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J Psychopathol Behav Assess (2010) 32:68–82

DOI 10.1007/s10862-009-9161-1

Emotion Regulation and the Anxiety Disorders:


An Integrative Review
Josh M. Cisler & Bunmi O. Olatunji &
Matthew T. Feldner & John P. Forsyth

Published online: 16 September 2009


# Springer Science + Business Media, LLC 2009

Abstract The construct of emotion regulation has been The history of anxiety disorder research exemplifies how an
increasingly investigated in the last decade, and this work emphasis on empirical research can facilitate theoretical and
has important implications for advancing anxiety disorder practical developments. The purpose of this paper is to
theory. This paper reviews research demonstrating that: 1) explore how data derived from emotion regulation studies
emotion (i.e., fear and anxiety) and emotion regulation are might similarly advance existing anxiety disorder theory.
distinct, non-redundant, constructs that can be differentiated This paper will review several lines of work showing that :
at the conceptual, behavioral, and neural levels of analysis; 1) emotion (i.e., fear and anxiety) and emotion regulation
2) emotion regulation can augment or diminish fear, can be differentiated at the conceptual, behavioral, and
depending on the emotion regulation strategy employed; neural level of analyses; 2) emotion regulation attempts can
and 3) measures of emotion regulation explain incremental augment and diminish emotional responding; and 3)
variance in anxiety disorder symptoms above and beyond measures of emotion regulation explain incremental vari-
the variance explained by measures of emotional reactivity. ance in anxiety disorder symptomatology. We then follow
The authors propose a model by which emotion regulation with a theoretical model derived from this literature
may function in the etiology of anxiety disorders. The paper showing how emotion regulation may function in the
concludes with suggestions for future research. development and maintenance of anxiety disorders, and
cast that model in terms of several testable predictions. The
Keywords Emotion regulation . Anxiety . Fear . paper concludes with recommendations for future research
Coping . GAD that may facilitate theoretical developments by elucidating
the manner in which emotion regulation functions in the
etiology and maintenance of anxiety disorders.

J. M. Cisler (*) : M. T. Feldner


Psychology Department, University of Arkansas, Differentiating Emotion from Emotion Regulation
216 Memorial Hall,
Fayetteville, AR 72701, USA
Defining Emotion
e-mail: jcisler@uark.edu

J. M. Cisler A necessary step in demonstrating that emotion regulation


Medical University of South Carolina, incrementally adds to existing anxiety disorder theory is
Charleston, SC, USA
demonstrating that emotion regulation is not redundant with
B. O. Olatunji existing emotion constructs. In the context of anxiety
Vanderbilt University, disorders, fear and anxiety are the primary relevant
Nashville, TN, USA emotions from which emotion regulation needs to be
distinguished. ‘Fear’ refers to an emotional system moti-
J. P. Forsyth
University at Albany, State University of New York, vating defensive behaviors elicited from an immediate
Albany, NY, USA specific threat cue; ‘anxiety’ refers to an emotional system
J Psychopathol Behav Assess (2010) 32:68–82 69

motivating defensive behaviors elicited from an impending determined. From this perspective, fear is not reducible to
non-specific threat cue (e.g., predatory imminence model; any of the observable indicators, either singularly or in
Fanselow and Lester 1988; Quinn and Fanselow 2006). For combination; rather, fear is a unitary higher-order construct
the purposes of the present paper, fear and anxiety will be that downwardly determines variance in the lower-order
treated as unitary instead of as separate constructs, but it is indicators. Furthermore, factors other than fear can deter-
important to note that future research is necessary to test mine variance in the lower-order indicators. As we will
whether emotion regulation differentially interacts with describe, emotion regulation may be one of the key
anxiety versus fear. At the conceptual level of analysis, determinants responsible for lower-order factor variability.
fear is defined as an organism’s defensive response that Thus, weak correlations between indicators of fear would
motivates the detection, escape, and avoidance of possible be expected because the response domains are only
sources of danger (e.g., Barlow 2002; Öhman 2000; Öhman indicators of a higher-order fear construct and they can be
and Mineka 2001). At the phenomenological level of determined by multiple factors other than fear.
analysis, fear is typically defined in three domains: overt Zinbarg (1998) speculated that future neurobehavioral
behavior, physiology, and verbal-cognitive domains (Lang research would further clarify the boundaries of the unitary
1968; Lipp 2006; Zinbarg 1998). These lower-order higher-order fear construct. Consistent with this prediction,
phenomenological indicators support the conceptual defini- a wealth of data demonstrates that the amygdala, a neural
tion of fear. For example, enhanced threat detection structure in the medial temporal lobes of the brain, is a
characterized by visual awareness and bodily orientation critical structure mediating behavioral, cognitive, and
operates as a first line protective function for the individual. physiological indicators of fear (Kim and Jung 2006;
Acute sympathetic arousal enhances blood flow and oxygen LeDoux 2000; Myers and Davis 2007; Quinn and Fanselow
to large muscle groups to facilitate response mobilization. 2006). Lesions of the central nucleus of the amygdala in
Escape and avoidance action tendencies serve a protective rodents block three common behavioral indicators of
function by creating physical distance between the individ- conditioned fear: fear-potentiated startle (Campeau and
ual and the source of threat. Davis 1995; Walker and Davis 1997), the freezing response
Despite observations that these behavioral, physiologi- (Zimmerman et al. 2007), and response suppression (Lee et
cal, and verbal-cognitive indicators characterize fear, these al. 2005). Human patients with amygdala lesions fail to
indicators tend to be weakly intercorrelated (Hodgson and demonstrate increased skin conductance towards fear-
Rachman 1974; Lang 1968; Rachman 1978; Rachman and conditioned stimuli (Bechara et al. 1995, 1999), despite
Hodgson 1974; Zinbarg 1998). One explanation for this being able to verbally report the stimulus-shock contingen-
‘loose coupling’ is that the indicators are multiply deter- cy (Bechara et al. 1995). Similarly, human patients with
mined. The intensity of fear elicitation, for example, may amygdala lesions demonstrate impaired skin conductance
moderate the degree of association. Marks et al. (1971) responses while passively viewing emotional images
found that skin conductance and heart rate changes (Glascher and Adolphs 2003) as well as impaired detection
significantly correlated during exposure to a highly threat- of threat (Anderson and Phelps 2001). Amygdala activation
ening stimulus, whereas no correlation was noted during during fMRI correlates with attentional biases towards
exposure to less threatening stimuli. Another determinant threat among anxious populations (Monk et al. 2004; van
of the fear indicators may be contextual demands. Miller den Heuvel et al. 2005), further suggesting a role of the
and Bernstein (1972) found moderate correlations between amygdala in determining cognitive indicators of fear.
avoidance and subjectively reported anxiety, heart rate, and These data demonstrate a robust relation between the
respiration during an exposure task in which individuals amygdala and behavioral, physiological, and cognitive
were told they could avoid when they become too indicators of fear, thereby supporting Zinbarg’s (1998)
uncomfortable. When participants were told to control their hierarchical model of fear. Moreover, the data suggest an
urge to avoid, there was no correlation between avoidance important temporal sequencing: amygdala processing
and any of the other indicators (see Hodgson and Rachman occurs first, which subsequently motivates physiological,
1974). Accordingly, fear may be a determinant of the behavioral, and cognitive responses. The lower-order
indicators, but contextual factors may also determine indicators of fear may be outputs of a unitary fear system,
whether the indicators occur and to what degree they which may be neurologically centered around the amygda-
intercorrelate. la. Given the relatively weak correlations between the
Zinbarg (1998) argued that the loose coupling of the lower-order indicators and the observations that contextual
three response systems could be explained by a hierarchical demands influence the correlations between the indicators
model of fear in that: 1) the three response domains are (Hodgson and Rachman 1974; Zinbarg 1998), it is likely
lower-order indicators of a unitary higher-order fear that other factors (e.g., emotion regulation) may moderate
construct, and 2) the lower-order indicators are multiply the degree to which the fear system motivates changes in
70 J Psychopathol Behav Assess (2010) 32:68–82

the lower-order outputs. This analysis differentiates the whereas others may be more purposeful or deliberate (e.g.,
source of motivation (i.e., fear grounded in the amygdala) escape, blame, suppression).
from the responses motivated (i.e., behavioral, physiolog- Similar to fear/anxiety, emotion regulation can be
ical, and cognitive responses), which helps reduce tauto- conceptualized as a higher-order construct downwardly
logical assessments of fear (e.g., people avoid because they influencing lower-order indicators. Cognitive-affective neu-
are afraid, we know they are afraid because they avoid). roscience has consistently demonstrated that higher-order
cortical structures, particularly the prefrontal cortex (PFC),
Defining Emotion Regulation its subunits [e.g., medial prefrontal cortex (mPFC), orbito-
frontal cortex, (OFC)] and related structures [e.g., anterior
Emotion regulation in the current paper refers to a cingulate cortex (ACC)], mediate attempts to regulate
heterogeneous set of actions that are designed to influence emotions (Davidson et al. 2007; Ochsner and Gross 2008,
“which emotions we have, when we have them, and how 2005; Quirk 2007; Quirk and Beer 2006). It is important to
we experience and express them” (Gross 2002, p. 282). note that linking emotion regulation with the PFC is not
Emotion regulatory behavior can manifest in many obvious necessarily ‘neural phrenology’ (cf., Uttal 2001). Rather,
and subtle ways and include: re-appraisal, distraction, advances in neuroscience illuminate that 1) emotion
avoidance, escape, suppression, emotion and problem- regulation and fear are mediated by different neural regions,
focused coping, and use of substances to enhance or blunt and 2) the role of the PFC in emotion regulation is in
emotional experience.Each of these strategies subsumes theoretical alignment with the general function of the PFC.
numerous actions that can be applied to both positive and Miller and Cohen’s (2001) integrated theory of PFC
negative emotional states. Most of them, however, can be function posits that this region broadly maintains goal
characterized by actions that aim to alter the form, directed behavior by controlling the activity of other brain
frequency, duration, or situational occurrence of events that structures.
may precede an emotional response as well as the events
“In this respect, the function of the PFC can be
that may follow an emotional response (Gross 1998a). This
likened to that of a switch operator in a system of
process model of emotion regulation (Gross 2007) suggests
railroad tracks. We can think of the brain as a set of
that emotion regulation strategies and their effects can have
tracks (pathways) connecting various origins (e.g.,
different consequences depending on the time during which
stimuli) to destinations (responses). The goal is to get
they are employed.
the trains (activity carrying information) at each
Specific response topographies an individual may em-
origin to their proper destination as efficiently as
ploy prior to encountering the emotion-eliciting stimuli
possible, avoiding any collisions. When the track is
include situation selection (e.g., detouring to avoid driving
clear (i.e., a train can get from its origin to destination
over a bridge), situation modification (e.g., telling friends
without risk of running into any others), then no
you would prefer not to talk about an impending interview
intervention is needed (i.e., the behavior can be
if the topic gets brought up), attentional deployment (e.g.,
carried out automatically and will not rely on the
distracting children while preparing for an injection), and
PFC). However, if two trains must cross the same bit
cognitive change (e.g., re-interpreting the meaning of a
of track, then some coordination is needed to guide
situation, such as viewing a romantic date as an opportunity
them safely to their destinations… In the brain, this is
to learn about somebody new instead of as an opportunity
achieved by biasing the influence that patterns of PFC
to be negatively evaluated). These different response
activity have on the flow of activity in other parts of
possibilities all share the similar theme of altering the
the brain…” (Miller and Cohen 2001, p. 184).
experience of an emotion before the occurrence of the
emotion. Individuals can also engage in emotion regulation This analogy to a switch operator is consistent with the
attempts to alter the experience of an emotion after the hypothesized role of the PFC in emotion regulation.
emotion has been activated. Specific topographies may Emotion motivates behavior, but in some contexts, emo-
include suppression (i.e., inhibiting the behavioral and/or tional behavior is inappropriate. The PFC’s role in emotion
experiential aspects of an emotion) and acceptance (i.e., regulation may be in inhibiting the bottom-up influences of
noticing the emotion-based sensations without attempting emotion so that individuals can continue to engage in
to alter them; Feldner et al. 2003, 2006; Gross 1998a, b; context-appropriate goal-directed behavior.
Gross and Levenson 1993; Levitt et al. 2004). Regardless Two main lines of research provide evidence that the
of the timing at which regulation strategies are employed, it PFC and functionally-related structures mediate emotion
is important to note that regulatory processes may be regulation processes. First, it is becoming increasingly
relatively automatic or habitual occurring in or outside of recognized that the PFC is critically involved in down-
awareness (e.g., selective attention; see Mauss et al. 2007), regulating neural fear structures (e.g., amygdala) during
J Psychopathol Behav Assess (2010) 32:68–82 71

fear extinction learning (Myers and Davis 2007; Quirk Emotion Regulation Processes Can Augment
2007; Sotres-Bayon et al. 2004, 2006). For example, and Diminish Emotional Responding
Morgan et al. (1993) found that PFC lesions in rodents
had no effect on fear acquisition, but resulted in relatively Cognitive-Behavioral Levels of Analysis
prolonged fear responding to the conditioned stimulus
during extinction training. Second, a wealth of data Gross and Levenson (1993) compared individuals told to
demonstrates PFC activation during functional magnetic suppress expressive emotional behavior while watching
resonance imaging (fMRI) studies in which individuals are neutral and disgusting films to individuals told to just watch
asked to re-appraise, suppress, augment, and diminish their the films. Results generally demonstrated no differences
emotional responses (see Bishop 2007; Oschner and Gross between the groups in self-reported emotion, but greater
2005, 2008). For instance, Oschner et al. (2004) identified sympathetic arousal in the suppression group compared to
increased PFC activity during both up-regulation (via the no-instruction group. Similarly, Gross and Levenson
instructions to imagine a scene as happening to a loved (1997) found that behavioral suppression during a sad film
one) and down-regulation (via re-appraisal) of emotion. led to greater sympathetic arousal compared to no-
These data demonstrate that higher-order cognitive pro- instruction, and the groups again did not differ in self-
cesses in which individuals attempt to alter their emotional reported sadness. Gross (1998b) then added a re-appraisal
experience/expression recruit neural regions centered condition to his previous experimental design, in which
around the PFC. Accordingly, emotion regulation may be participants were told to view a surgery film in a detached
neurologically centered around activity of the PFC and manner. Results demonstrated that participants in the re-
related structures. appraisal condition experienced less negative emotion
One challenge within the emotion regulation literature while watching the film compared to both the behavioral
is that emotion regulation may encompass a broad range suppression and control groups, whereas the behavioral
of response topographies. If emotion regulation is too suppression group did not show differences in self-reported
broadly defined as any attempt to alter the experience of emotion and did show elevated sympathetic arousal
emotion, it is difficult to see how anything a person does compared to both other groups. Finally, two studies
could not be indicative of emotion regulation. Similar (Jackson et al. 2000; Lissek et al. 2007) have found that
arguments have been made elsewhere in the literature that re-appraisal while viewing negative images or receiving
emotion and emotion regulation are so closely coupled that electric shocks led to less startle probe potentiation
distinguishing between the two is exceedingly difficult compared to instructions to maintain the emotion or up-
(Campos et al. 2004). Given this important conceptual regulate the emotion (i.e., via imagining the scene as more
limitation in this growing field, we limit our focus to two personally relevant or the shocks as more painful). Though
specific emotion regulation topographies that appear to these studies differ in the type of emotion eliciting stimulus
be best operationalized in the available emotion regula- employed, the data collectively demonstrate that behavioral
tion literature: re-appraisal and suppression. However, we suppression does not necessarily reduce negative affect, but
acknowledge the limitation that narrowing our focus to instead tends to increase arousal and startle. Re-appraisal,
these two forms of emotion regulation limits the on the other hand, appears to be effective in reducing
generalizability of the findings and conclusions drawn negative affect and startle. These data suggest that emotion
herein. regulation techniques can affect emotional responding.
While Gross’s (1993; Gross and Levenson 1997)
Summary methodologies used behavioral suppression as a form of
emotion regulation, other studies have investigated whether
Fear/anxiety and emotion regulation can be differentiated at emotion suppression (i.e., instructions to suppress the expe-
the conceptual, neural, and behavioral (i.e., phenomenolog- rience of an emotion) impacts affective outcomes. Feldner
ical expressions) levels of analyses. Fear/anxiety is an et al. (2003) found that individuals scoring high in cog-
organism’s defensive response towards potential sources of nitive avoidance instructed to suppress reported more
danger, involves physiological, overt-behavioral, and cog- anxiety during a laboratory-based carbon dioxide (CO2)
nitive indicators, and is neurologically-oriented around the enriched-air biological challenge compared to participants
amygdala. Emotion regulation refers to attempts to alter an low in baseline levels of cognitive avoidance instructed to
emotional experience, can involve specific overt-behavioral suppress. However, instructions to suppress generally
and cognitive strategies, and is neurologically-oriented resulted in decreased heart rate responding relative to
around PFC and functionally-related neural structures. instructions to observe the emotional sensations. Feldner
Accordingly, fear/anxiety and emotion regulation are et al. (2006) later found that individuals instructed to
distinct and non-redundant constructs. suppress demonstrated slower physiological recovery sub-
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sequent to a CO2 biological challenge compared to the emotion regulation strategy. This limitation is particularly
observe group. Similarly, other research has found that important, as it is difficult to conclude that emotion
individuals either high in anxiety sensitivity (Eifert and regulation functions in the etiology or maintenance of
Heffner 2003) or diagnosed with panic disorder (Levitt et anxiety disorders without this data. A second limitation of
al. 2004) demonstrated less self-reported negative emotion this body of research is that the studies all differ in emotion
during a CO2 challenge when instructed to accept negative elicitation paradigms, comparison conditions, and sample
feelings compared to instructions to suppress or a no- types. For example, the work by Gross (e.g., Gross and
instruction control. Finally, Campbell-Sills et al. (2006a, b) Levenson 1993, Gross 1998b) used mainly a disgust elicitor
extended this work among a mixed anxiety and mood as the negative mood inducing stimulus, whereas Feldner et
disordered sample and found that acceptance led to lower al.’s work (Feldner et al. 2003, 2006) used biological
heart rate while viewing a negative film relative to challenge procedures as the eliciting stimulus. Moreover,
suppression, and acceptance showed less negative affect the Feldner et al. studies mainly tested emotional suppres-
during recovery after the film compared to suppression. sion, whereas the Gross studies tested behavioral suppres-
Though these studies differ in emotion eliciting stimulus and sion and re-appraisal. Thus, the studies differ on at least two
sample characteristics, they converge in demonstrating important domains. There is general convergence in basic
differential effects of emotional suppression and acceptance. findings across the studies, which provides preliminary
Two studies have investigated the effect of enhancing evidence that emotion regulation may unitarily modulate
emotions on the startle response. Participants were asked to different negative emotions (e.g., fear versus disgust versus
enhance their emotions while viewing negative pictures or anxiety), however it is vital for future research to continue
receiving electric shocks (Jackson et al. 2000; Lissek et al. to directly test whether the emotion regulation techniques
2007). Post-experiment questionnaires demonstrated that have similar effects across negative mood states. Nonethe-
participants generally used a negative re-appraisal tech- less, the following section generally corroborates these
nique while enhancing their emotion (e.g., imagining the basic findings at the neural level of analysis.
scene happening to a loved one or themselves, focusing on
the worst possible outcome). Results demonstrated that Neural Level of Analysis
negative re-appraisal led to increased startle during startle
probes relative to control instructions. There has been a surge of recent neuroimaging studies
The effect of emotion regulation techniques on the investigating the neural correlates and consequences of re-
experience of emotion demonstrate 1) emotion regulation appraisal and suppression (see Ochsner and Gross 2008).
techniques affect subjective, physiological, and behavioral Ochsner et al. (2002) presented participants with negative
indicators of emotion and 2) depending on the emotion and neutral photos during fMRI scanning and asked
regulation techniques employed, emotional responding can participants to either attend to their feelings without trying
either be increased or decreased. It appears re-appraisal to alter them, or to re-appraise the images so that they no
generally leads to less self-reported negative affect, less longer experienced negative feelings. Results demonstrated
physiological reactivity, and less startle. Behavioral sup- that re-appraisal led to less subjectively reported negative
pression leads to increased physiological reactivity, but may affect while viewing negative pictures relative to the attend
not influence self-reported negative affect. Early evidence condition. Re-appraisal was associated with greater activity
suggests emotion suppression may decrease physiological in PFC regions relative to the attend condition. ACC
arousal relative to an observation condition during emotion activity during re-appraisal was correlated with a reduction
elicitation but increase such arousal subsequent to the offset in negative affect (r=.81). Re-appraisal was associated with
of the emotion evocation. Emotion suppression also less amygdala activity relative to the attend condition. Left
generally appears to increase negative affect relative to re- ventral PFC was negatively correlated with amygdala
appraisal, but when considered within the context of other activity during re-appraisal (r=−.68). Accordingly, re-
risk factors linked to anxiety (i.e., anxiety sensitivity), the appraisal is associated with greater PFC activity and less
effects are not consistent (Feldner et al. 2006). Finally, amygdala activity, and importantly, the magnitude of PFC
negative re-appraisal appears to enhance startle during activity negatively predicts the magnitude of amygdala
negative emotion elicitation. activity. These neuroimaging data strongly complement
The articles cited above employ a similar experimental cognitive-behavioral data in suggesting that emotion regu-
paradigm, and it is important to note relevant limitations to lation strategies can affect the degree of fear experienced.
this paradigm. The paradigm can only examine acute Several other studies also demonstrate that re-appraisal is
emotional consequences of acutely applied emotion regu- associated with increased PFC activity, reduced amygdala
lation techniques. Accordingly, these studies cannot address activity, and significant negative correlations between PFC
the long-term consequences of habitual use of a given and amygdala activity (e.g., Banks et al. 2007; Hariri et al.
J Psychopathol Behav Assess (2010) 32:68–82 73

2003; Ochsner et al. 2004; Phan et al. 2005; Urry et al. day stimuli that elicit negative affect in individuals
2006). Collectively, these data demonstrate 1) a strong generally, or anxiety disordered individuals specifically.
relation between PFC and re-appraisal techniques, 2) Moreover, the specific negative emotions that are induced
reduced amygdala activity during re-appraisal, and 3) may vary from study to study (e.g., fear versus disgust
greater PFC recruitment during re-appraisal tends to predict versus sadness), and it is not clear that the types of negative
less amygdala activity and negative affect. emotions regulated in neuroimaging studies map on to the
Additional studies have found that instructions to types of negative emotions that individuals with anxiety
enhance emotional experience via negative-re-appraisal disorders may be experiencing or attempting to regulate.
are similarly associated with increased PFC activity and Recent research may help address these limitations.
increased amygdala activity. Ochsner et al. (2004) asked Milad et al. (2007) and Phelps et al. (2004) engaged
participants to watch, re-appraise, or negative-reappraise participants in a fear-conditioning paradigm, in which the
their feelings while watching negative pictures. These unconditioned stimulus (US) was a mild but painful shock,
investigators found that self-reported negative affect in- during fMRI testing. Results demonstrated PFC activity
creased linearly across re-appraise, watch, and negative- during extinction trials, and that greater activation of the
reappraise instructions. Importantly, these authors also PFC during extinction led to greater reduction in skin
found increased PFC activity in the re-appraise and conductance elicited by the CS (r=.66, Milad et al. 2007;
negative-reappraise conditions, and that amygdala activity r = .75, Phelps et al. 2004). Delgado et al. (2008) extended
increased linearly from instructions to re-appraise, watch, these fear-conditioning findings to an emotion regulation
and negative-reappraise. Other investigators (Eippert et al. paradigm. These authors embedded instructions to attend
2007; Goldin et al. 2008; Kim and Hamann 2007; Urry et (e.g., think of your feelings) or regulate (e.g., think of
al. 2006) have replicated these basic findings and demon- something calming in nature) their emotions into the same
strate that both re-appraise and negative-reappraise instruc- fear-conditioning paradigm used by Phelps et al. (2004),
tions led to increased PFC activity, re-appraise led to less with the exception of omitting extinction trials. Behavioral
amygdala activity relative to watch instructions, while data demonstrated that instructions to regulate led to
negative-reappraise led to greater amygdala activity relative decreased skin conductance in response to the CS relative
to watch instructions or re-appraise instructions. to instructions to attend. fMRI data demonstrated that greater
The above evidence demonstrating inverse relations PFC activity during instructions to regulate led to reduced
between PFC and amygdala activity is limited to correla- skin conductance responses to the CS. Amygdala activity
tional designs and it cannot be determined if increased PFC towards the CS was also reduced during instructions to
activity causes decreased amygdala activity, or if decreased regulate. These three studies (Delgado et al. 2008; Milad et
amygdala activity somehow causes increased PFC activity. al. 2007; Phelps et al. 2004) suggest that the findings from
Electrical stimulation and lesion studies in rodents and non- prior studies (see Ochsner and Gross 2005, 2008) general-
human primates, however, do provide some evidence that ize to a fear-conditioning paradigm, which may be a more
PFC activity causally affect amygdala output. Electrical ecologically valid paradigm for modeling anxiety disorders.
stimulation of the mPFC in rodents following a fear-
conditioning paradigm reduces neural responding in the Summary
lateral nucleus (Rosenkranz et al. 2003) and central nucleus
(Quirk et al. 2003) of the amygdala. Kalin et al. (2007) The data reviewed above suggest that emotion regulation
found that OFC lesions in monkeys led to less fear-related techniques can augment or diminish emotional responding,
behaviors (e.g., freezing) in response to a human profile depending on the technique employed. This effect appears
and a snake relative to monkeys without OFC lesions. to hold at both the cognitive-behavioral and neural levels of
Morgan and LeDoux (1999) found that PFC lesions in analysis. Moreover, the neuroimaging studies demonstrate
rodents reduced fear towards fear-conditioned stimuli, but that fear and emotion regulation engage distinct neural
did not affect fear learning. LaCroix et al. (2000) found that regions, and that neural regions mediating emotion regula-
depending on the particular PFC region lesioned in rodents, tion are negatively correlated with neural regions mediating
freezing towards anxiety-provoking situations or fear- fear during re-appraisal. Importantly, these effects are found
provoking situations were reduced. These data collectively in fear-conditioning paradigms that may provide a more
provide experimental evidence that regions of the PFC ecologically valid model of anxiety disorders (Delgado et
causally affect emotion processes. al. 2008; Phelps et al. 2004). The data also further
Another limitation of the neuroimaging studies cited demonstrate the distinctness of the fear/anxiety and emotion
above is that they are largely limited to using pictorial regulation constructs. Therefore, emotion regulation
stimuli to induce negative affect. Pictorial stimuli may not appears to be a distinct construct that may causally
be an externally valid experimental analogue of the day-to- influence fear/anxiety expression.
74 J Psychopathol Behav Assess (2010) 32:68–82

Traditional lower-order indicators of fear (i.e., overt- found that deficits in emotional clarity, the acceptance of
behavior, verbal-cognitive processes, and physiology) are emotions, the ability to engage in goal-directed behaviors
loosely coupled and multiply determined (Hodgson and when distressed, the ability to control impulsive behaviors
Rachman 1974; Zinbarg 1998). Neurobehavioral research when distressed, and access to effective regulation strate-
demonstrates that the amygdala may mediate behavioral, gies (all constructs measured via the Difficulties in Emotion
cognitive, and physiological indicators of fear (e.g., Davis Regulation Scale Gratz and Roemer 2004) were signifi-
and Whalen 2001; Myers and Davis 2007). Data also cantly related to analogue GAD status.
demonstrate that emotion regulation techniques affect these Research in this area has defined emotion regulation as
same behavioral, verbal-cognitive, and physiological indi- ways of responding to one’s emotions (regardless of the
cators. Moreover, neural regions mediating emotion regu- nature or quality of these emotions), with difficulties in
lation are strongly negatively correlated with amygdala emotion regulation consisting of dysfunctional (e.g., inap-
activity during re-appraisal. Accordingly, it is possible that propriate, inflexible, maladaptive) responses to emotions.
emotion regulation may determine significant variance As such, the current conceptualization of emotion regula-
among the three commonly-employed indicators of fear. tion distinguishes learned difficulties in emotion regulation
These data appear to address previous concerns over the from temperamental emotional vulnerabilities (Gratz and
loose coupling of fear indicators. For example, Rachman Roemer 2004). Recent research also indicates that self-
(1978) asked “How should we describe a person who feels report measures of emotion regulation predict anxiety
calm while approaching a feared situation but, when the disorder symptoms when controlling for measures of
responses are measured, displays clear physiological dis- emotion reactivity and temperamental emotional vulner-
turbances? An autonomic coward?” (p. 243). The current abilities. For example, Mennin et al. (2005) found that
conceptualization would suggest that emotion regulation analogue and clinical GAD samples exhibited difficulties
can modulate the output of fear and maintain goal-directed understanding emotions, negative reactivity to emotions,
behavior, and thus desynchrony is expected under some and an inability to self-soothe following the experience of a
circumstances. If the key dependent variables in anxiety negative emotion in comparison to healthy control partic-
disorder research are broadly construed as these lower-order ipants. Furthermore, such emotion regulation difficulties
indicators, then it appears that theory needs to account for were predictive of GAD status even when controlling for
the influence of both fear and emotion regulation strategies. worry, anxiety, and depressive symptom severity. A more
Finally, though specific emotion regulation topographies recent study also found that emotion regulation difficulties
have been linked with specific emotional consequences, it reliably predicted GAD above and beyond the experience
is unlikely that any emotion regulation technique is of non-clinical panic attacks and panic disorder (Tull et al.
universally ‘good’ or ‘bad’ across contexts. Future research 2009).
is needed to clarify the boundary conditions under which Other studies have also implicated maladaptive emotion
the different topographies effectively, and appropriately, up regulation in panic disorder, though some of this research is
and down regulate emotional responding. limited to self-report measures. For example, Tull et al.
(2008) found that the fear of bodily sensations predicted
experiential avoidance, emotional non-acceptance, and lack
Emotion Regulation Explains Incremental Variance of emotional clarity above and beyond other panic-relevant
in Anxiety Disorder Symptoms variables in a sample of 91 individuals with a recent history
(past year) of uncued panic attacks. Experimental exten-
Theory as well as experimental and clinical evidence sions also show that despite comparable levels of distress
suggest that anxiety disordered populations, especially and physiological arousal, participants with a recent history
persons with generalized anxiety disorder (GAD), appear of uncued panic attacks report using more emotionally
to be characterized by dysfunctional emotion regulation avoidant regulation strategies during exposure to positive
strategies (cf. Amstadter 2008). According to the emotion and negative emotion-eliciting film clips (Tull and Roemer
dysregulation model (Mennin et al. 2004), GAD is marked 2007). Anxiety sensitivity (AS) has been identified as a
by experiencing emotions quickly, easily, and with high core risk factor for the development of panic disorder
intensity. This emotional reactivity makes emotions difficult (Schmidt et al. 1999). However, recent work suggests that
to regulate and is further complicated by the difficulty with whether or not AS ultimately leads to the development of
identifying and understanding emotions that characterizes panic disorder may depend, at least in part, on how
those with GAD. Preliminary evidence for the emotion individuals regulate their emotions. Consistent with this
dysregulation model has been found in the literature, notion, Kashdan et al. (2008) found that among those high
though this research is limited to mainly self-report in AS, anxious arousal and worry were heightened in the
measures. For example, Salters-Pedneault et al. (2006) presence of less acceptance of emotional distress; anxious
J Psychopathol Behav Assess (2010) 32:68–82 75

arousal, worry, and agoraphobic cognitions were height- with anxiety psychopathology use substances and subse-
ened when fewer resources were available to properly quently develop anxiety problems.
modulate affect; and agoraphobic cognitions were height- Recent evidence suggests that the relation between
ened in the presence of high emotion expressiveness. emotion regulation and some anxiety disorder symptoms
Similarly, the experimental work by Feldner et al. (2006) is not necessarily direct. Cisler et al. (2009) found that a
further suggests that the affective consequences of emo- measure of emotion regulation [i.e., the Difficulties in
tional suppression in the context of a laboratory-based Emotion Regulation Scale (DERS); Gratz and Roemer
biological challenge procedure depend, at least in part, on 2004] did not independently predict self-reported spider
levels of AS. fear or contamination-related OCD when negative affect
Emotion regulation may also have incremental utility in and disgust propensity were controlled. However, emotion
explaining recovery from posttraumatic stress. For example, regulation interacted with disgust propensity to predict both
expressive suppression has been found to be associated spider fear and contamination-related OCD. Kashdan et al.
with posttraumatic stress disorder (PTSD) symptoms in a (2008) found that non-acceptance of emotions and limited
trauma-exposed community sample (Moore et al. 2008). A access to emotion regulation strategies moderated the effect
recent study also found that PTSD symptom severity was of anxiety sensitivity on anxious arousal, worry, and
associated with lack of emotional acceptance, difficulty agoraphobic cognitions. Kashdan and Steger (2006) simi-
engaging in goal-directed behavior when upset, impulse- larly found that social anxiety and expressive suppression
control difficulties, limited access to effective emotion interacted to predict low positive emotion and low positive
regulation strategies, and lack of emotional clarity (Tull et events. These data converge in suggesting that emotion
al. 2007). In addition, such difficulties in emotion regula- regulation may potentiate the contribution of emotional
tion were associated with PTSD symptom severity even reactivity (e.g., anxiety sensitivity, social anxiety, disgust)
when controlling for negative affect. Similarly, Cloitre et al. towards anxiety disorder symptoms. Accordingly, emotion
(2005) found that emotion regulation and interpersonal regulation may function in anxiety disorders as a moderator
problems were both significant predictors and together of the relation between emotion reactivity and anxiety
made contributions to functional impairment equal to that disorder symptoms.
of PTSD symptoms among women with a history of Lastly, research is also demonstrating that self-reported
childhood abuse. emotion regulation explains incremental variance in anxiety
Emotion regulation difficulties may also have implica- disorder symptoms among children and adolescents. Suveg
tions for the treatment of PTSD. For example, it has been and Zeman (2004) found that children diagnosed with
shown that participants’ improved capacity to regulate anxiety disorders self-reported less efficacy in controlling
negative mood states during exposure-based treatment negative emotions relative to control children, and mother’s
mediated the relationship between therapeutic alliance of children diagnosed with anxiety disorders perceived their
established early in treatment and PTSD symptoms at children as more emotionally inflexible. One recent study
posttreatment (Cloitre et al. 2004). Emotion regulation extends this literature to a more ecologically valid comput-
difficulties may also partially explain the high rates of PTSD erized assessment of emotional reactivity and emotion
among those seeking treatment for substance use disorders. regulation. Carthy et al. (2010, this issue) presented a
Indeed, emotion-focused coping has been found to mediate variety of ambiguous scenarios to children diagnosed with
the relationship between PTSD symptom severity and anxiety disorders and children without anxiety disorders. In
negative situational drug use (Staiger et al. 2009). one block, children read the scenarios, rated how negative
Evidence is accumulating that people with panic spec- they would feel in the scenario, and described what they
trum problems and relatively elevated levels of posttrau- would do to calm down in that scenario. In a second block,
matic stress symptoms utilize substances (e.g., alcohol, re-appraisal was explained to the children before again
nicotine) to regulate negative emotions to a greater degree presenting the ambiguous scenarios, asking the children to
than those without such problems (Bibb and Chambless re-appraise the scenario, and asked the children to rate
1986; Zvolensky et al. 2008). Importantly, use of these whether re-appraisal would help improve their feelings.
types of substances and related processes (e.g., withdrawal Results demonstrated greater self-reported negative emo-
from them) has been implicated in the development and tionality in response to the tasks among the anxious
maintenance of such conditions (Breslau and Klein 1999; compared to the non-anxious children. Moreover, anxious
Cox et al. 1989; van der Velden et al. 2008). Thus, while children reported using more avoidance and help seeking
substance use and related factors are thought to have direct behaviors and less re-appraisal in response to the scenarios
effects on the development and maintenance of these and perceived re-appraisal as a less effective emotion
conditions, the emotion regulation functions of these regulation strategy compared to non-anxious children.
substances are critical in understanding why many people While these studies are limited to verbal-report indices,
76 J Psychopathol Behav Assess (2010) 32:68–82

they suggest that emotion regulation deficits characterize ically demonstrated that long-term use of particular regula-
children with anxiety disorders. tion strategies causes long-term increases in anxiety
One specific area in the child and adolescent literature disorder symptoms. Second, there are numerous constructs
where the importance of emotion regulation is emerging is posited among the varying self-report measures of emotion-
in the study of anxiety control beliefs. Anxiety control regulation. There has been a paucity of psychometric
beliefs refer to one’s perceived ability to control negative research examining the structure of emotion regulation,
emotional and bodily reactions (Rapee et al. 1996), and this thus it is currently unclear whether these varying constructs
construct is considered central to understanding the devel- are unique versus overlapping versus redundant. For
opment of anxiety disorders (Barlow 2002). Anxiety example, the Difficulties in Emotion Regulation Scale
control beliefs are related to emotion regulation, such that (Gratz and Roemer 2004) has an ‘emotional awareness’
both constructs pertain to actual or perceived ability to and an ‘emotional clarity’ subscale that was supported by
influence one’s emotional reactions (Weems and Silverman an exploratory factor analysis, but it may be the case that
2006). Weems et al. (2003) found that children and these two scales are tapping the same construct (e.g.,
adolescents diagnosed with anxiety disorders had signifi- ‘emotional understanding’). Similarly, it is assumed for the
cantly lower perceived ability to control anxious reactions purposes of the present paper that the different emotion
compared to control children and adolescents. Further, regulation scales used across the studies are measuring the
anxiety control beliefs significantly discriminated between same ‘emotion regulation’ construct and that results can be
youth with and without anxiety diagnoses when controlling directly compared across studies. It will be important for
for both self-reported anxiety and locus of control. Weems future research to empirically demonstrate that the Accep-
et al. (2007) later found that anxiety control beliefs tance and Action Questionnaire (Hayes et al. 2004),
predicted unique variance in both child-reported and Anxiety Control Questionnaire, Difficulty in Emotion
parent-reported anxiety symptoms after controlling for both Regulation Scale (Gratz and Roemer 2004), Emotion
anxiety sensitivity and cognitive errors. Ginsburg et al. Regulation Questionnaire (Gross and John 2003), etc. all
(2004) similarly found that anxiety control beliefs predicted correlate with each other and demonstrate similar relations
unique variance in panic disorder symptoms among with measures of anxiety disorder symptoms. It also remains
adolescents after controlling for anxiety sensitivity. While to be seen whether self-report measures of emotion regula-
these data are limited to self-report indices of anxiety tion actually predict habitual use of the intended emotion
control beliefs, Hogendoorn et al. (2008) recently found regulation strategies. Finally, this section focused broadly on
that self-reported anxiety control beliefs and indirectly the evidence suggesting that emotion regulation explains
measured anxiety control beliefs (measured via an adapta- incremental variance in anxiety disorder symptoms, but
tion of the Implicit Association Task) both predicted future research is necessary to determine whether emotion
children’s self-reported anxiety. Finally, recent evidence regulation differentially modulates symptoms of the varying
suggests that cognitive-behavioral treatment for childhood anxiety disorders (e.g., is emotion regulation as relevant for
anxiety disorders may work through increasing anxiety understanding OCD as it is for understanding GAD?).
control beliefs. Muris et al. (2009) found that increases in
perceived ability to control anxious responding from pre- Summary
post treatment significantly predicted reductions in social
phobia and GAD symptoms from pre-post treatment when Data reviewed in this section suggest that maladaptive
also controlling for changes in negative automatic thoughts. patterns of emotion regulation characterize individuals with
These data further suggest that anxiety control beliefs, and anxiety disorders. Moreover, difficulties in emotion regula-
emotion regulation generally, are important in understand- tion remain significantly related to anxiety disorder symp-
ing childhood and adolescent anxiety disorders. toms even when emotional reactivity constructs, such as
The studies reviewed in this section primarily use general anxiety and depression, are controlled (Ginsburg et
correlational designs with self-report indices. It is important al. 2004; Mennin et al. 2005; Tull et al. 2007; Weems et al.
to note the relevant limitations of this basic design. First, 2003, 2007). Emotion regulation may also amplify the
the correlational nature of the data cannot rule out the effect of emotional reactivity on anxiety disorder symptoms
alternative hypothesis that elevated symptoms of anxiety (Cisler et al. 2009; Kashdan et al. 2008; Kashdan and
disorders causes deficits in emotion regulation, as opposed Steger 2006) or may involve behaviors that directly
to vice versa. This concern can be assuaged by examining increase risk of problem development (e.g., Breslau and
data from studies using an experimental design and finding Klein 1999; van der Velden et al. 2008). Accordingly, these
that emotion regulation techniques can cause changes in data compliment experimental research (e.g., Gross 1998b)
emotional responding (e.g., Gross and Levenson 1993, demonstrating that emotion regulation techniques can aug-
1997; Gross 1998b); however, it has not yet been empir- ment or diminish fear/anxiety and related psychopathology.
J Psychopathol Behav Assess (2010) 32:68–82 77

Theoretical Model response upon re-encountering the conditioned stimuli.


Heightened online fear outputs during re-encounters with
Based on the available evidence, it is possible to construct a the fear cues are proposed to have two immediate
testable model by which emotion regulation may function consequences. First, heightened online fear when re-
in the development and maintenance of anxiety disorders. encountering conditioned stimuli may then function as
Prior theory posits that dispositional factors, such as ‘re-conditioning’ events, whereby negative expectancies are
inhibited temperament and/or a tendency to respond with reinforced and the individual learns again that the fear cues
negative affect, may potentiate the effect of later specific are indeed signals for danger. Second, heightened online
learning pathways on the development of anxiety fear may strongly motivate avoidance, thus preventing an
disorders (Barlow 2002; Mineka and Zinbarg 2006). For opportunity for inhibitory learning (cf., Craske et al. 2008;
example, an individual high in negative affect would be Foa and Kozak 1986) during which the individual would
more likely to develop a phobia of dogs after being bitten learn that despite increased fear, the conditioned stimulus is
by a dog relative to an individual low in negative affect actually not a signal for danger. It is further proposed that
who is bitten by a dog. The two main pieces of these these two immediate consequences are routes by which a
models (i.e., dispositional factors; specific learning path- single event (i.e., re-encountering a conditioned stimulus)
ways) both explain emotional reactivity; that is, they contributes to the maintenance, as opposed to the weaken-
explain possible processes that result in an individual’s ing, of fear. Pre-existing (i.e., pre-conditioning) individual
heightened emotional reactivity either generally (i.e., differences in patterns of emotion regulation will likely
negative affect) or towards specific stimuli (i.e., specific predict the short-term use of emotion regulation strategies
learning pathways). post-conditioning, and thus will also predict the mainte-
Consistent with these well-supported theories of anxiety nance or weakening of fear during post-conditioning
disorder development, we propose that emotion regulation encounters with the conditioning stimuli.
functions in the development of anxiety disorders during The second process (see Fig. 2) proposed in this model
the post-conditioning phase (i.e., after initial fear/anxiety pertains to the long-term consequences of emotion regula-
learning). Emotion regulation may not be involved in the tion strategies. This suggestion is consistent with research
initial acquisition of either general fear/anxiety or fear/ reviewed above demonstrating that individuals with anxiety
anxiety towards specific cues. This is consistent with disorders appear to be characterized by relatively stable
neurobehavioral research demonstrating that the PFC may maladaptive patterns of emotion regulation. Heightened
not be involved in fear learning, but is involved in fear online fear as described in the first process is not
extinction (e.g., Morgan et al. 2003; Myers and Davis 2007; problematic per se. That is, a single distressing re-
Phelps et al. 2004; Quirk et al. 2000). We posit that encounter with a conditioned stimulus would not be a
individual differences in patterns of emotion regulation sufficient criterion for any anxiety disorder. In contrast, if
moderate the consequences of fear-conditioning process- emotion regulation strategies involving suppression and
es. This suggestion is derived from the research reviewed negative re-appraisal are used chronically and in an
above demonstrating that 1) emotion regulation technique inflexible manner, then there may be two main consequen-
moderates emotional responding in laboratory-based ces. First, this pattern of responding would result in
experiments, and 2) maladaptive patterns of emotion increased online fear occurring across encounters with
regulation explain incremental variance in anxiety disor- conditioned stimuli and accordingly motivate excessive
der symptoms above and beyond measures of negative avoidance of these situations, thus maintaining the fear
affect. The following derivative model proposes two across time. Second, chronic avoidance as a result of
temporally distinct processes by which emotion regula- these strategies would result in the functional impairment
tion may lead to the development and maintenance of that typically defines anxiety disorders, such as impaired
anxiety disorders. work performance and social relationships, and chroni-
The first process (see Fig. 1) pertains to the effect of cally enhanced online fear may result in the impairing
emotion regulation strategies on ‘online fear,’ that is, the degree of distress typically reported in individuals
immediate degree of fear experienced during a single suffering from these disorders. Again, pre-existing indi-
encounter with the conditioned stimuli. This is consistent vidual differences in emotion regulation will likely
with research reviewed above demonstrating that emotion predict the long-term use of emotion regulation strategies
regulation techniques can causally influence acute emo- post conditioning, and thus will likely predict the onset
tional responding. Emotion regulation strategies involving of disorder.
suppression (either behavioral or emotional) or negative re- This model is derived from the research reviewed above
appraisal are predicted to augment (i.e., moderate) the and it will be important for future research to test the
behavioral, physiological, and cognitive outputs of the fear predictions suggested in the model in an a priori manner.
78 J Psychopathol Behav Assess (2010) 32:68–82

Fig. 1 Emotion regulation strat-


egies may increase the expres- Online
sion of online fear upon Emotion Regulation
re-encountering conditioned Strategy
stimuli in a given moment

Fear conditioning process: Behavior

Direct conditioning
FEAR Cognition
Instructional conditioning

Vicarious conditioning Physiology

Heightened
Negative
Affectivity

Future Directions empirical attention. It remains to be seen whether other


types of emotion regulation techniques affect emotion
The body of research discussed above demonstrates that in manners similar to re-appraisal and suppression.
emotion regulation techniques can augment or diminish fear Additionally, it remains to be seen whether the emotion
at both the cognitive-behavioral and neural levels of regulation strategies are more or less effective depend-
analysis. Additionally, measures of emotion regulation ing on the emotion (e.g., disgust versus fear) regulated.
explain incremental variance in anxiety disorder symptoms In a related vein, most research has focused on
above and beyond measures of emotional reactivity. These conscious emotion regulation, but emerging work is
data suggest that theories of anxiety disorders should not demonstrating that emotion regulation often happens
only account for how heightened anxiety/fear is acquired, automatically (Mauss et al. 2007). It will be necessary
but should also account for how individuals regulate these to test whether automatically versus strategically
emotions. This body of research is new, and in keeping applied emotion regulation attempts have similar
with the tradition of an empirical approach to understanding emotional consequences. Future research along these
anxiety disorders, only more data will determine the lines may help determine just how far-reaching, or
ultimate utility of incorporating emotion regulation into limited, are the implications of emotion regulation for
theories of anxiety disorders. Empirically examining the anxiety disorder development and maintenance.
following considerations may facilitate this process. 2. Examine the temporal consequences of the different
emotion regulation strategies. The body of data
1. How do different emotion regulation strategies affect reviewed above largely suggests that during a short-
emotion, and do they differentially affect different period of time in the context of a laboratory experi-
emotions? Gross’s (1998a, 2001, 2007) model of ment, re-appraisal is an effective way to reduce
emotion regulation specifies several different emotion emotional responding and suppression and negative
regulation topographies. Only two of these (i.e., re- re-appraisal is an ineffective way to reduce emotional
appraisal and suppression) have received substantial responding. There is surprisingly little data regarding

Fig. 2 Inflexible use of emotion


regulation strategies over time Inflexible
may lead to the impairment that Emotion Regulation
typically defines an anxiety Strategies
disorder

Fear Impairment Anxiety Disorder


J Psychopathol Behav Assess (2010) 32:68–82 79

the long-term use of these strategies. On the one hand, better outcomes compared to treatments that do not,
some research (Gross and John 2003; Moore et al. and 2) whether a treatment’s efficacy is mediated by
2008; also see John and Gross 2004 for a review) found reductions in emotion regulation. Research along these
that habitual use of re-appraisal, as indexed via a self- lines will have important implications for both theory
report measure of emotion regulation, is positively and clinical practice.
correlated with the experience of positive emotion,
better social outcomes, and greater well-being, and
negatively correlated with the experience of negative
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