoxaemia controlled trial positive cultures (P ¼ 0.023)
and septic complications
requiring surgery (P < 0.05)
Oláh Inulin, b-glucan, pectin, P. pentosaceus 5-33 : 3, SAP (n ¼ 62) Synbiotic capacity to reduce Single, prospective, Synbiotic group: lower
et al. [43] resistant starch L. mesenteroides 32-77 : 1, the incidence of SIRS randomized, double- complications rate
(2.5 g of each) L. paracasei spp. paracasei and MODS blind, placebo- (P ¼ 0.049) and SIRS þ
19, and L. plantarum 2362 controlled trial MODS (P < 0.05)
(1010 of each, 40 billion of
lactobacillus per dose)
(Synbiotic 2000)
Karakan Multifibres (soluble or SAP (n ¼ 30) Prebiotic effect in severe Prospective, randomized, Prebiotic group: shorter
et al. [46] prebiotic 0.7 g/l and pancreatitis double-blind, hospital stay (P < 0.05);
insoluble 0.8 g/l) controlled trial shorter duration of
APACHE II score and
normalization of CRP and
CT score (P < 0.05)
Besselink Soluble fibre (0.7 g/l L. acidophilus, L. casei, Predicted SAP Primary: infectious complications Multicentre, randomized, Multispecies probiotic group:
et al. [47] of enteral formula) L. salivarius, Lactococcus (n ¼ 296) at admission and 90 days double-blind, placebo- higher incidence of
Nutricia Multi Fibre lactis, B. bifidum, B. lactis follow-up; secondary: mortality, controlled trial infectious complications
(ECOLOGIC 641) (1010) SOFA score, infected necrosis (P ¼ 0.08); bowel ischaemia
and need for surgical (P ¼ 0.004) and mortality
intervention, ICU and hospital (P ¼ 0.01).
stay, use of antibiotics,
abdominal complaints
and diarrhoea
CFU, colony forming units; CRP, C-reactive protein; CT, computed tomography; ISS, injury severity score; MODS, Multiple organ dysfunction syndrome; SAP, severe acute pancreatitis; SIRS, systemic
inflammatory response syndrome; SOFA, sepsis-related organ failure assessment.
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Prebiotics and synbiotics in critical illness Manzanares and Hardy 787
permeability and thus gastrointestinal gut-barrier function. exhibit prebiotic effects in healthy individuals, their
Olguin et al. [54] performed a randomized, double-blind, ability to increase faecal bifidobacteria and reduce the
controlled, clinical trial in burn patients who ingested incidence of diarrhoea in patients receiving ETF has not
6 g/day of oligofructose (n ¼ 21) or placebo (n ¼ 20) for been demonstrated [56,59].
15 days. Gastrointestinal permeability to sucrose and
L/M was evaluated before, during and after treatment. Antibiotic-associated diarrhoea
Urinary excretion of sucrose and L/M ratio were five and AAD is an important cause of morbidity and mortality in
4.4-fold higher in burn patients than in controls. Thus, critically ill patients and a high percentage of patients
intake of oligofructose did not improve gastrointestinal- relapse after treatment. Probiotics clearly have a potential
barrier function in burn patients [54]. To date, results are role in the prevention or relapse of AAD [60]. As,
negative with respect to prebiotics in critically ill burn Saccharomyces boulardi has been shown to reduce the
patients, and more studies are necessary before any defini- incidence of AAD caused by the bacterium Clostridium
tive recommendations can be made. difficile [60], prebiotics could also be an effective resource
for prevention and treatment. In a study by Lewis et al.
Enteral-tube-feeding diarrhoea [61] in 435 patients aged over 65 years, the authors
Enteral tube feeding (ETF) is used increasingly in the showed that administration of 12 g of oligofructose daily
ICU [55]. There is a high incidence of diarrhoea in did not reduce the risk of C. difficile-associated diarrhoea
critically ill patients ranging from 2 to 95% and the (CDAD). However, in another randomized trial [62]
pathogenesis involves an interaction between antibiotic performed by the same group in 142 patients with CDAD
prescription and intestinal ecological imbalance [56]. So who were treated with metronidazole and vancomycin,
far, there are only a few small trials that have investigated the authors showed that diarrhoea relapse was more
the effects of prebiotics supply with ETF as preventive common in patients taking placebo (34.3 vs. 8.3%,
or therapeutic agents and the implementation of P < 0.001). In addition, length of hospital stay was also
feeding formulae enriched with fibre have been mostly reduced and bifidobacterial numbers increased signifi-
unsuccessful. cantly with prebiotic therapy [62]. Thus, oligofructose
appears to be effective in the prevention or relapse of
In a small prospective double-blind, controlled study, CDAD. We nevertheless endorse the conclusions in a
Rushdi et al. [57] evaluated the use of guar gum, a soluble recent comprehensive paper by de Vrese and Marteau
fibre in enteral feeds, to prevent diarrhoea and potential [63] who concluded that ‘despite positive effects of
health benefits in a small sample of ICU patients. The prebiotics on the intestinal microbiota the results of these
results showed that the number of liquid stools in studies are not yet sufficient to give specific recommen-
response to a soluble fibre-enriched diet was 2.0 0.9 dations for the use of prebiotics for the prevention or
(day 1) vs. 1.0 0.7 (day 4) (P < 0.01). This study con- treatment of diarrhoea’.
cluded guar gum-enriched enteral nutrition correlated
with a decrease of diarrhoeal episodes in critically ill Posology of prebiotics and synbiotics in the ICU
patients with preexisting diarrhoea [57]. Spapen et al. The optimal doses of prebiotics and synbiotics in ICU
[58] performed a randomized, double-blind trial in severe patients are uncertain and a high variability has been
sepsis and septic-shock patients receiving enteral nutri- reported. Data from healthy humans have shown that
tion supplemented with 22 g/l partially hydrolyzed guar inulin achieves a bifidogenic effect with a minimum daily
for a minimum of 6 days. The mean frequency of diar- dose of 5–8 g/day [8]. However, although doses up to
rhoea days was significantly lower in patients receiving 20 g/day have not shown adverse effects, too high a dose
fibre than in those on standard enteral nutrition of a prebiotic may compromise microbial selectivity and
(8.8 10.0 vs. 32.0 15.3%; P ¼ 0.001). Furthermore, risk generating gas with abdominal distension [8]. The
the enteral nutrition fibre patients had fewer days with same variability exists with reported doses of probiotics as
diarrhoea per total feeding days [16/148 days (10.8%) vs. shown in Table 1.
46/146 days (31.5%); P < 0.001] and a lower mean diar-
rhoea score (4.8 6.4 vs. 9.4 10.2; P < 0.001) [58]. Thus,
so far guar gum is a compound with promising, but Conclusion
uncertain, prebiotic properties. Bioecological intestinal control through enteral nutrition
associated with prebiotics, probiotics and synbiotics is
The effects of prebiotics on the colonic microbiota have capable of controlling superinflammation and gut-derived
not been confirmed with studies in ETF patients [56]. sepsis [9,14,15,18]. Current evidence, suggests that pro-
Studies that have been performed used enteral formulae biotics enhance the efficacy of prebiotic supplementation,
containing an unspecified quantity of fructooligosacchar- so should be given in combination. There is increasing
ides fibre or have used compounds with ill-defined pre- awareness of the potential benefits of prebiotics supple-
biotic characteristics Although fructooligosaccharides mentation and there is a growing body of data that suggest
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788 Functional foods
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