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art ic l e i nf o a b s t r a c t
Article history: P3 (viz. P300) is a most prominent component of event-related EEG potentials recorded during task
Received 4 July 2016 performance. There has been long-standing debate about whether the process reflected by P3 is tactical
Accepted 22 August 2016 or strategic, i.e., required for making the present response or constituting some overarching process.
Available online 26 August 2016
Here, we used residue iteration decomposition (RIDE) to delineate P3 subcomponents time-locked to
Keywords: responses and tested for the temporal relations between P3 components and response times (RTs). Data
RIDE were obtained in oddball tasks (i.e., tasks presenting two stimuli, one rarely and one frequently) with
Decision rare and frequent go, no-go, or choice responses (CRs). As usual, rare-go P3s were large at Pz and rare no-
Context updating go P3s at FCz. Notably, P3s evoked with rare CRs were large at either site, probably comprising both go
P300
and no-go P3. Throughout, with frequent and rare responses, P3 latencies coincided with RTs. RIDE
decomposed P3 complexes into a large CPz-focused C-P3 and an earlier Pz-focused response-locked R-P3.
R-P3 had an additional large fronto-central focus with rare CRs, modeling the no-go-P3 part, suggesting
that the process reflected by no-go P3 is tightly time-locked to making the alternative response. R-P3
coincided with the fast RTs to frequent stimuli and C-P3 coincided with the slower RTs to rare stimuli.
Thus, the process reflected by C-P3 might be required for responding to rare events, but not to frequent
ones. We argue that these results are nevertheless compatible with a tactical role of P3 because responses
may not be contingent on stimulus analysis with frequent stimuli.
& 2016 Elsevier Inc. All rights reserved.
http://dx.doi.org/10.1016/j.neuroimage.2016.08.049
1053-8119/& 2016 Elsevier Inc. All rights reserved.
224 R. Verleger et al. / NeuroImage 143 (2016) 223–234
(2013) for a recent account of the hypothesis). Some others have include an early P3a-type component overlapping the C cluster
maintained that P3 does relate to the decision on how to respond (Ouyang et al., 2011; Ouyang et al., 2013; Ouyang et al., 2015a;
to a given stimulus (Hillyard and Kutas, 1983). Pertinent evidence Verleger et al., 2014). In the present study, RIDE was applied to
is the temporal relation between P3 and RTs. Two aspects are re- specifically study the timing of the C and R clusters with respect to
levant here. First, it is at issue when P3 reaches its peak. If this RTs, for frequent and rare responses in oddball tasks. For the C
occurs before or at overt responses then it is reasonable to assume cluster, which we may regard as P3b proper, the tactical view on
that P3 reflects some process leading to responses. In contrast, the P3 predicts that it will culminate at the moment of responding,
strategic interpretation is supported if P3 reaches its peak mark- whereas the strategic view allows for more flexible temporal re-
edly after overt responses. This latter result was indeed reported lations between C clusters and RTs. The R cluster, being strictly
by Kutas et al. (1977) for a subset of trials. However, since this time-locked to responding by definition, may be expected to occur
subset consisted of trials with incorrect responses, it may be ar- at the very time of responding, where it might consist of motor-
gued that these positive potentials were not stimulus-evoked P3s cortex activation for key-pressing or of somatosensory reafference
but rather error-evoked positivities, evoked by the incorrect re- from key-pressing. In the strategic view, the R cluster is acciden-
sponse (Pe; Falkenstein et al., 2000; Leuthold and Sommer, 1999; tally overlapping with P3 proper, whereas the tactical view might
though see Shalgi et al. (2009), for a divergent interpretation of consider the R cluster as genuine part of the P3 complex.
Pe). In support of the tactical interpretation, a number of recent The oddball task usually consists of frequent no-go and rare go
studies have found that, when P3 is time-locked to RT and aver- stimuli (termed no-go/go in the following). Comparisons between
aged across trials, the peak of P3 occurs precisely at the moment of frequent and rare stimuli are therefore, confounded by the dif-
responding (Saville et al., 2011; Verleger et al., 2005) at least in ference between no-go and go. To disentangle the two factors, we
young participants (Cid-Fernández et al., 2016; though see Verle- additionally applied a go/no-go task that consists of frequent go
ger et al. (2013)) closely resembling the time-course of random- and rare no-go stimuli. Thereby we had frequent go stimuli from
walk processes leading to decisions (Kelly and O'Connell, 2013; the go/no-go task and rare go stimuli from the no-go/go task, both
O'Connell et al., 2012; Twomey et al., 2015). On the other hand, of which could be decomposed by RIDE. Additionally, the go/no-go
when all stimuli require the same responses, and responding, task, with its rare no-go stimuli, would yield no-go P3s with their
therefore, is very fast, P3 may be clearly later than RTs (Berchicci fronto-central maximum (cf. above). We wished to apply the RIDE
et al., 2016). In the present study, P3 latencies and RTs were rationale to no-go P3s, too, asking whether the process reflected
compared for frequent and rare responses in the oddball task. by fronto-central no-go P3s is time-locked to the stimuli or is a
According to the tactical view, RTs and P3 latencies were expected central process, or is time-locked to non-responding. But the time-
to coincide, both occurring early for frequent stimuli and late for point of non-responding is not given, making answers to this
rare stimuli. question impossible without making further assumptions. The
A second aspect is whether the P3 complex contains compo- further assumption made here was that rare choice responses
nents that are time-locked to overt responses. If present, and if (CRs) might serve as a proxy for rare no-go responses. Only few
occurring before RTs, such components would conform to the studies have compared CR tasks with go/no-go tasks. The available
tactical interpretation. The existence of such subcomponents has evidence (Smith et al., 2010) suggests that the fronto-central part
been postulated since long, based on common latency shifts of RTs of CR-P3 is as large as no-go P3. This hypothesis was tested in the
and the entire P3 complex or of parts of it (Falkenstein et al., 1994; present study by applying an oddball task with CRs. Thereby, there
Verleger, 1997) and based on comparisons between averages
were three tasks (no-go/go, go/no-go, CR) with frequent and rare
across trials that were time-locked to stimuli, as usual, and that
stimuli, resulting in six conditions (Table 1). In the absence of overt
were time-locked to responses: When containing response-related
responses, two of these six conditions (frequent no-go and rare
components, average waveforms should have a clearer or a dif-
no-go) were not available for RIDE decomposition into S, C, and R
ferent structure in response-locked than in stimulus-locked wa-
clusters. The four conditions that were available for RIDE decom-
veforms. There have been some hints in favor of this assumption
position were: frequent go, rare go, frequent CR, and rare CR. A
(Berchicci et al., 2016; Cid-Fernández et al., 2016) but in most
natural consequence of this design was that comparisons were
publications that compared stimulus- and response locked P3s
also made between CRs and go responses. Since the RIDE com-
waveforms appeared quite similar to each other (Johnson et al.,
putations were done independently for CR and go responses, this
2003; Kelly and O'Connell, 2013; O'Connell et al., 2012; Saville
comparison would provide an assessment of the stability of the
et al., 2011; Twomey et al., 2015; Verleger et al., 2005) except for
RIDE solutions.
pathological cases (Verleger et al., 2013).
Reasons for this similarity might be that stimulus-locked wa-
veforms still contain response-related processes, and response-
locked waveforms still contain stimulus-related processes and, 2. Material and methods
moreover, that components specific to stimulus or response pro-
cessing might be covered by the presence of parts of the P3 2.1. Participants
complex that are neither time-locked to stimuli nor to responses.
In order to disentangle stimulus-locked, response-locked, and re- Twelve young adults participated. They were 6 women and
latively independent components from each other, residue itera- 6 men, aged 20 to 26 years (mean¼24 y). 10 were right-handed,
tion decomposition (RIDE) has been developed (Ouyang et al., 1 was ambidextrous, and 1 was left-handed. Informed written
2015a). RIDE aims at resolving superposition of stimulus-related consent was obtained and 15 € were paid. Participants reported
(S), central (C), and response-related (R) component clusters. RIDE
Table 1
achieves this goal by iteratively estimating these three clusters
The six conditions of the present study: frequent and rare stimuli were presented in
across single trials, starting from a crude model of the C cluster three tasks.
and refining this model during the following iterative procedure
by distinguishing it from the stimulus-locked and response-locked no-go/go go/no-go CR
portions. In previous applications, the major part of P3b was
Frequent no-go go choice1
modeled by the C cluster while the R cluster often consisted of a Rare go no-go choice2
phasic positivity overlying the C cluster, and the S cluster might
R. Verleger et al. / NeuroImage 143 (2016) 223–234 225
normal or corrected-to-normal vision and no history of neurolo- trials were rejected when voltages exceeded 7150 mV in any EEG
gical disorders. channel. The remaining trials were included if the first key-press
response was correct (in go and CR trials) or no key was pressed
2.2. Stimuli and procedure (in no-go trials).
Trials were pooled from blocks with left and right-hand re-
Participants were seated in a comfortable armchair in a dar- sponses, separately for frequent and rare stimuli in each of the
kened room, with about 1.2 m viewing distance from the com- three tasks. The mean number of included trials across partici-
puter screen. A computer keyboard was put on their lap. Response pants was at least (lowest numbers of the three tasks) 366 for
keys were left ctrl and right ctrl, to be pressed with the index frequent stimuli and 63 for rare stimuli, with minimum numbers
fingers. Controlled by a Presentation 14.5 program (www.neurobs. in single participants of 286 and 37. For conventional analysis,
com) this computer presented the stimuli, recorded responses, trials were averaged separately for rare and frequent stimuli in
and sent stimulus and response codes to another computer that each task in each participant. For RIDE analysis of the four con-
recorded EEG. ditions with overt responses, single-trial data were exported from
One of the two black letters X and U (Helvetica, 35 points) Brain Analyzer, decomposed into S, C, and R clusters (see Section
appeared at the center of a light grey 17″ screen for 200 ms. X and 2.4.3 for details) separately for each condition, averaged across
U were presented in random order with probabilities of 80/20%, trials for each cluster and condition, and re-imported to Brain
but without immediate repetitions of the rare letter. The next Analyzer.
stimulus followed 900 ms after the response when a response was
required, otherwise 1.7 s after stimulus onset. There were 250 2.4. Data analysis
stimuli in each block. The experiment consisted of two parts, key-
press and count. The count part always followed the key-press 2.4.1. Behavior
part and will not be reported in this paper. In the key-press part, Percentages of wrong responses were determined, which were
the left key was always assigned to X and the right key to U. There pressing the incorrect or no key (within 150–1000 ms) in go-trials
were three tasks (Table 1): no-go/go (press to rare), go/no-go (press and any key in no-go trials. Response times (RTs) of key-pressing
to frequent), CR (choice-response). One of the six possible orders of with respect to stimulus onset were analyzed for correct re-
these three tasks was presented to two participants each. This task sponses. Left and right responses in the same condition were
triplet was presented twice, once with frequent X and rare U (re- pooled and RTs were averaged across trials in each task, separately
quiring frequent right and/or rare left key-presses) and once with for frequent and rare targets. Likewise, RTs of incorrect responses
frequent U and rare X (requiring frequent left and/or rare right to rare stimuli were analyzed, but median rather than mean RT
key-presses). Order of these two triplets was counterbalanced was taken as measure, due to single outlying values.
across participants.
2.4.2. Conventional ERP analysis
2.3. EEG recording and processing Forming distinct peaks in all conditions, P3 components were
quantified as most positive peak 250–650 ms after stimulus onset
EEG was recorded with Ag/AgCl electrodes (Easycap, www. at midline sites Fz, FCz, Cz, CPz, Pz, POz, Oz. Latencies and am-
easycap.de) from 60 scalp sites, including eight midline positions plitudes were measured.
from AFz to Oz and 26 pairs of symmetric left and right sites.
Further electrodes were placed at the nose-tip for off-line re- 2.4.3. Residue iteration decomposition
ference and at Fpz as connection to ground. On-line reference was RIDE analysis (using Matlab R2014.b) closely followed the
Fz. For artifact control, EOG was recorded, vertically (vEOG) from methods described in Ouyang et al. (2015b) as applied by us before
above vs. below the right eye and horizontally (hEOG) from po- (Verleger et al., 2014) using the toolbox available on http://cns.
sitions next to the outer tails of the eyes. Voltages were amplified hkbu.edu.hk/RIDE.htm. RIDE decomposes ERPs into a stimulus-
from DC to 250 Hz by a BrainAmp MR plus, A–D converted and locked S cluster, an RT-locked R cluster, and a central cluster C,
stored at 500 Hz per channel. Off-line processing was done with defined as being neither fully time-locked to stimulus onsets nor
Brain–Vision Analyzer software (version 2.03). Data were re-re- to RTs. The temporal reference points (latencies) for deriving S and
ferenced to the nose-tip, low-pass filtered at 25 Hz (Butterworth R (LS and LR) are stimulus onsets and RTs, respectively, but vary
zero phase filters, attenuation of 12 dB/octave), and segmented over trials for C. These LCs are initially estimated in each single trial
from 200 ms before stimulus onset to 1000 ms afterwards. In as reflecting some global waveform and then are iteratively im-
editing for artifacts, trials were scrutinized with a three-step proved. Based on the information given by the estimated LC and by
procedure. First, trials with gross artifacts were rejected from the reference points LS and LR, the contents of S, C, and R get
analysis. Second, artifacts of ocular origin (blinks above all) were iteratively dissociated from each other. As mentioned above, de-
subtracted out. Third, trials with artifacts were rejected from composition was done in conditions with overt responses only,
analysis. The first editing for gross artifacts was done lest the en- separately for each condition, which were frequent go (from the
suing ocular correction would be distorted by such artifacts. (In go/no-go task), rare go (from the no-go/go task), frequent CR, and
our experience, this risk applies in particular to the regression rare CR.
calculated for non-blink trials). To this end, trials were rejected
when neighboring data points differed by more than 50 mV or (1) Initial estimation of C latency. Initial estimation of LC used
when minimum and maximum points in any EEG channel differed each participants' average from 250 ms to 650 ms after sti-
by more than 250 mV (except EOG and AF3, AFz, AF4, lest trials mulus onset as a template. LC was then estimated in each
would be rejected for blinks). Then, ocular artifacts were corrected single trial by the shift needed to maximize the cross-corre-
by linear regression, separately for trials with and without blinks lation of the single-trial data to the template. Cross-correlation
(Gratton et al., 1983) as implemented in the Brain–Vision Analyzer time courses were calculated for each electrode and were
software. Finally, with the large voltages produced by blink arti- averaged across all electrodes. The time-point of the max-
facts being subtracted out, artifact-checking proper was per- imum in this averaged cross-correlation was defined as initial
formed. To this end, data were referred to mean amplitudes of the estimate of LC in each single trial.
100 ms before stimulus onset as baseline in each channel, and (2) Iterative decomposition. Next, the three component clusters S,
226 R. Verleger et al. / NeuroImage 143 (2016) 223–234
P3 sub-components were determined in each participants' Fig. 1. Behavioral results. Percentages of error trials are displayed in the upper panel
averaged C and R clusters in each condition by measuring latencies and response times (RTs) in the lower panel. Bold black lines are data from go trials,
and amplitudes of the most positive peaks 250–650 ms after sti- thin black lines from no-go trials (for error percentages only) and grey lines from
choice responses (CRs). Errors in go trials are missing responses, in no-go trials false
mulus onset at each midline site (Fz, FCz, Cz, CPz, Pz, POz, Oz) in
alarms, and in CR trials wrong and missing responses.
the C and R clusters.
Analyses of variance (ANOVAs) were used for statistical ana- 3.1. Behavior
lyses. For analysis of error rates and RTs, factors were Frequency
(frequent vs. rare stimulus) and Response (CR vs. go for RTs; go vs. 3.1.1. Error rates
no-go and no-go vs. CR for error rates). Note that the go and no-go Key-press error rates are depicted in the upper panel of Fig. 1.
levels of the Response factor by necessity come from different There were almost no errors with go responses (0.7% on average)
tasks: frequent go responses are from the go/no-go task, frequent but very many false alarms with rare no-go stimuli (17.2%) and
no-go responses from the no-go/go task, correspondingly for no- even more errors with rare stimuli in the CR task (26.8%). There-
go responses. For P3 latencies and amplitudes, factors were Fre- fore, main and interaction effects of Frequency and Response were
quency, Recording Site (Fz, FCz, Cz, CPz, Pz, POz, Oz), and Response significant when comparing go and no-go responses (all
(CR vs. go, or CR vs. no-go). For P3 peaks of RIDE's C and R clusters, F1,11 Z26.4, p o.001) and when comparing no-go to CR responses
P3 subcomponent (C vs. R cluster) was used as additional factor. (all F1,11 Z 10.0, p r.009). In the latter comparison, more wrong
For comparing P3 latencies to RTs, factors were Frequency and responses were committed in the CR task than with no-go stimuli
Response, and Measure (P3 vs. RT). This was done for P3 latencies not only with rare stimuli (26.8% vs. 17.2%; F1,11 ¼12.6, p ¼.005) but
from Pz and from FCz (where go and no-go P3 were largest, re- also consistently, though on a low level, with frequent stimuli
spectively) for conventionally measured P3 and for RIDE's C and R (2.0% vs. 0.5%; F1,11 ¼17.8, p ¼.004).
peaks.
Partial eta-squared will not be explicitly reported, being easily 3.1.2. Response times
derived from the reported F-values by the formula ηp2 ¼(F/df)/ Mean key-press RTs are presented in the lower panel of Fig. 1.
(1 þF/df). Greenhouse-Geisser corrected p-values and, for trans- RTs were about 100 ms faster with frequent than with rare re-
parency, uncorrected degrees of freedom will be reported for ef- sponses (Frequency: F1,11 ¼66.2, p o.001) and were about 30 ms
fects of Recording Site. faster in the CR task than with go responses (Response: F1,11 ¼6.1,
R. Verleger et al. / NeuroImage 143 (2016) 223–234 227
Fig. 2. ERP grand means: waveforms and P3 topography. Waveforms depict voltages recorded from FCz and Pz (vs. nose reference). Unit of x axis is ms. Time-point zero is letter
onset. Unit of y-axis is mV, with positive polarity plotted downwards. Tickmarks denote 10 mV. Dashed lines denote frequent stimuli, solid lines rare stimuli. Bold black lines
are data from go trials, thin black lines from no-go trials and grey lines from choice responses (CRs). Mean amplitudes of P3 peaks at midline are depicted in the upper right
panel. Like with the waveforms, unit of y-axis is mV, with positive polarity plotted downwards, line-style is the same as with the waveforms. Distributions of P3 peak
amplitudes across the entire scalp are shown by the maps. View is from above, with Cz in the center and ear level ( ¼120°) at the outer rim, nose is above. Red is positive,
white is zero. Color ranges are individually scaled in each map to range symmetrically between 7 125% of absolute maximum amplitude (e.g., with maximum at þ 8 mV, the
range would be 7 10 mV; 125% was chosen rather than 100% to avoid oversaturated coloring). (For interpretation of the references to color in this figure legend, the reader is
referred to the web version of this article.)
p ¼.03). These two factors did not interact (F1,11 ¼0.3, n.s.). Table 2
ANOVA results (F-values and their p-values) on P3 amplitudes in the key-press
tasks. Comparison of choice responses (CR) with go and no-go responses are
3.2. ERPs: conventional analysis
compiled in the left and right halves, respectively. Effects including Response (CR
vs. go, or CR vs. no-go) are entered in the respective columns. p-values were en-
Fig. 2 displays grand-mean waveforms from FCz and Pz. The tered when pr .10. Values are printed in bold when p r .050.
major features to be presented in the following analyses are the
topography of P3 in the CR task, compared to go-P3 and no-go P3 CR vs. go CR vs. no-go
(Section 3.2.1) and the common analysis on P3 latencies and RTs Response Response
(Section 3.2.2).
P3 AMPLITUDES
3.2.1. Analysis of amplitudes 7.2 8.7
.02 .01
Topographic information on the distribution of P3 peak am- Midline site 11.1 13.8 14.3 4.6
.001 .001 <.001 .03
plitudes is displayed in Fig. 2 as maps and as profiles of midline Frequency 0.3
129.0 29.6 133.2
amplitudes. ANOVA results for P3 amplitudes recorded from the <.001 .001 <.001
Freq. Midl. site 3.9 8.2 11.0 5.8
midline are compiled in Table 2. .06 .007 .003 .02
CR vs. go: P3 was larger with rare than frequent stimuli (Fre-
quency F1,11 ¼129.0, p o.001) and largest at CPz, Cz, and Pz (Re-
cording Site, F6,66 ¼11.1, p¼ .001). Rare CR-P3s differed from rare
go-P3s by their larger fronto-central amplitudes: P3 was larger significant for frequent stimuli, F6,66 ¼ 4.1, p ¼.04).
with CRs than with go responses for rare stimuli (Response: CR vs. no-go: P3 (being likewise larger with rare than frequent
F1,11 ¼7.2, p¼ .02; Response Frequency F1,11 ¼ 29.6, p ¼.001; effect stimuli, Frequency F1,11 ¼ 133.2, p o.001) was largest at FCz, Cz, CPz
of Response for rare stimuli F1,11 ¼14.1, p¼ .003; for frequent sti- (Recording Site, F6,66 ¼ 14.3, p o.001), particularly for rare stimuli
muli F1,11 ¼0.0, n.s.) with a more anterior topography, focused at (Frequency Recording Site F6,66 ¼11.0, p ¼.003). P3 was larger in
FCz, for CR than for go (Response Recording Site: F6,66 ¼13.8, CR than with no-go stimuli (Response F1,11 ¼8.5, p ¼.01) though
p ¼.001) particularly for rare stimuli (Response Recording Si- with different topographies for frequent and rare stimuli (Re-
te Frequency: F6,66 ¼8.2, p ¼.007): Effects of Response were sig- sponse Recording Site: F6,66 ¼4.6, p ¼.03; Response Recording
nificant at Fz, FCz, Cz, CPz, Pz for rare stimuli (F1,11 Z8.0, p r.02) Site Frequency: F6,66 ¼5.8, p ¼ .01). For the large P3 with rare
and were not significant at any single site for frequent stimuli stimuli, P3 was larger in CR than with no-go responses at posterior
(although the interaction of Response Recording Site did become sites (effects of Response separately at CPz, Pz, POz F1,11 Z 6.4,
228 R. Verleger et al. / NeuroImage 143 (2016) 223–234
p¼ .001) and peaked earlier with frequent than with rare stimuli at
posterior sites (CPz and beyond), with largest mean difference at
Pz (Recording Site Frequency: F6,66 ¼ 4.2, p ¼.04). Other effects
were not significant at p o.05. (Of course, P3 latencies from no-go
conditions had no corresponding RTs to be directly compared
with).
Table 3
ANOVA results (F-values and their p-values) on comparisons between RTs and P3 latencies in conditions with overt key-presses. Factors are Measure (RT vs. P3), Response
(CR vs. go), and frequency (frequent vs. rare). C-P3 and R-P3 mean P3 latencies of RIDE's C and R clusters. p-values were entered when p r .10. Values are printed in bold
when p r .050.
Fig. 4. RIDE cluster grand means: waveforms and P3 topography. Like in Fig. 2, waveforms depict voltages recorded from FCz and Pz (vs. nose reference). Unit of x axis is ms.
Time-point zero is letter onset. Unit of y-axis is mV, with positive polarity plotted downwards. Tickmarks denote 10 mV. Dashed lines denote frequent stimuli, solid lines rare
stimuli. Bold black lines are data from go trials and grey lines from choice responses (CRs). No-go trials were not analyzed because R clusters cannot be estimated. Mean
amplitudes of P3 peaks at midline od the C and R clusters are depicted in the lower left panel. Like with the waveforms, unit of y-axis is mV, with positive polarity plotted
downwards, line-style is the same as with the waveforms. Distributions of P3 peak amplitudes across the entire scalp are shown by the maps, separately for the C and R
clusters (beneath the respective waveforms). See legend of Fig. 2 for details on map scales.
Table 4
ANOVA results (F-values and their p-values) on P3-like amplitudes in the R and C RIDE clusters estimated in conditions with overt key-presses. Results of the overall ANOVA
on both clusters are compiled in the top half of the table, and separate analyses on R and C clusters are compiled in the bottom half. Effects including Response (choice
response vs. go), RIDE cluster (R vs. C) and their interaction are entered in columns in the upper half, and of Response only in columns of the two parts of the lower half.
Effects including Midline Site (Fz, FCz, Cz, CPz, Pz, POz, Oz), Frequency (frequent vs. rare) and their interaction are entered in rows. p-values were entered when p r .10.
Values are printed in bold when p r .050.
CR vs. go
Cluster amplitudes
Effects of column labels 12.0 54.2 5.5
.005 <.001 .04
Midline site 15.2 20.0 20.5 4.8
<.001 <.001 <.001 .02
Frequency 80.4 22.4 3.2 1.1
<.001 .001 .10
Frequency x Midl. Site 4.0 15.3 13.7 2.7
.053 <.001 <.001 .07
R cluster C cluster
maximum at Pz and POz whereas CR amplitudes were largest were largest at anterior sites (effects of Response at Fz, FCz, Cz,
anteriorly, at FCz (Responses Recording Site for rare stimuli CPz, Pz F1,11 Z8.4, p r.02). Topographical differences between re-
F6,66 ¼19.3, p o.001) such that differences between responses sponses were less pronounced for frequent stimuli
230 R. Verleger et al. / NeuroImage 143 (2016) 223–234
Fig. 5. Illustration of temporal relations between waveforms and RTs. ERP data (left panel) are the same as in Fig. 2, except for no-go trials which are left out here and for the
insertion of RTs (same as in Figs. 1 and 3). C-cluster and R-cluster data are the same as in Fig. 4, except for the different arrangement (C and R clusters are here shown
overlapping, separately for frequent stimuli, middle panel, and rare stimuli, right panel) and, again, for the insertion of RTs. C cluster waveforms are plotted as thin lines, R
cluster waveforms as bold lines.
no-go stimuli in similar tasks (Harper et al., 2014; Inzlicht and Al- accordance with the strategic view on P3 (Donchin and Coles,
Khindi, 2012; Nieuwenhuis et al., 2004), so the present results do 1988). Moreover, C-P3s were not significantly affected by response
not seem exceptional. Tendencies for stereotyped responding may mode (CR vs. go), neither in their latencies nor in their amplitudes,
have been somewhat boosted in the present study by the fixed in contrast to conventionally measured P3s. This conforms to the
response-stimulus intervals (of 900 ms) which may have pro- notion expressed, among others, by Kutas et al. (1977) stating that
moted repetitive, rhythmic behavior. P3 latencies are pure measures of the time needed for stimulus
RTs were slightly but reliably smaller with CRs than with go processing, independent of response requirements. Any exceptions
responses, equally for frequent and rare responses. This runs from this rule might be attributed to overlapping response-related
counter to results obtained by Donders (1868/1969) where "Task processes not belonging to P3 proper. Such processes are classified
C" (go/no-go) had faster RTs than "Task B" (CR), likewise, e.g., by RIDE as belonging to the R cluster, to be discussed next.
Gomez et al. (2007), Ulrich et al. (1999). Gomez et al. (2007)
suggested that the main difference between the two tasks is in the 4.4.2. R cluster results
setting of response criteria. In line with this suggestion, it does not The R cluster appeared in the present data as a cluster in its
seem far-fetched to assume that motor activation might have been true sense, consisting of different components, all of which closely
on a constantly higher level in the present CR task, where some correlated with RTs (by definition of the R cluster). On the one
response had to be made in 100% of trials, than in the go/no-go hand, there was Pz-focused positivity, with its peak principally not
tasks where responses had to be given in 80% or 20% of trials only. differing from RTs, both with frequent and rare responses. The one
exception were rare go stimuli where the peak was reliably earlier
4.3. Lags between RTs and P3 latencies than its corresponding RT. We do not have a good explanation for
this exception. Possibly there was some overlap from the frontally
There were no reliable differences between RTs and con- focused activation to be discussed below. In principle, then, these
ventionally measured P3 latencies at Pz: Key-press responses and Pz-focused activations might reflect some process closely asso-
P3 peaks occurred early for frequent stimuli and late for rare ones, ciated with responding, like somatosensory reafference from
and both measures occurred somewhat earlier with CR than with moving the fingers or from feeling the key (e.g., Bötzel et al., 1997).
go responses. Nor was the constant lag between the two measures Lacking further information about these processes, these con-
reliably different from zero. In other words, P3 always reached its jectures must remain speculations. To learn more about con-
peak at the time of the overt key-press. This speaks for the tactical tributing processes and their timing, we are currently replicating
view on P3, according to which P3 reflects some process leading to the present experiment and recording EMG from the finger-mov-
the response and needed for responding. ing muscles. An alternative interpretation of the Pz-focused part of
However, the RIDE decomposition provided a more differ- the R cluster is that this is the tactical portion of the P3 complex,
entiated picture, to be discussed next. reflecting decision and activation of response alternatives leading
to the key-press response. This will be discussed below.
4.4. RIDE decomposition of ERPs Additionally to the Pz-focused activation, with rare CRs, the R
cluster included the fronto-centrally focused no-go-type P3. Thus,
RIDE decomposed P3 complexes into large C (central) and this component which might reflect inhibition of frequent re-
somewhat smaller R (response-related) clusters. Contributions of sponses, both in go/no-go and CR tasks, was most closely time-
the S (stimulus) cluster to the P3 complex were negligible. Notably, locked to the process of executing the alternative rare response,
the S cluster included the N2 component that was evoked when otherwise it would not have been included in the R cluster. We
rare stimuli required no-go or CR responses. Thereby, RIDE re- conclude that not performing the frequent response and per-
solved overlap of N2 with the simultaneously ongoing P3 complex, forming the rare response are rigidly connected in the present
like in Ouyang et al. (2013). Focusing on the P3 complex, the data. We came to a similar conclusion by probing the activation of
present discussion will deal with the C and R clusters only. In go the two motor cortices with transcranial magnetic stimulation
trials, the C-P3 (P3-portion of C clusters) had its topographical during the time-period of the lateralized readiness potential: in-
focus at Cz and CPz, and the R-P3 at Pz and POz, thereby ac- creasing motor activation for one response was firmly linked to
counting in their combination for the Pz focus of conventionally decreasing motor activation for the alternative response (Verleger
averaged go-P3. In rare CR trials, the R clusters had an additional et al., 2009; cf. the ERP study by Praamstra and Seiss, 2005).
focus at FCz, thereby accounting for the additional nogo-P3-like It was not a matter of course that the no-go type P3 would be
focus at FCz in conventionally averaged CR-P3. such closely correlated to RTs, as revealed by RIDE: The fronto-
central no-go-type P3 might have been as independent from re-
4.4.1. C cluster results sponding as is the large portion of P3 assigned to the C cluster, and
C-P3s were much larger for rare than frequent stimuli, cap- thus might have become part of the C cluster. But this did not
turing a major feature of the P3 complex (replicating Verleger happen. We conclude that no-go P3 is not simply the no-go
et al., 2014). C-P3s also reached their peaks later with rare than equivalent of the usual response-associated P3 but adds to this
frequent stimuli, similarly to conventional P3s though not to equal latter P3.
extent. Rather, C-P3 latencies were later than P3 latencies for
frequent stimuli, reducing the latency difference between frequent 4.4.3. Methodological considerations
and rare stimuli in C-P3s to about half the size of the latency Like any method, RIDE has its prerequisites. Ideally, LC and LR,
difference in conventionally measured P3. Correspondingly, with the latencies of the C and R clusters, should be uncorrelated across
frequent stimuli these peak latencies of C-P3 occurred significantly trials. The more the true latencies of any two clusters are corre-
later than the overt responses. In contrast, there was no reliable lated across trials, the less separable will these clusters be (Fig. 4 in
difference between RTs and C-P3 latencies for rare stimuli. Thus, Ouyang et al., 2015a). Therefore, it may well be that the small
the tactical view on P3 may be applied to C-P3 latencies in rare differences between response modes (go vs. CR) that were ob-
trials but not in frequent trials: C-P3s might reflect some process tained on the C cluster, or the effects of frequency on the Pz-fo-
needed for responding with rare stimuli but not with frequent cused part of the R cluster are due to such incomplete separation
stimuli because there the C clusters occurred too late. This de- of clusters, with some variance of the R cluster being "mis-
viation from the pattern predicted by the tactical view is in allocated" (Wood and McCarthy, 1984) to the C cluster.
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