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NeuroImage 143 (2016) 223–234

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NeuroImage
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Is P3 a strategic or a tactical component? Relationships of P3


sub-components to response times in oddball tasks with go, no-go
and choice responses
Rolf Verleger a,b,n, Nils Grauhan a, Kamila Śmigasiewicz a
a
Department of Neurology, University of Lübeck, Germany
b
Institute of Psychology II, University of Lübeck, Germany

art ic l e i nf o a b s t r a c t

Article history: P3 (viz. P300) is a most prominent component of event-related EEG potentials recorded during task
Received 4 July 2016 performance. There has been long-standing debate about whether the process reflected by P3 is tactical
Accepted 22 August 2016 or strategic, i.e., required for making the present response or constituting some overarching process.
Available online 26 August 2016
Here, we used residue iteration decomposition (RIDE) to delineate P3 subcomponents time-locked to
Keywords: responses and tested for the temporal relations between P3 components and response times (RTs). Data
RIDE were obtained in oddball tasks (i.e., tasks presenting two stimuli, one rarely and one frequently) with
Decision rare and frequent go, no-go, or choice responses (CRs). As usual, rare-go P3s were large at Pz and rare no-
Context updating go P3s at FCz. Notably, P3s evoked with rare CRs were large at either site, probably comprising both go
P300
and no-go P3. Throughout, with frequent and rare responses, P3 latencies coincided with RTs. RIDE
decomposed P3 complexes into a large CPz-focused C-P3 and an earlier Pz-focused response-locked R-P3.
R-P3 had an additional large fronto-central focus with rare CRs, modeling the no-go-P3 part, suggesting
that the process reflected by no-go P3 is tightly time-locked to making the alternative response. R-P3
coincided with the fast RTs to frequent stimuli and C-P3 coincided with the slower RTs to rare stimuli.
Thus, the process reflected by C-P3 might be required for responding to rare events, but not to frequent
ones. We argue that these results are nevertheless compatible with a tactical role of P3 because responses
may not be contingent on stimulus analysis with frequent stimuli.
& 2016 Elsevier Inc. All rights reserved.

1. Introduction et al., 2010), reduced motor-related activation (Kopp et al., 1996;


Verleger et al., 2006) or attention-modulated monitoring (Polich,
Event-related potentials (ERPs) are voltage changes recorded 2007). Go-P3, considered to be P3 proper, has been the object of
from the scalp in temporal coincidence to events (Luck and Kap- numerous hypotheses, of which the context-updating hypothesis
penman, 2012). When some task has to be performed with these (Donchin, 1981) is most wide-spread (cf. Polich, 2007) which
events, a prominent component of the ERP is the broad positive states that P3 reflects updating of models about the environment.
potential termed P3 (Ritter et al., 1968) or P300 (Donchin and The nature of the relationship between go-P3 and overt re-
Cohen, 1969). P3 amplitudes are larger after rarely than after fre- sponses has remained controversial, and the precise relationship
quently occurring stimuli presented in random series. This oddball of no-go P3 to inhibitory processes is still a matter of study. The
present study was designed to contribute to these issues.
effect (Duncan-Johnson and Donchin, 1977; Squires et al., 1975) is
A major cornerstone of context-updating hypothesis is the as-
focused at parietal midline (Pz) when rare stimuli require re-
sumption that (go-)P3 reflects a strategic rather than a tactical
sponses (go P3) and at more anterior sites (FCz) when rare (or
process. In using these terms, Donchin and Coles (1988) argued
even equiprobable) stimuli require that responses be withheld that the process underlying P3 is not involved in deciding on re-
(no-go P3) (Pfefferbaum et al., 1985; Pfefferbaum and Ford, 1988). sponses (e.g., by key-press) to the present stimulus but rather in
No-go P3 has often been interpreted as indicating inhibition some overarching process occurring in parallel or afterwards. In
(Pfefferbaum et al., 1985) or, alternatively, response conflict (Smith Donchin and Coles (1988) context-updating hypothesis, this
overarching process is proposed to be an active process of chan-
n
Corresponding author at: Klinik für Neurologie, Universität Lübeck, D 23538
ging the metacontrol setting of priorities, biases, probabilities,
Lübeck, Germany. which may be prompted by a conflict between new information
E-mail address: rolf.verleger@neuro.uni-luebeck.de (R. Verleger). and expectations derived from these settings (cf. Kamp et al.

http://dx.doi.org/10.1016/j.neuroimage.2016.08.049
1053-8119/& 2016 Elsevier Inc. All rights reserved.
224 R. Verleger et al. / NeuroImage 143 (2016) 223–234

(2013) for a recent account of the hypothesis). Some others have include an early P3a-type component overlapping the C cluster
maintained that P3 does relate to the decision on how to respond (Ouyang et al., 2011; Ouyang et al., 2013; Ouyang et al., 2015a;
to a given stimulus (Hillyard and Kutas, 1983). Pertinent evidence Verleger et al., 2014). In the present study, RIDE was applied to
is the temporal relation between P3 and RTs. Two aspects are re- specifically study the timing of the C and R clusters with respect to
levant here. First, it is at issue when P3 reaches its peak. If this RTs, for frequent and rare responses in oddball tasks. For the C
occurs before or at overt responses then it is reasonable to assume cluster, which we may regard as P3b proper, the tactical view on
that P3 reflects some process leading to responses. In contrast, the P3 predicts that it will culminate at the moment of responding,
strategic interpretation is supported if P3 reaches its peak mark- whereas the strategic view allows for more flexible temporal re-
edly after overt responses. This latter result was indeed reported lations between C clusters and RTs. The R cluster, being strictly
by Kutas et al. (1977) for a subset of trials. However, since this time-locked to responding by definition, may be expected to occur
subset consisted of trials with incorrect responses, it may be ar- at the very time of responding, where it might consist of motor-
gued that these positive potentials were not stimulus-evoked P3s cortex activation for key-pressing or of somatosensory reafference
but rather error-evoked positivities, evoked by the incorrect re- from key-pressing. In the strategic view, the R cluster is acciden-
sponse (Pe; Falkenstein et al., 2000; Leuthold and Sommer, 1999; tally overlapping with P3 proper, whereas the tactical view might
though see Shalgi et al. (2009), for a divergent interpretation of consider the R cluster as genuine part of the P3 complex.
Pe). In support of the tactical interpretation, a number of recent The oddball task usually consists of frequent no-go and rare go
studies have found that, when P3 is time-locked to RT and aver- stimuli (termed no-go/go in the following). Comparisons between
aged across trials, the peak of P3 occurs precisely at the moment of frequent and rare stimuli are therefore, confounded by the dif-
responding (Saville et al., 2011; Verleger et al., 2005) at least in ference between no-go and go. To disentangle the two factors, we
young participants (Cid-Fernández et al., 2016; though see Verle- additionally applied a go/no-go task that consists of frequent go
ger et al. (2013)) closely resembling the time-course of random- and rare no-go stimuli. Thereby we had frequent go stimuli from
walk processes leading to decisions (Kelly and O'Connell, 2013; the go/no-go task and rare go stimuli from the no-go/go task, both
O'Connell et al., 2012; Twomey et al., 2015). On the other hand, of which could be decomposed by RIDE. Additionally, the go/no-go
when all stimuli require the same responses, and responding, task, with its rare no-go stimuli, would yield no-go P3s with their
therefore, is very fast, P3 may be clearly later than RTs (Berchicci fronto-central maximum (cf. above). We wished to apply the RIDE
et al., 2016). In the present study, P3 latencies and RTs were rationale to no-go P3s, too, asking whether the process reflected
compared for frequent and rare responses in the oddball task. by fronto-central no-go P3s is time-locked to the stimuli or is a
According to the tactical view, RTs and P3 latencies were expected central process, or is time-locked to non-responding. But the time-
to coincide, both occurring early for frequent stimuli and late for point of non-responding is not given, making answers to this
rare stimuli. question impossible without making further assumptions. The
A second aspect is whether the P3 complex contains compo- further assumption made here was that rare choice responses
nents that are time-locked to overt responses. If present, and if (CRs) might serve as a proxy for rare no-go responses. Only few
occurring before RTs, such components would conform to the studies have compared CR tasks with go/no-go tasks. The available
tactical interpretation. The existence of such subcomponents has evidence (Smith et al., 2010) suggests that the fronto-central part
been postulated since long, based on common latency shifts of RTs of CR-P3 is as large as no-go P3. This hypothesis was tested in the
and the entire P3 complex or of parts of it (Falkenstein et al., 1994; present study by applying an oddball task with CRs. Thereby, there
Verleger, 1997) and based on comparisons between averages
were three tasks (no-go/go, go/no-go, CR) with frequent and rare
across trials that were time-locked to stimuli, as usual, and that
stimuli, resulting in six conditions (Table 1). In the absence of overt
were time-locked to responses: When containing response-related
responses, two of these six conditions (frequent no-go and rare
components, average waveforms should have a clearer or a dif-
no-go) were not available for RIDE decomposition into S, C, and R
ferent structure in response-locked than in stimulus-locked wa-
clusters. The four conditions that were available for RIDE decom-
veforms. There have been some hints in favor of this assumption
position were: frequent go, rare go, frequent CR, and rare CR. A
(Berchicci et al., 2016; Cid-Fernández et al., 2016) but in most
natural consequence of this design was that comparisons were
publications that compared stimulus- and response locked P3s
also made between CRs and go responses. Since the RIDE com-
waveforms appeared quite similar to each other (Johnson et al.,
putations were done independently for CR and go responses, this
2003; Kelly and O'Connell, 2013; O'Connell et al., 2012; Saville
comparison would provide an assessment of the stability of the
et al., 2011; Twomey et al., 2015; Verleger et al., 2005) except for
RIDE solutions.
pathological cases (Verleger et al., 2013).
Reasons for this similarity might be that stimulus-locked wa-
veforms still contain response-related processes, and response-
locked waveforms still contain stimulus-related processes and, 2. Material and methods
moreover, that components specific to stimulus or response pro-
cessing might be covered by the presence of parts of the P3 2.1. Participants
complex that are neither time-locked to stimuli nor to responses.
In order to disentangle stimulus-locked, response-locked, and re- Twelve young adults participated. They were 6 women and
latively independent components from each other, residue itera- 6 men, aged 20 to 26 years (mean¼24 y). 10 were right-handed,
tion decomposition (RIDE) has been developed (Ouyang et al., 1 was ambidextrous, and 1 was left-handed. Informed written
2015a). RIDE aims at resolving superposition of stimulus-related consent was obtained and 15 € were paid. Participants reported
(S), central (C), and response-related (R) component clusters. RIDE
Table 1
achieves this goal by iteratively estimating these three clusters
The six conditions of the present study: frequent and rare stimuli were presented in
across single trials, starting from a crude model of the C cluster three tasks.
and refining this model during the following iterative procedure
by distinguishing it from the stimulus-locked and response-locked no-go/go go/no-go CR
portions. In previous applications, the major part of P3b was
Frequent no-go go choice1
modeled by the C cluster while the R cluster often consisted of a Rare go no-go choice2
phasic positivity overlying the C cluster, and the S cluster might
R. Verleger et al. / NeuroImage 143 (2016) 223–234 225

normal or corrected-to-normal vision and no history of neurolo- trials were rejected when voltages exceeded 7150 mV in any EEG
gical disorders. channel. The remaining trials were included if the first key-press
response was correct (in go and CR trials) or no key was pressed
2.2. Stimuli and procedure (in no-go trials).
Trials were pooled from blocks with left and right-hand re-
Participants were seated in a comfortable armchair in a dar- sponses, separately for frequent and rare stimuli in each of the
kened room, with about 1.2 m viewing distance from the com- three tasks. The mean number of included trials across partici-
puter screen. A computer keyboard was put on their lap. Response pants was at least (lowest numbers of the three tasks) 366 for
keys were left ctrl and right ctrl, to be pressed with the index frequent stimuli and 63 for rare stimuli, with minimum numbers
fingers. Controlled by a Presentation 14.5 program (www.neurobs. in single participants of 286 and 37. For conventional analysis,
com) this computer presented the stimuli, recorded responses, trials were averaged separately for rare and frequent stimuli in
and sent stimulus and response codes to another computer that each task in each participant. For RIDE analysis of the four con-
recorded EEG. ditions with overt responses, single-trial data were exported from
One of the two black letters X and U (Helvetica, 35 points) Brain Analyzer, decomposed into S, C, and R clusters (see Section
appeared at the center of a light grey 17″ screen for 200 ms. X and 2.4.3 for details) separately for each condition, averaged across
U were presented in random order with probabilities of 80/20%, trials for each cluster and condition, and re-imported to Brain
but without immediate repetitions of the rare letter. The next Analyzer.
stimulus followed 900 ms after the response when a response was
required, otherwise 1.7 s after stimulus onset. There were 250 2.4. Data analysis
stimuli in each block. The experiment consisted of two parts, key-
press and count. The count part always followed the key-press 2.4.1. Behavior
part and will not be reported in this paper. In the key-press part, Percentages of wrong responses were determined, which were
the left key was always assigned to X and the right key to U. There pressing the incorrect or no key (within 150–1000 ms) in go-trials
were three tasks (Table 1): no-go/go (press to rare), go/no-go (press and any key in no-go trials. Response times (RTs) of key-pressing
to frequent), CR (choice-response). One of the six possible orders of with respect to stimulus onset were analyzed for correct re-
these three tasks was presented to two participants each. This task sponses. Left and right responses in the same condition were
triplet was presented twice, once with frequent X and rare U (re- pooled and RTs were averaged across trials in each task, separately
quiring frequent right and/or rare left key-presses) and once with for frequent and rare targets. Likewise, RTs of incorrect responses
frequent U and rare X (requiring frequent left and/or rare right to rare stimuli were analyzed, but median rather than mean RT
key-presses). Order of these two triplets was counterbalanced was taken as measure, due to single outlying values.
across participants.
2.4.2. Conventional ERP analysis
2.3. EEG recording and processing Forming distinct peaks in all conditions, P3 components were
quantified as most positive peak 250–650 ms after stimulus onset
EEG was recorded with Ag/AgCl electrodes (Easycap, www. at midline sites Fz, FCz, Cz, CPz, Pz, POz, Oz. Latencies and am-
easycap.de) from 60 scalp sites, including eight midline positions plitudes were measured.
from AFz to Oz and 26 pairs of symmetric left and right sites.
Further electrodes were placed at the nose-tip for off-line re- 2.4.3. Residue iteration decomposition
ference and at Fpz as connection to ground. On-line reference was RIDE analysis (using Matlab R2014.b) closely followed the
Fz. For artifact control, EOG was recorded, vertically (vEOG) from methods described in Ouyang et al. (2015b) as applied by us before
above vs. below the right eye and horizontally (hEOG) from po- (Verleger et al., 2014) using the toolbox available on http://cns.
sitions next to the outer tails of the eyes. Voltages were amplified hkbu.edu.hk/RIDE.htm. RIDE decomposes ERPs into a stimulus-
from DC to 250 Hz by a BrainAmp MR plus, A–D converted and locked S cluster, an RT-locked R cluster, and a central cluster C,
stored at 500 Hz per channel. Off-line processing was done with defined as being neither fully time-locked to stimulus onsets nor
Brain–Vision Analyzer software (version 2.03). Data were re-re- to RTs. The temporal reference points (latencies) for deriving S and
ferenced to the nose-tip, low-pass filtered at 25 Hz (Butterworth R (LS and LR) are stimulus onsets and RTs, respectively, but vary
zero phase filters, attenuation of 12 dB/octave), and segmented over trials for C. These LCs are initially estimated in each single trial
from 200 ms before stimulus onset to 1000 ms afterwards. In as reflecting some global waveform and then are iteratively im-
editing for artifacts, trials were scrutinized with a three-step proved. Based on the information given by the estimated LC and by
procedure. First, trials with gross artifacts were rejected from the reference points LS and LR, the contents of S, C, and R get
analysis. Second, artifacts of ocular origin (blinks above all) were iteratively dissociated from each other. As mentioned above, de-
subtracted out. Third, trials with artifacts were rejected from composition was done in conditions with overt responses only,
analysis. The first editing for gross artifacts was done lest the en- separately for each condition, which were frequent go (from the
suing ocular correction would be distorted by such artifacts. (In go/no-go task), rare go (from the no-go/go task), frequent CR, and
our experience, this risk applies in particular to the regression rare CR.
calculated for non-blink trials). To this end, trials were rejected
when neighboring data points differed by more than 50 mV or (1) Initial estimation of C latency. Initial estimation of LC used
when minimum and maximum points in any EEG channel differed each participants' average from 250 ms to 650 ms after sti-
by more than 250 mV (except EOG and AF3, AFz, AF4, lest trials mulus onset as a template. LC was then estimated in each
would be rejected for blinks). Then, ocular artifacts were corrected single trial by the shift needed to maximize the cross-corre-
by linear regression, separately for trials with and without blinks lation of the single-trial data to the template. Cross-correlation
(Gratton et al., 1983) as implemented in the Brain–Vision Analyzer time courses were calculated for each electrode and were
software. Finally, with the large voltages produced by blink arti- averaged across all electrodes. The time-point of the max-
facts being subtracted out, artifact-checking proper was per- imum in this averaged cross-correlation was defined as initial
formed. To this end, data were referred to mean amplitudes of the estimate of LC in each single trial.
100 ms before stimulus onset as baseline in each channel, and (2) Iterative decomposition. Next, the three component clusters S,
226 R. Verleger et al. / NeuroImage 143 (2016) 223–234

C, and R were dissociated from each other in an iterative way,


starting from the initial setting S(t)¼ C(t)¼ R(t) ¼0 (i.e., the
template function used in step 1 is no longer used here). In
each step, RIDE obtains an estimate of S, C, and R respectively.
To estimate S, RIDE subtracts C and R from each single trial and
aligns the residues to LS in order to obtain S as the median
waveform (to safeguard against outliers) of the single-trial
waveforms. The same procedure is applied to obtain C and R,
using the time-markers LC and LR, respectively. The whole
procedure is iterated until convergence. The waveforms are
restored from median to mean after convergence. Decom-
position is performed for data from each electrode separately,
but the same time markers are used for all electrodes.
(3) Iteratively improving the latency estimation of C. So far, LC had
been obtained by rough estimation with the cross-correlation
method (step 1). After having obtained a new estimate of C in
step (2), this estimate was improved by the following outer
loop of iteration: S and R were subtracted from each single
trial and cross-correlations were computed between the re-
sidue and the C component shifted in time. The time point
with the highest cross-correlation (averaged across the scalp
and low-pass filtered at 5 Hz to reduce high-frequency noise)
was used as new estimate for LC. This new estimate of LC was
then again fed into step (2) to decompose S, C and R until
convergence. These new estimates of S, C, and R were then
again fed into step (3), iterating the loops of steps (2) and
(3) until convergence of both the latency LC and the compo-
nent clusters S, C, and R. During the iterations, evolution of the
LC estimates for each single trial was constrained to be
monotonic, i.e., iterations were terminated once LC changed
direction relative to the preceding iterations. The template of C
used for the cross-correlation calculations spanned 400 ms,
from 250 ms to 650 ms after onset of the letter. The midpoints
of the 400 ms single-trial waveforms to be cross-correlated to
C varied from a minimum of 250 ms (50–450 ms) to a max-
imum of 650 ms (450–850 ms).

P3 sub-components were determined in each participants' Fig. 1. Behavioral results. Percentages of error trials are displayed in the upper panel
averaged C and R clusters in each condition by measuring latencies and response times (RTs) in the lower panel. Bold black lines are data from go trials,
and amplitudes of the most positive peaks 250–650 ms after sti- thin black lines from no-go trials (for error percentages only) and grey lines from
choice responses (CRs). Errors in go trials are missing responses, in no-go trials false
mulus onset at each midline site (Fz, FCz, Cz, CPz, Pz, POz, Oz) in
alarms, and in CR trials wrong and missing responses.
the C and R clusters.

2.5. Statistical analysis 3. Results

Analyses of variance (ANOVAs) were used for statistical ana- 3.1. Behavior
lyses. For analysis of error rates and RTs, factors were Frequency
(frequent vs. rare stimulus) and Response (CR vs. go for RTs; go vs. 3.1.1. Error rates
no-go and no-go vs. CR for error rates). Note that the go and no-go Key-press error rates are depicted in the upper panel of Fig. 1.
levels of the Response factor by necessity come from different There were almost no errors with go responses (0.7% on average)
tasks: frequent go responses are from the go/no-go task, frequent but very many false alarms with rare no-go stimuli (17.2%) and
no-go responses from the no-go/go task, correspondingly for no- even more errors with rare stimuli in the CR task (26.8%). There-
go responses. For P3 latencies and amplitudes, factors were Fre- fore, main and interaction effects of Frequency and Response were
quency, Recording Site (Fz, FCz, Cz, CPz, Pz, POz, Oz), and Response significant when comparing go and no-go responses (all
(CR vs. go, or CR vs. no-go). For P3 peaks of RIDE's C and R clusters, F1,11 Z26.4, p o.001) and when comparing no-go to CR responses
P3 subcomponent (C vs. R cluster) was used as additional factor. (all F1,11 Z 10.0, p r.009). In the latter comparison, more wrong
For comparing P3 latencies to RTs, factors were Frequency and responses were committed in the CR task than with no-go stimuli
Response, and Measure (P3 vs. RT). This was done for P3 latencies not only with rare stimuli (26.8% vs. 17.2%; F1,11 ¼12.6, p ¼.005) but
from Pz and from FCz (where go and no-go P3 were largest, re- also consistently, though on a low level, with frequent stimuli
spectively) for conventionally measured P3 and for RIDE's C and R (2.0% vs. 0.5%; F1,11 ¼17.8, p ¼.004).
peaks.
Partial eta-squared will not be explicitly reported, being easily 3.1.2. Response times
derived from the reported F-values by the formula ηp2 ¼(F/df)/ Mean key-press RTs are presented in the lower panel of Fig. 1.
(1 þF/df). Greenhouse-Geisser corrected p-values and, for trans- RTs were about 100 ms faster with frequent than with rare re-
parency, uncorrected degrees of freedom will be reported for ef- sponses (Frequency: F1,11 ¼66.2, p o.001) and were about 30 ms
fects of Recording Site. faster in the CR task than with go responses (Response: F1,11 ¼6.1,
R. Verleger et al. / NeuroImage 143 (2016) 223–234 227

Fig. 2. ERP grand means: waveforms and P3 topography. Waveforms depict voltages recorded from FCz and Pz (vs. nose reference). Unit of x axis is ms. Time-point zero is letter
onset. Unit of y-axis is mV, with positive polarity plotted downwards. Tickmarks denote 10 mV. Dashed lines denote frequent stimuli, solid lines rare stimuli. Bold black lines
are data from go trials, thin black lines from no-go trials and grey lines from choice responses (CRs). Mean amplitudes of P3 peaks at midline are depicted in the upper right
panel. Like with the waveforms, unit of y-axis is mV, with positive polarity plotted downwards, line-style is the same as with the waveforms. Distributions of P3 peak
amplitudes across the entire scalp are shown by the maps. View is from above, with Cz in the center and ear level ( ¼120°) at the outer rim, nose is above. Red is positive,
white is zero. Color ranges are individually scaled in each map to range symmetrically between 7 125% of absolute maximum amplitude (e.g., with maximum at þ 8 mV, the
range would be 7 10 mV; 125% was chosen rather than 100% to avoid oversaturated coloring). (For interpretation of the references to color in this figure legend, the reader is
referred to the web version of this article.)

p ¼.03). These two factors did not interact (F1,11 ¼0.3, n.s.). Table 2
ANOVA results (F-values and their p-values) on P3 amplitudes in the key-press
tasks. Comparison of choice responses (CR) with go and no-go responses are
3.2. ERPs: conventional analysis
compiled in the left and right halves, respectively. Effects including Response (CR
vs. go, or CR vs. no-go) are entered in the respective columns. p-values were en-
Fig. 2 displays grand-mean waveforms from FCz and Pz. The tered when pr .10. Values are printed in bold when p r .050.
major features to be presented in the following analyses are the
topography of P3 in the CR task, compared to go-P3 and no-go P3 CR vs. go CR vs. no-go

(Section 3.2.1) and the common analysis on P3 latencies and RTs Response Response
(Section 3.2.2).
P3 AMPLITUDES
3.2.1. Analysis of amplitudes 7.2 8.7
.02 .01
Topographic information on the distribution of P3 peak am- Midline site 11.1 13.8 14.3 4.6
.001 .001 <.001 .03
plitudes is displayed in Fig. 2 as maps and as profiles of midline Frequency 0.3
129.0 29.6 133.2
amplitudes. ANOVA results for P3 amplitudes recorded from the <.001 .001 <.001
Freq.  Midl. site 3.9 8.2 11.0 5.8
midline are compiled in Table 2. .06 .007 .003 .02
CR vs. go: P3 was larger with rare than frequent stimuli (Fre-
quency F1,11 ¼129.0, p o.001) and largest at CPz, Cz, and Pz (Re-
cording Site, F6,66 ¼11.1, p¼ .001). Rare CR-P3s differed from rare
go-P3s by their larger fronto-central amplitudes: P3 was larger significant for frequent stimuli, F6,66 ¼ 4.1, p ¼.04).
with CRs than with go responses for rare stimuli (Response: CR vs. no-go: P3 (being likewise larger with rare than frequent
F1,11 ¼7.2, p¼ .02; Response  Frequency F1,11 ¼ 29.6, p ¼.001; effect stimuli, Frequency F1,11 ¼ 133.2, p o.001) was largest at FCz, Cz, CPz
of Response for rare stimuli F1,11 ¼14.1, p¼ .003; for frequent sti- (Recording Site, F6,66 ¼ 14.3, p o.001), particularly for rare stimuli
muli F1,11 ¼0.0, n.s.) with a more anterior topography, focused at (Frequency  Recording Site F6,66 ¼11.0, p ¼.003). P3 was larger in
FCz, for CR than for go (Response  Recording Site: F6,66 ¼13.8, CR than with no-go stimuli (Response F1,11 ¼8.5, p ¼.01) though
p ¼.001) particularly for rare stimuli (Response  Recording Si- with different topographies for frequent and rare stimuli (Re-
te  Frequency: F6,66 ¼8.2, p ¼.007): Effects of Response were sig- sponse  Recording Site: F6,66 ¼4.6, p ¼.03; Response  Recording
nificant at Fz, FCz, Cz, CPz, Pz for rare stimuli (F1,11 Z8.0, p r.02) Site  Frequency: F6,66 ¼5.8, p ¼ .01). For the large P3 with rare
and were not significant at any single site for frequent stimuli stimuli, P3 was larger in CR than with no-go responses at posterior
(although the interaction of Response  Recording Site did become sites (effects of Response separately at CPz, Pz, POz F1,11 Z 6.4,
228 R. Verleger et al. / NeuroImage 143 (2016) 223–234

p¼ .001) and peaked earlier with frequent than with rare stimuli at
posterior sites (CPz and beyond), with largest mean difference at
Pz (Recording Site  Frequency: F6,66 ¼ 4.2, p ¼.04). Other effects
were not significant at p o.05. (Of course, P3 latencies from no-go
conditions had no corresponding RTs to be directly compared
with).

3.3. RIDE analysis of Go vs. choice responses

Fig. 4 displays grand-mean waveforms of S, C, and R clusters at


FCz and Pz as well as midline amplitudes of P3-type components
in the C and R clusters and maps of their topographic distributions.
(No such components were evident in the S-cluster waveforms).
Fig. 3. Peak latencies of P3 in conventionally measured waveforms and in RIDE's C and The major features to be presented are that the major part of the
R clusters. Mean latencies, averaged over participants are shown from FCz and Pz. P3 complex is modeled by the C cluster, as expected (Section 3.3.1)
Unit of y-axis is ms. The horizontal dashed lines denote mean RTs (taken from and that, with frequent but not with rare stimuli, this C-cluster-P3
Fig. 1). Thin lines denote frequent stimuli ("fq"), bold lines rare stimuli. Black lines
reaches its peak markedly after overt responses (Section 3.3.2),
are data from go trials, grey lines from choice responses (CRs).
that the no-go type fronto-central part of P3 in the CR task is
tightly response-locked, thereby being part of the R cluster (Sec-
p r.03) and did not differ at anterior sites Fz and FCz (F1,11 r0.7, n.
tion 3.3.1), and that R-cluster P3 coincides with, or precedes, RTs
s.). For frequent stimuli, P3 was larger in CR than with no-go re-
with frequent and rare stimuli (Section 3.2.2).
sponses throughout, except for the most posterior sites (effects of
Response at Fz, FCz, Cz, CPz, Pz F1,11 Z13.0, p o.004).
3.3.1. Analysis of amplitudes
To summarize, P3s evoked by rare stimuli in the CR task were
ANOVA results for R and C cluster amplitudes at midline sites
as large as with go responses at posterior sites (POz, Oz) and as are compiled in Table 4. Amplitudes were larger in C than R
with no-go responses at FCz: CR-P3 apparently combined parietal clusters (F1,11 ¼54.2, p o.001). Interactions of the Cluster factor
go-P3 and fronto-central no-go P3. with the other factors (s. Table 4) were resolved by separate ana-
lyses of either cluster.
3.2.2. Analysis of latencies Main characteristics of the C cluster were its being larger for
3.2.2.1. CR vs. go. The two left-most positions of Fig. 3 display rare than frequent stimuli (Frequency F1,11 ¼ 50.0, po .001) and
mean peak latencies at FCz and Pz for CR and go responses. In having a distinct maximum at Cz and CPz (Recording Site
analysis on all seven midline sites, P3 peaked earlier in CR than F6,66 ¼ 31.9, p o.001) with CPz being the focus for rare stimuli and
with go responses (Response: F1,11 ¼23.4, p ¼.001) and peaked Cz for frequent ones (Recording Site  Frequency F6,66 ¼15.6,
earlier with frequent than with rare stimuli, except at the most po .001). There was no main effect of Response (F1,11 ¼0.1, n.s.).
anterior sites Fz and FCz, with largest mean difference at Pz The interactions of Response  Recording Site (F6,66 ¼ 3.6, p ¼.045)
(Frequency F1,11 ¼19.0, p ¼ .001; Recording Site  Frequency: and Response  Recording Site  Frequency (F6,66 ¼4.1, p¼ .03) in-
F6,66 ¼6.1, p ¼.008). Other effects were not significant at p o.05. dicated that amplitudes tended to be more positive in CR than
(The interaction of Frequency and Response suggested by Fig. 3 with go responses for rare stimuli at anterior sites, in contrast to
reached p¼ .08 only). frequent responses. However, this effect was weak: effects of Re-
We compared effects on P3 peak latencies at FCz and Pz with sponse  Frequency or of Response did not become significant at
the above-reported effects on RTs (dashed horizontal lines in any single recording site.
Fig. 3). Effects are compiled in Table 3. P3 latencies at Pz did not The R cluster was generally larger for rare than frequent stimuli
differ in any respect from RTs (all effects of Measure F1,11 ¼1.3, n.s.). (Frequency F1,11 ¼ 61.0, p o.001) and was strongly affected by the
This was in contrast to FCz latencies which, by their being un- Response factor. Amplitudes were larger with CR than go re-
affected by Frequency, unlike RTs (Frequency  Measure sponses, except at posterior sites (Response F1,11 ¼28.6, p o.001;
F1,11 ¼12.8, p ¼.004; effect of Frequency on FCz latencies F1,11 ¼ 0.0, Response  Recording Site F6,66 ¼23.2, p o.001; effects of Re-
n.s.) were later than RTs for frequent stimuli and tended to be sponse were significant at Fz, FCz, Cz, CPz, Pz, F1,11 Z10.1, p r.009).
earlier than RTs for rare stimuli (effects of Measure separately for This effect was more distinct with rare than frequent stimuli
frequent stimuli F1,11 ¼6.6, p ¼.03; separately for rare stimuli (Response  Frequency: F1,11 ¼ 16.2, p ¼ .002; effect of Response for
F1,11 ¼3.6, p ¼.09). rare stimuli: F1,11 ¼26.7, p o.001; for frequent stimuli: F1,11 ¼3.8,
p¼ .08). Also the topographical differences between responses
3.2.2.2. CR vs. no-go. Similarly to the CR vs. go analysis, P3 peaked were more distinct for rare stimuli (Response  Recording Si-
earlier in CR than with no-go responses (Response: F1,11 ¼17.7, te  Frequency F6,66 ¼11.9, po .001) where go responses had their

Table 3
ANOVA results (F-values and their p-values) on comparisons between RTs and P3 latencies in conditions with overt key-presses. Factors are Measure (RT vs. P3), Response
(CR vs. go), and frequency (frequent vs. rare). C-P3 and R-P3 mean P3 latencies of RIDE's C and R clusters. p-values were entered when p r .10. Values are printed in bold
when p r .050.

P3-FCz P3-Pz RT vs. C-P3-FCz C-P3-Pz R-P3-FCz R-P3-Pz

Measure (M) 1.0 0.2 0.6 0.6 3.4 3.9


.09 .07
Response 0.9 1.3 2.4 5.0 0.5 4.5
.047 .058
xM
Frequency x M 12.8 1.2 43.3 15.7 6.4 1.6
.004 <.001 .002 .03
RxFxM 2.1 1.1 0.6 2.9 1.5 0.9
R. Verleger et al. / NeuroImage 143 (2016) 223–234 229

Fig. 4. RIDE cluster grand means: waveforms and P3 topography. Like in Fig. 2, waveforms depict voltages recorded from FCz and Pz (vs. nose reference). Unit of x axis is ms.
Time-point zero is letter onset. Unit of y-axis is mV, with positive polarity plotted downwards. Tickmarks denote 10 mV. Dashed lines denote frequent stimuli, solid lines rare
stimuli. Bold black lines are data from go trials and grey lines from choice responses (CRs). No-go trials were not analyzed because R clusters cannot be estimated. Mean
amplitudes of P3 peaks at midline od the C and R clusters are depicted in the lower left panel. Like with the waveforms, unit of y-axis is mV, with positive polarity plotted
downwards, line-style is the same as with the waveforms. Distributions of P3 peak amplitudes across the entire scalp are shown by the maps, separately for the C and R
clusters (beneath the respective waveforms). See legend of Fig. 2 for details on map scales.

Table 4
ANOVA results (F-values and their p-values) on P3-like amplitudes in the R and C RIDE clusters estimated in conditions with overt key-presses. Results of the overall ANOVA
on both clusters are compiled in the top half of the table, and separate analyses on R and C clusters are compiled in the bottom half. Effects including Response (choice
response vs. go), RIDE cluster (R vs. C) and their interaction are entered in columns in the upper half, and of Response only in columns of the two parts of the lower half.
Effects including Midline Site (Fz, FCz, Cz, CPz, Pz, POz, Oz), Frequency (frequent vs. rare) and their interaction are entered in rows. p-values were entered when p r .10.
Values are printed in bold when p r .050.

CR vs. go

Effects of row labels Response RIDE cluster Response x RIDE cluster

Cluster amplitudes
Effects of column labels 12.0 54.2 5.5
.005 <.001 .04
Midline site 15.2 20.0 20.5 4.8
<.001 <.001 <.001 .02
Frequency 80.4 22.4 3.2 1.1
<.001 .001 .10
Frequency x Midl. Site 4.0 15.3 13.7 2.7
.053 <.001 <.001 .07

R cluster C cluster

Effects of row labels Response Effects of row labels Response

Effects of column label 28.6 0.1


<.001
Midline site 2.5 23.2 31.9 3.6
<.001 <.001 .045
Frequency 61.0 16.2 50.0 1.0
<.001 .002 <.001
Frequency  Midl. Site 2.1 11.9 15.6 4.1
<.001 <.001 .025

maximum at Pz and POz whereas CR amplitudes were largest were largest at anterior sites (effects of Response at Fz, FCz, Cz,
anteriorly, at FCz (Responses  Recording Site for rare stimuli CPz, Pz F1,11 Z8.4, p r.02). Topographical differences between re-
F6,66 ¼19.3, p o.001) such that differences between responses sponses were less pronounced for frequent stimuli
230 R. Verleger et al. / NeuroImage 143 (2016) 223–234

Fig. 5. Illustration of temporal relations between waveforms and RTs. ERP data (left panel) are the same as in Fig. 2, except for no-go trials which are left out here and for the
insertion of RTs (same as in Figs. 1 and 3). C-cluster and R-cluster data are the same as in Fig. 4, except for the different arrangement (C and R clusters are here shown
overlapping, separately for frequent stimuli, middle panel, and rare stimuli, right panel) and, again, for the insertion of RTs. C cluster waveforms are plotted as thin lines, R
cluster waveforms as bold lines.

(Response  Recording Site F6,66 ¼7.4, p¼ .003) but amplitudes 4. Discussion


were still larger in CR than with go responses at Fz, FCz, Cz,
(F1,11 Z 7.0, pr .02). Thus, a major characteristic of the R cluster 4.1. P3 in choice response vs. P3 in go/no-go
was the task dependency of its topographical distribution, with
posterior positivity for the go responses in the go/no-go tasks and In several of our recent papers on P3 with oddball series we
had used choice-response (CR) tasks (e.g., Verleger et al., 2014;
additional anterior positivity in the CR task, obviously modeling
Verleger and Śmigasiewicz, 2016) assuming that P3 evoked by rare
the no-go-P3-like fronto-central P3 in this task.
and frequent stimuli would not differ between CR tasks and the
mostly used no-go/go tasks. The present results suggest that P3s
3.3.2. Analysis of latencies obtained in these two tasks do resemble each other but are also
Mean peak latencies of P3-type components in the C and R different: P3 evoked by rare stimuli in the CR task indeed re-
clusters are displayed in Fig. 3, and latency relationships may also sembled P3 evoked by rare go stimuli at sites posterior to Pz but
be appreciated in Fig. 5 where waveforms of R and C clusters are turned out to be much larger than this P3 at FCz, resembling the
presented in the same graphs. Positive peaks were reached earlier P3 evoked by rare no-go stimuli. We conclude that CR-P3 is a
in R clusters than in C clusters (Cluster: F1,11 ¼16.1, p ¼.002) and combination of parietally focused go-P3 and fronto-centrally fo-
cused no-go P3. This does make sense, because participants must
earlier with frequent than with rare stimuli (Frequency: F1,11 ¼31.2,
abandon their preferred response with rare stimuli in the CR task
p o.001). No other effects reached the p o.05 threshold.
in the same way as in the go/no-go task, which may be reflected in
Like with P3 peak latencies (Section 3.2.2), the P3-type peak
no-go P3, and must activate the rare response in the same way as
latencies of the C and R clusters at FCz and Pz were compared with
in the no-go/go task, which may be reflected in go P3.
RTs (cf. Fig. 3). ANOVA effects are compiled in Table 3. We would have liked to corroborate this conclusion by re-
C-P3 latencies were less affected by Frequency than RTs (Fre- ference to previous evidence but, much to our surprise, we have
quency  Measure for FCz: F1,11 ¼43.3, p o.001; for Pz: F1,11 ¼15.7, not become aware of previous studies in which CR-P3s were
p ¼.002). Thereby, C-P3 latencies for frequent stimuli were ap- compared to go-P3 and no-go P3 in oddball tasks. Smith et al.'s
preciably later than RTs, both at FCz (F1,11 ¼11.4, p ¼.006) and at Pz (2010) work quoted in the Introduction did show the similarity of
(F1,11 ¼ 7.2, p¼ .02). For rare stimuli, Pz latencies did not differ from CR-P3 to no-go P3 but had its focus on sequence effects and,
RTs (F1,11 ¼0.5, n.s.) while FCz latencies tended to occur earlier than therefore, used equiprobable stimuli rather than frequent and rare
RTs (F1,11 ¼4.6, p ¼.056). Additionally, unlike RTs, C-P3 latencies ones.
were not earlier for CR than go responses (Response  Measure
F1,11 ¼5.0, p ¼.047). 4.2. Behavioral results
R-cluster-P3: By their early latencies, R-P3 peaks at FCz were as
Responses were faster with frequent than rare stimuli, in line
early as RTs to frequent stimuli, and earlier than RTs for rare sti-
with hundreds of studies (e.g., Miller, 1998) most probably re-
muli (Frequency  Measure F1,11 ¼ 6.4, p ¼.03; effect of Frequency
flecting participants' prevailing tendencies of executing the fre-
on FCz latencies F1,11 ¼0.7, n.s.; effect of Measure with frequent
quent response. Moreover, many errors were committed with rare
stimuli F1,11 ¼ 0.0, n.s.; with rare stimuli F1,11 ¼11.7, p ¼.006). In stimuli in the CR task and in the go/no-go task where participants
contrast, R-P3 peaks at Pz, by their being early for frequent and simply continued executing the frequent response rather than
late for rare stimuli, did not differ from RTs in terms of the fre- switching to the other response (in the CR task) or withholding the
quency effect. By not differing between CR and go responses, R-P3 response (in the go/no-go task). Thus, obviously, participants had
peaks at Pz tended to be earlier than RTs with go responses (Re- strong tendencies of simply repeating the frequent response. Mean
sponse  Measure F1,11 ¼4.5, p ¼.058; effect of Measure with go error rates of 17% (for rare no-go stimuli) and 27% (for rare CRs) are
responses F1,11 ¼4.5, p¼ .058; with CR F1,11 ¼ 1.4, n.s.). remarkable indeed, in such simple tasks. Similarly high and even
higher false-alarm rates have been occasionally reported for rare
R. Verleger et al. / NeuroImage 143 (2016) 223–234 231

no-go stimuli in similar tasks (Harper et al., 2014; Inzlicht and Al- accordance with the strategic view on P3 (Donchin and Coles,
Khindi, 2012; Nieuwenhuis et al., 2004), so the present results do 1988). Moreover, C-P3s were not significantly affected by response
not seem exceptional. Tendencies for stereotyped responding may mode (CR vs. go), neither in their latencies nor in their amplitudes,
have been somewhat boosted in the present study by the fixed in contrast to conventionally measured P3s. This conforms to the
response-stimulus intervals (of 900 ms) which may have pro- notion expressed, among others, by Kutas et al. (1977) stating that
moted repetitive, rhythmic behavior. P3 latencies are pure measures of the time needed for stimulus
RTs were slightly but reliably smaller with CRs than with go processing, independent of response requirements. Any exceptions
responses, equally for frequent and rare responses. This runs from this rule might be attributed to overlapping response-related
counter to results obtained by Donders (1868/1969) where "Task processes not belonging to P3 proper. Such processes are classified
C" (go/no-go) had faster RTs than "Task B" (CR), likewise, e.g., by RIDE as belonging to the R cluster, to be discussed next.
Gomez et al. (2007), Ulrich et al. (1999). Gomez et al. (2007)
suggested that the main difference between the two tasks is in the 4.4.2. R cluster results
setting of response criteria. In line with this suggestion, it does not The R cluster appeared in the present data as a cluster in its
seem far-fetched to assume that motor activation might have been true sense, consisting of different components, all of which closely
on a constantly higher level in the present CR task, where some correlated with RTs (by definition of the R cluster). On the one
response had to be made in 100% of trials, than in the go/no-go hand, there was Pz-focused positivity, with its peak principally not
tasks where responses had to be given in 80% or 20% of trials only. differing from RTs, both with frequent and rare responses. The one
exception were rare go stimuli where the peak was reliably earlier
4.3. Lags between RTs and P3 latencies than its corresponding RT. We do not have a good explanation for
this exception. Possibly there was some overlap from the frontally
There were no reliable differences between RTs and con- focused activation to be discussed below. In principle, then, these
ventionally measured P3 latencies at Pz: Key-press responses and Pz-focused activations might reflect some process closely asso-
P3 peaks occurred early for frequent stimuli and late for rare ones, ciated with responding, like somatosensory reafference from
and both measures occurred somewhat earlier with CR than with moving the fingers or from feeling the key (e.g., Bötzel et al., 1997).
go responses. Nor was the constant lag between the two measures Lacking further information about these processes, these con-
reliably different from zero. In other words, P3 always reached its jectures must remain speculations. To learn more about con-
peak at the time of the overt key-press. This speaks for the tactical tributing processes and their timing, we are currently replicating
view on P3, according to which P3 reflects some process leading to the present experiment and recording EMG from the finger-mov-
the response and needed for responding. ing muscles. An alternative interpretation of the Pz-focused part of
However, the RIDE decomposition provided a more differ- the R cluster is that this is the tactical portion of the P3 complex,
entiated picture, to be discussed next. reflecting decision and activation of response alternatives leading
to the key-press response. This will be discussed below.
4.4. RIDE decomposition of ERPs Additionally to the Pz-focused activation, with rare CRs, the R
cluster included the fronto-centrally focused no-go-type P3. Thus,
RIDE decomposed P3 complexes into large C (central) and this component which might reflect inhibition of frequent re-
somewhat smaller R (response-related) clusters. Contributions of sponses, both in go/no-go and CR tasks, was most closely time-
the S (stimulus) cluster to the P3 complex were negligible. Notably, locked to the process of executing the alternative rare response,
the S cluster included the N2 component that was evoked when otherwise it would not have been included in the R cluster. We
rare stimuli required no-go or CR responses. Thereby, RIDE re- conclude that not performing the frequent response and per-
solved overlap of N2 with the simultaneously ongoing P3 complex, forming the rare response are rigidly connected in the present
like in Ouyang et al. (2013). Focusing on the P3 complex, the data. We came to a similar conclusion by probing the activation of
present discussion will deal with the C and R clusters only. In go the two motor cortices with transcranial magnetic stimulation
trials, the C-P3 (P3-portion of C clusters) had its topographical during the time-period of the lateralized readiness potential: in-
focus at Cz and CPz, and the R-P3 at Pz and POz, thereby ac- creasing motor activation for one response was firmly linked to
counting in their combination for the Pz focus of conventionally decreasing motor activation for the alternative response (Verleger
averaged go-P3. In rare CR trials, the R clusters had an additional et al., 2009; cf. the ERP study by Praamstra and Seiss, 2005).
focus at FCz, thereby accounting for the additional nogo-P3-like It was not a matter of course that the no-go type P3 would be
focus at FCz in conventionally averaged CR-P3. such closely correlated to RTs, as revealed by RIDE: The fronto-
central no-go-type P3 might have been as independent from re-
4.4.1. C cluster results sponding as is the large portion of P3 assigned to the C cluster, and
C-P3s were much larger for rare than frequent stimuli, cap- thus might have become part of the C cluster. But this did not
turing a major feature of the P3 complex (replicating Verleger happen. We conclude that no-go P3 is not simply the no-go
et al., 2014). C-P3s also reached their peaks later with rare than equivalent of the usual response-associated P3 but adds to this
frequent stimuli, similarly to conventional P3s though not to equal latter P3.
extent. Rather, C-P3 latencies were later than P3 latencies for
frequent stimuli, reducing the latency difference between frequent 4.4.3. Methodological considerations
and rare stimuli in C-P3s to about half the size of the latency Like any method, RIDE has its prerequisites. Ideally, LC and LR,
difference in conventionally measured P3. Correspondingly, with the latencies of the C and R clusters, should be uncorrelated across
frequent stimuli these peak latencies of C-P3 occurred significantly trials. The more the true latencies of any two clusters are corre-
later than the overt responses. In contrast, there was no reliable lated across trials, the less separable will these clusters be (Fig. 4 in
difference between RTs and C-P3 latencies for rare stimuli. Thus, Ouyang et al., 2015a). Therefore, it may well be that the small
the tactical view on P3 may be applied to C-P3 latencies in rare differences between response modes (go vs. CR) that were ob-
trials but not in frequent trials: C-P3s might reflect some process tained on the C cluster, or the effects of frequency on the Pz-fo-
needed for responding with rare stimuli but not with frequent cused part of the R cluster are due to such incomplete separation
stimuli because there the C clusters occurred too late. This de- of clusters, with some variance of the R cluster being "mis-
viation from the pattern predicted by the tactical view is in allocated" (Wood and McCarthy, 1984) to the C cluster.
232 R. Verleger et al. / NeuroImage 143 (2016) 223–234

It is unrealistic to assume that a distinct C component will


occur in every single trial. Thus, RIDE's estimate of LC will always
be noisy. To reduce noise, it may be suggested that trials be dis-
carded where the crosscorrelation with the template remains be-
low some threshold (cf. Ford et al., 1994; Gasser et al., 1983;
Woestenburg et al., 1981). However, by clipping one segment of
the noise distribution, this procedure would introduce some bias.
Moreover, because the RIDE algorithm is iterative, the result will
be biased more and more to some direction or, on the contrary,
will be prevented from leaving some incorrect initial position.
Similar considerations apply to focusing the estimate of LC on
some recordings where the signal is clearest. Again, this might
improve results but also entails the risk of biasing the results of
the iterative algorithm. This is not to say that the RIDE algorithm
cannot be improved. But this would transcend the scope of the
present paper.
We may note that RIDE stands alone in finding such a de-
composition of ERPs, compared to other methods of multivariate
decomposition used in ERP research. For example, decomposition
by oscillatory frequency, which may be a straightforward method
in some circumstances (e.g, Harper, et al., 2014) will not approx-
imate the present solution because the large C and R clusters with Fig. 6. A model of behavior in the oddball task. See text for detailed explanation.
rare stimuli have similar oscillatory frequencies (Fig. 5). Principal
Component Analysis of time-points (e.g., Dien et al., 2005; Möcks
and Verleger, 1991) will not come close to the present solution P3 and RTs in conventionally measured EEG. C-P3's behavior
either, because the R cluster will not be identified as a coherent suggests that, rather than always being needed for responding, as
component, by its latencies of occurrence differing between tasks, conventional measurement suggested, the process reflected by P3
recording sites, and stimulus frequencies (Figs. 3 and 4; cf. Möcks, may be needed for rare responses but not for frequent ones. More
1986). Furthermore, simple-structure rotations of PCA solutions, parsimoniously, one may agree with Donchin and Coles (1988)
e.g., Varimax and Promax, will have difficulties in assigning the suggestion that, being not needed for frequent responses, the P3
overlapping time-courses of the C and R clusters to different process is generally not needed for responding and, therefore, is a
components (cf. results for P1 and N1 in Dien (2010); further purely strategic process.
Möcks and Verleger (1986); Wood and McCarthy (1984)). Nor will
Independent Component Analysis of recording sites (Makeig et al., 4.5.1. A model of processing in the oddball task
2002) arrive at solutions similar to the present one, because scalp However, this parsimonious model of equal strategic functions
topographies of the R cluster vary widely across conditions (Fig. 4) of P3 with frequent and rare stimuli is justified only if processing
whereas ICA components are defined by their topography (cf. indeed does not differ between frequent and rare stimuli. Yet, the
Fig. 4 of Ouyang et al. (2015a)). This is not to say that the solutions very large error rates with rare stimuli, where frequent responses
achieved by the mentioned methods will be less "true" than the were committed in spite of clear evidence to the contrary, suggest
RIDE solution. But what can be said is that the solution obtained that processing for making the correct response in the present
by RIDE is special and, in our view, appropriate to the present oddball tasks did differ between frequent and rare stimuli. As il-
questions. lustrated in Fig. 6, these large error rates may be taken to suggest
that participants' behavior went along two paths of processing,
4.5. P3: a strategic or a tactical component? termed in Fig. 6 the fast and the ultra-fast path. We will argue that
the process reflected by P3 is sidestepped with the ultra-fast path
We have asked whether the process reflected by P3 is strategic but forms the core of the fast path.
or tactical, i.e., independent of present responding or leading to the
present response. A major argument in favor of the strategic view (a) The ultra-fast path develops from priming by preceding trials
has been that P3 waveforms may sometimes reach their peak after where the frequent response had been made. This path then
responding only. The present conventional measures of P3's peak consists of executing this frequent response in response to
did not conform to this argument: In all conditions, P3s did not stimulus onset, with less weight put on identity of the sti-
peak later than at the time of overt responses. In particular, this mulus, i.e., as if this was a simple-response task. This will be a
also applied to the fast responses made with frequent stimuli: correct response with frequent stimuli and a wrong response
Even here, peak latencies at Pz were as early as these RTs, around with rare stimuli.
300 ms (Fig. 5, left panel). This evidence supports the tactical view. (b) Since these are not simple-response tasks and stimulus iden-
However, RIDE decomposition provided a more nuanced pic- tity does matter, participants will identify the stimulus and
ture: R-P3 (i.e., the Pz-focused part of the R cluster) peaked at the then proceed along the fast path, which is slower than the
time of overt responses (with frequent stimuli) or slightly before ultra-fast path. The fast path is based on stimulus-response (S–
(with rare stimuli) thereby accounting for the early peak with R) links, e.g., the associations X - 4 left and U -4 right es-
frequent stimuli in conventionally measured P3 which coincided tablished by instruction and practice at task onset. Identifying
with RT. C-P3 (i.e., the P3-type peak of the C cluster) did coincide one of the two alternative stimuli will activate their respective
with responses to rare stimuli but was reliably later than re- S–R links (cf. Hommel et al., 2001; Hommel et al., 2014). The
sponses to frequent stimuli. Since C-P3 may be considered the utility of these S–R links will differ between frequent and rare
representation of P3 proper (Ouyang et al., 2011; 2013; 2015a; stimuli. With frequent stimuli, where the ultra-fast route may
Verleger et al., 2014) we may conclude that the overlap of R-P3 have been taken, this activation of S–R links will not be needed
provided a biased picture of the temporal relationships between for responding any more because the primed response is
R. Verleger et al. / NeuroImage 143 (2016) 223–234 233

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