Professional Documents
Culture Documents
Volume 14 Number 1
February 2008 33-55
© 2008 Sage Publications
10.1177/1074840707312237
A Conceptual Review of http://jfn.sagepub.com
hosted at
Family Resilience Factors http://online.sagepub.com
Authors’ Note: Please address all correspondence to Keri Black, MN, CFNP, 2121 Juan Tabo,
NE, Albuquerque, NM 87112; phone: 505-237-8816; fax: 505-237-8817; e-mail: Kblack@
salud.unm.edu.
33
For the purposes of this article, Hanson’s (2001b) definition of family will
be used: “Family refers to two or more individuals who depend on one
another for emotional, physical, and economical support. The members of the
family are self-defined” (p. 6). The health of a family is best described in
interactional traits for optimal growth, functioning, and well-being of the
family as a whole. Hanson (2001b) defined family health as “a dynamic
changing relative state of well-being which includes the biological, psycho-
logical, spiritual, sociological, and culture factors of the family systems” (p. 6).
Healthy families should not be assumed to be without problems, as no family
is problem-free. Crises challenge most families along the life cycle, ranging
from predictable developmental problems to sometimes catastrophic events
(McCubbin & McCubbin, 1993; Walsh, 1998).
Given that high functioning families also have crises, how can we best
understand what accounts for strong families? What are the family hall-
marks of success enabling families to flourish with warmth, support, and
cohesion, even under stressful events, whereas others succumb to crises?
Many family scientists are explaining the phenomenon of rising above chal-
lenges by the strength-based model of resilience; examining positive coping
factors rather than deficits. Consistent with a strengths approach and adapt-
ability, McCubbin and McCubbin (1988) defined family resilience as “char-
acteristics, dimensions, and properties of families which help families to be
resilient to disruption in the face of change and adaptive in the face of crisis
situations” (p. 247). It follows that healthy (strong) families may be explained
as sharing resilient processes in response to stress or change. CINAHL was
used for this literature review with the following search terms: resilience,
family systems, family protective and recovery factors, and family resilience.
Family resilience clarifies why some families not only survive problems but
thrive and become stronger as a result.
The concept of resilience is becoming one of the most salient and chal-
lenging terms in contemporary psychology (Luthar, Cicchetti, & Becker,
2000; Masten, 2001; Von Eye & Schuster, 2000). The qualities of resilience
can be developed at any time of the family life cycle and are often enhanced
and refined through problem solving (Masten, 2001; McCubbin &
McCubbin, 1988; Rutter, 1999; Walsh, 1998, 2003b). Family interactions
and a general optimistic attitude are at the heart of weaving a strong and
unique tapestry of resilience as families continue to love and support each
other through normative and unexpected challenges.
Family Resilience
With the evolving concept of family resilience, the focus is shifting away
from identifying individual personality factors toward the crucial influence
of positive relationships with family, kin, and mentors. Family resilience
examines the product of family relationships (Patterson, 2002). Luthar and
colleagues (2000) argued that the dynamic process of resilience is best under-
stood through the context of a broader, interrelational framework. A family
Positive Outlook
An optimistic confidence in overcoming odds lies at the heart of
resilience. Rutter (1987) identified an approaching style to new situations
and a sense of humor as important features in viewing crises as meaningful
or comprehensible. The importance of optimism was emphasized again by
Rutter in 1993:
Almost certainly, it is not that there is one “right” way of thinking about
things, or one optimal style of coping. Rather, what seems important is to
approach life’s challenges with a positive frame of mind, a confidence that
one can deal with the situation, and a repertoire of approaches. (p. 630)
Table 1
Resilient Family Prominent Protective and
Recovery Factor Characteristics
Resilience Factor Family Characteristic
Spirituality
A shared belief system of hope and triumph enables families to make
sense of crisis or change. When confronted with problems, many families
(Conger & Elder, 1994; McCreary & Dancy, 2004; Orthner et al., 2004;
White et al., 2004).
Children seem to do better when there is a fit between the temperament,
personality, and needs of the children and the style of parenting they receive.
This fit is best achieved when parents assume loving and leadership roles
(Pruett, Williams, Insabella, & Little, 2003). Discipline in resilient families
tends to be authoritative and predictable, with mutual respect for all family
members. An authoritative parenting style is characterized as warm and affec-
tionate, clear and firm about expectations, yet not too rigid. Consistently
practiced, this type of parenting and discipline has been found to achieve
positive child outcomes, such as perseverance, better school outcomes, and
the development of resilience into adulthood (Conger & Conger, 2002;
Luthar, 1999; Masten, 2001). Conversely, too-strong parental control, or
an authoritarian style, has been associated with poor child outcomes, such
as behavioral problems, poor academic achievement, and less initiative
(Lindsey & Mize, 2001; Morris et al., 2002).
The American Academy of Pediatrics Task Force on the Family Report
(AAP, 2003) concluded that children do best economically, socially, spiri-
tually, and psychologically when raised by two married parents who love
and respect each other. In two-parent families, the tone for family harmony
is most often set by the degree of marital accord (Walsh, 1998, 2002).
Transcending economic or other hardships, spouses who are supportive,
warm, and caring instill a sense of security, self-worth, and confidence in
all family members (Conger & Conger, 2002; Orthner et al., 2004).
Children do not need to suffer when parents face relationship conflict or
separation. When spousal conflict is handled away from children, children
from separated homes have been found not to differ from those whose
parents had little or no conflict (Golby & Bretherton, 1999; Kelly & Emery,
2003). The avoidance of hostile or angry parenting under the strain of eco-
nomic hardship reduced externalizing and internalizing child behaviors,
according to Conger and Conger’s (2002) 10-year longitudinal study of 558
poor Midwestern youth and their families.
On the other hand, maladjustment outcomes, such as substance abuse and
behavioral problems, have been well documented when children are exposed
to intense marital conflict, particularly when parents use their children to
express anger (Hipke, Wolchik, Sandler, & Braver, 2002; Lindsey & Mize,
2001; Peris & Emery, 2004; Pruett et al., 2003). Children often learn how to
handle conflict from observing their parents. When disputes are handled in a
civil and cordial manner that ensures mutual respect, children can model
peaceful negotiation skills throughout their lives, an added factor toward
fostering resilience.
Flexibility
Flexibility refers to a family’s ability to rebound and reorganize in the
event of challenges while maintaining a sense of continuity (McCubbin &
McCubbin, 1988). Mutuality is best achieved when family members possess
a clear sense of themselves, both within and outside the context of family.
In other words, members identify a connection with the family as well as
differentiation from the family.
According to Olson (2000), families tend to prefer stable and orderly
patterns, yet function best when a balance is achieved between moderate
amounts of structure and flexibility. A moderately structured relationship
has a democratic, egalitarian leadership, with negotiations from all members.
Family roles are stable, yet allow for role sharing. Family rules are age appro-
priate, acknowledged, and predictably enforced. It is common for most
families to resist change or loss, yet resilient families do not view the change
with helplessness; rather, roles are reorganized and changes are viewed
optimistically as venues to build a new equilibrium (Conger & Elder, 1994;
Orthner et al., 2004; Walsh, 2002; White et al., 2004).
Dysfunctional parents, in comparison, tend to operate at the extremes of
being either overly rigid or chaotically unstructured. Walsh (1998) observed
Family Communication
Harmonious communication is the essence of how families create a shared
sense of meaning, develop coping strategies, and maintain agreement and
balance (DeFrain, 1999). Three important aspects of communication have
been noted by Walsh (1998) for family resilience: clarity, open emotional
expression, and collaborative problem solving. Clarity of communication
implies clear and consistent messages. Communication in healthy families
has been shown to be direct, clear, honest, and specific (Lindsey & Mize,
2001). Members are able to distinguish facts from opinion and seriousness
from humor. Unclear communication or ambiguity can breed confusion and
misunderstanding, thus establishing mistrust and insecurity.
Open emotional sharing is expressed in well-functioning families through
behavior, tone, words, availability, and communication patterns. A climate
of mutual trust prevails when family members feel free to express their
feelings without judgment or shame. Conversely, patterns of destructive
communication are often characterized with withdrawal, unresolved anger,
and a higher incidence of divorce (Stanley, Markman, & Whitton, 2002).
Unspoken tensions are often bred by attempts to protect one another from
painful or threatening information, such as through secrecy or silence.
Walsh (1998) observed, “When families don’t function well, ambivalent
feelings are often not acknowledged or owned” (p. 111). Conversely, the
Financial Management
“Sound decision-making skills for money management and satisfaction
with economic status can contribute to family well-being” (McCubbin &
McCubbin, 1988, p. 248). Conversely, financial pressure in families con-
tributes to family tension and stress and has been shown to have a pervasive
effect on emotional well-being and interpersonal relationships (Mederer,
1999; Walsh, 2002). Family research suggests that economic pressures will
first affect the emotional lives and marital interactions of adults and then
diffuse into the caretaking environment of the children (Conger & Elder,
1994; Mederer, 1999).
Poor families potentially confront multiple stresses, such as unemploy-
ment, substandard housing, lack of health care, crime, violence, and substance
abuse (Staveteig & Wigton, 2005). The combination of psychological,
social, and economic burdens of poverty renders families more at risk for
multiple problems and crises due to forces beyond their control (Walsh,
1998). Despite these pressures, many low-income families not only meet
basic needs, but are able to avoid violence and crime involvement, keep
their children in school, engage their children in enriching activities, and
maintain family cohesion (Conger & Elder, 1994; Luthar, 1999; Woolley &
Grogan-Kaylor, 2006). The protective factors of 373 low-income households
with children found to overcome financial hardships included reciprocal
high levels of warmth, affection, and emotional support for one another and
a sense of promise for a brighter future (Orther et al., 2004). Social support,
financial assistance, and the availability of health care enhance resilience,
yet were found to be sorely lacking for poor American families.
Family Time
Spending time together during family meals, chores, and errands plays
an important role in creating continuity and stability in family life
(McCubbin & McCubbin, 1988). Meal time appears to be the main activity
families share together, totaling about 2 hours a week, followed by televi-
sion viewing (Crouter, Head, McHale, & Tucker, 2004). Time spent as a
family unit has been shown to decrease risky behavior significantly in
teenaged children (Milkie, Mattingly, Nomaguchi, Bianchi, & Robinson,
2004). Unfortunately, family time appears to be dwindling as a result of
increased parental demands and responsibilities. More than half of
American families feel they spend insufficient time with their children,
according to Milkie and colleagues. Full-time employed mothers were
reported to spend, on average, 50 hours a week with their preschool
children, with fathers spending 33 hours a week. In contrast, nonemployed
mothers spend 63 hours a week with children, with time declining as the
child enters adolescence and the young adult years.
A common parenting phenomenon is time strain, conceptualized as the
lack of spontaneity to respond to children’s needs, fatigue, and inability to dis-
connect feelings from work (Milkie et al., 2004; Scharlach, 2001; Voydanoff,
2004). Both employed mothers and fathers feel time strain, particularly when
children younger than 6 years old are in the household (Voydanoff, 2004).
Employer-sponsored efforts to reduce work-related family strain, such as child
care and family-supportive programs, have not been shown to increase quality
family time for working parents (Hammer, Neal, Newsom, Brockwood, &
Colton, 2005; Scharlach, 2001; Voydanoff, 2004).
Time strain will likely be a growing family concern with the trend toward
dual earners and single-parent households. An effective way to reduce time
strain and increase family time is to include the family in constructive family
activities including housekeeping routines. Children may be assigned age-
appropriate meaningful tasks, such as caring for the family pet, where they
can learn skills, abilities, and empathy. Commute time spent together in the
car or bus can provide opportunities for sharing family time through conver-
sation, making future plans, or participating in fun learning activities.
Shared Recreation
The multiple family benefits of shared recreation and leisure time have
been found to facilitate family health. Enjoyable family time can yield attach-
ments, intrinsic rewards, happiness, learning, humor, and the pleasure of
shared experiences (Bowlby, 1982; Hill, 1988; Russell, 1996). Mactavish and
Schleien (1998) examined parents’ perceived benefits of family recreation
and concluded that “shared recreation was especially helpful in developing
social skills, such as learning to problem solve, to compromise, and to nego-
tiate” (p. 221). A 5-year longitudinal study of 280 randomly selected couples
conducted by Hill (1988) suggested that families who play together tend to
stay together. There was a significant relationship between shared leisure
time and lower divorce and separation rates. Interestingly, the presence of
children in the household significantly reduced the amount of leisure time
that is viewed important in counterbalancing stress and strains. Zabriskie and
McCormick (2001) identified two types of family recreation: (a) core, or rou-
tine and common, activities, such as playing a board game after dinner; and
(b) balance, or novel, activities, such as bowling. Both types of recreation
were found to predict family adaptability and cohesion.
Lareau (2002) argued that middle-class families tend to make deliberate
efforts to spend time together. Working-class parents, however, felt it is up
to the children to devise their own recreational pursuits; yet these parents
strive to maintain safe play environments. Both approaches may be viewed
as family strengths that promotes either fun family time or child autonomy.
In recent years, screen media have taken precedence as a leisure activity
for many families. American families appear to be spending more time with
television, video games, and the computer (Bagley, Salmon, & Crawford,
2006). Although some educational and recreational benefits with moderate
screen media usage have been found, the difficulty arises when family
members sacrifice interaction time and physical exercise in favor of passive
viewing. Kubey and Csikszentmihalyi (2002) described an “addiction” to
Support Network
A family’s community and social support system can offer a rich, pro-
tective sense of belonging and cohesion. There is a growing appreciation
for the broader view of resiliency as a complex interaction with community
networks (Feely & Gottlieb, 2000; Luthar et al., 2000; McCubbin &
McCubbin, 1993). Resilient families not only attain social support from
their communities, but also give back to the community (Patterson, 2002).
Extended kin and social networks can interact reciprocally with families to
provide information, services, respite, avenues to contribute to the welfare
of others, and companionship (Luthar et al., 2000; Rutter, 1987; Seccombe,
2002). Children who perceive their community and neighborhood as safe
and satisfying have been found to benefit through improved academic
grades and fewer problem behaviors than those who see their neighborhood
as threatening (Woolley & Grogan-Kaylor, 2006). Particularly for families
We must beware of the myth of family self-reliance that has grown out of
society’s individualistic strain. The major problems of families today largely
reflect difficulties in adaptation to the social and economic upheavals of
recent decades and the unresponsiveness of larger community and societal
institutions. (p. 101)
All families benefit from community resources, but those with a host of
other social problems can particularly benefit from external support
(Staveteig & Wigton, 2005). The poor have all the personal and family prob-
lems everyone else has, along with complications of poverty, isolation, and
a loss of community. Family isolation with a lack of social support can erode
resilience, particularly under stressful conditions (Luthar, 1999). Seccombe
(2002) argues that American society lacks policies inherent in other coun-
tries to improve the odds of poverty’s problems: “The U.S. has wallowed in
a laissez-faire approach in which families are largely left to fend for them-
selves” (p. 389). She recommends national health insurance, livable wages,
and enforcement of child support as methods to improve resiliency among
the poor.
Discussion
The conceptualization of family resilience makes clear that these are not
superhuman families invincible to stress and adversity. Rather, the studies
identify common underlying protective and recovery factors used that
support strong and healthy families. The past decade has enjoyed an expand-
ing research base on family resilience, but much needs to be done to under-
stand, measure, and promote family resilience.
Many questions about family resilience remain unanswered. For one,
how does the family resilience perspective take into account within-family
variations in response to adversities and the use of resilience factors? For
instance, the research regarding spirituality often fails to address the diffi-
culties that may ensue if one member of the family either does not share
other members’ spiritual views or perceives spirituality as unimportant.
Hypothetically, could this disjunction portend family stress, or might other
factors be called in to maintain equilibrium? Another question is if the same
adversity may result in different outcomes for individuals within as well as
between families. A recovery factor that promotes positive adaptation to an
adversity for one family member may be less beneficial or even have neg-
ative consequences for another. For example, not all family members may
accept seeking social support during problems such as a financial predica-
ment or child behavioral issues. Furthermore, because family resilience is
dynamic, what are the changes that occur in families over time?
To date, there is no universal agreement on the measurement of family
resilience. Many challenges exist in attempts to measure this complex con-
cept. First, the outcome of family resilience is best described on a family
level, and individual family member scores do not truly represent a reflec-
tion of holistic family functioning. Whereas data from individual family
members are useful, they fail to conceptualize family resilience as a family
level variable. Second, specific protective or recovery factors have often
been narrowly examined rather than the reciprocal interactions between the
factors. However, the concept of family resilience is so multifactorial that a
scale encompassing its components and unified family perception of impor-
tance would indeed be daunting. Third, cross-sectional measurements do not
offer a causal or long-term conceptualization of resilience. Family resilience
is a dynamic trait that cannot be captured as a single point in time.
Currently, researchers tend to use either qualitative approaches or quan-
titative scales to measure family strengths and risk factors. McCubbin,
Thompson, and McCubbin (1996) have compiled instruments for family
assessment that may adapt to family resilience research. These scales assess
family variables that include coping, problem-solving communication,
attachment and changeability, regenerativity and adaptation, and organiza-
tional climate. Qualitative studies have asked families to describe their per-
ceived strengths and resilience factors. The study of family resilience is a
recent endeavor and at too young a stage for robust empirical evidence.
Understanding family resilience’s causal and long-term outcomes better
could be achieved through rigorous, longitudinal studies, with various family
structures, ages, and ethnic samples. An increased focus on social support,
found to be instrumental in undermining family resilience, is another research
need. Finally, many studies examining low-income families employ samples
from assistive agencies. Families lacking community services would add
insight into the family strengths and needs for future research.
If researchers study only family problems, they are likely to find them.
Similarly, if educators, community organizers, therapist, and researchers are
interested in family strengths, they look for them. When these strengths are
identified, they can become the foundation for continued growth and positive
change in a family and a society. (DeFrain, 1999, p. 6)
Conclusion
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Keri Black, MN, CFNP, is a nursing doctoral candidate at the University of New Mexico and
a certified family nurse practitioner in primary family health care in Albuquerque, New Mexico.
Her research interests are companion animal attachment and human health correlates,
promoting positive family health, and adolescent loneliness.
Marie Lobo, PhD, RN, FAAN, is a professor and graduate program director at the University
of New Mexico College of Nursing. Her research interests are family adaptations to health and
illness, families with children with pulmonary conditions, and impact of health policy on
children and families.