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2650 IEEE TRANSACTIONS ON MAGNETICS, VOL. 48, NO.

10, OCTOBER 2012

Influence of Electric Loading and Magnetic Saturation on Cogging Torque,


Back-EMF and Torque Ripple of PM Machines
Z. Azar , Z. Q. Zhu , Fellow, IEEE, and G. Ombach
Department of Electronic and Electrical Engineering, University of Sheffield, Sheffield S1 3JD, U.K.
Advanced Development Drives, Wurzburg D-97076, Germany

The torque ripple of a permanent magnet (PM) machine is mainly due to the cogging torque and distortions of the back-emf wave-
forms, winding inductances and current waveforms. Both the cogging torque and back-emf are normally calculated at open-circuit
conditions. However, they are affected by the electric loading and magnetic saturation. This paper investigates the influence of the load
conditions on the cogging torque and back-emf waveform by employing a frozen permeability finite element technique. Furthermore,
the effectiveness of the rotor skew on the minimization of the cogging torque, thus torque ripple, is also highlighted. It is found that
the cogging torque magnitude is significantly increased under load conditions due to more flux leakage through tooth tips. However,
the more important issue is that the cogging torque periodicity also changes, thus the rotor skew technique becomes less effective. In
addition, the back-emf waveform under load conditions contains more harmonics, which leads to more electromagnetic torque ripple. It
is also proven that the cogging torque, back-emf harmonics and consequently the output torque ripple are effectively diminished if the
machine is skewed by one actual cogging torque period, i.e., when the electrical loading influence is considered. The analysis results are
supported by experimental measurements.
Index Terms—Back-emf, cogging torque, magnetic saturation, permanent magnet.

I. INTRODUCTION [30]. This rule is still effective even when the magnetic satura-
tion influence is fully considered, i.e., including the influence
of electric loading. However, the optimal skew angle should be

D UE to high torque density and efficiency, the permanent


magnet (PM) machines are increasingly used in industrial
and commercial applications for all power ranges. However, PM
the cogging torque period under the load conditions, as will be
also further illustrated in this paper.
In the previous research, the cogging torque, back-emf har-
machines also exhibit some drawbacks, such as cogging torque monics and the effectiveness of skew technique have been ana-
and torque ripple, which have been extensively analyzed and lyzed and studied under open-circuit conditions. However, al-
investigated in literature, while many techniques either via ma- though both the cogging torque and back-emf waveform are
chine design or drive control have been proposed to suppress usually considered as open-circuit characteristics, the associated
them [1]–[20]. This reflects that torque smoothness is an im- torque ripples are affected by the electric load. Therefore, this
portant criterion for some applications, such as power steering will be the research subject of this paper, which contains the
systems. calculations and analyses of the cogging torque and back-emf
Assuming the drive current waveform is pure sinusoidal and waveforms and harmonics as well as the torque ripple of PM
the machine is perfectly manufactured, i.e., no rotor or stator ec- machines having unskewed and step-skewed rotors accounting
centricity and no manufacturing defects, the output torque ripple for the load conditions. In order to achieve such calculations, the
of PM machines is due to: 1) cogging torque; 2) electromag- frozen permeability (FP) technique is employed since it allows
netic ripple due to back-emf waveform harmonics; and/or 3) applying the superposition theory to the machine with two exci-
reluctance ripple due to inductance variations. Furthermore, it tation sources, i.e., PMs and phase current, [31]. Due to the non-
has been stated that the magnetic saturation is also a source of linear properties of the machine lamination material, the sum
torque ripple [21], [22]. In fact, the torque ripple is larger when of the flux density due to the PMs and its counterpart due to
the magnet circuit is saturated, as the magnetic saturation en- the winding current is not equal to the total flux density at the
larges the original sources of torque ripple, as will be further working point , as illustrated in Fig. 1. However, if the
proved in this paper. permeability at full load conditions is frozen, then the super-
The rotor or stator skew is a common technique and widely position of the two excitation sources becomes applicable. In
utilized to minimize the cogging torque and also to reduce the other words, the flux density due to the PMs plus that
back-emf waveform harmonics, thus to decrease the torque due to the winding current become equal to the total flux
ripple [23]–[29]. Theoretically, due to the repetition and nature density (Fig. 1). This means the parameters of any ex-
of the cogging torque waveform, it can be completely elimi- citation source can be calculated with and completely account
nated if the machine is skewed by one cogging torque period for the magnetic saturation of the full load conditions, i.e., both
excitation sources [31]–[34]. During the machine analysis, the
Manuscript received March 26, 2012; revised May 13, 2012; accepted May utilizing of this technique can be summarized as follows: the
14, 2012. Date of current version September 20, 2012. Corresponding author: machine is firstly solved in the finite element (FE) model under
Z. Q. Zhu (e-mail: z.q.zhu@sheffield.ac.uk). full load conditions, then the permeability of each element is
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org. fixed and used to resolve the model linearly without electric
Digital Object Identifier 10.1109/TMAG.2012.2201493 loading, similar to the conventional open-circuit. In this case,

0018-9464/$31.00 © 2012 IEEE


AZAR et al.: INFLUENCE OF ELECTRIC LOADING AND MAGNETIC SATURATION ON COGGING TORQUE 2651

Fig. 1. B-H curve of machine lamination with frozen permeability method, PM


and PC referring to PMs and phase current excitations, respectively.
Fig. 3. FE predicted cogging torque waveforms of prototype machine without
and with rotor step skew.
TABLE I
MAIN PARAMETERS OF PROTOTYPE MACHINE

Fig. 2. Cross-section lamination of prototype machine.

the “open-circuit” characteristics can be calculated accounting Fig. 4. Comparison of cogging torque waveforms and harmonics without/with
for the influence of electric loading, i.e., magnetic saturation on accounting for electric loading influence, at 150 phase current. (a) Wave-
load. The analysis method and results are validated by the ex- forms. (b) Harmonics.
perimental results of the prototype machine, which is illustrated
in Table I and Fig. 2. B. Influence of Load and Magnetic Saturation
Conventionally, the cogging torque is considered to be elec-
tric loading independent. However, if the machine iron is satu-
II. COGGING TORQUE
rated, then the cogging torque is most likely to be influenced. In
order to account for this condition, the machine model is solved
A. Open-Circuit
by an FP FE model under load conditions, then the permeability
The analyzed prototype machine, which is designed to be of each element is stored and used to resolve the model linearly
used in a power steering system, has relatively small cogging without electric loading, i.e., PMs only. In this case the obtained
torque (Fig. 3) because it has a ten pole-12 slot combination cogging torque includes the influence of the magnetic saturation
(fractional-slot), optimal pole-arc to pole-pitch ratio and a due to electric loading (which is designated as full magnetic sat-
shaped rotor [24]–[27], [35]. However, its rotor is still step uration in this paper). Fig. 4 compares the cogging torque of a
skewed by four steps of 1.5 mechanical degrees, i.e., one ten pole-12 slot machine without/with accounting for the elec-
slot pitch, to guarantee that the output torque smoothness tric loading influence. It shows that the actual cogging torque
requirements are still satisfied even with the influence of man- magnitude, i.e., with electric loading influence, is significantly
ufacturing tolerances. Theoretically, the cogging torque of the larger than the open-circuit cogging torque, i.e., without electric
step-skewed machine is completely eliminated, as shown in loading influence. In the prototype machine, the electric loading
Fig. 3. increases the magnetic saturation level in the stator teeth, this
2652 IEEE TRANSACTIONS ON MAGNETICS, VOL. 48, NO. 10, OCTOBER 2012

Fig. 6. Multiplication of radial and tangential harmonics of open-circuit air gap


flux density without/with electric loading influence.

Fig. 5. Comparison of radial and tangential open-circuit air gap flux density
waveforms and harmonics without/with electric loading influence. (a) Radial Fig. 7. Cogging torque waveforms of machines having unskewed and step-
flux density waveforms. (b) Radial flux density harmonics. (c) Tangential flux skewed rotors without/with accounting for electric loading influence, at dif-
density waveforms. (d) Tangential flux density harmonics. ferent phase currents. (a) Without rotor step skew. (b) With 30 electrical degree
rotor step-skew angle. (c) With 60 electrical degree rotor step-skew angle.

results in more flux leakage through the tooth tips, which in


turn leads to larger cogging torque. In addition, when the mag- machine magnetic circuit becomes more saturated, thus the ma-
netic saturation influence is fully considered the cogging torque chine magnetic reluctance becomes larger. This results in less
periodicity becomes 60 electrical degrees, i.e., the same as the flux linkage through stator tooth bodies and more flux leakage
total load torque ripple. In order to further demonstrate such be- through stator tooth tips. Consequently, the actual radial compo-
havior, the normal and tangential open-circuit air gap flux den- nent of open-circuit air gap flux density becomes slightly lower
sity components are investigated. Due to the electric loading, the and more distorted [Fig. 5(a) and (b)]. For the same reason, the
AZAR et al.: INFLUENCE OF ELECTRIC LOADING AND MAGNETIC SATURATION ON COGGING TORQUE 2653

Fig. 9. Comparison of back-emf harmonics of machines having unskewed and


step-skewed rotors without/with electric loading influence. (a) Without rotor
Fig. 8. Comparison of back-emf waveforms of machines having unskewed and step skew. (b) With 30 electrical degree rotor step-skew angle. (c) With 60 elec-
step-skewed rotors without/with electric loading influence. (a) Without rotor trical degree rotor step-skew angle.
step skew. (b) With 30 electrical degree rotor step-skew angle. (c) With 60 elec-
trical degree rotor step-skew angle.
[30]. However, the periodicity variation reduces the effective-
ness of skew technique on the actual cogging torque, Fig. 7(b).
actual tangential component of open-circuit air gap flux density On the other hand, if the skew angle is adjusted to be the same
increases and also becomes more distorted [Fig. 5(c) and (d)]. as the actual cogging torque period, i.e., 60 electrical degrees,
As a percentage, the increasing of the actual tangential com- the effectiveness of skew technique is maintained, as illustrated
ponent of air gap flux density is larger than the decreasing of in Fig. 7(c). It can be concluded that the optimal skew angle
the actual radial component of air gap flux density. Thus, the should be one period of the actual cogging torque with the in-
multiplication of the radial and tangential open-circuit air gap fluence of electrical loading (load) rather than the open-circuit
flux density harmonics when the magnetic saturation is fully counterpart.
taken into account is larger than its counterpart when the elec-
tric loading influence is neglected (Fig. 6). This illustrates the
III. BACK-EMF WAVEFORM
reason for larger actual cogging torque, which is directly pro-
portional to the radial and tangential harmonics multiplication The open-circuit back-emf waveform of the unskewed ma-
[36]. Furthermore, the increase of actual cogging torque magni- chine is almost sinusoidal [Fig. 8(a)], thus it contains very small
tude depends on the magnetic saturation level, which in turn is harmonics [Fig. 9(a)]. Therefore, the electromagnetic torque
determined by the electric loading value [Fig. 7(a)]. However, ripple, which is due to the multiplication of sinusoidal current
the actual cogging torque periodicity becomes 60 electrical de- waveform with the back-emf harmonics, is relatively small, as
grees no matter what the electric loading value is. The prototype shown in Fig. 10(a). However, due to the influence of the electric
machine is skewed by 30 electrical degrees, which is the optimal loading on the “open-circuit” air gap flux density [Fig. 5(a)], the
skew angle since it is the open-circuit cogging torque period actual back-emf waveform becomes more distorted compared
2654 IEEE TRANSACTIONS ON MAGNETICS, VOL. 48, NO. 10, OCTOBER 2012

It is well known that the electromagnetic torque of the PM


machine is the multiplication of the PM flux linkage and q-axis
current. Therefore, by equivalence, the electromagnetic torque
ripple can be also represented by the multiplication of the PM
flux linkage variations and q-axis current. The influence of elec-
tric loading and rotor skew on the PM flux linkage is illustrated
in Fig. 11. It shows that the actual PM flux linkage variations,
i.e., with full magnetic saturation, are relatively larger com-
paring with their open-circuit counterpart [Fig. 11(a) and (b)].
These variations are reduced to nearly half when the machine
is skewed by 30 electrical degrees [Fig. 11(c) and (d)] but it is
significantly minimized when the skew angle is 60 electrical de-
grees [Fig. 11(e) and (f)]. This further illustrates the influence of
skew angle on the electromagnetic torque ripple reduction. It is
worth mentioning that the skew technique can result in a slight
performance reduction. In addition, a larger skew angle leads
to a larger reduction. In the analyzed prototype machine, the 30
degree skew angle causes around 2% reduction in the back-emf
waveform (PM flux linkage), but the 60 degree angle increases
the reduction to 4%. However, it is still desirable, since it elim-
inates the actual cogging torque and reduces the actual electro-
magnetic torque ripple by more than 75%. Consequently, the
torque ripple will be significantly minimized.

IV. TORQUE RIPPLE


The output torque of the PM machine can be defined by

(1)

where and are dq-axis currents, PM flux


linkage, dq-axis inductances and pole pair numbers, respec-
tively. Based on (1), the output torque ripple waveform of the
PM machine when the current is ideally sinusoidal can be given
as follows:
Fig. 10. Comparison of electromagnetic torque ripples of machines having
unskewed and step-skewed rotors without/with electric loading influence. (a)
Without rotor step skew. (b) With 30 electrical degree rotor step-skew angle.
(c) With 60 electrical degree rotor step-skew angle. (2)

with its open-circuit counterpart. Such extra distortion results in where and are variations of the PM flux
more back-emf harmonics, thus larger electromagnetic torque linkage, dq-axis inductance differentiation and cogging torque
ripple. In order to illustrate this and also to investigate the in- as a function of rotor position, respectively.
fluence of different rotor step-skew angles on back-emf distor- In the prototype fractional-slot PM machines with concen-
tions, the back-emf waveforms, harmonics and electromagnetic trated winding, the saliency ratio is almost one, i.e., d- and q-axis
torque ripple have been calculated for different machines having inductances are nearly the same, as shown in Fig. 12. There-
unskewed and 30 and 60 electrical degree step-skewed rotors fore, such machines are normally operated at nearly zero cur-
without/with electric loading influence. As expected, when the rent angle, i.e., . In addition, the vari-
magnetic saturation is fully considered, the back-emf waveform ation of dq-axis inductances and their differentiation are sig-
contains more harmonics [Figs. 8(a) and 9(a)], thus larger elec- nificantly small, as illustrated in Figs. 12 and 13, respectively.
tromagnetic torque ripple is produced [Fig. 10(a)]. The 30 de- Moreover, such differentiation is even smaller when the ma-
gree skew angle, which is the same as the open-circuit cogging chine is skewed, it is reduced more than 65% when the machine
torque period, results in relatively more sinusoidal back-emf is skewed by 60 electrical degrees (Fig. 13). Consequently, the
waveform [Fig. 8(b)] and less harmonics [Fig. 9(b)], thus lower contribution of the reluctance torque ripple into the total output
electromagnetic torque ripple [Fig. 10(b)]. However, for 60 de- torque ripple is negligible in the prototype machine. It is worth
gree skew angle, which is the actual cogging torque period, the mentioning that during the flux weakening the d-axis current is
back-emf waveform is significantly improved [Figs. 8(c) and increased to control the machine voltage. Therefore, the contri-
9(c)], consequently this leads to a significant reduction in the bution of the reluctance torque ripple could become more sig-
electromagnetic torque ripple [Fig. 10(c)]. nificant. However, this is not the subject of this paper.
AZAR et al.: INFLUENCE OF ELECTRIC LOADING AND MAGNETIC SATURATION ON COGGING TORQUE 2655

Fig. 11. Comparison of PM flux linkage waveforms and their variation of harmonics (fundamental component not included) of machines having unskewed and
step-skewed rotors without/with electric loading influence. (a) Waveforms, without rotor step skew. (b) Harmonics, without rotor step skew. (c) Waveforms, with
30 electrical degree rotor step-skew angle. (d) Harmonics, with 30 electrical degree rotor step-skew angle. (e) Waveforms, with 60 electrical degree rotor step-skew
angle. (f) Harmonics, with 60 electrical degree rotor step-skew angle.

Fig. 13. Variation of dq-axis inductance differentiation against rotor position


Fig. 12. Variations of dq-axis inductances against rotor position, at 150 for different rotor skew angles.
load current.
calculated FE load torque ripple, e.g., Maxwell stress, of the
In order to prove this conclusion as well as the analyses and prototype machine without and with 30 and 60 electrical degree
discussions in Sections II and III, the cogging torque and elec- step-skewed rotors (Fig. 14). A good agreement is exhibited be-
tromagnetic torque ripple without and with electric loading in- tween them when the full magnetic saturation, i.e., with electric
fluence are respectively added together and compared with the loading influence, is considered. In addition, the 30 electrical
2656 IEEE TRANSACTIONS ON MAGNETICS, VOL. 48, NO. 10, OCTOBER 2012

Fig. 16. Comparison of actual cogging torque of machines having different


skew angles and different numbers of skew steps, at 150 load current.
(a) Skew according to open-circuit cogging torque period. (b) Skew according
to actual cogging torque period.

Fig. 14. Comparison of predicted (cogging torque electromagnetic torque


ripple) and FE calculated load torque ripples of machines having unskewed and
step-skewed rotors without/with electric loading influence, at 150 load
current. (a) Without rotor step skew. (b) With 30 electrical degree rotor step
skew. (c) With 60 electrical degree rotor step skew.

Fig. 15. Comparison of open-circuit cogging torque of machines having dif- Fig. 17. Comparison of load torque ripples of machines having different skew
ferent skew angles and different numbers of skew steps. angles and different numbers of skew steps, at 150 A load current. (a) Skew
according to open-circuit cogging torque period. (b) Skew according to actual
degree skew angle reduces the load torque ripple, as shown in cogging torque period.
Fig. 14(b). However, a significantly minimization can be ob-
tained when the rotor is skewed by 60 electrical degree angle V. NUMBER OF SKEW STEPS
[Fig. 14(c)]. In conclusion, the 60 degree skew angle can min- In order to achieve an effective torque ripple reduction, the
imize the load torque ripple more than 90%, but causes only rotors of the studied machines during the foregoing investiga-
around 4% reduction in the electromagnetic performance. tions, Sections II–IV are skewed by four steps for both 30 and 60
AZAR et al.: INFLUENCE OF ELECTRIC LOADING AND MAGNETIC SATURATION ON COGGING TORQUE 2657

these different skew combinations are calculated and compared


with their counterparts of machines having unskewed rotors in
Fig. 17. When the machine is skewed according to open-cir-
cuit cogging torque period, the load torque ripple reduction is
nearly the same for any skew angle and step combination, this
reduction is about 40% [Fig. 17(a)]. However, as mentioned be-
fore, the torque ripple reduction is more significant when the
machine is skewed according to the actual cogging torque pe-
riod, no matter the number of skew steps [Fig. 17(b)]. It also
shows that comparing with two or three skew steps, the ben-
efit of employing four skew steps is almost negligible. On the
other hand, a larger skew angle and more skew steps result in
Fig. 18. Comparison of average output torque reduction due to skew of ma-
chines having different skew angles and different numbers of skew steps, at 150 a larger electromagnetic performance reduction (Fig. 18). This
load current. figure compares the output torque reduction due to different
skew angle and step combinations as a percentage of the average
output torque of the unskewed machine. For example, skewing
the machine according to the actual cogging torque angle sig-
nificantly suppresses the load torque ripple, but it also causes
about 3%–4% reduction in the electromagnetic performance.
Moreover, the machine with 30 electrical degree skew angle and
two skew steps generates nearly the same load torque ripple as
its counterpart with 60 electrical degree skew angle and four
steps [Fig. 17(b)], but it has lower electromagnetic performance
reduction, as shown in Fig. 18. Thus, such an angle and step
combination could more suitable, since it is less complicated to
Fig. 19. Test rig for measuring torque and torque ripple. apply from the manufacturing point of view.

VI. EXPERIMENTAL VALIDATION


It is extremely difficult to measure the cogging torque or
back-emf accounting for the load conditions. However, alter-
natively all these results can be confirmed by measuring and
comparing the torque ripples. The test rig for measuring the
load torque ripples is shown in Fig. 19. It includes the proto-
type machine and the load machine which has extremely low
torque ripple, the torque transducer and the position sensor. The
output torque has been measured at 1 r/min rotating speed, 150
A peak load current and 0 degree current angle. Then, the mea-
sured torque ripple has been obtained by subtracting the average
Fig. 20. Comparison of measured and predicted (cogging torque electro- output torque out of the measured output torque waveform. The
magnetic torque ripple) torque ripples of prototype machine, at 150 load
current.
measured torque ripple of the prototype machine, which has 30
electrical degrees and a four steps skewed rotor, is compared
with its predicted counterpart, i.e., cogging torque electro-
electrical degree skew angles. However, in this section the pos-
magnetic torque ripple, with/without accounting for the influ-
sibility of utilizing lower skew steps, i.e., three or two, and small
ence of the electric loading in Fig. 20. It shows a good agreement
skew angles are investigated. The reason behind such an inves-
between the measured and the predicted torque ripples when the
tigation is to examine the possibility of decreasing the manu-
magnet saturation influence is fully accounted for, while the pre-
facturing cost and complexity of more skew steps, without in-
dicted torque ripple is significantly lower if the electric loading
fluencing the load torque ripple minimizing. The open-circuit
influence is not considered. This validates and proves the anal-
cogging torque can be, theoretically, eliminated if the machine
ysis method and results. It is worth noting that the contribution
is step skewed by 15 electrical degrees and two steps or 20 elec-
of the reluctance torque ripple in the prototype machine is rela-
trical degrees and three steps, as shown in Fig. 15. However,
tively small, as discussed in Section IV, and has been neglected
the effectiveness of such skews on the actual cogging torque
in the predicted results.
is much lower [Fig. 16(a)]. Alternatively, the actual cogging
torque can be significantly minimized when the machine is step VII. CONCLUSION
skewed by 40 electrical degrees and three steps, the same as the
60 electrical degrees and four steps, as illustrated in Fig. 16(b). The cogging torque, back-emf and associated torque ripples
In addition, when the machine is skewed by 30 electrical de- in PM machines having unskewed and step-skewed rotors have
grees and two steps the actual cogging torque is also very small, been investigated taking into account the influence of load con-
Fig. 16(b). In order to investigate the influence of the men- ditions by employing an FP FE technique. The magnitude of the
tioned skew angle and step combinations on the smoothing of actual cogging torque, i.e., with electric load influence, is sig-
the output torque, the load torque ripple of machines having nificantly larger than its open-circuit counterpart. This is due to
2658 IEEE TRANSACTIONS ON MAGNETICS, VOL. 48, NO. 10, OCTOBER 2012

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