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TAH0010.1177/2040620717741860Therapeutic Advances in HematologyL Hill, A Alousi
Abstract: Graft versus host disease (GVHD) remains a major cause of morbidity and mortality
following allogeneic hematopoietic stem-cell transplantation (HSCT). Despite the use of
prophylactic GVHD regimens, a significant proportion of transplant recipients will develop
acute or chronic GVHD following HSCT. Corticosteroids are standard first-line therapy, but are
only effective in roughly half of all cases with ~50% of patients going on to develop steroid-
refractory disease, which increases the risk of nonrelapse mortality. While progress has
been made with improvements in survival outcomes over time, corticosteroids are associated
with significant toxicities, and many currently available salvage therapies are associated with
increased immunosuppression, infectious complications, and potential loss of the graft versus
leukemia (GVL) effect. Thus, there is an unmet need for development of newer treatment
strategies for both acute and chronic GVHD to improve long-term post-transplant outcomes
and quality of life for HSCT recipients. Here, we provide a concise review of major emerging
therapies currently being studied in the treatment of acute and chronic GVHD.
Keywords: acute graft versus host disease, allogeneic stem-cell transplantation, chronic graft
versus host disease, GVHD
Introduction of grade III–IV acute GVHD between 1999 and Correspondence to:
Elizabeth Shpall
Allogeneic hematopoietic stem-cell transplanta- 2012.6 Overall survival (OS) and treatment- Department of Stem
tion (HSCT) is a potentially curative treatment related mortality (TRM) were also noted to have Cell Transplantation and
Cellular Therapy, The
for both benign and malignant hematologic con- improved during this time frame for patients University of Texas MD
ditions. Unfortunately, graft versus host disease treated with tacrolimus-based prophylactic regi- Anderson Cancer Center,
1515 Holcombe Boulevard,
(GVHD) remains a major cause of morbidity and mens. This is encouraging data for both clinicians Unit 0423, Houston,
mortality following HSCT. Despite prophylactic and HSCT patients, as despite increasing age of TX 77030-4000, USA
eshpall@mdanderson.org
treatment, acute GVHD (aGVHD) affects 30– transplant recipients, increasing use of alternative
LaQuisa Hill
70% of recipients and chronic GVHD (cGVHD) donors, and use of more reduced-intensity condi- Center for Cell and Gene
occurs in 20–50% of recipients depending on the tioning regimens over time, there has been Therapy, Baylor College
of Medicine, Houston,
type of transplant, patient characteristics, and improvement in transplant outcomes.7,8 As we TX, USA
GVHD prophylaxis regimen.1–5 GVHD is a sys- continue to investigate potentially more effective Amin Alousi
Partow Kebriaei
temic inflammatory condition primarily mediated preventive and treatment strategies, hopefully we Rohtesh Mehta
by the transplanted immune system that can lead can continue to make a meaningful impact on Katayoun Rezvani
Department of Stem
to severe multiorgan damage. The need for transplant outcomes. Cell Transplantation
increased and prolonged immunosuppression to and Cellular Therapy,
The University of Texas
treat GVHD, in addition to the immunosuppres- We briefly discuss current knowledge of emerging MD Anderson Cancer,
sive effects of the disease itself, increases the risk mechanistic targets for treatment of aGVHD and Houston, TX, USA
of: infection, organ impairment, poor quality of cGVHD, and novel therapies that are showing
life and ultimately, mortality. promising efficacy in both upfront and steroid-
refractory (SR) settings. However, most of these
A large registry analysis by Khoury and colleagues agents are still in early-phase clinical studies and
recently reported a 20% decline in the proportion have yet to be evaluated in large, late-phase
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Therapeutic Advances in Hematology 9(1)
randomized controlled trials. Many of these The risk score was recently refined, based on vali-
agents are also being investigated in preventive dated data from a multicenter cohort totaling 1723
trials; however, that is beyond the scope of this patients. Standard risk was defined as single-organ
review. involvement [stage 1–3 skin or stage 1–2 gastroin-
testinal (GI)] or two-organ involvement (stage 1–3
skin plus stage 1 GI or stage 1–3 skin plus stage
Acute graft versus host disease 1–4 liver); all others were defined as high risk
aGVHD is an immunologically mediated process (Table 1). Standard-risk patients had a day 28
due to mature donor T cells interacting with host overall response rate (ORR) rate of 69% versus
and donor antigen presenting cells (APCs), lead- 43% in high-risk patients (Table 2). The 6-month
ing to release of pro-inflammatory cytokines, NRM was 22% versus 44%, respectively.
which in turn results in the proliferation and hom-
ing of activated T cells to aGVHD target tissues, Levine and colleagues also recently validated the
ultimately causing host tissue damage.9–11 Recent Ann Arbor biomarker risk score based on plasma
comprehensive reviews of aGVHD biology have levels of tumor necrosis factor receptor-1 (TNFR-
be performed by Magenau and colleagues12 and 1), regenerating islet-derived 3-alpha (REG3α)
Zeiser and colleagues,13 and are beyond the scope and suppression of tumorigenicity 2 (ST2).22 A
of this review. A number of major histocompati- risk score of 3 demonstrated a 46% ORR com-
bility complex (MHC)-independent mechanisms pared with AA1/AA2 patients who had an 81%
have recently been implicated in GVHD patho- and 68% response rate, respectively. A risk score
genesis based on findings in murine models. These of 3 was also associated with a less durable
will be discussed in more detail below. response (defined as a complete response for ⩾6
months without recurrence of symptoms), higher
Corticosteroids (steroids) remain the first-line of likelihood of later developing SR lower GI GVHD
therapy for both aGVHD and cGVHD despite and had an NRM of 46% at 6 months regardless
suboptimal response rates of 40–60%.14–16 The of clinical severity of GVHD (Table 2). By utiliz-
likelihood of response to treatment in aGVHD ing new therapies based on risk stratification
decreases with increasing severity of disease.2 For models, we may be able to improve outcomes,
patients who develop SR disease, the long-term while minimizing toxicity.
prognosis is very poor, with a mortality rate of
approximately 70–80%,14,17 as response rates
with second-line treatments are low.2,18,19 To Steroid-free acute graft versus host disease
date, no second-line therapy has been proven therapy
superior to another20 for the treatment of
SR-aGVHD, and choice of therapy is often based Sirolimus
on patient specific characteristics, side-effect pro- Sirolimus (also known as rapamycin) is a mam-
file, and physician preference. malian target of rapamycin (mTOR) inhibitor
that has immunosuppressive activity in addition
Such suboptimal outcomes underscore the need to its antineoplastic properties.23 Inhibition of
for new treatment strategies. One newly proposed mTOR impairs T-cell signaling, and its use as a
treatment paradigm is risk stratifying patients for prophylactic agent and as a second-line agent for
treatment based on clinical staging of aGVHD SR-GVHD have been previously reported.24–27
and blood biomarkers. This has been proposed in However, a recent retrospective analysis evalu-
an attempt to spare those likely to respond to ster- ated the use of sirolimus monotherapy as upfront
oids from excessive toxicity, and to identify those treatment in 32 patients with newly diagnosed
who are less likely to respond and require aggres- aGVHD who were poor candidates for steroids
sive upfront therapy to improve nonrelapse mor- due to older age, high risk of toxicity, or at high
tality (NRM). The aGVHD risk score, which risk for relapse.28 A total of 27 patients were iden-
classifies patients into high risk or standard risk tified as Minnesota standard risk and five were
categories at the time of diagnosis, was developed high risk. Of note, no patients with grade IV
by the Minnesota group to identify patients aGVHD were included in this cohort. A total of
unlikely to respond to upfront treatment with 16 (50%) patients achieved a complete response
steroids.21 Patients with high risk (HR) GVHD (CR) with sirolimus versus 59% of patients from a
were less likely to respond to therapy and had a matched cohort treated with steroids. These data
twofold increased risk of TRM. indicate that use of sirolimus as a steroid-free
22 journals.sagepub.com/home/tah
Table 1. Graft versus host disease organ staging categories and graft versus host disease risk.16
GVHD categories grouped by day n Day 28 OR of day p value Relative risk p value Relative p value GVHD
28 CR/PR CR/PR 28 CR/PR of mortality risk of TRM risk
(95% CI) (95% CI) (95% CI)
Stage 1–3 skin only** 901 68% 1.0 1.0 1.0 StdR
Upper GI only 115 78% 1.6 (1.0–2.6) 0.04 0.6 (0.4–0.9) 0.02 0.5 (0.3–0.9) 0.03 StdR
Stage 1–2 lower GI only 100 73% 1.3 (0.8–2.1) 0.29 1.2 (0.8–1.7) 0.41 1.6 (1.0–2.3) 0.04 StdR
Stage 1–3 skin + upper GI 90 69% 1.0 (0.6–1.6) 0.89 0.9 (0.6–1.4) 0.64 0.9 (0.6–1.5) 0.71 StdR
Stage 1–3 skin + stage 1 lower GI 71 61% 0.7 (0.4–1.2) 0.16 1.1 (0.7–1.8) 0.60 1.3 (0.8–2.1) 0.35 StdR
Stage 1 lower GI + upper GI 64 64% 0.8 (0.5–1.4) 0.42 1.2 (0.7–1.9) 0.54 1.4 (0.9–2.4) 0.18 StdR
Stage 1–3 skin + stage 1–4 liver 51 71% 1.1 (0.6–2.1) 0.71 1.3 (0.8–2.0) 0.30 1.4 (0.9–2.3) 0.17 StdR
Stage 1–3 skin + stage 1 lower 62 61% 0.6 (0.4–0.9) 0.12 0.6 (0.3–1.1) 0.11 0.6 (0.3–1.3) 0.18 StdR
GI + upper GI
Stage 1–2 lower GI + stage 1–3 12 50% 0.4 (0.1–1.4) 0.15 2.9 (1.4–6.3) 0.005 3.2 (1.5–7.0) 0.003 HR
liver
Stage 1–3 skin + (stage 1–2 lower 23 35% 0.2 (0.1–0.6) 0.001 3.0 (1.7–5.1) <0.001 3.2 (1.8–5.6) <0.001 HR
GI or upper GI) + stage 1–3 liver
Stage 3 lower GI only 65 55% 0.5 (0.3–0.9) 0.02 2.1 (1.4–3.1) 0.003 2.7 (1.8–4.2) <0.001 HR
Stage 1–3 skin + stage 2 lower GI 54 52% 0.5 (0.3–0.9) 0.01 1.5 (1.0–2.3) 0.08 1.6 (1.0–2.6) 0.06 HR
Stage 3–4 lower GI + (stage 1–3 55 36% 0.2 (0.1–0.4) <0.001 2.5 (1.7–3.6) <0.001 3.0 (2.0–4.5) <0.001 HR
skin or liver stage 1–4)
Stage 1–4 liver alone 25 48% 0.3 (0.2–0.8) 0.01 1.0 (0.5–2.3) 0.96 1.7 (0.8–3.8) 0.19 HR
Stage 1–3 skin + stage 3–4 lower 13 8% 0.1 (0.01–0.3) 0.002 4.3 (2.3–8.2) <0.001 7.4 (3.6–15.2) <0.001 HR
GI + stage 1–4 liver
Stage 4 skin only 13 38% 0.3 (0.1–0.8) 0.02 0.8 (0.2–3.1) 0.71 2.2 (0.7–6.9) 0.16 HR
Stage 4 lower GI only 22 22% 0.1 (0.03–0.7) 0.02 3.5 (1.5–7.9) 0.003 3.1 (1.2–8.1) 0.02 HR
GVHD, graft versus host disease; CR, complete response; PR, partial response; CI, confidence interval; TRM, treatment-related mortality; GI, gastrointestinal; StdR, standard risk; HR,
high risk.
journals.sagepub.com/home/tah 23
L Hill, A Alousi et al.
Therapeutic Advances in Hematology 9(1)
Table 2. Day 28 response rate and 6-month nonrelapse mortality by risk scoring systems.
Refined Day 28 RR 6-month NRM n
Minnesota aGVHD
Risk Score CR PR % 95% CI
primary therapy would potentially be safe and JAK inhibition impairs the differentiation and
effective for aGVHD. The Bone Marrow function of dendritic cells, the most important
Transplant Clinical Trials Network (BMT CTN) APCs, causing reduced T-cell activation.34,35
1501 trial is a phase II trial investigating the use of These data support the potential role of JAK inhi-
single-agent sirolimus versus prednisone for front- bition for treatment of GVHD.
line treatment of standard-risk aGVHD by refined
Minnesota risk criteria, with further confirmation Ruxolitinib. Ruxolitinib is a JAK 1/2 inhibitor that
based on the Ann Arbor biomarker risk score has been shown to have a significant role in signal-
[ClinicalTrials.gov identifier: NCT02806947]. ing pathways mediating inflammation in acute and
chronic GVHD,36 in addition to roles in adaptive
and innate immune responses. It has been shown
Kinase inhibitors that interferon gamma receptor (INFγR) signaling
is mediated via JAK1/JAK2 and is upregulated in
Janus kinases activated Tcells.37 T cells deficient in INFγR cause
The Janus kinase (JAK) family is composed of significantly less GVHD compared with wild-type
four tyrosine kinases that function as signal trans- T cells, and pharmacologic inhibition of JAK1/2
ducers of cytokine-mediated pathways to control in mouse models leads to less GVHD, in addition
cellular proliferation, survival and differentia- to preserving anti-leukemic effects previously
tion.29 JAKs associate with a variety of cytokine reported.37,38 Spoerl and colleagues showed that
receptors, and activation of JAK leads to phos- JAK 1/2 inhibition led to reduction of pro-inflam-
phorylation of signal proteins of the signal trans- matory cytokines and an increase in the frequency
ducers and activators of transcription (STAT) of regulatory T cells (Tregs) in mouse models with
family, which act as transcription factors for pro- improved survival in mice who developed acute
inflammatory genes.30 JAK1 and JAK2 are both GVHD and reduced histopathological grading.30
widely expressed, and their inactivation leads to Based on this observation, they trialled six patients
impairment of immune function via cytokine- with heavily treated SR-aGVHD with ruxolitinib.
induced intracellular signaling of lymphocytes.31 Two patients with GI GVHD had complete resolu-
tion of symptoms during treatment, one patient
While inhibition of JAK1/2 (nonspecific inhibi- with liver GVHD had complete normalization of
tion) significantly reduces T-cell function, recent bilirubin, and all four patients with skin GVHD
evidence suggests that specific inhibition of JAK1 had a response to ruxolitinib therapy. All patients
may be the primary mediator of response.32 More also had a reduction in serum levels of pro-inflam-
specific targeting may ameliorate off-target effects matory cytokines [interleukin-6 (IL-6) and IL-2R],
such as myelosuppression which is primarily and the amount of corticosteroids required.
mediated by inhibition of JAK2-associated recep-
tors required for hematopoietic cell development In a multicenter survey study done in centers
and proliferation.33 There is also evidence that throughout Europe and the US, 54 patients with
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L Hill, A Alousi et al.
Table 3. Clinical trials of tyrosine kinase inhibitors (registered through ClinicalTrials.gov).
SR-aGVHD (grade III or IV) were treated with off- placebo in combination with steroids is currently
label use of ruxolitinib39 at a dose of 5–10 mg orally being planned through the BMT CTN.
twice daily. The ORR was 81.5% (44/54) with 25
(46.3%) patients achieving a CR. The median time
to response was 1.5 (range 1–11) weeks, and only 3 Proteasome inhibitors
patients experienced a GVHD-relapse, suggesting Proteasome inhibitors (PIs) are drugs that inhibit
durable response was achievable. The 6-month sur- the proteasome, which are enzyme complexes
vival was 79%. Cytomegalovirus (CMV) reactiva- that are responsible for regulating protein turno-
tion and cytopenias were the most common adverse ver within cells. They have been shown to have
events (AEs) observed. CMV reactivation occurred immune-modulating effects in murine models of
in 33% of patients, all of which responded to antivi- aGVHD and cGVHD, including deletion of allo-
ral treatment. Grade III/IV cytopenias, a previously reactive T cells, inhibition of APCs, inhibition of
established side effect of ruxolitinib, occurred in IL-6, increased survival of Tregs, and decrease in
33% of patients. Several phase II and III trials are levels of B-cell activating factor (BAFF).41 Several
currently ongoing for SR-aGVHD (Table 3). PIs have been US Food and Drug Administration
(FDA) approved for the treatment of multiple
Itacitinib. Results from a phase 1 trial of selective myeloma.
JAK1 inhibitor itacitinib (INCB039110) in
patients with aGVHD were reported at the 2016
American Society of Hematology Meeting Bortezomib
(ASH).40 Patients with grades II–IV aGVHD Bortezomib is a first-generation, reversible PI that
were randomized 1:1 to a dose of 200 or 300 mg directly induces apoptosis of tumor cells by sup-
orally once daily of INCB039110 combined with pressing tumor-survival pathways and arresting
steroids, and were stratified based on treatment- cell growth.42 It is a potent inhibitor of nuclear
naïve (n = 14) versus SR (n = 17) disease. Pre- factor-kappa B, which regulates the transcription
liminary results showed a day 28 ORR of 88.3% of multiple pro-inflammatory genes, and is impor-
when used in the first-line setting as treatment for tant for T-cell proliferation, activation and
aGVHD, and 64.7% for SR disease. GRAVI- survival.43
TAS-301 is a phase III trial currently recruiting
for front-line treatment of aGVHD with itacitinib Several preclinical and early-phase studies have
versus placebo in combination with steroids [Clin- shown bortezomib to be effective in preventing
icalTrials.gov identifier: NCT03139604]. A phase aGVHD,44–47 although in one murine study,
II trial of upfront use of a JAK1 inhibitor or delayed or prolonged administration was
journals.sagepub.com/home/tah 25
Therapeutic Advances in Hematology 9(1)
associated with severe colonic toxicity.45 Given is a phase II/III study for treatment of newly diag-
the critical role of T cells and pro-inflamma- nosed LGI aGVHD in combination with steroids
tory cytokines in the development of aGVHD, [ClinicalTrials.gov identifier: NCT02956122],
bortezomib would be a potential therapeutic and the other is an early-access trial for patients
candidate. with SR-aGVHD [ClinicalTrials.gov identifier:
NCT03172455]. A pilot study for use of ATT in
Results of a small phase II study [ClinicalTrials. SR-aGVHD has completed enrollment, but
gov identifier: NCT00408928] evaluating the use results are not yet available [ClinicalTrials.gov
of bortezomib for SR-aGVHD, the largest to date, identifier: NCT01700036].
were recently reported by Wagner and col-
leagues.48 Eleven patients were treated on study
with eight patients being evaluable for response. Interleukin-22
Two patients (25%) achieved a CR, and two IL-22 is a cytokine produced by cells from both
patients had a partial response (PR). However, 10 the adaptive and the innate system including
patients died, with the majority of deaths attrib- CD4+ T cells, CD8+ T cells, natural killer cells,
uted to infection (60%), followed by progressive and gamma-delta (γδ) T cells.53 It serves an essen-
disease (20%). One patient also died of hemor- tial role in host defense against extracellular path-
rhage and pulmonary complication, respectively. ogens, strengthens epithelial barrier function by
The authors were unable to determine if any of acting upon intestinal stem cells (ISCs), and helps
the deaths were related to the use of bortezomib. with tissue repair and wound healing. In addition
While bortezomib appears to have some activity in to its protective properties, it has pro-inflamma-
treating aGVHD, additional studies are needed to tory properties when produced in excess.53,54
better determine the safety and toxicity profile. Studies of murine models transplanted with
IL-22-deficient grafts showed loss of ISCs, devel-
opment of more severe aGVHD and increased
Cytokine modulation mortality compared with wild-type models.55,56
Lindemans and colleagues showed that treatment
Alpha-1 antitrypsin of murine models with IL-22 in vivo reduced
Alpha-1 antitrypsin (AAT) is a serine protease intestinal pathology and mortality from GVHD.57
inhibitor that is able to modulate immune and There is also a potential relationship between
inflammatory functions through alteration of IL-22 and the microbiome, as microbacteria has
cytokine profiles.49 Low AAT plasma levels in been shown to induce IL-22 secretion that then
human donors were found to be associated with a induces the production of antimicrobial pro-
higher rate of aGVHD in recipients50 and GVHD teins.57–59 There is currently a phase I/II clinical
severity increased with decreasing AAT levels as trial underway [ClinicalTrials.gov identifier:
well. An inverse relationship between AAT levels NCT02406651] evaluating the safety and feasi-
and GVHD was noted, with high levels of ATT bility of use of IL-22 in combination with corti-
exerting a protective effect against GVHD while costeroids for the treatment of newly diagnosed
maintaining, or even enhancing, graft versus leu- grade II–IV acute LGI GVHD.
kemia (GVL) activity50 and decreasing mortality
in mouse models.51 Donors treated with ATT
had an increase in Tregs, as well as a 50-fold Monoclonal antibodies
increase of IL-10, favoring an anti-inflammatory
profile. Natalizumab
Natalizumab is a humanized monoclonal anti-
Based on these observations, a prospective phase body (mAb) against α4-integrin containing adhe-
I/II dose-escalation study was performed to eval- sion molecules which are widely expressed on
uate the use of ATT in the treatment of leukocytes, primarily lymphocytes.60 Based on
SR-aGVHD. Twelve patients were enrolled in studies done in inflammatory bowel disease
the first two cohorts (all grade III or IV GVHD (IBD), it has been recognized that the endothe-
with stage 3–4 lower gastrointestinal (LGI) lium plays a key role in the pathogenesis of inflam-
involvement), and eight patients achieved a mation and in mucosal immune trafficking.61
response, with four patients achieving a CR.52 Natalizumab inhibits adhesion molecules, pre-
There are currently two clinical trials underway to venting leukocyte migration from the circulation
further evaluate the use of ATT for GVHD. One into inflamed gut mucosa.60,62 It is currently FDA
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L Hill, A Alousi et al.
approved for use in multiple sclerosis and Crohn’s clinical efficacy will need to be confirmed in phase
disease. Despite its proven efficacy in these dis- II/III trials. A multicenter phase II study recently
eases, use has been limited due to the possible opened and is recruiting [ClinicalTrials.gov iden-
side effect of progressive multifocal leukoenceph- tifier: NCT02993783].
alopathy (PML) – a potentially life-threatening
demyelinating neurologic disease. There has been
a reported incidence of 4.2 cases per 1000 patients Brentuximab vedotin
treated.63,64 Brentuximab vedotin (BV) is an anti-CD30 anti-
body–drug conjugate composed of the antimicro-
Acute GI GVHD is often propagated after intes- tubule agent monomethyl auristatin E (MMAE)
tinal damage from transplant-conditioning regi- and a human CD30 antibody. It has been
mens, leading to significant inflammation in the approved for the treatment of relapsed classical
gut lining. Therefore, it would seem plausible Hodgkin lymphoma, systemic anaplastic large
that natalizumab might be able to mitigate GI cell lymphoma and for postautologous HSCT
GVHD by preventing homing of leukocytes to the consolidation of those CD30+ diseases. CD30 is
GI tract. Patients are currently being recruited for a tumor necrosis factor receptor family member
two phase II studies evaluating the safety and effi- and is highly expressed on activated lymphocytes
cacy of natalizumab for treatment of GVHD. One with minimal expression on normal tissues.71
study is evaluating its use in combination with Infiltrating lymphocytes in chronic autoimmune
steroids for initial treatment of acute GI GVHD and inflammatory diseases such as rheumatoid
[ClinicalTrials.gov identifier: NCT02176031]. arthritis and systemic sclerosis have also been
The second study is evaluating the combination shown to express high levels of CD30.72,73 In pre-
for treatment of high-risk aGVHD (based on Ann clinical studies, Chen and colleagues demon-
Arbor risk score) with the primary outcome being strated that patients with aGVHD had a higher
rate of CR at day 28 [ClinicalTrials.gov identifier: percentage of CD30 expressing CD8+ T cells,
NCT02133924]. significantly higher plasma levels of soluble
CD30, and increased CD30+ lymphocytes in
affected intestinal tissue compared with patients
Vedolizumab without aGVHD.74
Vedolizumab is a mAb that specifically inhibits
α4β7 integrins located on activated T cells from Based on these results, a multicenter phase I trial
interacting with MAdCAM-1 (located on gut epi- was initiated to investigate the use of BV for the
thelium) preventing homing to the intestinal treatment of SR-aGVHD.75 Thirty-four patients
mucosa.65,66 It is currently FDA approved for the were treated in the dose-escalating study to deter-
treatment of Crohn’s disease and ulcerative coli- mine maximum tolerated dose (MTD). The
tis. Several preclinical murine studies have shown study initially had a schedule of weekly dosing for
that α4β7 integrins play an important role in the 3 weeks followed by maintenance dosing every 3
development of intestinal GVHD.67–69 A recent weeks for four additional doses. However, after
case series describing the off-label use of vedoli- treatment of six patients with death of two patients
zumab for treatment of SR-aGVHD of the GI from neutropenic sepsis, the study was revised to
tract showed promising results.70 Five patients dosing every 2 weeks for four doses with cohorts
with clinical grade IV GI GVHD were treated; of five patients per dose level (0.6 mg/kg, 1.0 mg/
four patients had isolated GI manifestations and kg, and 1.2 mg/kg). The dose-limiting toxicity
one patient had multiorgan involvement. (DLT) was defined at 0.8 mg/kg after one patient
developed sepsis and multiorgan failure. Grade
Four patients were able to discontinue systemic III toxicities included neutropenia, headache,
steroids after receiving three doses of vedoli- hypoxia, ileus and elevated bilirubin. No periph-
zumab, and two patients were off all immunosup- eral neuropathy of any grade was observed.
pressant medications at the time of last follow up.
Clinical responses were noted within 7–10 days The day 28 ORR was 38.2% with five (14.7%)
with patients receiving a variable number of infu- patients achieving a CR and eight (23.5%)
sions.70 The median time to follow up was 10 patients achieving a very good PR (VGPR). At
months, with four patients alive and receiving day 56, seven additional patients had achieved
outpatient care. No associated toxicities were CR; three of whom had previously achieved
mentioned. Safety and toxicity, in addition to VGPR. Responses were not significantly different
journals.sagepub.com/home/tah 27
Therapeutic Advances in Hematology 9(1)
for individual organ involvement: intestinal (n = improved response rates (76% versus 47% and
10; 42%), liver (n = 5; 45%), and skin (n = 5; 82% versus 68%, respectively; p = 0.03 for both).
28%), however the study was not designed to
assess efficacy. The OS at 6 and 12 months follow Hashmi and colleagues performed a systematic
up was 41% and 38%, respectively. Of those review and meta-analysis to assess response and
patients (n = 16) who did not respond to BV, survival in patients with SR-aGVHD treated with
only one remained alive at 12 months. Causes of MSCs.88 Thirteen nonrandomized studies includ-
death in the other patients were: GVHD (n = ing 336 patients were included, and six studies (n
11), infection (n = 3), and disease relapse (n = = 119) provided data on primary outcome of
1). Larger randomized trials are needed to con- 6-month survival following treatment with MSCs.
firm efficacy. The weighted 6-month survival was 63% [confi-
dence interval (CI) 50–74%] compared with the
Multiple mAbs targeting different pathways in weighted average of 49% from 29 non-MSC
the pathophysiology of aGVHD have been evalu- studies of American Society of Blood and Marrow
ated in the past. The responses and toxicities of Transplantation (ASBMT) that were used to for-
several of the older agents compared with newer mulate guidelines for recommended second-line
aAbs are summarized in Table 6. However, cross therapies. However, this must be interpreted with
comparison of these studies is limited due to caution as there were many limitations of the
multiple factors, including differences in study study, including differences in timing of adminis-
design (the majority of reports are retrospective tration of MSCs, heterogeneity of study popula-
series), varying definitions of SR-aGVHD, tions, variable definitions of SR disease, and
heterogeneous patient populations, variation in variability in the dose and quality of the MSC
time-to-response assessments, and use of succes- product. Thus, direct comparison of MSCs with
sive salvage agents. other second-line agents in prospective, rand-
omized trials are needed to reach a definitive con-
clusion on survival advantage. There are currently
Adoptive cell therapy four studies for upfront use and nine studies for
SR-aGVHD underway utilizing MSCs for treat-
Mesenchymal stromal cells ment of aGVHD (Table 5).
Mesenchymal stromal cells (MSCs) are pluripo-
tent stem cells that are able to differentiate into
multiple cell lineages of mesenchymal origin Microbiome restoration
including osteoblast, chondrocytes, and adipo-
cytes.76–79 They have been shown to inhibit B- Fecal microbiota transplantation
and T-cell activation, block the function of APCs, Alteration of intestinal homeostasis, via disrup-
inhibit natural killer cells, and increase tion and damage to the gastrointestinal epithe-
Tregs.78,80,81 MSCs can be isolated and expanded lium, has emerged as having a critical role in the
ex vivo from bone marrow, umbilical cord blood, development and severity of acute GVHD involv-
adipose tissue, and placenta.76,78,82 MSCs do not ing the GI tract.89,90 Dysbiosis, or loss of intesti-
express class II human histocompatibility leuko- nal diversity, has been associated with increased
cyte antigens (HLA) and therefore do not pro- TRM.91–93 Obligate anaerobes, particularly mem-
voke immunologic responses in HLA-mismatched bers of the Clostridiales order, have been identi-
recipients. fied as important mediators of intestinal
homeostasis by upregulation of intestinal Tregs
MSC therapies have been studied in phase I and and inhibition of inflammation by producing anti-
II trials for the treatment of SR-aGVHD with inflammatory cytokines.94 Increased abundance
overall responses ranging from 60–75%.83–86 of intestinal Blautia (a member of the Clostridia
Results from two multicenter, randomized phase class) has been associated with reduced GVHD
III trials led by Osiris Therapeutic were reported, mortality and improved OS.95
in abstract form only, on the use of MSCs for
treatment of de novo aGVHD and SR-aGVHD.82,87 Two recent small case series utilized fecal micro-
Neither trial reached its primary endpoint of biota transplants (FMTs) in an attempt to
durable CR ⩾28 days. However, patients with SR restore normal intestinal flora. The first study
liver and GI GVHD treated with Prochymal, the evaluated the safety and efficacy of FMT in
Osiris product, were reported to have significantly patients with SR or steroid-dependent aGVHD.
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L Hill, A Alousi et al.
Out of a total of four patients, three had achieved Chronic GVHD is a multiorgan disease associ-
complete resolution of symptoms at day 28 ated with significant immunodeficiency which
GVHD assessment, and one had a PR.96 In a makes treatment with immunosuppressive medi-
study evaluating three patients with SR-acute GI cations challenging due to the increased risk of
GVHD who received FMT on a compassionate severe, life-threatening infections.3–5 As previ-
use basis; two patients had resolution of all signs ously mentioned, steroids are the most widely
and symptoms of GVHD and one patient had used first-line therapy for treatment of moderate-
partial resolution.97 No significant severe AEs, to-severe cGVHD with or without the addition of
including infection, were attributed to the proce- other immunosuppressive agents.4 If patients fail
dure in either study. In the latter study, all three to respond or have progressive disease with ster-
patients ultimately died from non-GVHD causes oid therapy, second-line treatment is required.
with duration of response lasting 8–9 weeks at The response rate to second-line therapy is
time of death. Early-phase trials are currently in reported to be 25–50% based primarily on phase
development at MD Anderson Cancer Center II trials, with no single therapy being better than
and Memorial Sloan Kettering to determine if any other.104,105 Choice of therapy is generally
these results are reproducible. based on patient comorbidities, organs involved,
and physician experience.
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Therapeutic Advances in Hematology 9(1)
accurate responses. It often takes 4–6 weeks to Ibrutinib was recently granted FDA approval,
note objective improvement in cGVHD following the first drug to ever be approved for treatment
initiation of therapy, although they reported of cGVHD, based on results from a multicenter
observing improvements as early as 1 week after phase II study evaluating the safety and efficacy
treatment was started. of its use in patients with cGVHD who had failed
one to three lines of prior systemic therapy.113
Larger, prospective randomized controlled trials Forty-two patients with steroid-dependent or
are needed to determine the true response rate -resistant cGVHD were treated with a daily dose
based on standardized grading of responses, and of 420 mg of ibrutinib. The ORR was 67%
to determine the optimal dosing schedule and (28/42 patients; 21% CR; 45% PR). A total of
duration of treatment required for long-term con- 71% of responders had a sustained response of
trol of GVHD. Several phase II and III trials are at least 20 weeks. Approximately one third of
currently ongoing (Table 3). patients who responded were able to reduce the
dose of steroids to ⩽0.15 mg/kg/day during the
Baricitinib. Baricitinib is an oral JAK1/2 inhibitor course of the study, and five patients were able
developed for the treatment of rheumatoid arthri- to completely discontinue steroid therapy.
tis (RA), atopic dermatitis, and systemic lupus Improvement occurred in multiple organ sys-
erythematosus (SLE). It received its first global tems, with 42% (5/12) of patients with at least
approval in February 2017 for refractory RA in three involved showing a response in at least
the European Union. There is a phase I/II three organs, which were associated with
study underway evaluating its use in the treat- improvement in quality of life.
ment of SR-cGVHD [ClinicalTrials.gov identi-
fier: NCT02759731]. Importantly, the drug was not without toxicity,
with the most common AEs observed being
fatigue (57%), diarrhea (36%), muscle spasms
Ibrutinib (29%), nausea (26%) and bruising (24%).
Ibrutinib is an irreversible inhibitor of Bruton’s Serious AEs occurred in 22 patients (52%) with
tyrosine kinase (BTK) and IL-2 inducible T-cell ⩾grade III occurring in 17 patients (40%). Two
kinase (ITK). BTK is primarily responsible for deaths were reported due to multilobular pneu-
the activation of signaling pathways involved in monia and bronchopulmonary aspergillosis.
B-cell proliferation, trafficking and adhesion, There is currently a phase III trial [ClinicalTrials.
while ITK is involved in the secretion of IL-2 and gov identifier: NCT02959944] underway evalu-
T-helper 2 cytokines. While the exact involve- ating the efficacy of corticosteroids plus ibruti-
ment of BTK and ITK in the pathogenesis of nib versus placebo for the frontline treatment of
cGVHD is not known, given the role of T- and new-onset moderate-to-severe cGVHD.
B-cell dysregulation in the development of
cGVHD,108–110 there have been investigations
into targeting the B-cell receptor (BCR) and Spleen tyrosine kinase inhibitors
T-cell receptor (TCR) signaling pathways. Spleen tyrosine kinase (Syk), predominantly
expressed in hematopoietic cells, has recently
In studies of murine models of cGVHD, treat- been identified as being necessary for both TCR
ment with ibrutinib was shown to delay disease signaling activation,114 and activation of BCR
progression, increase GVHD progression-free signaling pathways leading to B-cell proliferation
survival, and improve both clinical and pathologi- and survival.115 Syk activation also leads to acti-
cal findings in the T-cell mediated model. vation of multiple immune cells (mast cells, mac-
Improved pulmonary function and tissue immu- rophages, neutrophils) leading to production and
noglobulin deposition was noted in an alloanti- release of pro-inflammatory cytokines. Based on
body-driven model that induced bronchiolitis these early observations, Syk inhibitors were ini-
obliterans (BO).111 In contrast to murine studies tially tested in murine models and early stage
by Schutt and colleagues that showed prophylac- clinical trials of various autoimmune diseases
tic ibrutinib to be effective in preventing cGVHD such as SLE, RA, and IgA nephropathy with var-
in mice,112 Dubovsky and colleagues did not see ying degrees of success.116–120 Also, there are cur-
any reduction in cGVHD in their mouse model rently several phase I/II trials evaluating the
when treated with ibrutinib prophylactically start- safety and efficacy of two different orally availa-
ing day –2 through day 28.111 ble Syk inhibitors, fostamatinib and entospletinib
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L Hill, A Alousi et al.
(GS-9973), for the treatment of relapsed/refrac- shown to increase regulatory T cells via phospho-
tory B-cell malignancies. rylation of STAT5.123,127 Recently, Flynn and
colleagues were able to show reversal of cGVHD
Syk inhibitors have also shown efficacy in animal manifestations in two murine models after tar-
and human studies of both acute and chronic geted inhibition of ROCK2, and further validated
GVHD. Leonhardt and colleagues showed the KD025-mediated effects on STAT3 and
decreased aGVHD, improved survival and STAT5 phosphorylation shifting the balance
reduced inflammatory cytokine profile (IL-6, from a pro-inflammatory balance.130 Based on
INF-γ, MCP-1) in mice treated with fostamatinib these promising preclinical findings, there is cur-
compared with those treated with cyclosporine A rently a phase II trial underway to evaluate the
114 without affecting T-cell cytolytic function. In a safety, tolerability, and activity of KD025 for the
murine model of sclerodermatous cGVHD, treatment of SR-cGVHD [ClinicalTrials.gov
administration of fostamatinib led to decreased identifier: NCT02841995].
fibrosis and a reduction in severity of scleroder-
matous changes.121 Deletion of the Syk gene in
murine donor bone marrow cells and in vivo inhi- Immune checkpoint blockade
bition with fostamatinib both showed reversibility
of chronic lung GVHD manifestations in a mouse Cytotoxic T-lymphocyte associated protein-4
model with BO.115 Inhibition of Syk also led to Cytotoxic T-lymphocyte associated protein-4
apoptosis in vitro of human B cells from patients (CTLA-4) is a negative regulator of T-cell
with active cGVHD. immune function. T-cell activation requires mul-
tiple costimulatory signals, one of which is the
Based on results from early-phase clinical trials in binding of CD28 on T-cells with CD80 or CD86
autoimmune diseases and preclinical data in on APCs. CTLA-4 is homologous to CD28, but
cGVHD, entospletinib is currently being evalu- binds with a greater affinity and avidity than
ated in a phase II trial in combination with sys- CD28. It is expressed on activated T cells and
temic corticosteroids for first-line treatment of binds to CD80/CD86, thereby blocking the inter-
cGVHD [ClinicalTrials.gov identifier: action with CD28, and inhibits T-cell prolifera-
NCT02701634]. Fostamatinib is currently being tion, differentiation and survival.131 Abatacept is a
tested for prevention of cGVHD [ClinicalTrials. selective costimulation modulator composed of
gov identifier: NCT02611063]. human CTLA-4 and a fragment of the fragment
crystallizable (Fc) domain of human immuno-
globulin-G1. Given the role that activated T cells
Rho kinase inhibitors play in GVHD, inhibition of T-cell activation via
Rho-associated protein kinase (ROCK) is a ser- blockade of costimulatory molecules, distinct
ine-threonine kinase primarily involved in regu- from direct inhibition of CTLA-4, could be a
lating cytoskeleton and cellular functions via potential therapeutic option.
phosphorylation of various downstream sub-
strates.122,123 Two isoforms have been identified: Results from a phase I trial evaluating the use of
ROCK1 and ROCK2, sharing more than 90% abatacept in patients with SR-cGVHD were pre-
homology within their kinase domain. Recent sented at the 2016 ASH conference.132 A total of
studies suggest that the ROCK2 isoform may 17 patients were enrolled and 16 were treated
play a specific role in the development of autoim- with a planned total of six doses of abatacept. In
munity, as inhibition of ROCK2 in mice and all, 7/16 (44%) evaluable patients had a PR based
human T-cells was effective in decreasing pro- on the NIH consensus criteria. Prednisone dos-
duction of IL-17 and IL-21, both pro-inflamma- age was decreased by ~51% by 1 month following
tory cytokines that have been identified as completion of the sixth dose. Severe AEs included
mediators of autoimmune disorders such as RA one grade IV pulmonary infection and three grade
and SLE.123–127 III cases, all of which resolved. Other low-grade
events included gastritis, diarrhea, fatigue, rash,
KD025 is an orally available selective ROCK2 and skin pain. The trial is currently ongoing.
inhibitor that downregulates phosphorylation of Overall, abatacept was well tolerated and based
STAT3 which is a transcription factor necessary on these promising results, a phase II trial is being
for the induction and expression of IL-17 and planned. There are also several trials underway
IL-21.127–129 Inhibition of ROCK2 was also using it in the preventive setting.
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Therapeutic Advances in Hematology 9(1)
32 journals.sagepub.com/home/tah
L Hill, A Alousi et al.
Table 4. Clinical trials of interleukin-2 and regulatory T cells (registered through ClinicalTrials.gov).
Table 5. Clinical trials utilizing mesenchymal stem cells (registered through ClinicalTrials.gov).
Rituximab is a chimeric mouse/human IgG anti- approved for treatment of CD20 positive B-cell
CD20 antibody that mediates B-cell lysis via anti- malignancies. Most data reported on its use in
body-dependent cellular cytotoxicity (ADCC), cGVHD are based on case reports, small early-
complement-dependent cytotoxicity (CDC), and phase trials, or retrospective studies; with ORRs
induction of apoptosis. It is currently FDA ranging from 50% to 86% reported.147 The best
journals.sagepub.com/home/tah 33
Table 6. Responses and toxicities of conventional therapies compared with new monoclonal antibodies.
34 journals.sagepub.com/home/tah
Table 6. (Continued)
Drug/treatment Study design Line of tx n ORR CR OS Toxicities Reference
Immunmodulatory
Mycophenolate mofetil Phase II SR-aGVHD 13 31% 15% 33% (2 Gastrointestinal Kim et al.176
Grade II–IV 13 77% – years) 27%
SR-cGVHD 54% (2 Infections 23%
years) CMV 11%
Retrospective SR-aGVHD 10 60% 0% 70% Infection 67% Krejci et al.177
Grade II–III 11 64% – – Hematologic 29%
SR-cGVHD
Phase II SR-aGVHD 19 47% 31% 16% Cause of death: Furlong et al.178
Grade II–IV Infection 32%
Sirolimus Pilot SR-aGVHD 21 57% 24% 33% TCP 33% Benito et al.26
Grade III–IV Neutropenia 19%
TG 38%
TMA 23%
Retrospective SR-aGVHD 34 76% 44% 44% TG 71% Hoda et al.179
TMA 21%
Phase II SR-cGVHD 35 63% 17% 57% (3 Infections 77% Couriel et al.24
years) TMA 11%
Renal 66%
TG 18%
Pentostatin Phase I SR-aGVHD 23 77% 63% 26% TCP 4% Bolaños-Meade
Grade II–IV Infection 9% et al.180
Retrospective SR-aGVHD 12 50% 33% 10% Bacterial 50% Pidala et al.181
Grade II–IV Fungal 25%
Viral 8%
CMV 25%
Phase II SR-cGVHD 58 55% – 70% (2 Infection 20% Jacobsohn et al.182
years)
Cellular
photoimmunotherapy
Extracorporeal Pilot SR-aGVHD 21 67% 60% 57% Anemia 90% Greinix et al.183
photopheresis Grade II–IV TCP 71%
CMV 52%
(Continued)
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L Hill, A Alousi et al.
Table 6. (Continued)
Drug/treatment Study design Line of tx n ORR CR OS Toxicities Reference
Phase I/II SR-aGVHD 9 78% 56% 56% (8 Hypotension Salvaneschi
Grade II–IV 14 64% 29% months) Anemia et al.184
SR-cGVHD 79% (36 CMV reactivation
months)
Therapeutic Advances in Hematology 9(1)
36 journals.sagepub.com/home/tah
L Hill, A Alousi et al.
response was seen primarily in patients with cuta- GVHD following HLA-matched allogeneic
neous and oral involvement. Rituximab has also HSCT.155 Several phase I/II studies have also
been demonstrated to be effective for GVHD shown that infusion of native donor Tregs and
prophylaxis in a phase II study that showed a ex vivo-expanded umbilical-cord-blood-derived
reduction in steroid-requiring cGVHD and Tregs are associated with a lower incidence of
improved OS in patients receiving peripheral aGVHD and improved immune reconstitution
blood grafts.148 However, randomized trials are compared with historical controls.156–158 In one
still needed to confirm these findings. study, no patients who received Treg infusion
developed cGVHD at 1 year versus 14% in the
control group.158 Parmar and colleagues were
Ofatumumab able to show in animal models that infusion of
Ofatumumab is a fully humanized IgG1 kappa sec- fucosylated Tregs to improve engraftment and
ond-generation monoclonal antibody against CD20. homing lead to longer in vivo persistence and
Compared with rituximab, it has more potent CDC decreased aGVHD at a lower cell dose compared
leading to increased B-cell destruction due to a with untreated Tregs.159
higher binding affinity.149 Ofatumumab is currently
FDA approved for treatment of chronic lymphocytic Studies of Tregs in the setting of cGVHD have
leukemia. Pidala and colleagues recently demon- shown reduced frequency of circulating Tregs
strated safety of ofatumumab in combination with compared with patients without cGVHD and nor-
steroids for the treatment of newly diagnosed mod- mal controls; however, the function of the cells
erate-to-severe cGVHD.150 Twelve patients were remains normal.154,160,161 The first in-human use
enrolled and two infusion reactions (grade II and III, of adoptive transfer of ex vivo-expanded Tregs was
respectively) were observed. No grade IV infusion performed in two patients; one with SR-aGVHD
reactions, constitutional symptoms, or ⩾ grade III and the other with SR-cGVHD.162 The patient
organ toxicities were observed; and hence no dose- with cGVHD had significant improvement in
limiting toxicities occurred. A phase II study is cur- GVHD symptoms and was able to reduce the
rently in progress to assess efficacy as primary amount of immunosuppressive therapy required.
therapy in cGVHD [ClinicalTrials.gov identifier: Theil and colleagues evaluated use of adoptive
NCT01680965]. Treg transfer in five patients with SR-cGVHD;
two patients had clinical improvement in GVHD
symptoms while the other three had stable disease
Obinutuzumab as the best response.163 No significant toxicity or
Obinutuzumab is a second-generation anti-CD20 GVHD exacerbations were observed.
monoclonal antibody currently FDA approved for
the treatment of follicular lymphoma. Based on the One potential limiting factor of widespread use of
promising activity of B-cell depletion for preven- adoptive Treg therapy is the need to manufacture
tion of cGVHD with rituximab, a phase II study sufficient numbers of Tregs for infusion without
using obinutuzumab for prevention of cGVHD contaminating the product with other T-cell subsets,
following peripheral blood stem-cell transplanta- such as effector T cells, which could affect the
tion is currently recruiting [ClinicalTrials.gov response. This requires laboratory expertise to per-
identifier: NCT02867384]. form complex methods for both cell purification and
expansion.164 Larger prospective randomized stud-
ies are still needed to determine the benefit and long-
Adoptive cell therapy term outcomes. See Table 4 for ongoing clinical
trials.
Regulatory T cells
Tregs are a subset of peripheral CD4+ T cells
(~5–10%) that are imperative for the develop- Mesenchymal stromal cells
ment of immune tolerance in healthy individu- Response rates in treatment of SR-cGVHD have
als.151–154 Reduction or loss of this population of been less robust,86,165,166 except notably in patients
T cells is associated with loss of immune toler- with sclerodermatous GVHD. The best reported
ance and development of autoimmunity. Rezvani response rate was seen in four patients with exten-
and colleagues reported that donor Treg content sive skin scleroderma and ulceration who had sig-
is predictive of aGVHD post-transplant, with a nificant improvement after four to eight treatments
high Treg content associated with a lower risk of with MSCs.167 Lack of clear benefit in cGVHD
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