Roll No. ……………..

DD-2048 (SE)
B.Com. (Part III) Examination, 2020
(Optional Group A- Finance Area, Group -III)
Paper Second
FINANCIAL MARKET OPERATIONS
Time : Three Hours
Maximum Marks : 75
Minimum Pass Marks : 25
uksV% lHkh ik¡p iz”uksa ds mRrj nhft,A izR;sd bdkbZ ls ,d iz”u djuk vfuok;Z gSA lHkh
iz”uksa ds vad leku gSA
Attempt all the five questions. One question from each unit is compulsory.
All questions carry equal marks.

bdkbZ& I (Unit-I)

1- eqnzk cktkj dks ifjHkkf’kr dhft,A Hkkjrh; eqnzk cktkj dks ln`<+ cukus gsrq ljdkj us dkSu
ls dne mBk, gSa \
Define money market what steps have been taken by the government to strengthen the
Indian money market ?

vFkok@Or

Hkkjrh; eqnzk cktkj esa Lohd`fr ,oa dVkSrh x`gksa ds mn~xe vkSj Hkwfedk dh O;k[;k dhft,A
Explain the evolution and role of acceptance and discount houses in the Indian money
market.

bdkbZ& II (Unit-II)

2- iat
w h cktkj ls vki D;k le>rs gSa \ iwt
a h cktkj ds dk;ksZ dh foospuk dhft,A
What do you mean by capital market ? Describe the functions of capital market .

vFkok@Or

NSE ¼us”kuy LVkWQ ,Dlpsat vkWQ bafM;k fyfeVsM½ ds mís”;ksa fo”ks’krkvksa vkSj laXkBu dh
O;k[;k dhft,A
Explain the objectives, features and organization of NSE (National Stock Exchange of
India Limited).

bdkbZ& III (Unit-III)

3- fuos”kdksa ds f”kdk;rksa ds fuokj.k ij ,d foLr`r fVIi.kh fyf[k,A

Write a detailed note on grievance redressal of investors.
 vFkok@Or

lsch D;k gS \ _.ki= ,oa va”k tkjh djus gsrq blds fn”kkfunsZ”kksa dks le>kb,A
What is SEBI ? Explain its guidelines for the public issue of shares and debentures.

bdkbZ& IV (Unit-IV)

4- laf{kIr fVIi.kh fyf[k,% ¼dksbZ rhu½

Write Short notes on (any Three)
¼d½ mi&nyky
¼a½ Sub-brokers
¼[k½ laLFkkxr fuos”kd
¼b½ Institutional investors
¼x½ fuos”k ijke”kZnkrk
¼c½ Portfolio consultants
¼?k½ vfuoklh Hkkjrh;
¼d½ Non-Resident Indian

vFkok@Or

nyky ds “kS{kf.kd ;ksX;rkvksa] drZO;ksa ,oa mRrjnkf;Roksa dk o.kZu dhft,A

Discuss the educational qualifications, duties and Liabilities of a broker.

bdkbZ& V (Unit-V)

5- epsZaV cSafdax ls vkidk D;k rkRi;Z gS \ Hkkjr esa epsZaV cSadjksa }kjk fuHkkbZ tkus okyh Hkwfedk
dh O;k[;k dhft,A
What Do you mean by merchant banking ? Explain the role played by merchant bankers
in india.

vFkok@Or
lk[k {kerk ewY;kadu] ØsfMV jsfVax dh vo/kkj.kk dks le>kb,A fofu;ksDrkvksa dks blds }kjk
gksus okys ykHkksa dk Hkh foospu dhft,A
Explain the concept of credit rating Also, discuss the advantages gained by investors
form it.

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P.T.O