‘Buea of Aol aoe, ean ed Epes Order ATF 08370.10 SUBJECT. FEDERAL FIREARMS ADMINISTRATIVE are: ron2nct ACTION BOLICY AND PROCEDURES (OPI RECERTIFICATION DATE: 1002/2028 ‘0Ft: 700000 [ALATF Indust Operations Offees PURPOSE. This oer provides fat and consistent guidlines for adminis remesiester \Volatons daciose relative nepoctons ot Federal eam hesnsces eT 3} ‘CANCELLATION, This order cancels ATF 0 5370.16, Federal Firearms Administ Acton Ploy ana Procedures, dated Feoruary 24,2017 AUTHORITIES, 2 Tile 26U.S.¢. 5008 b. Tile 28, CFR, Sections 0190 and 0191 DISCUSSION. This oer dentifes the minimum guidelines fr adrinisrative action but doesnot ‘gress every poli scenaro or vision. Each fla dison = Dect, Incustty Operations (10) should ake the appropri ations fo ensure leersee complance prtechy the puble ‘twough proper appialon otis eer, While t's cenabl to have defnive guideines inhi area, every nepecton wnaue Administrative action is defined ss e warning later, waming corference,revocaten, Imposition af 8 ne, ando suspension ofa Federal frearms lense, including 2 "eonmmendaton of denial ofan orginal of ranewal aoplisation. and aerate scion 10 revocation, The fsuance of ATF F $030. Report af Volaions, nt an adminis ave Scion but rather 8 eocumentaton of nspactontncinge. 1% Tis potcy sar nara! guidance oly andi iw enforcement sonaive. {not lnlendec—and snow nt be carstuesto creata any Yai ot oer sublanns Ot Procedural. enforceable tam by ary egainel the United Slatce ards sources ‘fica, or employes BACKGROUND, This crder ses orth he general olcy gulne or administrative action recommendations lor FFL, © This sa natonal poy or determining asminististve actions io promt conistent and ‘equitable reschitons cf vnlaone ofthe Gun Convol Act (GGA). The fils shoul pursue allasminstatveactons in laton tothe cog violators and they crcumetances, The ‘elie ofthe vlatons arg thar mpae! en pubic afty ard he Bureau ot cohol “Tosaczo,Freaims ard E»plosies (ATF) aby fo rade vlont crime ete sgrficant Considerations forthe appropriate adriniatve acon. ATF may aso coneiser, ritgang factors. This order wl alow forthe mou eficien use ATE vonourees whe ‘antaning the goal of complanca thoughout the Maus, PageATF 0837010 soz018 ». ATE inspects lesnsees io ensure compliance with Federal reams laws by advcating licensees on tel resgonabiles. venting hey are comping wih the prewsions one ‘SCA and is mplementing regulators, an analzing operaichs to ete onsoie Aversion of rearme trem legal commetee tough rusty mapections. Complance with the GA by the frearms inst an asset part of adsessing natenuoccne onto and pub safety eats se autinee inATF's Svatope Plan © Pursuantto 18 U.S.C. 623), ATF rey only revoke a Fedral tears icense for ilu welatons ef tie GCA ands mamentng regulations. The rm wifes means purpose dstegard of plain notarence t,o reckless deregad oa ‘rou leglobigaton. ATF may alg overs 0” sutpond = leerao, or mpost 8 vi {ina for ttn olation ofthe Brady Hanagun Vint hel ana the CBs Safety Lack ‘tot 2005. ATF may revake for ary wilful volaten ofthe GCA incudng allot he \oiations discussed in ths oer and any ther vition of the GO REEERENCES, % ATF 0 1100.1680, Octogaton Orde-—Dalezation of Author within the Bureau of ‘Alcohol, Tobeeco, Firearm and plosives, Glos 15/16 1 ATFO3200:1 Montores Case Program, dees 305, © ATFO'500078A,Indusry Operations Manua dated 44! 4 The27 CFR Par a. & Tile 19Us6. 922, 1 Tie 18usc.¢2a, a Tile teus.cen, Poucy. 2 Audrinisrative Act 1 (1) This oder estabtes untied pian of acton for resokton of vlstonsinoush ‘sdmiistraiveacton Th plan groups ypee of ois nto eategares lor leh specie adminsrave acione af recommended, (2) This national policy wil assist Specal Agents in Charge (SACs). DIOs, fk ‘ouneel, Area Supersors (ASS), and Indust Operations Inveaigetors (ls) immaking appropiate recormenatons (3) Each inspection has unique and somtimes complex srcumstances, Thereiore, ‘NER in cases where wlaions appear wil the fea should ceneie’ tho folowing Questions wen recommending aint ation (2) the FFL wilinglabe to achieve and maintain volunary compliance? (©) Wine continued opstaten of ho FFL pose a treat te pubic saety or (2) Je the FL taking responsi for violations and wing o werk WMATE (6) lethe FFL’ fatureto propery compet and mainlain records etyATE 0897010 smoaz0%8 (©) Dovisitons nave @ news io pereons pitied fempossessing fren evortof Vioistions. The ld wilisue an ATF $090.5, Reporte Volatons. tothe FFL tor a wolatone dened ing einepecton, This aon dove rattenae determination e wifuress Warning Later The field may lesue a waming ltr (WL) when vestions of27 CFR, ay decide that a Wi nat necessary bmeed cote nahre see ‘numberof vletons, improvement m business operabons, recordkeeping ie ice the brevous inspection, FFL'scompiance Nita, ime elapand since praiocé mesetien te het relevant fctors may be consde’ea. Sending a We lo aFFL och not sonra y lermnaton of wituiess. olson tat ganraty ment @ WL-as ne mike, Seminsaive ation nolide—but ae tte tothe wh. (1) Faire to tinely andor caret mainain records of recep, manutacire, 'oporation o ner acquisien nS goreent or more othe feonsse's tol ‘cqustions during the nspeton period wha minmam of sOirssnses (2) Faire to tiney andor corey maintain rors of sales o otnedispostons {on 8 percert or mare of te iensee's total epostions aun the mspecion Period, with a minimum of 0 nstances, (9) Fate by th eensee to obtain comglet and accurate intrmation or any igs) an Forms 4479, quesfons 11 and 12. fale tw ensura he buyer, lgns are dates the Fern 4473 Incudefaiing te have he buyer rece {hal answer ihe vanuor kes place on fete te than fe tiga, Signature) on 5 percent or mors athe Forme 4473 gnaminea except apon any burchate is prohibted ~fle to swaperagapn’e ha), (4) Fale to record vat and complete transferee idertfcaton 2010 percent or rmoreat the Forms 473 ecarnes (©) Fale to record sry uansore identfeaton on 19 percent ar mote of the Forms 4c7Secamined (©) Faire toe ATF F 3310.4, Roport of Mule Sale or Otser Olgposton of Pistols and Revoets or ATF F 231012, Repent of Mull Sale or Otner Dispostion of Geran Res, Southwest Borger sates en) when aga, required andwth aminirum ot five isiances, (7) Missing treame ater inventor reconciistion (9, no records of deposition, ‘equred srainenne), (2) Fale to retain rogured GCA records for tansered teams to period of lene species By regulation (9 Transfer ofa itelshotgun to a esient of another State that violates Sttela (1) Failure te execute a Form 4473 or (9) The reum ofa tearm that was consaned te tecense (©) Me transteret ream toa low enercement oer fr personal use: or (©) The ransterof a frearm out of he business inventory to an FFL Page 2an aa) ay 4) as) 08) aa 0 a9 ATF ossr010 so)o20%8 ‘sponatla pereon (other than a slepropretr the ranstoe snot prohibes Fal to conduct a Neonal Instant Criminal Background Check Systm (NICS) ‘heck or obtain aternatve perfor (9) The reum ofa trea tht wes consigned tothe Keense, (©) Te transfer ofa freamto a aw enforcement fcr for personal se’ or (8) The transfer oa fresim oto busines inventory to an FFL cesponsible Person (ater thane sleproptoor, te transtarae i nt probed Fel to relieve a NICS (or equivalent State background check syst) e- ‘heck espense ror ithe ranser oa frean ane te anstetas not, Brohbed, FL waster a farm pir ta recelvng afl NICS response (or applicable Stale background chock system) and 3 businges cays (or the sate noting period) have not elapse, andthe peraon i nel promblod, FFL alto not ATF about wehange ofcotot FFL is engaged in en acivty not authorize by tha Federal frearmaticense (3. engaging in manifactringfrearme winout a merufocturerskeense Flute to inate now NICS chock when vansacton snot completesthin {he 30-day perio rom the date NICS was inhy comtared proved arte ptson i ot pena Fret ety report upon asconery ofthe thal or os of fies to bier ATF or lees enforcement Fete to recors NICS or Point of Coract background check intemation an 10 Percent or more of Forms 4473 examined wi 9 minimum o WOratances, ATE hos previously od the FFL i a Repar of Vsations within the prevous § Yeats andthe current inspection roves epested amar volatens) wins Sgnfeant improvement ‘A warming conference (NC) lots @ DIO or AS asters the FFL Polenta fo achieve complance and determine any plea elo pubiceaety ood freatm raceabily. Ircoes nl require a detormnston af mlflness 0 @ tl general eopropriate when the FFL has previously ben the subject ofa WL ‘2, andthe cure ispectionincstes sma epeatvlatons, Rough tl ‘may be appropriate tool a We Toran FFL haut Watery of provus velatons ora in certain cteumatarcas, The DIO may desde aks WL ot "no adinsrtve acon apropiate based onthe nate and maior of \olatons, provement wih business operaone eines the previews sspectn, omatanee hist, ume elapsea since any previous adminctaive scion ana ‘ier rlovant faces, I the velatons nucle a corporation, ATE mustinve a ceroratresponsise arson o Bie WC. (Ensute a copy af the WC nalileaton eve Satta the FFU comorate once) Pages© © ATE ssra30 Soroao% Ding the WC, ATF should provie the FFL with spect istuatins to achieve GGA componce. sna emphasize te mutual goal FATE andthe Indust fo sefowusra ve pubic Examples of vations that generally mit a Wi athe minim ‘sumiisatie acon, neude uta not Hees to he owing (8) Trander of frearm jncusing oaec recewver other than a rie or shoigun to an outa site resident (b) Faure tomar martes or manuaetredfrasims apsropitely (6) Faturetoexecue a Form 4473, exception use WML fo (1) The retun ofa fear that was consigned ioe license: (2) Thetranster ofa fream 1 law enlorcement fice for ersonat (3) The wansfere 9 fem out of business inventory fo an FFL ‘esparile parson father hana eol-poptetar Hine Wanetres Isat prontted. ~s00paragraah 710) (2) Falutta conduct 9 MICS check or abtan an arnt pam, ‘exception use WL (9) The retun of feearm thal was consigned tone lanes; (2) ‘Tetanster ot feosrm toa law enforcement ofieerfor personal use; or (3) Thetarsterof 2 frearm out of business inventory to an FFL responsible porsn other than a sole-proprete) ine \ranaeres ene poked = eee paregraph 7c). (©) Falureto enon helt loss to ath ATF anilocal law enforcemant (f)Condvstng business a! oeatone al auorzed as an extansion ofthe [eensed business promises, (@) FFL has prvousy bean te subject of @ WL of WC within he previous yore ana the eurent nepecton reves repestedsimisr ‘otto wih ne significant provement dees not resgonts the VIC noicat.n Iter ac there evidence that ans ace wf te O10 may rvoke (or deny a enewal anpcalen fe) Ihe Federal fren leans Aadionaly, the DIO may dei eer meeting wth he FFL o ater olenng ‘oportunty for compliance to pcceed wn revocation reneualstenals) fhe 110 believes the pete res tact cares by revoking or donjngronawal ot ‘ho Foserafrcarme leanse, te DIO wa praceew scsorsingy In any sushi tahich te DIO seotarevscsion or denial of rnewal,notfeaton fhe proposed {Suise cf scion musi ve nada through Fels Managemen Stat! Fronine Irvesigatve Suopon Brench (ISS) fmasogoH 930), Pagese ate og370.10 ‘0022018 Ininsiances in which its cetarmined nat the vlatons were not wu ara the Fea tealy to come ino compbance, the WC shal be the final adminitative stn ‘The We may nchid ATE Counts and wil iacuss means to achive comsance, the AS or DG may request writen propecaledosiged io achieve GCA compliance, ‘Revgcaton Under 18 US.C. 9731 0 o @ a hia naceseary to esistch willuness—the fel division must rove thal the Teansee knew sega ob}gtions under tne GCA and ether purposely, UTaregerded or demonstatad a lin ne ference ora reckless aogare 19 {horn to proceed wt evoratan unger 18 U.S.C, 823) Not every repoat Joins por ses will volaton. Angie ar avgh afew, Inadvertent ors in dings compete forms nay not amounts “uf flues evan wnen the FFL ofthe legal equate complet the fms. However. such acs ‘opti of even nereaee ater rspeted wanes and expianaions of ho ‘Severly oft alures, ons may fr as 2 matt ofiaw thal fe conse simply ‘ees re care sbotine aga requirements. The fates then show the FFL Pini msitoronce ans rare become will [ATF does ret have to esiablha nstry of pir welts to demonstrate ‘ifunoes, According ATF may evoke 2 Fedora rears license unser pprapratecscumstances based onan il elf Vlahos, di moet he Sliments ofwifuess such ae an ntentona raw sale or anovingy {fannterig to @pronbited person, refusing ATF night cf entry andinspectons (hunny ows of eperaion ate teense premise, dbeorinuing use of GCA fonuied acords,anowenglyenteag fase foi a ifentonaly making fave statement involving rue recoras under Ne GCA [ATF can establish the knowledge element ct wiunoss in sevralvays (a) Establish tho FL hae a hitry 0 sire, ropeat voto, and he Frepastion ter deeuments hat a6 (01 discusses thor wath he FFL REEF complance hilo can ntuse eter efots by ATF (neling «usifesion inspections 10 norte FFL abou is lagalresponsites 1) Use inspection ropa to etabchulfuness even fthe inspection {oandino volsions (1 abtromledgmens of Federal reams ‘eguatens, (eo) Statements er asmabions communicated by tne FFL er ts enaloyee() Sr wel ao atone by the FFL or fs employete) during an inspection et Findavea or ebatustes the napecton or ster evidence, can 150 elien wiltess [ATF fed counsel must evaluate ine fats ard ekcurstances surrounding an FoUv ateged vcloton() te determine wines. Simultaneous), a copy of {he industy Operalens Montores Case Eitng Peper wil be submit to ISG. Heese be iter removed f te Feld dsm decites roto pursue Montorad Cave Prostem {MOP} tine. (See 10 (3) for Regenat Heriette ERs eactcal (ADS) concurones) RRevocaion is an appropriate Kcening action under secon 823(e) andi strong FRcommerdes ih rescore the aicovery fhe following wil vltons whieh PagesATE 8970.10 Soreaeore ‘irecty pect the puoi (a) Transfer of frearm oa prohibited person while knouing oF nang ‘osenase eaute to boli ha he aneferee Isa pron bed person. (©) Allow an employee whois prohibited person tohave actual ‘conan posto on cia weaim whe krowirg ot having reasons ‘cause lo beleve thal the employes 8 profes person (2) Acualy angageina straw purchase ransacion (Le. the loansee knows ot has reasonable caine to beleve tat he translate of recor isnot the etal buyer) (e)_ Fal records requred under the GCA or making a abe 0° feitous (ikea ats RFP regen meping raters (2) Wibhold or mareprsent matasal information napping for alcense ater Sora oa eraton acon caret mates ‘oats (0) Faibreto conduct a NICS check or obtain aerative permit a falto Fattave a MIS (or equivalent iste Poi ef Cortct background check ‘yale responce pro othe Wanster of ivearm and he purchases promotes (@) Transfer of firearm proto receiving aia NICS resconse (or sopicable ‘tafe BOC background noc) and 3 ays have no lapsed since the FFL contacted the astem and ie purehaee Is ponies, oy Faluetocs ss occncantine use of equred GOA raced () Faire account fr sequed reams whch ecards indeate were in Frventcer within the pewous 8 yeore attr reconstiaten far which ‘Sspostion cove nase eosountes form rosa GCA rocrae(e ‘Sjltion and daposiion record Form 43) anda repeat violation ot ereasea vaquency D—_Retuseg ATF right of enty and inspecton during hous of operation at the Icersed premse (i Faure to spend to» frearm ace request within 24 hous anda & repeat votton (0) Discover fa fraarm with an abterted serial rumberin FFL'e hventoy (9) Tearaar ef tres oan underage person (9) Tee FFL has be previous 3 years ana the current inspection rv ont) with no sgn improvement he subi 2 WC In le of Revocation with the fe ropes simi (0) Anycther GCA vation not spectealy adressed in his rer where revocation may be appropriate Page?ATE 0 5970.10 sooaanie ‘FngsSurpensionsRevecsion/ under 19.8.6. 9220 or 82212 (1) ATE may evoke, suspend andor impoee a il fra frVoatins of te Brady Handgun Velence Prevention Act andthe Child Safety Lock Act of 2008. See 188.6. 9 072%, o22;) ana 024). tna stustons the ropoeed arcion fevacetah, suspension, andlor fine) must be spectcaly spol ota the Notea to Rovers or Suepend Licence angler meee aul Fae The FFL has the same igs fo sppesl a in citer GCA aumnstrave heorings (2) ATF canrevoe, suspend, andlor fine an FFL pursuart to 18.5.0. § 9226), This alowe for reveestion suspension for nat move than 6 months, andra Ci fine rhe varstt ot steer and lilisto conduct a NICS check ques by $BUSC.§ 922((1, whe NICS was avaloble and the pereon would nave been denies had @ NICS check Deen condkictad. The rant ha hes and the Taleo conduct he NES check must be done Knowing. (3) ATF canravoke, suspend, anor fine an FFL pursuant o 18 U.S.C. § $24) for fala to comply wih 18 USC, §822(2\') and rondo a secure gun storage or salty deve ath each vansir ofa nanogun,Vuth een excestons, ne Slows fr he revecaton susponson for not more tnan 6 marina. andor 8c fine torte transfer ofa handgun o sor icerave urlees ine Vanes rovdec with secure gun sorage oeatty dove (4) Notation of Chil Fine imaosed must be made to Federal Fretms Licensing Center (FFLC) and Finaneai Management Don (FMD) va mem, (9) ATF Feld counsel must evaluat tho fats and erounetances surouneigan FFL aleged viiatona to determine witness Smultanecusy cy othe Industry Operatons Montores Gate Briting Paper wile suomi to FSB. tan be later omoved ¥ tho fod ivision deades oto pursuereveeaon, ei Tne, andor suspension. (See 10.2 (3) for Ragnel ACC eaneutence) Denis (1) Anapotcaton ‘ora Feseratveams teanse may ony be denied ne sppliant {een nat meat one or move ofthe Sensing era oat fath mn 1B US ¢ 52310, Generally, ATF wil dary an appieaivn eneual of a Feseral rearme icanes based on wit volgtons atthe GCA and ine same cntera and procedures Duined for evocation under secon $23(c)n sechon 6 above (2) ATE wat deny appiations in which an sppleant fats to provide mara Information raqured an the oopleatin athe nppscan se han 1 year ld pronbted person, mada a mata ‘lg salemant on the appleton, ore 2 prt ‘lu voistr ef the GOA. Theve stations may ncate"appiestion dena” “hidden owrershiog,” or straw apricatons which usualy wale stusions share pas wilful valor or prohed persons ae resporatie partie but are Not isted onthe apsicaton ATF may also baxe a revoeation on nen ‘arersig. In crt sauatone, a feferal¥e ATF Grennal Enforcer ay be spprepiate (9) ATF fot counsel mus vauate the facts ang ereumstances surrounding an FFL aneped vlatona) to determine witness Saastansausy, copy ofthe Induty Gperaione Monitors Case Sting Pape wilve suomi to FSS. ‘anbe fate tomovea Fe eid dvs desaee atte pursue Jena (See 10.0 (8) or Regional ACE coneurance) PagesAte 0.597010 sonane%e he Absiate Aston, (1) Fer inspections that mei consideration fsevocationin which the DIO proposes fan aerate recormandaton, te inspections requled tobe supritid tothe IP for DAD dO} review. (AIF 0 $200.18, Monasres Case Progam) (2) ATF eld counsel must evaluate the facts and cicumstances suroundingan FFU aleges volofon(s) fe determine witness, Smutoneousy, «copy ct {he inusty Operations Montara Case Bietng Paper wl be suitisg > FS \ Omar Administrative Resaions (1) Pursuantto27 CFR 478.72-74 the DIO may afrd the FFLiappicar he Spporunty to suomal focs and arguments evow, coneisraion ard make (hrs of stern! bore o Sterne ssuance af @ Nate of Revocatonbenial Fegurng DAD, Inusty Operatons (0) aporoval. Examoles ncude a request formtemporary sabi perad a equasted dat frevocaon aie an sarees {son taueaion period. n sproprisie stations, where the avsan belaves the ooae may be reseled without conducting a hearing, tne DIO may also fer the FFL an apporuny fo meal with hroher to cuss potantal resolutions oF the meter air the lauence o @ ses f Reversion or Dera (2) Following the suanes of the Notca te Reveke.Deny a DIO may conser ‘strates to eting @ Fal Nate of Danial o! Applicaton, Revocaton, Suapenaan analor Fine ofa Federa Iwesrr tense wth ho concurence of {he DAD (0), The OIG should consul and work closely win et counsel on {he negutiaton cf tems and condition lo wheh ATF ma soprepratly 29°68 (9 [GENERAL GUIDANCE. The divslon management team may conde tne aporopite SGinnitotire aciavs The BO wil seck advice o eld course and tne ACC. (EsutCentaiies) when asking Asmunatanve Actors \Revocaton-Denia'Siepensionimpostion af Cl Fire fer DAD 1) approval andthe AD. Flea (Operators (FO) whan considering the appropiate saminstriveacion & —Theerderdoss not mandate doing any adminisyative action in 2 sequential or onseculve order. For exam, 2 WC may beheld or ravocaton sought ater the fret nepecion filers imoect pub saey or obsiut freerms taceaby Conversely, © YUL may be lesued ave the pr nspeston resulted in 3 WC. b, The 010 or AS wi conduct Ws. ©The O10 wil ensue the nly nkaon of administrative action occurs within 30 days of thelOlreper scomason dst. Tey sheul fnalze a leeue the post-conarence fer {or canoe requting = WO. no fat than 8 days ater nal DIO ree unons there ate Inigatng creumstaneas, The AS anou leave @ VIL wins 18 days of his her ovaw 4, ‘Thea ottes snouts suomet cate nvivngpoteil éenalsevocations io the IO ‘qihin 30 days cline mapecton euomission Sale THe DIO Nas 120 gas, nus of ‘Counsel evi, upon race che Inspectonto wave the Notice. Fel eaunse Wi haves maximum of 60 says exow and prepare ne Nota infra fe fr SSbmsion tothe B10 for ravinw and issuance’ The OAD (0) wl be Nod by the DIO ‘Wa ISB # these periods are not mt. Inspections may be suspended trom MCP wih DAD (1) preva the fit ison deedes na fo pursue asunstiatveacons meeting the MCP citeia Suspension, PagesATFOs370:10 sanzn0ts requoss are submited via Post Inspcton Infomation, {© ins vsatons ane olaons that pose & danger the public shoul be sound or ‘evocabon, and ie field mus! inmedlaaynolty ATF esmira enforcement The may Sa eats were envns ne srt ocr rates re Sant Prevention manager om pulsing smtencous reunions Wein ne concuence atte U.S. Atomny sOtce. Thora may be nutances where we “Goreinent evolves to ease hough revocation and 3 ermal ples, WATE pusues {veation. it wil fn procedures, Incudng hase requred oy ATF @ 4200 A antares Cate Program 9. HEADQUARTERS PO1 ICY REVIEW AND ALTERNATE RECOMMENDATIONS. 2 ATF must hand inspections and investigations win commendations fer sdinstistine ‘etons that meet the eriena cline WGP (eg feveentons drial, frpesitgn of ll ne Suspension ancior aterae to vevozatendarial ea) per ATF'O 8200 1A Mostored Case Proatam »_Altcmate recommendations to revocation soe secon 7.1) requte concurence of ne DAD Wo) before proceeding. Refer to AS Morual for oddtionl dance. 10, FIELD RESPONSIBILITIES, Retsonswitios fo eld personnel and management ae es fll ® —Industy Operant investaatr, The OL (1) lcondct the napecton per atalsned ATF gudsines including use ofthe soproved case manazamnen sytem, Ithey uncover vans. he TOl wl {btan and preserve al avaiable evidence ard document the vations to show ite volaons were wif neiving copies of Forme 4473 ard Acquaton and Disposton cers since ony documented vostons wile eted inthe Ncte= “Te 1 wil hen make the appropiate econmendain baved on te Suenos Contanedhetein ad lara tha epestion the AS. (@) Must communicate with and noty Ine AS of vations, frings, and ater ‘ecumstances imoucing puble softy upon cscavery > Arma Supenssor The AS (1) it eviow a rosrms especon repr and associated exits maintained “hin ne approved ease ranagerner stm entire the 10's ‘econmondaton masts euablanes gudeines and suaeriary fequirrents they equates performed al relovatnepecion wore stops, ana ney coreaty ents at necereay dts (2) Must eonmuntste wth ne IO and not hem of veations, Sings, andoiner Creumstances impacting publ safay upon discovery (2) Independent evaluate he 10s resemmersiation and inst tele ‘eeemmendaton in he aproved eace management system. I they disagree ‘nthe 101 recommendaton the AS wit document te reason) whine ‘acemmendaten selon ofthe case management systan. Tre AS rus submit Cases merting WC. revecaton denial fine x suspension 1 the OW within 32 Gays othe Ot suoresion ate © Director ndusty Onsrations. The O10 shal: (1) Reviow a insoscions tat recommend 2 WC and or aternate heres The DIO Page 1013 o “ ATF 05870.10 ronere0%9 shal complete eeemmendatin in he approved ease manapemart sys and atu the AS win Te calender days. ‘evi a inspection eesuling na racommenation of deni revocation, ‘Suspension fine, or nitorae fp revocation an comps a fecammandation Ine approved eats management ysiom. Addon, the OIG mus provide [Hstteation tough te Industry Operations Montoced Case Brating Paper and suumito FIs, ‘Request egal adie from ld counsel in al potenti allemate ‘ecommendatons 9 revacain. aquest ie course and ACC logal ‘aves fo all cent, rovecabor, suspension, and fnaeonccring ‘fue determnsuons an ligelon nazar. Advita the SAC of any aminsraive ection thal dea wih pototia frvasaion, Gena alleratcto ovomation, suspension, ohne ‘eoommendaiens, and oie administrative esol. 6 Counsel o a 6 _i the request ofthe 010, eld counse! wil reviw al inspection repos anc ‘ibis he approved case manager stems androvide egal ove on nuness delamentiors and sgneat igen Nazar nal aaminiai {otons, i couree| beieves tere neuen evidence fo prceed wh the proposed sdminsatveSrin ftakowus hero are substan fgation hazard, thoy wil prowce writon analysis. “The IO and counsel should use discretion i dtarining which violins to ‘age and only akege will vletons inthe Notca. In cota tances, & may fol Bein the interelo the Govarnment ee iglsed velavone wherein hore {re adeqvale wills otters to susan arevecabon ‘The ACE tor the apple ks dilon vil slew ard approve a proposed Notices end admire resluions fr logal soundness, ard compliance tnth ths poloy por onal aubmanon fo MCP and implemen of hoee totone. © Spas Agert in Charge. The SAC has timate svsion responsivity tsnsute tha this FEISEa pata) proper onion ‘To Ive end, bey may estaba acoal corals ‘tne crise, AVAILABILITY. The forms oul in hs de are vata at i FGonnectsbocumentarCentene-Forms. The Mandal Quine in tls ocr avabable at [Ar FConnecsOrganzaloroFiWld Operaionsincusty Operatons>i0\ Manual (TS, Documents uti inthis order must be EGOADS RETENTION REQUIREMENTS. Falaned m accordance wih AF O 7340 58, Rabares Management Program end ATF O 130.76, ATE Recor Cortat Schedule. 1 you nave any question rpardng tis oder, planes contac Fisk (QUESTIONS Management Sta, 202 646'3400, wh ltt Assia restr {Ofte of ick Operations) Pages