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International Journal of Health Sciences and Research

www.ijhsr.org ISSN: 2249-9571

Review Article

Scientific Reconciliation of the Concepts and


Principles of Rood Approach
Kuki Bordoloi1, Rup Sekhar Deka2
1
PhD Scholar- Srimanta Shankardeva University of Health Sciences, Guwahati, Assam
2
Associate Professor, Dept of Anatomy, Gauhati Medical College, Srimanta Shankardeva University of Health
Sciences, Guwahati, Assam
Corresponding Author: Kuki Bordoloi

ABSTRACT

Rood approach is a neurophysiological approach developed by Margaret Rood in 1940 based on


reflex or hierarchical model of the central nervous system. Rood's basic concept was that motor
patterns are developed from primitive reflexes through proper sensory stimuli to the appropriate
sensory receptors in normal sequential developmental pattern to improve motor performance. Basic
principles of Rood approach are normalization of tone, ontogenic developmental sequence, purposeful
movement and repetition or practice. Though her theory originated in the 1940s, several revisions
underwent before she died, the revision process has still continued till now on the basis of current
neuro-scientific evidences. Rood approach has always been a topic of criticism due to the insufficient
literature and incomplete background explanations. This paper comprises a brief explanation of the
Rood approach and its scientific reconciliation with available literature which shows that many of the
basic concepts are still valid and viable within current neuro-scientific thinking.

Key Words: Rood, Neurophysiology, Neurofacilitation, Sensory stimulation, Physiotherapy.

INTRODUCTION reflexes through proper sensory stimuli to


Rood approach is a the appropriate sensory receptors. Rood
neurophysiological approach developed by exploited the normal sequential
Margaret Rood in 1940. (1-2) Rood approach development to get motor responses and
deals with the activation or de-activation of establish proper motor engrams. (1)
sensory receptors, which is concerned with Rood Approach is one of the several
the interaction of somatic, autonomic and neurophysiology based neuro-facilitation
psychic factors and their role in the techniques used by rehabilitation specialists,
regulation of motor behavior. (3-4) such as the Brunnstrom technique,
This neurophysiological approach proprioceptive neuromuscular facilitation,
was designed for the patient with motor and neurodevelopmental therapy (also
control problem. (5-6) According to Rood, known as NDT or Bobath Approach. (8-10)
motor functions and sensory mechanisms Though her theory originated in the 1940s,
are interrelated. The approach is based on several revisions underwent before she died.
reflex/hierarchical model of the central This revision process has continued till now
nervous system, where the movement is as it still deserves further consideration on
facilitated or inhibited for rehabilitation the basis of current neuro-scientific
purpose. (7) Rood's basic assertion was that evidences. The physiological exploration of
motor patterns are developed from primitive Rood’s concept was not clearly evaluated in

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Kuki Bordoloi et.al. Scientific Reconciliation of the Concepts and Principles of Rood Approach

her time. For example, Rood believed in the analysis of dysfunction and in the
ontogenic developmental sequence which is application of the treatment. (18)
proved to be a flaw in the present time. Rood's four basic concepts are
Many researchers have suggested 1. Mobility and stability muscles(Tonic
that neurophysiological techniques are and phasic)
better than the conventional approaches for According to Rood approach,
patients. (7, 11, 12) However, a research shows muscle groups are categorized according to
that none of the aforementioned the type of work they do and their responses
neurophysiological approaches prove to be to specific stimuli. (14,19) Phasic muscles
superior to another. (13) It is observed that (also known as light work muscles or
most of the neurophysiological approaches mobility muscle) are the muscle groups
are always a topic of criticism and Rood is responsible for skilled movement patterns
no different. Studies show that though with reciprocal inhibition of antagonist
Rood's basis for treatment has been muscles e.g. the flexors and adductors.
criticized, it can be seen that several of the Tonic muscles (also known as heavy work
basic concepts are still valid and viable muscles or stability muscle) are the muscle
within current neuroscientific thinking. (7) groups responsible for joint stability with
co-contraction of muscles which are
PRINCIPLES antagonists in normal movement.
Basic principles of Rood Approach are: Though some muscles perform both
1. Normalization of tone: light and heavy work functions, Rood
Using appropriate sensory stimuli for mentioned specific properties of phasic and
evocating the desired muscular response tonic muscles. Phasic muscles are fast
is the basic principle of Rood approach. glycolytic fiber type, superficial and usually
(1,14)
one joint muscle. They have high metabolic
2. Ontogenic developmental sequence: cost and rapidly fatigue. Tonic muscles are
Rood recommended the use of different from phasic. The muscles are slow
ontogenic developmental sequence. oxidative fibre type, deep and usually single
According to Rood, sensory motor joint type. These are Pennate, the large area
control is developmentally based, so that of attachment muscle, has low metabolic
during treatment therapist must assess cost and slow fatigue. (19)
current level of development and then
try to reach next higher levels of control. 2. The Ontogenic Sequence
(14,15)
Rood introduced two categories of
3. Purposeful movement: ontogenic sequences
Rood used purposeful activities which a. The Motor development sequence
can help to get the desired movement The motor development sequence finally
pattern from the patient. (14,16,17) leads to skilled and finely coordinated
4. Repetition of movement: movements. The ontogenic motor patterns
Rood encouraged to use repetitive are:
movements for motor learning (1, 17) i. Supine withdrawal
ii. Roll over
BASIC CONCEPTS OF ROOD iii. Pivot prone
APPROCH iv. Neck co-contraction.
According to Rood, sensory input is v. Prone on elbow
required for normalization of tone and vi. Quadruped
evocation of desired muscular responses. vii. Standing
Sensory stimulus and their relationship to viii. Walking
motor functions play a major role in the

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Kuki Bordoloi et.al. Scientific Reconciliation of the Concepts and Principles of Rood Approach

Rood also categorized these patterns under receptors, utilizing afferent input to affect
the following four phases, using the the anterior horn cell of the spinal cord. (7,20)
concepts of light and heavy work: Rood utilized the anterior horn cell
i. Mobility or reciprocal excitability by using sensory stimulus.
innervations: It is a nearly mobility According to Rood, there are four types of
pattern, primarily reflex governed by receptors which can be stimulated and in
spinal and supraspinal centers. It order to get desired muscular response:
includes supine withdrawal, roll i. Proprioceptive receptors
over, and pivot prone. ii. Exteroceptive receptors
ii. Stability or co-contraction: It is iii. Vestibular receptors
defined as simultaneous contractions iv. Special sense organs
of antagonists and agonists, working
together to stabilize and maintain the 4. Manipulation of the autonomic
posture of the body. It includes pivot nervous system
prone, neck co-contraction, prone on Autonomic nervous system stimulation is
elbow, quadruped and standing. also a part of Rood’s concept. Different
iii. Mobility superimposed on intensity and frequency of the same stimulus
stability: It is defined as a determined which system (whether
movement of proximal limb sympathetic or parasympathetic) will be
segments with the distal ends of activated. Rood made the point that
limbs fixed on the base of support. It activation of the sympathetic nervous
includes weight shifting in prone on system is given in case of hypotonic
elbows, quadruped, and to and fro somnolent, whereas parasympathetic
rocking that later on can be nervous system activate is given in
promoted to crawling in different hypertonic, hyperkinetic, and hyper
directions. excitable patients. Rood recommended that
iv. Skill or Distal mobility with the manipulation of these stimuli can be
proximal stability: It is defined as used in treatment of motor disorder patients.
(2)
skilled work with the emphasis on
the movement of distal portions of Rood introduced two groups of autonomic
the body in a finely coordinated nervous system stimuli:
pattern that require control from the i. Sympathetic Nervous System
highest cortical level. Stimuli: It includes icing,
unpleasant smells or tastes, sharp
b. The vital functions sequence and short vocal commands, bright
The vital functions sequence finally leads to flashing lights, fast tempo and
well-articulated speech. The ontogenic arrhythmical music.
patterns are: ii. Parasympathetic Nervous System
i. Inspiration Stimuli: It includes slow,
ii. Expiration rhythmical, repetitive rocking,
iii. Sucking rolling, shaking, stroking the skin
iv. Swallowing liquids over the paravertebral muscles, soft
v. Phonation and low voice, neutral warmth,
vi. Chewing and swallowing solids contact on palms of hands, soles of
vii. Speech feet, upper lip or abdomen,
decreased light, soft music and
3. Appropriate sensory stimulation pleasant odors.
The relearning of muscular activity is based
on the phenomena of summation which
activates or deactivates the sensory

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Kuki Bordoloi et.al. Scientific Reconciliation of the Concepts and Principles of Rood Approach

SCIENTIFICALLY RELEVANT b) Stimulation of the anterior horn cell


COMPONENTS OF ROOD According to McDonough, sensory
APPROACH stimulation upon the anterior horn cell
1. Mobility and stability muscle or through circuitry working at a variety of
phasic and tonic Muscles levels through both short and long latency
No muscle can be a purely tonic or phasic reflex loops, affect the local spinal cord
muscle. (21) According to Garnett et al., level and the brain. (33) Few researches
motor units could be divided into three demonstrate sensory feedback with sensory
classes on the basis of their mechanical stimulation of muscles can stimulate
properties –(i) type S units are slow, small pathways from the cerebral cortex. This can
and fatigue resistant, (ii) type FR units are be done to stimulate single anterior horn
fast, intermediate in size, and fatigue cells while the neighbouring anterior horn
resistant, and (iii) type FF units are fast, cells remain depressed. (34) Moreover
large and fatigable. (22) Moreover, Burke et various studies were conducted earlier in
al categorized motor unit types into three order to study the effects of anterior horn
classes, slow fatigue resistant (tonic and cell excitability on the F waves generated in
postural), fast fatigable (phasic and cases of upper and lower limb amputees,
powerful) and fast fatigue resistant (phasic) spinal cord injuries, ischaemic nerve block,
and the study indicates that all of the muscle and in rest-induced suppression of healthy
fibers in a given motor unit have the same subjects. These studies demonstrated that
histochemical profile. (22,23) Though Rood’s sensory stimulation are effective in exciting
classification of muscle activity (based on anterior horn cells for generating the
protection and stabilization) recognized that required F waves which can cause change in
this is an oversimplification of muscle motor evoke potential in a variety of
histochemistry, above researches are similar patients. (35-38)
to its approximation. (23-25) c) Normalization of tone
Normalization of tone using sensory
2. Use of sensory stimulation in the stimuli is a basic principle of Rood
recovery of movement and vital approach. Sensory stimulation can facilitate
activity and inhibit muscle activity which helps in
Various researchers have found that sensory the normalization of muscular tone.
stimulation is effective for development of According to Linkous et al., tactile
skill and movement. (26-29) Jarus and Loiter, stimulation can enhance muscular tone in
found that the effect of kinaesthetic hypotonic disorder patient. (39) Manual skin
stimulation on the acquisition of a lower brushing has an inhibitory effect on H-reflex
extremity skill, performance and learning excitability in normal subjects, which can be
were significant. (30) used as one of the facilitatory technique for
The sensory stimulation helps in the eliciting muscle tone in neurological
recovery of movement and vital activities in disorders. (40) Stretching has been
the following ways: extensively used in clinical practice, which
a) Stimulation of the corticomotor area has abundance benefit in decreasing muscle
Rood used various kind of tone. (41-50) Cryotherapy with ice packs and
stimulations including but not limited to cubes has been suggested to have an
kinaesthetic stimulations and stretch. antispastic effect by increasing pain
According to Stinear et al., kinesthetic threshold and consequently reducing
stimulation can excite the corticomotor area receptor sensitivity of low-threshold
primarily at the supraspinal level. (31) Day et afferents. (51-53) Researches have suggested
al. attributed the stretch induced facilitatory that 3 minutes of slow stroking on posterior
effect onto motor evoked potentials in the primary rami can reduce alpha-motoneuron
muscles to the cortical level. (32) excitability, which can in return, reduce

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Kuki Bordoloi et.al. Scientific Reconciliation of the Concepts and Principles of Rood Approach

spasticity. (54-55) Matsumoto et al. showed 5. Manipulation of the autonomic


that F-wave amplitude and F-wave/M- nervous system
response ratio significantly decreased after According to Metcalfe and Lawes,
10 minutes of warm heating leading to though autonomic nervous system
antispastic effect and also a decrease in association with emotion is an old concept,
gamma-afferent fibre activity. This would it has a great influence what kind of
lead to a decrease in impulses from the information is reached to the related circuits
muscle spindles with a consequent governing emotional state in the CNS, and
inhibition of impulses to the alpha fibres. (56) thus on what movement will develop in
Various researches reported that response. (7) Various studies show that
effectiveness of vibratory stimuli to spastic autonomic nervous system manipulation by
muscles, which gives significant giving sensory stimulation can cause vital
improvement in muscle tone and motor functions activation viz. musical stimuli can
recovery. (57,58) Tendon pressure is also used influence autonomic responses in an
to reduce motoneuron excitability in the unconscious patient. (69) The autonomic
central nervous system disorder patient. response was characterized by an increase in
(59,60)
Above researches shown that, Rood’s of vagal response, and contextually, a
normalization of tone with the use of reduction of heart rate complexity of
sensory stimuli is an important part of motor increasing Formal Complexity and General
recovery. Dynamic parameters. Various researches
3. Use of purposeful movement also reported that a pleasant and unpleasant
Rood’s utility of purposeful movement odour can alter the cortical and autonomic
is very common nowadays in rehabilitation responses. (70-71) Pleasant odors caused
practice. Various research works showed significant decrease in the blood pressure,
that the practice of purposeful movements heart rate, and skin temperature, which
or activity based movement is an integral indicated a decrease in autonomic arousal.
part of improving functional status. (61-63) Rocking movements caused a vestibulo-
Apache found through activity-based respiratory adaptation leading to an increase
intervention gives significant improvement in respiration frequency. (73,74) Coloured
in both locomotor and object control skills. light can influence the autonomic nervous
(64)
system which can improve heart rate
variability, skin conductance, standard
4. Use of repetitive movement deviations of normalized NN (SDNN)(beat-
Repetition or practice of movement is a to-beat) intervals, very low (VLF) and low
basic component of Rood approach. Studies frequency (LF) levels, decreased heart rate.
(75)
show motor learning employ large amounts It has been demonstrated that stimuli
of practice. According to Lang et al., such as neutral warmth, contact on palms of
repetitions performed during therapy hands, soles of feet, upper lip or abdomen
sessions were relatively lower than the can activate the parasympathetic nervous
numbers of repetitions performed in animal system which supports Rood’s concept. (76-
78)
plasticity and human motor learning studies.
(65)
Studies have shown to reverse the
detrimental changes due to a cortical lesion, 6. Improvement in vital activities:
repetition is essential for learning a motor Clinical evidence shows that
skill which can alter the cortical neurophysiological facilitation can increase
representation. (66-68) Hence, it is clear that ventilation of patients with decreased
without repetition, it is difficult to gain consciousness which also support Rood’s
motor recovery in motor disorder patients. clinical observation. (79-82)

SCIENTIFICALLY OUTDATED

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COMPONENTS OF ROOD flexor and adductor) and heavy work


APPROACH (stability muscle- extensors and abductors)
1. Use of the Ontogenic Sequence as this will help to normalize the muscular
Rood's ontogenetic sequential phases tone and motor recovery. Although Rood's
of motor control are not valid based on stability and mobility muscles are
present developmental studies. According to recognized that this is an oversimplification
developmental studies, relearning of of muscle histochemistry but some scientific
movement not occurs from proximal to evidence supports her concept in present
distal. It always emerges from a sequence of time. Rood suggested that appropriate
interactions between inherited tendencies stimuli are selected based on whether
and experience dependent learning. (7,83) facilitation or inhibition is anticipated and
According to Thelen, the developmental the type of movement that is required.
changes occur due to the unity of Proprioceptors, exteroceptors vestibular and
perception, action and cognition, along with special sense organ, which receptors are
the role of exploration and selection in the targeted for required motor response
emergence of new behaviour. (84) As per activation. Rood’s theory is also
Rood’s expectations, the developmental complemented by the fact that autonomic
motor sequence was neither followed nervous system stimulation is not only
invariably by developing children nor involved in motor activity of vital organs,
adhered to by adults when rising from but also affects the somatosensory system
supine to erect posture. and sensorimotor integration. (85) Various
researchers have found where ANS
2. Frequency of stimulation of ANS stimulation is effective in motor and vital
According to Rood Approach, the organ stimulation, whereas the frequency
low intensity and frequency of stimulation and intensity of stimulation is not a valid
activates the parasympathetic system. The part of it. Rood’s developmental sequence is
same stimuli at a high frequency and generally accepted as outdated because
intensity activate the sympathetic system. developmental studies show that normal
Metcalfe and Lawes suggested the concept human development is not related to
of frequency of the stimulation in different movement pattern. It depends on
manipulation of autonomic nervous system perception, action, cognition, exploration,
is unnecessary because low-frequency inherited tendencies and experience
stimulation of a neuron tends to release dependent learning. According to Metcalfe,
conventional excitatory amino acid Rood’s approach is a modular model
transmitters from small clear vesicles, since approach, which is capable of adapting to
high frequency stimulation of the same advancing knowledge. Hence, therapist can
neuron releases peptides from large, dense- deduct the ontogenic developmental
cored vesicles. (7) sequence part in the application of Rood’s
approach. (7)
DISCUSSIONS
Earlier, Rood had theorized based on CONCLUSION
clinical experience that sensory stimulation Rood’s approach is a
can be provided therapeutically to 'wake up' neurophysiological based approach where
motor responses from the cortex. Herein, relevant physiology is the most important
purposeful movement, repetition of activity, part of this approach – an aspect which was
or practice, plays a part in learning motor not clearly explored in her time. Though the
skills to reverse the detrimental changes due entire Rood’s approach is not used in
to a cortical lesion. During application of present time, but some Rood techniques are
sensory stimulation, muscles have to be very common in clinical practice. Current
divided into light work (mobility muscle- scientific evidence shows Rood's approach

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How to cite this article: Bordoloi K, Deka RS. Scientific reconciliation of the concepts and
principles of rood approach. Int J Health Sci Res. 2018; 8(9):225-234.

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