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To cite this article: D.M. Armstrong (1974): Infinite regress arguments and the
problem of universals, Australasian Journal of Philosophy, 52:3, 191-201
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Australasian Journal ol Philosophy
Vol 52, No 3; December 1974
D. M. ARMSTRONG
I N F I N I T E REGRESS A R G U M E N T S AND
T H E P R O B L E M O F UNIVERSALS
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I should like to thank Susan Haack, Keith Campbell and Tom Rose for helpful
comments.
191
192 Infinite Regress Arguments and the Problem of Universals
need of philosophical elucidation. But there obviously is such a relation,
and so it can legitimately be used as a primitive in the Predicate
Nominalist's analysis.
nominalismo de
conceito
For the Concept Nominalist, a's having the property F is analyzed as:
a falls under the concept of F
The concept of F is a mental entity, a certain sort of thing in men's
minds. This relation of falling under (its converse being applying to)
is similar to, but systematically different from, the relation holding
between a and the predicate "F'. Concepts are a rather more obscure
entity than predicates, but all but the most extreme Behaviourist accepts
that there are such things. If there is a concept of F, it will stand in
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Nominalist can never get rid of types of some sort from the right-hand
side of his analyses, then his account is radically defective: But even if
this is wrong and the regress is not vicious, it is uneconomical. The
Predicate Nominalist gets rid of the property F at the cost of an infinite
series of predicates.
So much for the Object regress. Now for the Relation regress. 'a is F'
is analyzed as 'a falls under the predicate 'F'.' Falling under, however, is
a certain sort of relation exemplified by an indefinite number of ordered
pairs consisting of a particular and a predicate. It too is a type as
opposed to a token. So, in default of admitting at least one type of relation
which is not analyzed in terms of predicates, the Predicate Nominalist F
must give an account of this falling under. He must say that it is a matter
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of the ordered pair a and 'F' falling under the two-place predicate a
'falling under'. The new predicate will lead to a further Object regress,
but this we may ignore. Our interest is in the relation of falling under
which has reappeared in the analysis. Is it the old relation which held
between a and 'F', or is it a new, second-order, falling under?
If it is a different or second-order falling under, then, since it is also
a type of relation, an account will have to be given of this n e w t y p e in
terms of a new predicate plus third-order falling under. If the Object
regress was vicious, then this regress is vicious too.
The alternative is to say that the ordered pair a and 'F' fall under
'falling under' in just the same sense that a falls under 'F'. But it does not
seem that this saves the situation either. Falling under remains a type
of relation and so ' < a , ' F ' > falls under 'Falling under',' must be expanded
to ' < < a , ' F ' > , 'falling under'> falls under !falling under'.' But this
expansion still involves using the unanalyzed type-notion of falling under,
and so itself requires expansion ad infinitum. The Predicate Nominalist
can never get rid of the notion of falling under from his analysis.
So it seems that both Object and Relation regress hold against Predicate
Nominalism.
-" For instance, Price, op. cit. pp. 23-6, and G. Kiing: Ontology and the Logistic
Analysis of Language (1963)13. 168.
D. M. Armstrong 197
V. Platonic universals and the infinite regress
I come now to the last of the Relational analyses, which is a Realist
analysis, a's being F is accounted for by a's having the relation of
'participation' to the universal F or to the Form of F.
The Object regress appears to be completely blocked. The point of a
universal or Form is that it rolls up what is common to all objects
'having the same property' into a single, unique, ball. The peculiar nature
of whiteness is constituted by the universal, but if that nature is peculiar,
then there is no possibility of its being repeated: there cannot be 'many
tokens of that type'. And so the original problem of how many different
white things can nevertheless be white does not arise for the universal,
Whiteness.
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the theory of Forms is distinct from the Object or the Relation regress.
Particular F's are all F's because each of them participates in the Form
of F, which is distinct from the particulars. But, it is then urged, the
Form of F is also an F. In order to explain on the same principles what
it has in common with the particular F's it will be necessary to postulate a
second Form F t which is distinct from the particulars and the original
Form F. There is no end to this series.
It is most unfortunate that, historically, this argument is the infinite
regress argument brought against the theory of Forms. Its weakness has
served to draw attention away from the far more powerful Relation
regress. Plato and Aristotle p u t us on the wrong track here.
For it is well-known that, if our concern is simply with the problem
of universals, there is no reason to accept at least one of the assumptions
on which the Third Man rests: the 'Self-predication assumption' that the
Form of F is an F. Why should we assume that whiteness is a white thing
or that being a horse is an individual horse? These assumptions are very
peculiar. It seems that they should not be made. But then the Third
Man eoIlapses.
It is true that for Plato the Forms were not simply universals but
were at the same time ideal standards or paradigms which particulars
approximated to. It is therefore very difficult for him to reject the Self-
Predication assumption. The ideal X must surely be an X. So the Third
Man is a difficulty for Plato, although it is not a difficulty for Platonic
Realism.
At this point it is interesting to l o o k at the alternative Relational
analyses, that is, the Nominalist ones. In the case of Predicate Nominalism
the Third Man is not available because, in general at least, the predicate
'F' is not an instance of F. Nor, in general, will the concept of F be an F
or the class of F's be an F. In the case of homeomerous or 'smooth'
properties such as whiteness, it might seem plausible to say that the class
of white things is a great white thing, a scattered white thing and perhaps
So the Third Man is not only a flop in the case of the theory of Forms or
Universals, it is a flop against all the Relational analyses. Nevertheless,
there does Seem to be a special case of the Third Man which does create
more difficulty. I will call it the 'Restricted Third Man'.
Consider the Forms. Each of them is its own unique self. But they do
have something in common. They are different tokens of the one type.
They are all Forms. Formhood is a one which runs through this many.
So must there not be a Form of Formhood? By participating in this Form,
the lower-order Forms have the character of Forms. (If the supporter
of Forms refuses to make this move, then he can be challenged to say
why we are forced to make it in the case of ordinary particulars which
all have a common property.) Now while, in general, the Form of F
will not be an F , the Form of Formhood will, of course, be a Form.
The Self-predication assumption must hold for this special case.
The regress can now be developed. Consider the collection of first-
order Forms plus the Form of Forms: Does not this expanded collection
have something in common? The different tokens are all of the same
type. In consistency, therefore, they must all be said to participate in a
third-order Form of Formhood. The regress then continues.
However, the ordinary Third Man does not simply depend upon the
Self-predication assumption. It also depends upon a 'Non-Identity
assumption' that F 1 is distinct from the original form F. It may therefore
be suggested that, in the restricted case, the agreement in type between
the. first-order Forms and the Form of Formhood can be explained
without recourse to: a third-order Form. The first-order Forms all partici-
pate in the (second-order) Form of Formhood. But the Form of Form-
hood simply participates in itself. The regress will then go no. further.
Against this attempt to block the regress a version of Russell's paradox
may be advanced. If some Forms have the property of participating in
themselves, others, presumably, have the property of not participating in
themselves. This in turn demands a Form of being a Form not partici-
pating in itself. B u t if this Form is supposed not to participate in itself, then
it participates in itself, yet if it is supposed to participate in itself, then it
does not participate in itself.
200 Infinite Regress Arguments and the Problem ol Universals
I do not know how strong this counter-argument is, however, because
I think it could be argued that there are no negative Forms, as this Form
of being a Form not participating in itself would appear to be. At least,
however, it is clear that the Restricted Third Man is an argument with
more bite than the ordinary, classical, Third Man.
Furthermore, now that we are alerted to the parallelism so frequently
exhibited by infinite regress arguments against the different Relational
theories, we shall naturally look to see whether a special case of the
Third Man can be constructed in the case of the four Nominalist analyses.
The predicate 'F' is not in general an F. But consider the set of pre-
dicates 'F', 'G' . . . etc. Each of them is a predicate and the Predicate
Nominalist will analyze this fact by saying that each of them falls under
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4 Susan I-Iaack has pointed out to me that a Class Nominalist who takes this line
also faces Cantor's paradox.
D. M. Armstrong 201
In the case of the Resemblance analysis, however, there is no point in
trying to formulate a Restricted Third Man argument. For the Self-
predication assumption is satisfied even in the unrestricted cases. We have
already argued, however, that no infinite regress is involved.
VIII. Conclusion
The Relation regress appears applicable to all Relational analyses of what
it is for a thing to have a property. It can be presented in a general way.
If 'Fa' is analyzed as ' a R ~ ; where q,p is a suitable entity such as 'F',
the concept of F, the class of F's, a set of paradigm instances of F or the
Form of F, and R is the appropriate relation such as falling under, class
membership, resemblance or 'participation', then the following difficulty
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arises.
We require an account of what it is for a and ~F to have a certain
sort of relation, R. We require an account of the type R. The account
must take the form of saying that the ordered pair <a, ~p> have R to q~e.
If this new R is a different type of relation from the original R, that is, if
it is R 1, then instances of R 1 will require to have R 1~ to ~RI and the
regress of relations can never be completed. But if it is the original relation
R, then ' < a , Cv> R ~ ' expands to ' < < a , ~F>, ~ > R ~ ' and so
on indefinitely without ever getting rid of the relation-type R. Russell
produced this regress against Resemblance Nominalism, Ryle against
Platonic Realism. If the argument is sound, no Relational solution to
the Problem of Universals can be correct.
The Object regress seems to hold also, but only against Predicate and
Concept Nominalism.
The most famous argument of them all, the Third Man, is unsound.
Worse, it has given infinite regress arguments against Relational solutions
to the Problem of Universals a bad reputation.
A special case of the Third Man, the Restricted Third Man, may have
some bite against all Relational analyses with the exception of Resem-
blance Nominalism.