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Paediatric Respiratory Reviews 14 (2013) 64–69

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Paediatric Respiratory Reviews

Mini-Symposium: Paediatric Respiratory Emergencies

Acute respiratory failure in children


Jürg Hammer
Medical Director, Division of Intensive Care and Pulmonology, University Children’s Hospital Basel (UKBB), Spitalstrasse 33, 4031 Basel, Switzerland

EDUCATIONAL AIMS
 To review the physiology behind respiratory failure in children,
 to provide guidance on how to assess the child with acute respiratory distress,
 to emphasise that correct interpretation of clinical signs allows the physician to pinpoint the cause to a distinct part of the
respiratory system without the use of sophisticated medical examinations,
 to emphasise the importance of recognising acute respiratory failure early in its course,
 to provide some guidance on how to assess the urgency and correct timing of more invasive interventions in children with
impending respiratory failure,
 to discuss some basic and general management issues of respiratory failure in children and
 to emphasise that invasive airway management in critically ill children should be performed by an expert with experience in
paediatric critical airway management.

A R T I C L E I N F O S U M M A R Y

Keywords: Acute respiratory failure is the most common medical emergency in children. One aim of this review is to
Respiratory physiology
discuss the physiologic peculiarities that explain the increased vulnerability of infants and children to
Infants
any pathology affecting the respiratory tract. The other aim is to highlight the importance of history
Work of breathing
Cardio-respiratory arrest taking and correct physical examination for early recognition of an impending catastrophic progression
of respiratory failure. Under most circumstances, correct physical examination alone allows one to
pinpoint the cause to a particular part of the respiratory system and to make the appropriate decisions for
a proactive and life-saving management of the critically ill child.
ß 2013 Elsevier Ltd. All rights reserved.

INTRODUCTION includes the failure to understand the importance of the history or


the failure to examine the child and interpret the physical signs
Paediatric respiratory emergencies are among the most correctly.2 Early recognition, anticipatory supportive intervention
common reasons for hospital admission and result in a significant and institution of therapy may interrupt the pathophysiologic
number of deaths, particularly in children under 1 year of age. process leading to cardiopulmonary arrest.
Acute respiratory infections account for about 20% of all deaths in Hence, the objectives of this article are a) to review the
children under the age of 5 years worldwide.1 definition of respiratory failure, b) to describe the peculiarities of
Acute respiratory failure can be looked at as a derangement in the paediatric respiratory system rendering children more
physiology with the potential to result in significant morbidity and vulnerable to respiratory failure and c) to pinpoint the clinical
mortality without prompt and appropriate intervention. It is signs of respiratory failure and to emphasise a problem-based
mostly the result of progressive or acute and sudden deterioration rather than a diagnosis-based approach to initiate life-saving
of respiratory and circulatory function during the course of various interventions.
diseases. One frequent avoidable factor associated with child death
is the failure to recognise serious illness in children who are DEFINITION OF RESPIRATORY FAILURE
previously well. This failure most often occurs at the point of first
contact between the sick child and the health-care service and Respiratory failure can be defined as the inability to provide O2
along with removal of CO2 at a rate that matches the body’s
metabolic demand. Respiratory failure can be formally divided into
E-mail address: juerg.hammer@unibas.ch. oxygenation and ventilation failure, which occur together as

1526-0542/$ – see front matter ß 2013 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.prrv.2013.02.001
J. Hammer / Paediatric Respiratory Reviews 14 (2013) 64–69 65

Intrinsic Airway Inadequate Cardiogenic Hypovolaemia Table 2


lung disease disease respiratory Physiologic reasons for the increased susceptibility for respiratory compromise of
effort infants in comparison to adults (from Ref3).

Cause Physiologic or anatomic basis


Laboured or decreased respiratory Compensated shock Metabolism " " O2 consumption
funcon Preferred vital organ perfusion
Tachycardia, tachypnoea, prolonged capillary Risk for apnoea " Immaturity of control of breathing
Increased work of breathing and tachypnoea
or shallow breathing and inadequate refill, normal systolic blood pressure Resistance to breathing "
respiratory rate, tachycardia Upper airway resistance " Nose breathing
Large tongue
Airway size #
Respiratory failure Uncompensated shock
Collapsibility "
Pharyngeal muscle tone #
Cardiopulmonary failure Compliance of upper airway structures "
Lower airway resistance " Airway size #
Cardiopulmonary arrest Collapsibility "
Airway wall compliance "
Elastic recoil #
Figure 1. Pathway of deterioration in critical illness.
Lung volume # Numbers of alveoli #
Lack of collateral ventilation
Efficiency of respiratory muscles # Efficiency of diaphragm #
Table 1
Rib cage compliance "
Most common causes of respiratory failure in children.
Horizontal insertion of the diaphragm at
Disorders involving primarily the respiratory tract the rib cage
 Upper airway obstruction (e.g., croup, foreign body aspiration, epiglottitis, Efficiency of intercostal muscles #
tonsillar hypertrophy) Horizontal ribs
 Lower airway obstruction (e.g., bronchiolitis, status asthmaticus, BPD) Endurance of respiratory muscles # Respiratory rate "
 Lung disease (e.g., pneumonia, ARDS, pulmonary oedema, near-drowning) Fatigue-resistant type I muscle fibres #
Mechanical impairment of ventilation
 Neuromuscular disorders/myopathies/infant botulism/Guillain-Barré
syndrome
 Chest wall trauma and malformations, severe congenital scoliosis
 Large pleural effusion, pneumothorax problem in neonatal and paediatric intensive care units (PICUs)
Failure of the central nervous system to control ventilation (Table 2). The appreciation of the peculiarities of paediatric
 Status epilepticus, infection of the central nervous system, intoxication, respiratory physiology is essential for the correct assessment of
trauma, apnoea of prematurity
any ill child.3
Failure to meet oxygen needs of the tissue
 Hypovolaemia, septic shock
 Cardiac insufficiency Metabolism
 Metabolic disorders, intoxication
The basal metabolic rate is about 2–3 times higher in infants
than in adults (7 at birth vs. 3–4 ml kg1 min1 in the adult).
respiratory failure progresses. Gas exchange and the resultant Hence, the normal resting state in infants is already one of high
blood gas tensions are dependent on four processes: respiratory and cardiovascular activity. This means that infants
have less metabolic reserve if O2 consumption needs to be
1) transport of O2 to the alveolus, increased during critical illnesses.
2) diffusion of O2 across the alveolar–capillary membrane,
3) transfer of O2 from the lungs to the organs (depends on cardiac Control of breathing
output and haemoglobin concentration) and
4) removal of CO2 from the blood into the alveolus with A considerable amount of maturation of the control of breathing
subsequent exhalation. occurs in the last few weeks of gestation and in the first few days of
life, which explains the high prevalence of apnoea in infants born
Although respiratory failure may be defined simply in terms of prematurely. The breathing pattern of newborn infants is irregular
blood gas abnormalities (partial pressure of oxygen in the blood with substantial breath-to-breath variability and periodic breath-
(PaO2) < 60 mmHg, partial pressure of carbon dioxide in the blood ing at times, which increases the risk of prolonged, potentially life-
(PaCO2) > 55 mmHg and saturation level of oxygen in hemoglobin threatening apnoea under certain circumstances. The responses to
(SaO2) < 90%), the institution of appropriately aggressive inter- hypercapnia or hypoxia are decreased and of variable sensitivity,
ventions depends on determining the underlying pathophysiology which renders the young infant much more vulnerable to any
and assessing the clinical evolution and progression over time. noxious stimuli and disturbances of the respiratory control
Respiratory failure can evolve from intrinsic lung disease, airway mechanisms.4
disease or inadequate respiratory effort. At the final stages of the
pathway of deterioration in critical illness, it can be difficult for the Upper and lower airways
inexperienced eye to differentiate clearly respiratory failure from
cardiovascular failure (Figure 1). The most common causes of Major increases in the resistance to airflow may occur during
respiratory failure in children are listed in Table 1. respiratory disease because of the lack of supportive structures in
the infant airway. The larynx, trachea and bronchi are considerably
THE PHYSIOLOGY BEHIND RESPIRATORY FAILURE IN CHILDREN more compliant than in the adult, thus making the infant’s airway
– WHY ARE INFANTS MORE VULNERABLE? highly susceptible to distending and compressive forces.5 Thus,
with any upper-airway obstruction, significant dynamic inspira-
The considerable differences in respiratory physiology between tory collapse of the extra-thoracic trachea can occur during
infants and adults explain why infants and young children have a forceful inspirations, which further increases the obstruction
higher susceptibility to more severe and speedier manifestations of already present. With lower-airway obstruction, forced expiratory
respiratory diseases and why respiratory failure is a common efforts result in increased intra-thoracic pressures. As a result,
66 J. Hammer / Paediatric Respiratory Reviews 14 (2013) 64–69

Fear diaphragm. If the diaphragm is flat (e.g., observed with pulmonary


hyperinflation), it wastes energy by constricting the costal margin
– an essentially forced expiratory act – instead of exerting its force
Shortness of breath • Crying by drawing air into the thorax with inspiration. This paradoxical
• Forced respiraons inward motion of the costal margin with inspiration is called the
• Minute venlaon Hoover sign and is a common symptom in children with marked
• O2 consumpon peripheral airway obstruction and hyperinflation6 (Figure 3).
Work of breathing
The highly compliant chest wall is easily distorted, so that
under conditions of respiratory impairment much energy is wasted
by sucking in ribs rather than fresh air. This paradoxical inward
Airway collapse
movement of the chest wall during inspiration is a common sign of
Retracons
almost any disorder causing respiratory distress in infants but is
Figure 2. Viscious cycle of anxiety in airway obstruction in paediatric patients. most pronounced in upper-airway obstruction.
The balance between the chest and the lung recoil pressure
determines the static resting volume of the lung. The infant reaches
dynamic expiratory collapse will cause further limitation of equilibrium at a relatively lower lung volume than the adult as a
expiratory flow (e.g., worsening of upper- and lower-airway result of the high chest wall compliance. Breathing at tidal volumes
obstruction in the crying child). Understanding this phenomenon overlapping closing volumes would result in airway closure and
of dynamic airway collapse is particularly important in treating areas of ventilation–perfusion mismatch. Infants are constantly
agitated children with upper- or lower-airway obstruction defending their functional residual capacity by actively elevating
(Figure 2). It is important to remain calm, to radiate professional the end-expiratory lung volume above the elastic equilibrium
competence and to protect the child as much as possible from volume. The main mechanisms involved are incomplete relaxation
noxious or fear-provoking stimuli even under circumstances of the diaphragm during exhalation, high respiratory rate and
where one has to progress to more invasive interventions. laryngeal breaking during exhalation.7
The airways of a child are relatively large in comparison with In addition, the diaphragm of the young infant is histochemi-
those of an adult. However, in absolute terms they are small, and cally poorly equipped to sustain high workloads. Maturational
minor changes in the radius of the airway create a much larger changes occur, with increased mass and a progressive increase in
increase in resistance to airflow in the child than in the adult, as the the fatigue-resistant type I muscle fibres, to approach adult values
total resistance increases by the fourth power of any reduction in within the first year of life.8
radius.
Lung parenchyma
Chest wall and respiratory muscles
The area of gas exchange per body surface area is reduced in
Because of its shape, high compliance and deformability, the infants, mainly because of incomplete alveolarisation that carries
contribution of the rib cage to tidal breathing is limited in newborn on into later childhood. The elastic tissue in the septae of the
and infants. The highly compliant ribs are horizontally placed and alveoli surrounding the conducting airways provides the elastic
the intercostal muscles are poorly developed, so that the bucket- recoil that enables the airways to remain open. Early in life there
handle motion upon which thoracic respiration depends is are few relatively large alveoli that provide little support for the
eliminated. Contraction of the diaphragm during inspiration will airways, which are thus able to collapse easily. Hence, peripheral
tend to move the lower rib cage inwards, because the diaphragm airway collapse contributes notably to the airway obstruction
inserts almost horizontally. The intercostal muscles and the observed in infants with bronchiolitis or pulmonary oedema.
diaphragm are antagonists at the costal margin and the balance Alveolar addition continues throughout childhood by septal
of control over the costal margin depends on the arch of the division, providing more elastic recoil and a decreased tendency

Figure 3. The Hoover sign consists in the paradoxical inspiratory indrawing of the costal margin. The intercostal muscles and the diaphragm are antagonists at the costal
margin which moves very little during quiet breathing (left panel). Pulmonary hyperinflation results in a flattened diaphragm which exerts direct traction on the lateral rib
margin (right panel).
J. Hammer / Paediatric Respiratory Reviews 14 (2013) 64–69 67

Figure 4. Left panel: Decreased elastic recoil pressure render the bronchi of infants vulnerable to collapse. Right panel: Collateral pathways of ventilation do not appear until
3–5 years of age.

for airway collapse with increasing age. Collateral pathways of compression) may only be considered if there is a history or
ventilation (intra-alveolar pores of Kohn and bronchoalveolar possibility of recent choking and the child is still responsive, but
canals of Lambert) do not appear until 3–4 years of age, which unable to make a sound. Choking occurs in the field and children
excludes alveoli beyond obstructed airways to be ventilated by with large foreign bodies lodged in the larynx often arrive
these alternate routes and predisposes the infant to the develop- unconscious or even dead in the emergency room. In this rare
ment of atelectasis.9 Hypoxaemia and hypercapnia occur early and situation, bag-mask ventilation together with chest compression
can become profound quickly in infants (Figure 4). is recommended until direct laryngoscopy can be performed by a
person with sufficient expertise. Chin lift, an airway-opening
CLINICAL EVALUATION OF RESPIRATORY PERFORMANCE manoeuvre commonly taught because of its simplicity, should be
used with caution in patients with adeno-tonsillar hypertrophy
The presenting symptoms of respiratory failure are often not because it may convert partial into almost complete airway
specific to a particular respiratory illness, but correct interpreta- obstruction.12 Oral or nasopharyngeal airway devices such as a
tion of clinical signs should allow one to localise the cause to a Guedel tube may be useful under such circumstances and
particular part of the organ systems. Life-threatening upper- facilitate bag-mask ventilation.
airway obstruction, lower-airway disease, lung parenchymal If the child is breathing spontaneously, further steps are to assess
disease and non-pulmonary causes of respiratory failure such as respiratory rate, work of breathing, the efficiency of respiration and
cardiovascular disorders mostly manifest with clearly distinguish- the consequences of respiratory failure on other organ systems.
able symptoms. Therefore, a pathophysiology-based approach ‘Tachypnoea’ is commonly the first manifestation of respiratory
with correct interpretation of history and clinical signs is most distress. Noisy tachypnoea typically occurs in children with
helpful to assess the severity of respiratory failure. respiratory disease and is an indication of increased work of
The first task when evaluating a child with breathing difficulties breathing. The character of the noise allows the experienced
is to determine the urgency of more invasive interventions such as physician to attribute the problem to a defined part of the
intubation and non-invasive or invasive ventilatory support. This respiratory system. By contrast, quiet or effortless tachypnoea
decision is either reached within the first few minutes of mostly occurs in the context of non-pulmonary diseases and reflects
presentation or during close monitoring of disease progression severe metabolic acidosis such as in shock, diabetic ketoacidosis,
in the ICU. The most useful indicators are vital signs, work of inborn errors of metabolism, cardiac insufficiency and poisoning. In
breathing and level of consciousness. severe cardiogenic shock, increased work of breathing occurs due to
The first step is to evaluate whether the child is breathing the development of pulmonary oedema. A slow or irregular
spontaneously and able to maintain ‘patency of the upper respiratory rate (bradypnoea) is usually an ominous clinical sign
airways’. Partial or complete airway obstruction jeopardises and indicates impending cardio-respiratory arrest. One must be
sufficient oxygenation. In this situation, the most important and aware that a decrease in respiratory rate from a rapid to a more
efficient manoeuvre is to manually open up the upper airway and ‘normal’ (often shallow) rate may indicate deterioration and fatigue
to ensure its patency. Urgent interventions such as suctioning and rather than clinical improvement. This is usually accompanied by a
performing a jaw-thrust manoeuvre alone or together with bag- decreasing level of consciousness, which, however, can be masked
mask ventilation are needed if this is not the case.10 Airway by the use of sedation in the clinical setting.
foreign-body obstruction manoeuvres may also be considered. ‘Assessment of the work of breathing’ is most important to
Airway obstruction during mask ventilation can be avoided by evaluate the respiratory performance of the critically ill child.
paying close attention to the positioning of the head, by applying General signs of increased work of breathing, besides tachypnoea,
jaw thrust and most importantly by keeping the mouth of the are chest retractions, thoraco-abdominal asynchrony (which is
child open under the mask.11 Airway foreign-body obstruction more pronounced in upper-airway obstruction), nasal flaring and
manoeuvres (Heimlich manoeuvre, back blows and chest the use of accessory muscles (head bobbing). Head bobbing occurs
68 J. Hammer / Paediatric Respiratory Reviews 14 (2013) 64–69

because the neck extensor muscles are not strong enough to


stabilise the infant’s head, when the scaleni and sternocleidomas-
toid muscles are recruited to assist ventilation. Every child with
head bobbing in the context of acute respiratory distress should be
meticulously assessed and closely monitored. Correct interpreta-
tion of the clinical signs usually allows relating the cause of
respiratory distress to a particular part of the respiratory system.
Inspiratory stridor indicates upper-airway obstruction. Expiratory
stridor develops as upper-airway obstruction increases and is an
ominous sign of severe obstruction if accompanied by active
expiratory muscle activity (e.g., abdominal muscle contraction).
Pulsus paradoxus can be palpated or observed on the plethysmo-
graphic waveform of the pulse oximeter demonstrating a decrease
in pulse pressure during inspiration under these circumstances.
Active expiration together with pulsus paradoxus implies severe
upper-airway obstruction and warrants close monitoring or even Figure 6. Arterial O2 and CO2 tensions may be maintained virtually to the point of
intubation.13 The Croup scoring system proposed by Max Klein is a exhaustion during the course of respiratory failure.
clinically very useful tool for assessing the severity of upper-
airway obstruction in children14 (Figure 5). hypercapnia – can both be warning signs of impending cardio-
Expiratory wheezing and the presence of the Hoover sign respiratory arrest. Any change in alertness has to be considered an
(inward movement of the lower rib cage during inspiration) reflect ominous sign for a disastrous evolution of respiratory failure.
lower-airway obstruction and hyperinflation. Grunting or groaning Laboratory and radiographic examinations are important
and thrusting expirations signify a parenchymal lung problem. diagnostic tools in the management of children with acute
Grunting is the result of premature closure of the glottis during respiratory failure. Nevertheless, serial blood gas analyses should
expiration to increase intrinsic positive end expiratory pressure only be regarded as one little piece of the whole puzzle to guide
(PEEP) and to prevent alveolar collapse. It is commonly observed in timing for more invasive interventions (Figure 6). A young child
children with pulmonary oedema, acute respiratory distress will readily tolerate most given stress to the respiratory system. As
syndrome (ARDS), and severe lobar pneumonia. the disease progresses, minute ventilation may be virtually
‘Assessment of the efficiency of respiration’ is performed by maintained to the point of exhaustion, at which time hypoxaemia
evaluating air entry by auscultation and cyanosis by pulse and hypercapnia rapidly progress into cardio-respiratory arrest.
oximetry. The latter is often referred to as the fifth vital sign.15 The biggest difference in the development of cardio-respiratory
Children with acute respiratory failure are almost always failure between young children and adults is not the physiology,
hypoxaemic. If the human eye is able to detect cyanosis, O2 but the speed at which cardio-respiratory arrest can occur.
saturation is commonly below 90%. Assessment of the need for an artificial airway is primarily based
Lastly, the effect of respiratory failure on other organ systems on clinical signs – general appearance is of most value. Warning
has to be immediately and continuously assessed in children with signs are worried appearance, restlessness, impression of fatigue,
acute respiratory failure. Cardiac output is mainly heart-rate marked retractions, head bobbing and increasing tachycardia.
dependent in children, because of the limited ability of the Intubation is performed too late when respiratory efforts decrease
paediatric heart to increase stroke volume. Again, bradycardia is a (bradypnoea, shallow breathing and decreased stridor) and loss of
sign of impending cardio-respiratory arrest, as is a falling blood consciousness and bradycardia occur.
pressure. The same applies to the level of consciousness. Agitation
and depressed mental status – as a result of hypoxaemia and/or MOST COMMON CAUSES OF ACUTE RESPIRATORY FAILURE IN
CHILDREN

A multitude of conditions can lead to acute respiratory failure.


Common respiratory causes include respiratory infections of the
upper and lower airways (such as croup, bronchiolitis and
pneumonia), asthma and foreign-body aspiration. Rare causes
such as malformations of the upper- and lower-respiratory system,
plastic bronchitis or pulmonary haemorrhage have to be con-
sidered as well. The patient population of a PICU can often be
compared to a rare stamp collection and the unusual is often the
usual. Non-pulmonary causes need also to be considered, because
heart failure, septic shock, inborn errors of metabolism and
neurologic disorders (seizures and neuromuscular diseases) may
present with breathing disturbances (Table 2).

MANAGEMENT OF ACUTE RESPIRATORY FAILURE IN CHILDREN

It is not the purpose of this review to discuss in detail the


specific management strategies of the many causes of acute
respiratory failure. Management depends not only on the specific
cause, but also on the severity of respiratory failure. Extensive
training and experience are required to acquire the knowledge and
skills to stabilise children with critical illness in the emergency
Figure 5. Klein’s Croup Score.14 room or the PICU. Most important among these is the ability to
J. Hammer / Paediatric Respiratory Reviews 14 (2013) 64–69 69

manage the upper airway, which is the cornerstone of paediatric recently been proposed to be used in the situation of a difficult
resuscitations as respiratory failure is the major cause of cardio- intubation or the worst-case scenario: cannot ventilate and cannot
respiratory arrest in infants and children. This includes immediate intubate. These algorithms advocate the use of fibre-optic intubation
recognition of a potentially difficult airway problem, appropriate if mask ventilation is possible and the use of the laryngeal mask
medical-intervention strategies and experienced manual skills airway if mask ventilation is compromised.21,22
using appropriate equipment. Conventional treatment of acute respiratory failure includes
Because children require resuscitation less frequently than positive pressure ventilation with supplemental O2. The manage-
adults, paediatric residents usually have little training opportunities ment of mechanical ventilation should incorporate the underlying
to advance their airway expertise. It is not uncommon for paediatric pathophysiology and current concepts for prevention of ventilator-
residents to lack competency and knowledge of advanced life-saving induced lung injury. Non-invasive ventilation can be used in selected
skills such as strategies to improve bag-mask ventilation in difficult patients to decrease work of breathing or to assist weak respiratory
situations. It is essential to understand the anatomic and physiologic muscles in patients with preserved respiratory drive. If adequate
consequences of simple manoeuvres such as chin lift or jaw thrust oxygenation cannot be achieved with conventional mechanical
and to apply these and use other non-invasive airway devices ventilation, surfactant instillation, inhaled nitric oxide and high-
correctly to assure efficient mask ventilation. Excessive manual frequency oscillation may be considered. Extracorporeal membrane
ventilation must be avoided because of its detrimental haemody- oxygenation is the ultimate option and needed in the rare situation
namic consequences during low flow states such as cardiopulmon- where children with a reversible underlying illness fail conventional
ary resuscitation.16 It increases intrathoracic pressure and impedes ventilation strategies. Further details of ICU management of children
venous return, thereby reducing cardiac output, cerebral blood flow with respiratory failure are beyond the scope of this review.
and coronary perfusion. Excessive ventilation also causes air
trapping and barotrauma in patients with small-airway obstruction
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