Professional Documents
Culture Documents
Clive A. Charlton
Abstract
Rising pressures of population and resource use in the humid tropics make the
establishment and maintenance of more productive yet sustainable agricultural
systems ever more necessary. This is particularly so for the small-scale farmers who
form the majority of the poor population in many countries. A range of agri-
cultural practices that can improve output on a sustained basis are already well
recognized. These include more effective fallow-management, fertilization and
manuring, improving tillage practices, intercropping and agroforestry.
While the scientific community has achieved much in the humid tropics, the
potential contribution of indigenous cultivators is increasingly recognized and
progress will demand their integration into the research and development process.
The search for sustainable production must confront not only many ecological
constraints but also many of an economic, social and political character. The
wider development process discriminates against the strengthening of sustainable
agriculture and tends to generate more exploitative forms of production. This is
evident, for instance, with the spread of poor, inexperienced farmers into humid
tropical colonization zones. Effective diffusion of ecologically sound agriculture
in the humid tropics requires the inclusion of a full socioeconomic perspective as
part of an interdisciplinary approach to this crucial problem of land management.
Introduction
Although the process of world development has brought relative prosperity and
security to favoured groups and locations in the humid tropics, the general socio-
economic and environmental conditions of the zone are a matter of increasing
concern. As elsewhere in the tropics, a central fear is that large areas will be unable to
feed their populations given current growth rates and levels of production (Barney
1980; Plucknett and Smith 1982). A recent FAO report (1984) considers that 64
countries, many in the humid tropics, will be in a ‘critical’ state by the year 2000
unless population growth is controlled and the ‘levels of farming are raised’. Yet
increased production is sought from a resource base that is recognized as being both
limited in its inherent potential and vulnerable to deterioration.
The environmental consequences of the expansion and intensification of agri-
culture in the humid tropics have been very well publicized, particularly the destruc-
tion and impoverishment of the rainforest biome (Gomez-Pompa et al. 1972;
Goodland and Irwin 1975; Denevan 1980b; Caufield 1982; Plumwood and Routley
1982; Myers 1983, 1984; Secrett 1985). While there are still many who maintain a
strong faith in the possibility of progress through modernization and technical
change in agriculture (Hopper 1981; Sanchez et al. 1982; Brady 1985), other
observers have been more pessimistic about the capacity of the humid tropics to
withstand higher levels of exploitation (Meggars 1971; Goodland 1980). Never-
theless, the central task must be the identification and ditfusion of sustainable
tropical agriculture (Janzen 1973; Tosi and Voertman 1975; Greenland 1975; Unesco
1978; Altieri et a/. 1984).
While the significance in the humid tropics of wet-rice farming, commercial
plantations, managed forestry, livestock farming and other systems is fully
recognized (Andreae 1980; Webster and Wilson 1980; Ruthenberg 1981), the follow-
ing discussion focuses on the prospects for sustaining and improving the output of
small-scale farmers. This group, practising an enormous diversity of rotational and
permanent cropping systems, remain of fundamental importance. They are
numerically dominant in the majority of humid tropical countries and are a large part
of the world’s poor, while remaining crucial suppliers of food. Small-scale farmers
produce nearly all national food supplies in most tropical African countries (La
Anyane 1985), where on average 80 per cent of the working population are still
employed in agriculture.
The intention here is first to review some of the principal land management
practices that are of value in the effort to maintain and expand output in the humid
tropics. A central concern is the search for ecological sustainability, notably the
maintenance of an adequate nutrient supply for crops. At the same time, environ-
mentally appropriate agricultural systems must confront many socioeconomic
controls and limitations; they must also be ‘socially sustainable’ (Fearnside 1986).
This article therefore also seeks to emphasize that, for many reasons, ecological
sustainability and social sustainability often fail to coincide. Finding out how to close
the gap is a research area of very great value.
A distinction between formal agricultural research and the reservoir of knowledge
and experience among indigenous populations is implicit in the presentation of
material here. Yet this separation is neither complete nor to be encouraged. Many
research programmes explore and extend traditional practices, while indigenous
agriculture must be viewed as adaptive and dynamic rather than static. Also, failure
to appreciate fully the farmer’s perspective lies at the root of much disappointment
when scientifically sound agricultural change is attempted.
ment in soil organic matter, exchangeable calcium, magnesium and potassium and
available phosphorus, as well as in soil structure. Societies with a tradition of
integrating crop cultivation with livestock rearing, as in India, obviously have an
advantage in their access to organic manures (Dogra 1985). The value of returning
crop residues to the soil after each harvest is well recognized, particularly in the many
tropical soils with low cation exchange capacity, where organic matter functions as
the main seat of exchangeable capacity (Fagbami et a/. 1985).
Contemporary research work has also addressed the need for intensification of
cropping on humid tropical soils through the use of fertilizers. As part of the
Southern Highlands Rural Development Project on the Nembi Plateau in New
Guinea, a range of experiments were conducted with inorganic and organic fertilizers
(D’Souza and Bourke 1984). Potassium was the critical nutrient determining the
staple sweet potato yields on the site and applications of 75 kgha- I increased yields
by nearly 60 per cent. Given that regular use of artificial fertilizers is at present
beyond the economic reach of local cultivators, further trials examined locally
available organic fertilizer sources. Composting of the common grass Ischaemium
polysfachyarn produced improved sweet potato yields. Other trials involved the use
of the aquatic fern Azollapinnata (which is symbiotically associated with Anabaena
azollae, a blue-green nitrogen-fixing algae), as well as pig manure and coffee skins.
Several important principles have emerged from this work. Different organic
materials contribute different combinations of nutrients, while different cultivars
and varieties have differing nutrient demands. Pig manure is rich in nitrogen and
phosphorus, but has less potassium. In the Nembi case, potassium was identified as
the critical nutrient, so that pig manure might be better applied to crops responding
well to nitrogen and phosphorus addition, such as maize. Coffee skins and pulp have
a more favourable potassium content and their use on sweet potatoes brought
significant yield improvements.
It is clear that fertilization practices should be identified that are optimum for
specific crop combinations and sites. A further important point arising from the
experiments reported by D’Souza and Bourke is that any idea1 fertilization plan is
only viable if the materials are locally accessible and affordable. Use of Azolla
depends on farmers having access to suitable ponds. Pig manure must be collected
and may often be dispersed if pigs are kept on a free-range basis, while coffee skins
are limited by the local density and ownership of coffee bushes.
yield for the fertilized plots was 7 - 8 tons ha- ’ yr - l. Topsoil pH increased from 4.0 to
5.7 after 20 crops. Organic matter decreased after initial clearing but then stabilized.
Effective cation exchange capacity doubled and there were increases in exchangeable
calcium and magnesium and in available phosphorus, although potassium did not
increase. Aluminium levels in the subsoil were reduced when lime was applied at
depth, improving the environment for root development (Sanchez et al. 1983). No
unfavourable changes in physical properties were apparent.
This ‘Yurimaguas technology’ was tested in local farmers’ fields, with appropriate
adjustments to the fertilizer schedules to suit site-specific conditions. These on-farm
trials appeared to confirm the technical and even economic feasibility of sustained
production from oligotrophic humid tropical settings. The soil characteristics of the
sites have been compared with those on similar ultisols in the southeastern United
States, where fertilizer treatments not unlike those used in the Amazon trials permit
regular commercial production of corn, soybeans and peanuts (Sanchez et al. 1982).
Although such experimental work may lighten the often highly pessimistic evalua-
tion of agricultural prospects in the humid tropics, there is clearly a need for caution.
There could be a fundamental contradiction between the reality of day-to-day
farming conditions and the demands imposed by a growing dependence on efficient
fertilization. Reliable supply of artificial fertilizers at a price the farmer can afford is
simply unrealistic in many instances (Goodland et al. 1984). The high cost of
fertilizers will be accentuated by transport difficulties from production plants located
well away from the more remote frontier zones where intensification is sought.
Subsidy of fertilizer prices might be essential.
Careful and well-informed farm management is particularly crucial. Fertilizer
efficiency may be low, with nutrient inputs, notably nitrogen, readily lost through
leaching and volatization. Webster and Wilson (1980) stress the importance of
optimizing the rate, timing and form of fertilizer application. Fearnside (1985)
suggests that the major drawback to the implementation of ‘Yurimaguas technology’
is the ‘need for a continuous input of technical information’. Not only must regular
soil samples be taken and analysed accurately from each field, but the farmer must
receive and comprehend the result and be able to take the appropriate remedial
action. To avoid a serious disparity between experimental success and performance
on a large number of farms will demand a formidable agricultural extension effort.
bases of calcium, magnesium and potassium and higher pH and cation exchange
capacity than under conventional cultivation (IITA 1984). Earlier trials at IITA
demonstrated that higher yields can be achieved with minimum tillage for a range of
crops, including maize, soybeans, sweet potatoes and pigeon peas (Sanchez 1976).
Advantages claimed include improved moisture retention, decreased soil
temperature, increased organic content in upper soil horizons and, importantly,
reduced nutrient loss via runoff and soil erosion (La1 1977; Webster and Wilson 1980;
FAO 1984).
Recommendations of minimum tillage are not without qualifications, however.
Tillage improves soil structure and can help to control weeds. Planting appropriate
ground-cover crops may help in the former case, while some form of mulching is
recommended to assist weed suppression. Hulugalle et al. (1986) have demonstrated
that soil physical properties adversely affected by mechanized land clearance can be
improved by sowing with a cover of mucuna (Mucuna utilis) prior to cropping. La1
(1977) insists that no-tillage techniques without crop-residue mulches are likely to
result in failure. His work at IITA has emphasized how mulches will also encourage
biological activity in the soil, maintain soil infiltration rates and reduce runoff. Trials
on alfisols at Ibadan showed runoff on bare plots to be 16 times that on plots
mulched with 6 tons hap I straw.
Intercropping
individual crop yields are less than in monocultural systems (Altieri et cd. 1984;
Gliessman 1984; Jordan 1985). Crops planted in combination can have differential
demand for nutrients both absolutely and in timing of demand.
An advantageous form of complementarity in intercropping is the combination of
nitrogen-fixing legumes with plants having a high nitrogen requirement, such as
maize. Sanchez (1976) reports how maize yields in Nigerian tests increased signifi-
cantly when intercropped with legumes, including cowpeas, mung beans and
Calopogonium muconoides. Incorporation of the legumes was calculated as being
the equivalent of 55--IO-55kg of NPK/ha- r. It was shown at IITA that inter-
cropping the fast-growing annual shrub Sesbaniu rostrata with rice specifically as a
nitrogen source yielded almost the equivalent of 120kghap l of nitrogen applied as
urea (IITA 1984).
The more rapid and complete coverage possible in intercropped systems can play a
vital role in retaining nutrients within the soil and vegetation. Less nutrients are
available for loss by leaching (or fixation into insoluble compounds in the case of
phosphorus) as they are more rapidly taken up by crops or are retained in soil organic
matter, which decomposes less rapidly in the more protective microclimate under
shade. Full ground coverage is also highly beneficial in providing protection from the
effects of high-intensity rainfall and consequent nutrient loss from runoff and
erosion (La1 1977; Posner 1982). Experiments at IITA with fast-growing cover crops
such as Mucuna utilis have shown their value in stabilizing and extending the
productive life of tropical soils as well as in conserving soil moisture (IITA 1985).
Further ecological advantages claimed for intercropping include weed suppression
(Altieri et al. 1984), a reduction in the impact of monophagous pests and crop-
specific diseases (Beets 1982) and greater utilization of incoming solar radiation (May
and Misangu 1982).
Intercropping may be more compatible with the aspirations and perceptions of
small-scale farmers when compared with monocultural systems. A prominent
objective of peasant farmers and their families is the reduction of risk. A greater
degree of security from crop failure or pest invasion might be expected from a
diversity of crops, by which risks are spread and a reasonably varied nutritional base
assured (Belshawe 1979; Agboola 1982; Richards 1985).
Finally, intercropping may be beneficial in smoothing out labour demand over the
year, whereas cash monocultures may generate pulses of demand for manpower
which cannot readily be overcome without recourse to costly mechanization
(lgbozurike 1971; Janzen 1973).
Despite an enthusiastic reawakening of interest in intercropping in sustainable
tropical agriculture, many uncertainties remain. The sheer diversity of systems
precludes an adequate understanding of ecological relationships. Webster and
Wilson (1980) detail the many variables determining the nitrogen-fixing performance
of tropical legumes. The relationship between leguminous plants and soil fertility
remains ill understood, as does the effect of legumes on yields of associated non-
leguminous crops, despite the assumption that it is beneficial (Beets 1982; Richards
1985). Given the inherent poverty of many tropical soils, it might be all too easy to
impose excessive demands on limited soil nutrients by using suboptimal plant
combinations and planting densities. Trials on degraded soils at Nkwele in Eastern
Nigeria, in which yams and cocoyams were intercropped with oil palms brought an
initial rise in total yields, but then a serious decline (Watson 1982). Many inter-
cropped systems will be just as dependent on the use of fertilizers for the maintenance
of soil nutrient status as monocultures, although a more effective utilization of
fertilizer might be expected.
160 Sustainable agricultural systems in the humid tropics
Agroforestry
Agroforesty is now considered a particularly appropriate and still productive version
of intercropping for the humid tropics. There are many possible systems (Rocheleau
and Raintree 1986), which have in common the fact that both trees and other crops
are of some economic value to the farmer and that interaction between trees, crops
and often livestock is ecologically valid (Young 1986). This complementarity of trees
and other plants comes much closer to replicating the form and functioning of the
natural forest that it replaces than does monoculture of non-tree crops or pasture
(Clarke 1976; Denevan 1980a; Moran 1982; Myers 1984).
Many advantages are claimed for agroforestry. Trees may be beneficial in
recycling nutrients, especially where tree root systems reach beyond the competitive
range of other crops and capture nutrients from depth that might otherwise be lost by
leaching (Altieri et a/. 1984). Trees may be more efficient than other crops in
extracting nutrients from the soil via mycorrhizal activity on their roots. A number
of trees are valued for their nitrogen-fixing ability, which can be utilized if foliage is
harvested and used as a mulch. Examples include Leucaena, with small leaves that
break down quickly into nitrogenous fertilizer, and Erythinapeoppigiana, which has
been shown in trials in Costa Rica to be capable of fixing over 200 kg N ham I yr - t ,
with foliage that can regularly be cut and used as a fodder or as a mulch that will
suppress weeds and release nutrients and organic matter as it breaks down (Hadley
and Lanly 1983). Other environmental advantages include amelioration of micro-
climates under the shade and shelter of trees and improvement of soil structure-
specifically, better porosity, aeration, infiltration and the reduction or removal ot
hardpans (Budowski 1982).
The diversification implicit in agroforestry is itself considered beneficial. Risks
arising from uncertain climate and unstable markets can be spread across a range of
crops, while trees can be seen as a convenient form of small-scale investment and
insurance for peasant farmers, a means of accumulating wealth in modest increments
which may be flexible in terms of labour demands (Ruthenberg 1976).
There is currently a re-evaluation of long-established traditional agroforestry
practices and a widespread research effort to develop and transmit new combina-
tions. ‘The role played by trees in more traditional agricultural systems is now well
documented (MacDonald 1982). Spurgeon (1980) reports the use of agroforestry in
Paraguay, where farmers leave mbocaya palms (Agrocomicr totai) in their fields of
maize, beans, yucca and vegetables. The palm produces nuts that are sold for
conversion to soaps, vegetable oils and animal feeds. In Java, besides the classic
dependence on wetland rice, tree crops that include bananas, citrus, cloves and
cinnamon are grown in close association with maize, cassava, beans, peanuts and
vegetables (Spears 1980; Wiersum 1982). Leucaena leucocephala, now much in vogue
as something of a miracle species, has been used traditionally in lndonesia for its
beneficial effect on soil quality (Getahun et a/. 1982). Foliage is laid among crops as a
protective mulch which also contributes significant inputs of nitrogen and organic
matter to the soil. The intensive ‘tree gardens’ around Kandy, Sri Lanka are very
complex associations of coconut, betel, kitul palms, cloves, cinnamon, citrus,
mango, durian, cassava, beans and vegetables (Watson 1982). A principal feature of’
these systems is the diversity of food and cash crops they produce, although in many
cases trees are valued for their role in supporting the production of other crops.
Although its value is accepted by national and international development agencies,
tiler-e remains ample scope for agroforestry research, with the prospect of adding
many new systems to those already employed. Despite much promising work at
Clive A. Charlton 161
imperfectly understood mechanisms (Herrera et al. 1978, 1981; Jordan and Herrera
1981; Proctor 1984, 1987). Cutting, burning and cultivation destroys the dense
rooting systems of forest trees and may eliminate many micro-organisms, including
the mycorrhizal populations held to be important in aiding nutrient uptake
(Davidson 1985). In addition, crops compete with weeds and pests for the rapidly
declining accessible nutrient pool (Arnason ef a/. 1980; Trenbath 1984). This may be
a principal reason why the forest farmer responds to falling yields by moving on to
clear a fresh area of forest, allowing the successional cycle to proceed and soil fertility
to be gradually rebuilt (Ruthenberg 1976).
While rotation of cropped land is the fundamental adaptive feature of traditional
shifting agriculture, other aspects contribute in combination to maintaining long-
term stability of production (Siwatibau 1984). In the typical small-scale plot, both
clearance and burning is often incomplete, which helps protect the soil, especially
during the early stages of crop growth (Richards 1985), ensures a steadier release of
nutrients as partially-burned woody material decays and permits rapid regrowth
from stumps and suckers once the field is abandoned (Nakano 1978).
Polyculture and intercropping is a regular feature of more traditional shifting agri-
culture (Harris 1971; Hames 1983) and is praised for its approximation to natural
forest conditions. The wide range of plant forms and species present protects
soils, maximizes the short-term efficiency of nutrient flows and moisture uptake and
provides a wide range of subsistence needs (Padoch and Vayda 1983). In some cases,
tree species are planted that can be harvested some time after the field is ostensibly
abandoned. Posey (1982), in a study of Kayapo Indian swiddens in the Xingu river
area of Brazil, noted that some valued trees were still being used as long as 30 years
after a field was last cultivated. Similar forms of swidden management among the
Bora of the Peruvian Amazon are described by Denevan ef al. (1985) as ‘orchard-
fallow’. Aiken and Moss (1975) regard the ‘orang asli’, the original inhabitants of the
remaining tropical forests in Malaysia, as ‘the indisputable authorities on rainforest
ecology, especially its plant life’. In a major reassertion of the potential of indigenous
agriculture, Richards (1985) favours recognition of the ‘rich tool-kit of land manage-
ment procedures’ contained within shifting cultivation and suggests adaptation of
these existing skills and methods rather than development of new land use systems.
channels and tanks remain crucial as nutrients are recovered in the form of sludge
and through composting of aquatic weeds, including water hyacinth (Eichornia
crassipes). Animal manures and composted crop residues also supplement soil
fertility. Additional elements of sustainable agriculture incorporated in the Mexican
experiments include intercropping, diversity of crops and cropping systems, agro-
forestry and use of legume rotations (Gliessman et al. 1981).
management brought soil erosion, flooding and siltation of channels around the
drained fields.
Throughout the tropics, contemporary traditional farmers are encountering
similar constraints. In New Guinea, Wood (1985) notes the failure of the Huh people
in the Tari basin to develop appropriate techniques to counter a growing crisis of
falling yields, increasing population densities and restricted access to alternative
resources. In this case, as elsewhere, some form of external assistance appears
unavoidable.
Although it is proper that the strength and scope of their knowledge should be
accepted, it is unrealistic to portray all rural people as undiscovered folk scientists.
Blaikie (1985) underlines the great variability in indigenous capacity to comprehend
and account for environmental problems, ranging from acute and perceptive
awareness through to almost total ignorance. It is unlikely that all members of a rural
society will have equal understanding and experience of the agroecosystems of which
they are part and nor will there be equal ability to respond to problems (Chapman
1985). Similarly, it cannot be assumed that indigenous peoples are incapable of
illogical or capricious behaviour, despite the evidence of ecological rationality. In
New Guinea, burning of vegetation near settlements appears to be more extensive
than is necessary purely for agricultural purposes, with the suspicion that much is
done simply for amusement (Ternan 1986).
While these appear both ecologically and socially more appropriate, some observers
are doubtful about the prospects of implementing such ideal solutions in an
unsympathetic political and economic milieu (Toledo 1983), where resource use is a
reflection of the interests of more powerful landowners and a bureaucracy geared to
capital-intensive development (Redclift 1984).
the collaboration of both physical and social scientists, and certainly the rural
population itself.
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