Professional Documents
Culture Documents
Care of The Critically Ill and Injured During Pandemics and Disasters CHEST Consensus Statement
Care of The Critically Ill and Injured During Pandemics and Disasters CHEST Consensus Statement
Natural disasters, industrial accidents, terrorism attacks, and pandemics all have the capacity
to result in large numbers of critically ill or injured patients. This supplement provides sug-
gestions for all of those involved in a disaster or pandemic with multiple critically ill patients,
including front-line clinicians, hospital administrators, professional societies, and public health
or government officials. The current Task Force included a total of 100 participants from nine
countries, comprised of clinicians and experts from a wide variety of disciplines. Compre-
hensive literature searches were conducted to identify studies upon which evidence-based
recommendations could be made. No studies of sufficient quality were identified. Therefore,
the panel developed expert-opinion-based suggestions that are presented in this supplement
using a modified Delphi process. The ultimate aim of the supplement is to expand the focus
beyond the walls of ICUs to provide recommendations for the management of all critically ill or
injured adults and children resulting from a pandemic or disaster wherever that care may be
provided. Considerations for the management of critically ill patients include clinical priorities
and logistics (supplies, evacuation, and triage) as well as the key enablers (systems planning,
business continuity, legal framework, and ethical considerations) that facilitate the provision
of this care. The supplement also aims to illustrate how the concepts of mass critical care are
integrated across the spectrum of surge events from conventional through contingency to
crisis standards of care. CHEST 2014; 146 (4_Suppl):8S-34S
ABBREVIATIONS: CCTL 5 Critical Care Team Leader ; CHEST 5 American College of Chest Physicians;
HC/RHA 5 health-care coalition/regional health authority ; IT 5 information technology ; MCC 5 mass
critical care; NGO 5 nongovernmental organization; Spo2 5 oxygen saturation by pulse oximetry ;
WHO 5 World Health Organization
Accepted May 1, 2014; originally published Online First August 21, COI grids reflecting the conflicts of interest that were current as of the
2014. date of the conference and voting are posted in the online supplementary
AFFILIATIONS: From Royal Canadian Medical Service (Dr Christian), materials.
Canadian Armed Forces and Mount Sinai Hospital, Toronto, ON, DISCLAIMER: American College of Chest Physicians guidelines and
Canada; Sharp Hospital (Dr Devereaux), Coronado, CA; Allina Health consensus statements are intended for general information only, are not
(Dr Dichter), Minneapolis, MN; Aurora Healthcare (Dr Dichter), medical advice, and do not replace professional care and physician
Milwaukee, WI; R. Adams Cowley Shock Trauma Center (Dr Rubinson), advice, which always should be sought for any medical condition. The
University of Maryland School of Medicine, Baltimore, MD; and BC complete disclaimer for this consensus statement can be accessed at
Children’s Hospital and Sunny Hill Health Centre (Dr Kissoon), Uni- http://dx.doi.org/10.1378/chest.1464S1.
versity of British Columbia, Vancouver, BC, Canada. CORRESPONDENCE TO: Michael D. Christian, MD, FRCPC, FCCP, Royal
FUNDING/SUPPORT: This publication was supported by the Coopera- Canadian Medical Service, Canadian Armed Forces, Mount Sinai Hospital,
tive Agreement Number 1U90TP00591-01 from the Centers of Disease 600 University Ave, Rm 18-232-1, Toronto, ON, M5G 1X5, Canada;
Control and Prevention, and through a research sub award agreement e-mail: michael.christian@utoronto.ca
through the Department of Health and Human Services grant Number © 2014 AMERICAN COLLEGE OF CHEST PHYSICIANS. Reproduction of
1 - HFPEP070013-01-00 from the Office of Preparedness of Emergency this article is prohibited without written permission from the American
Operations. In addition, this publication was supported by a grant from College of Chest Physicians. See online for more details.
the University of California–Davis.
DOI: 10.1378/chest.14-0732
journal.publications.chestnet.org 9S
TABLE 1 ] Primary Audience For Suggestions
Primary Target Audience
(Continued)
(Continued)
journal.publications.chestnet.org 11S
TABLE 1 ] (continued)
Primary Target Audience
(Continued)
(Continued)
journal.publications.chestnet.org 13S
TABLE 1 ] (continued)
Primary Target Audience
supplement. In this iteration we have made a number of develop evidence-based recommendations for Mass
attempts to bolster the expertise of the Task Force itself Critical Care. The Task Force met in Chicago, Illinois
as well as used a more rigorous methodology to develop in June 2012 to develop key questions. We then
the suggestions (see the “Methodology” article by Ornelas conducted comprehensive literature searches to
et al27 in this consensus statement). The current Task identify evidence that could be used to answer the
Force included a total of 100 participants (14 content questions and provide evidence-based “recommenda-
experts, 68 panelists, and 18 topic editors) from nine tions.” Although some relevant studies were identified,
countries, comprising clinicians and experts from none of the studies provided a sufficient quality of
disciplines including critical care, surgery, trauma, burn, evidence upon which to make recommendations;
pulmonary medicine, internal medicine, military therefore, expert opinion was solicited to provide
medicine, disaster medicine, infectious diseases, hospital answers (“suggestions”) to the key questions. To
medicine, ethics, law, and public health, representing a improve the rigor of the expert opinion, a modified
diverse number of professions caring for both the adult Delphi process was used following the structure and
and pediatric populations. Members of the Task Force guidelines established by the CHEST Guidelines
were drawn from 15 different professional societies and Oversight Committee.27 All participants developing the
organizations. Task Force’s suggestions (panelists and topic editors)
Our methodology had to recognize that there is still were vetted through the CHEST conflict of interest
a paucity of high-quality evidence upon which to policy.
journal.publications.chestnet.org 15S
be taken into consideration when resuming routine
hospital activities that may require ICU support.
journal.publications.chestnet.org 17S
an experienced clinician who makes similar triage 22. Transportation used for patient evacuations may
decisions on a daily basis. also be used to bring in assets (eg, specialty providers
15. Early discharge of ICU patients to the general and equipment), particularly when access/transport
ward is a complex process, requiring critical care capacity is the limiting factor in patient movement.
expertise. To enable rapid admission of critically ill
patients to the ICU immediately after termination Evacuation of the ICU
of ED/operating room workup and treatment, we Form Hospital and Transport Agreements
suggest discharge of ICU patients (when possible) 1a. We suggest local and regional mutual-aid
during preparation for an impending MCC be given agreements should be established with other appro-
priority simultaneous to decisions made about initial priately staffed and resourced hospitals to redistribute
ED patient distribution. critically ill and injured patients from an evacuating
hospital(s), and these agreements should be inte-
Deployable Critical Care Services grated within the framework of disaster preparedness
plans.
16. We suggest deployable critical care services be
considered a temporary alternative to critical care 1b. We suggest creation of predisaster formal
when loss of hospital infrastructure limits provision agreements between hospitals and transport agencies
of critical care. or between Health Coalitions or Regional Health
Authorities and transport agencies for air or ground
17. We suggest deployable critical care services are
transport of critically ill patients during a disaster.
not definitive critical care facilities but may be used
as a temporizing measure for delivery of critical care
in a disaster setting. Expansion of critical care Prepare for and Simulate Critical Care Evacuation
resources in the hospital environment, with tempo- 2a. We suggest staffing requirements within disaster
rary facilities for lesser acuity patients, is preferred plans should take into account the staffing resources
over provision of deployable critical care when necessary for desired surge capability to both safely
possible. move patients and to provide continuous care for
18. We suggest deployable critical care services may patients remaining in the ICU.
serve as temporary critical care locations provided 2b. We suggest developing a detailed vertical evacua-
there is a clear plan for patient transfer, within a few tion plan using stairs when applicable for critically ill
hours to days, to a definitive treatment location. and injured patients.
19. In crisis surge response, we suggest less intensive 2c. We suggest hospital exercises should simulate a
treatment of moderately injured patients be priori- mass critical care event and include vertical evacua-
tized over the deployment of temporary critical care tion when applicable that evaluates (1) patient
services when it would result in improved outcomes movement using specialized evacuation equipment
for larger numbers of patients. and (2) the ability to maintain effective respiratory
and hemodynamic support while moving down
Using Transportation Assets to Support Surge stairs.
Response
20. We suggest surge capacity plans include predeter- Prepare for and Simulate Critical Care Transport
mined standards that define minimal ongoing critical 3a. We suggest specialized care is resource intensive,
care capability in order to define the framework for and specialized ground and aeromedical teams may
decisions regarding patient transfer as the demands be required to ensure appropriate initial and ongoing
on the system gradually increase during a disaster or care prior to and during evacuation.
pandemic. 3b. We suggest preidentifying unique transport
21. We suggest priority be given to transfer of assets resources that are required for movement of specific
to patients, particularly when transfer of patients to populations, such as critically ill neonates, children,
definitive care is limited by dangerous conditions and technology-dependent patients, at a regional
(including considerable risk posed by available level. This information can then be used in real time
transportation options). to match allocated resources to patients.
journal.publications.chestnet.org 19S
Prioritizing Critical Care Patients for Evacuation for patient distribution, they should be responsible
8. We suggest evacuation order and identification of for identifying receiving facilities that match ICU
appropriate facility should be based on the following patient resource requirements.
factors: 9b.iii. We suggest the Regional or National Emergency
8a. In a time-limited evacuation, less critical patients Command Center should enlist assistance of regional
can be evacuated faster and with fewer resources per specialist experts to assist in the above matching
patient and, thus, may be moved first in order to process for distribution of patients requiring highly
evacuate the most patients in the fastest time. specialized care among receiving centers.
8b. When there is adequate time for evacuation, then 9c. We suggest assignment of transportation resources
more critically ill patients may be moved first and in and lines of critical care patient evacuation should
parallel with less ill patients. Similar acuity patients follow common existing referral patterns provided
often use similar transport resources and strain the receiving facilities retain adequate capacity to care for
same group of sending staff members. Thus, moving these patients.
both the less critical and more critical patients 9d. We suggest patients who require advanced
simultaneously in parallel, as compared with sequen- specialty care should be directed to high-volume
tially in series (when there is adequate time to centers and distribution take into account the capacity
evacuate the entire hospital), may decrease the overall and resources required to provide ongoing care to
time to evacuation. these patients.
8c. In some situations, moving groups of similar-type
patients to a single hospital entity may enable the Preparing the Critical Care Patient for Evacuation
sending hospital to provide staff to a single location
10a. We suggest standardized preparation of critically
to facilitate continuity of care and allow receiving
ill patients should be performed prior to hospital-
hospitals to preplan to surge for specific types of
to-hospital transfer, including initial stabilization,
patients and cluster disaster resources.
diagnostic procedures, damage control procedures,
8d. The most critically ill patients dependent on and medical interventions, to address anticipated
mechanical devices for life support may, in some physiologic changes during transport.
conditions, be safely cared for with a shelter-in-place
10b. We suggest the transport team should provide
strategy if it is deemed the risk of evacuation is too high.
the equipment used for transport to ensure compati-
bility and familiarity during transport and retain
Critical Care Patient Distribution
important resources at the source institution for
9a. We suggest during isolated, small, or pre-event ongoing care of the remaining patients.
ICU evacuations, CCTLs should coordinate with
10c. We suggest evacuation planning and coordina-
Hospital Incident Command and identify receiving
tion should include the provision of additional
hospitals for patient evacuation via the usual practice
expert providers, staff, and equipment to assist
of provider-to-provider communication.
in the ongoing provision of care in situations
9b. We suggest during multiple-facility, large, or late where patient volume, acuity, or nature of illness
ICU evacuations, the usual provider-to-provider or injury exceeds the capabilities of the CCTL and
system of communication for identification of staff.
receiving facilities should be augmented by other
10d. We suggest utilizing a staging area for patients
Regional or National Incident Management Systems.
prepared and awaiting transport. This area should
9b.i. Every hospital should be specifically affiliated ideally be located near the point of embarkation and
with (and drill evacuation with) a Regional or be staffed by medical personnel with training and
National Command Center for such events. Regional experience in critical care evacuation. These personnel
or National Command Centers may need to assume should be prepared to provide triage and perform
responsibility for designation of the receiving facil- ongoing medical care interventions prior to trans-
ities for their patients. port. The area should have the capability for addi-
9b.ii. We suggest when a Regional or National tional surgical and medical stabilization pretransport
Emergency Command Center assumes responsibility if necessary.
journal.publications.chestnet.org 21S
incremental survival rather than on a first-come, 11b. We suggest the inclusion criteria for admission to
first-served basis when a substantial incremental intensive care.
survival difference favors the allocation of resources 11c. We suggest patients who will have such a low
to another patient. probability of survival that significant benefit is
7. Triage officers: unlikely be excluded from ICUs when resources are
7a. We suggest health-care systems that have insti- overwhelmed.
tuted a triage policy have clinicians with critical care 11d. We suggest consideration be given to excluding
triage training function as triage officers (tertiary patient groups that have a life expectancy , 1 year.
triage) to provide optimum allocation of resources. 11e. We suggest if a physiologic (nondisease-specific)
7b. We suggest triage officers should have situational outcome prediction score can be demonstrated to
awareness at both a regional level and institutional level. reliably predict mortality in a specified population
7c. We suggest in trauma or burn disasters, triage be upon screening for ICU admission, it is reasonable to
carried out by triage officers who are senior surgeons/ use this to exclude admission for patients with a
physicians with experience in trauma, burns, or predicted mortality rate . 90%. Similarly if a disease-
critical care and experience in care of the age-group of specific score can be demonstrated to reliably predict
the patient being triaged. mortality when used in the same manner for patients
with the disease, we suggest it is reasonable to use this
7d. We suggest in environments where triage is not
to exclude admissions for patients with a predicted
usual, individual triage officers or teams consisting of
mortality rate of . 90%.
a senior intensive care physician and an acute care
physician be designated to make mass critical care triage 11f. We suggest each patient’s condition be reassessed
decisions in accordance with previously prepared, after a suitable time period (eg, 72 h) by the triage
publicly vetted, and widely disseminated guidelines. officer or triage team. If at that point the patient
meets the criteria for exclusion from ICU, consider-
7e. We suggest in limited resource settings in which
ation should be given to withdrawal of therapy. If in
there is a limited need for expansion of critical care
the future a score is demonstrated to reliably predict
resources, a continuation of well-established systems
high mortality when the patient is assessed during
is appropriate.
ICU stay, this should be used in preference to or as a
8. We suggest triage protocols (clinical decision supplement to clinical judgment.
support systems), rather than clinical judgment alone,
be used in triage whenever possible.
Special Populations
9. We suggest in health-care systems that have
Defining Special Populations for Mass
instituted a triage policy, technology such as baseline
Critical Care
ultrasound, oxygen saturation as measured by pulse
oximetry, mobile phone/Internet, and telemedicine be 1. We suggest the definition of special populations for
leveraged in triage where appropriate and available to mass critical care be those patients that may be at
augment clinical assessment in an effort to improve increased risk for morbidity and mortality outside a
incremental survival and efficiency of resource fully functional critical care environment or those
allocation. patients that present unique challenges to providers
when a full complement of supportive services is not
10. We suggest triage decision processes, whenever
available. We include the chronically ill and techno-
possible, provide for an appeals mechanism in case of
logically dependent as the fragility of their baseline
deviation from an approved process (which may be a
health puts them at significant risk for progression to
prospective or retrospective review) or a clinician
a higher level of medical need.
request for reevaluation in light of novel or updated
clinical information (prospective).
11. Triage process: Special Population Planning
11a. We suggest tertiary-care triage protocols for use 2. We suggest critical care disaster planning include
during a disaster that overwhelms or threatens to special populations.
overwhelm resources be developed with inclusion and 3. We suggest professional societies, advocacy groups,
exclusion criteria. governmental, and nongovernmental organizations
journal.publications.chestnet.org 23S
Teamwork Within HC/RHAs—Foundational communication; telemedicine technologies, such as
Principles E-ICU, integrated into their disaster plans.
2. We suggest health-care coalition partners should 3c. We suggest HC/RHA partners should attempt to
work together, with the following objectives: routinely use those agreed upon communication
2a. HC/RHA clinical and administrative leaders from vehicles when working together.
all partners meet together on a routine, scheduled 3d. We suggest all agreed upon communication
basis. Clinician leaders must include critical care vehicles should be tested on a scheduled basis, with
medicine experts. objective criteria to validate the test.
2b. HC/RHA clinical and administrative leaders 3e. We suggest the choice of communication vehicles
from all partners work together at least yearly with and testing may be based on likely disaster/pandemic
primary focus on developing and updating joint events (Hazard Vulnerability Analyses), and/or other
disaster/pandemic preparedness plans based on likely appropriate considerations.
events (Hazard Vulnerability Analyses).
3f. We suggest developing defined disaster/pandemic
2c. HC/RHA clinical and administrative leaders from plans for monitoring and leveraging popular social
all partners jointly practice activation and implemen- media (eg, Twitter, Facebook, others) during all actual
tation of disaster/pandemic plans and standards of or potential surge events, or unusual or large scale
care through exercises. planned or unplanned events requiring cooperation,
2d. HC/RHA partners activate their communication as both a means for gathering and transmitting
and collaboration mechanisms for virtually all actual information, as appropriate.
or potential surge events, or unusual or large scale 3g. We suggest HC/RHAs should have defined
planned or unplanned events requiring cooperation, communication tools designated for each level of
to ensure optimal responses and enable experience organizational leadership, which should be consistent
working together. with ICS structure or equivalent.
2e. HC/RHAs identify clinical experts to oversee and
address the needs of specific populations, especially System-Level Surge Capacity and Capability
pediatrics, and also specialty populations such as 4a. We suggest HC/RHA surge objectives should be
trauma, burns, oncologic, etc. consistent with individual hospital surge goals and
2f. HC/RHA clinical and administrative leadership include the capability to surge to:
should be defined by position, not specific personnel,
• Up to 200% above routine maximal capacity based
consistent with Incident Command System (ICS)
on the nature and severity of the disaster (contin-
nomenclature or equivalent, and designed with gency to crisis)
appropriate redundancy. • Up to the limit of the total number of ventilators
available to coalition partners.
Systems-Level Communication—Foundational • Up to projected patient loads in a slow onset, slow
Principles evolving disaster.
3a. We suggest HC/RHAs should have secure online 4b. We suggest HC/RHAs should be able to monitor
and/or published directories for all partners’ clinical and track their defined surge capacity supplies and
and administrative leadership, with emergency equipment, ideally “real-time” and electronically, with
contact information (phone numbers, e-mail addresses, the intent of being able to use all HC/RHA assets.
pagers, cell phone texting preferences, other means) These supplies and equipment may include identified
and current call schedules. caches of important medications or equipment, and
bed availability among partners.
3b. We suggest HC/RHA’s should have defined
communication vehicles which may include (but are 4c. We suggest HC/RHAs should have the ability to
not limited to): dedicated secure health-care coalition track the number of available ICU capable personnel
web sites; conference call lines and teleconferencing (“force multipliers”) and other designated specialist
technologies (eg, Skype, others); hospital phones “resources” (eg, pediatric and special populations)
(land lines and cell phones); pagers, hand held through their partner hospitals. Partners with
walkie-talkies, ham radios, or other similar means of telemedicine capability (such as tele-ICU’s) should
journal.publications.chestnet.org 25S
The Use of Simulation for Preparedness 5. We suggest modified use protocols, which restrict
and Planning routine use of affected medications and supplies and
8. We suggest hospitals, health systems, and HC/RHAs encourage use of alternatives, be implemented at the
promote the use of computer modeling to gain insight earliest opportunity when impending medication and
into their operational capabilities and limitations, in medical supply shortages are identified, and for which
the following ways: adequate resupply may not be available in a timely
manner.
• Support the creation of computer models utilizing
industry templates in collaboration with their own 6. We suggest health-care facilities, health systems, and
administrative, clinical, and technical resource health-care coalitions encourage, comply with, and
experts from participating system partners. Models support ongoing governmental and non-governmental
should include government and military resources organizational efforts to reduce global medical supply
when applicable, and include provision of mainte- chain vulnerabilities.
nance of chronically ill patient populations.
• Collaborate with modelers in the design, imple-
mentation, and testing of these models; and with Health Information Technology Continuity
the interpretation and application of these in Disasters
results. Portable Mobile Support Information Networks:
• Support the data requirements for such system 7. We suggest hospitals have the mobile tech-
models, and develop repositories for operationally nology necessary to identify patients quickly and
relevant data that can be used in future modeling effectively, including in austere parts of the hospital
efforts. (eg, parking lots).
• Leverage their relationships with national, regional,
and local governments and public health agencies 8. We suggest hospitals have the ability to set up
and emergency medical service providers to obtain ad-hoc secure networks in austere sections of the
necessary data on the transportation and patient hospital campuses for mobile technology.
logistic components of such models as required.
9. We suggest hospitals have a strategy for supply-
ing austere sites with electric power to charge the
Business and Continuity of Operations mobile devices, provide local network facilities, and
Supply Chain Vulnerabilities in Mass Critical Care provide essential services for an extended period
1. We suggest highest priority critical care supplies of time.
and medications needed for routine day-to-day care, 10. We suggest hospitals be capable of transferring
and crucial in mass casualty events, for which no patient identification, identification of next of kin
substitutions are available be identified (eg, ventilator with contact information, and a defined minimal
circuits, N95 masks, insulin, etc). Once identified, database of medical history with every patient. This
dual sourcing should be used for routine purchasing minimal database of medical history should be able
of these key supplies and medications to reduce the to be printed, or hand written if necessary, in the
impact of a supply chain disruption. absence of computer technology.
2. We suggest available alternatives for routinely used 11. We suggest hospitals have the ability to effec-
critical care supplies and medications (eg, sedatives, tively and quickly download all patient-related
vasopressors, antimicrobials, etc) be identified in information into a mobile package (eg, a flash drive
routine practice and pre-event planning to anticipate or disk) that can be easily read by other information
solutions to supply chain disruptions. systems, and can be rapidly prepared for transport
3. We suggest health-care systems use integrated with the patient. This should obey the clinical docu-
electronic systems to track purchase, storage, and use ment architecture/continuity of care document
of medical supplies. documents currently specified under meaningful use
4. We suggest these systems be used to identify proposals, making them both human and digitally
equipment, supplies, and medications that are in readable.
short supply and for which increased routine inven- 12. We suggest hospitals have real-time connection to
tory levels would be needed to adequately address databases for uploading and downloading clinical
both day-to-day and mass casualty event planning. information.
journal.publications.chestnet.org 27S
16. We suggest stakeholder organizations determine and frameworks. The regional health authority (eg, in
the thresholds and milestones for trainer education the US, state health departments) should facilitate
and certification. and ensure the development of mass critical care
17. We suggest individuals with board certification in plans at the sub-national and health-care facility levels
critical care medicine be tested on the core compe- to promote inter-jurisdictional consistency and collabo-
tencies (when developed) by their certification ration within the state/province, across state/province
process. lines, and with national partners.
18. We suggest those involved with critical care 1b. We suggest MCC plans clarify approaches and
disaster education develop ongoing, internal process processes for evacuating patients and for sheltering-
improvement methodologies and metrics to ensure in-place. This includes identifying the lines of authority
their programs remain current, responsive, and for evacuation and shelter-in-place decision-making
relevant. and the potential legal and ethical implications
associated with such decisions.
19. We suggest accreditation bodies that ensure safe
and effective critical care delivery processes for 1c. We suggest MCC plans recognize the importance
hospitals consult with professional societies to of responsible and accountable MCC decision
develop metrics and tools of assessment to ensure making among clinicians, government, and indi-
ICUs can continue to provide quality care during a vidual health-care entities by addressing how reviews
disaster or pandemic. of decisions made under the auspices of MCC plans
20. We suggest engagement of critical care clinicians will occur. Further, we suggest separate, efficient
in disaster preparedness efforts occur in advance of processes be developed to: (1) during the response,
and in preparation for pandemics and disasters in address fact–based appeals by ICU providers of
order to enhance mass critical care delivery and decisions made during the response before resources
coordination. are reallocated; and (2) following the response,
review patient/family member or ICU provider
21. We suggest ICU clinicians and disaster planners
concerns about fidelity to the processes outlined in
incorporate community values into critical care
properly-vetted and adopted MCC plans.
decision-making through pre-event inclusion of
clinicians and community perspectives. 2. We suggest during declared emergencies: (1)
government MCC plans be officially activated by the
22. We suggest hospitals provide education, training,
applicable governmental authority; and (2) individual
and community conversation opportunities for their
health-care facility MCC plans be officially activated
ICU clinicians on the topic of mass critical care
by clinical administrative leadership. We also suggest
delivery.
governments and individual health-care facilities
23. We suggest successful critical care clinician- develop approaches for the official deactivation of
community engagement strategies include: (a) their MCC plans.
physician-related initiatives, (b) public-private
3a. We suggest clinicians (both employees and
partnerships with governmental agencies and hospi-
volunteers) and health-care entities involved in
tals, (c) community partnerships, (d) sharing of best
the provision of critical care that follow properly-
practices, and (e) family engagement and community
vetted and officially-activated (1) governmental and
guidance during resource allocation.
(2) individual facility-level MCC plans in good faith
Legal Preparedness should be protected legally from liability.
1a. We suggest health agencies at all levels of govern- 3b. In sudden-onset emergencies (or in the early
ment (ie, Local, Regional, State/Province, and phases of other emergencies), it might not be feasible
National) and relevant health-care system entities for governments to declare an emergency, or for
(eg, hospitals, long-term care facilities, and clinics) governments and health-care facilities to immediately
develop mass critical care (MCC) response plans in and officially activate their MCC plans. In such cases
furtherance of a legal duty to prepare for mass critical we suggest clinicians and health-care entities that
care emergencies. These plans should be integrated provide MCC reasonably and in good faith be afforded
into or with existing crisis standards of care, surge liability protections (ie, absent gross negligence,
capacity, or other applicable health emergency plans willful misconduct, or criminal acts) through
journal.publications.chestnet.org 29S
20. We suggest research conducted during pandemics 6. In order to support those countries with limited
and disasters focus specifically on improving treat- critical care assets, we suggest professional critical
ment, safety, and outcomes. care societies in resource-rich, developed countries
should advocate broadly to mitigate the intellectual
International Disaster Response siphoning of critical care providers from resource
21. We suggest international disaster responders poor countries.
coordinate efforts with local officials and clinicians to 7. We suggest investment in critical care education
focus on interventions that will provide sustainable and development of processes where limited resources
benefits to the population after the disaster. can be applied to those patients most likely to benefit
22. We suggest international disaster responders have from the interventions.
an ethical obligation to familiarize themselves with 7a. We suggest such processes explore innovative
the predominant cultural and religious practices of staffing methods and preventative and supportive care
the affected population. that decreases critical illness.
23. We suggest international disaster responders
demonstrate culturally and religiously appropriate Building Capacity and Quality in District Hospitals:
respect for the dead within the disaster context by 8. We suggest performance improvement activities be
coordinating responses with local institutions. instituted at district or regional level facilities and
information shared such that other ICUs and hospi-
Resource-Poor Settings: Infrastructure and tals can learn from one another.
Capacity Building
9. We suggest, where feasible, that surgical capacity of
Definition the district or regional hospital build capacity to
1. We suggest the term “resource poor or constrained optimize surgical volumes and maintain skills in
setting” defines a locale where the capability to order to reduce preventable morbidity and mortality.
provide care for life-threatening illness is limited to
basic critical care resources, including oxygen and Emergency Care and Triage:
trained staff. It may be stratified by categories: No 10. In order to mitigate the need for critical care, we
resources, limited resources, and limited resources suggest the development of simple triage tools, proto-
with possible referral to higher care capability. cols, and care guidelines modified to resource limita-
2. We suggest “critical care in a resource poor or tions that can be used by health workers with limited
constrained setting” be defined by the provision of clinical backgrounds. This education should include
care for life threatening illness without regard to the the IMCI (Integrated Management of Childhood
location, including the pre-hospital, emergency, Illness) and IMAI (Integrated Management of
hospital wards, and intensive care setting. Adolescent and Adult Illness) guidelines for recogni-
tion, triage, and treatment of the critically ill in
Infrastructure and Capacity Building resource limited areas.
3. We suggest in order to provide quality critical
care, at any capability level, resource limited coun- Prehospital Care and Transport:
tries or health-care bodies should strengthen their 11. We suggest education and training of resuscitation,
primary care, basic emergency care, and public evacuation, and transport of the critically ill be a
health systems. priority for providers.
4. We suggest capacity building in public health 11a. We suggest expanding pre-hospital support in the
include education for families, community health-care community through education of medical and
workers, and clinicians in addition to infrastructure non-medical laypersons.
support such as transportation and communication
systems. Strategic Planning to Build Capacity:
5. We suggest developing countries strive to build 12. We suggest developing countries or settings that
capacity by leveraging critical care expertise and are chronically resource constrained develop a
resources that exist in such disciplines as surgery, minimal level of critical care to be provided at district
obstetrics, internal medicine, and pediatrics. or regional hospital facilities.
1. To develop and maintain effective communication 20. We suggest the WHO develop a Pocket Book of
with the goal of assessing the need for assistance Acute/Critical Care for Hospitalized Patients to help
and planning for training, logistics, and timetable standardize expectations and medical practice.
for the delivery of support;
2. To help implement relief efforts, including sched- Resource-Poor Settings: Response, Recovery,
ule rotations for teams in and out of the disaster and Research
affected areas; and, Response
3. To develop planning and preparation for potential
1. We suggest developing countries or health-care
disaster events based on historical experience within
systems employ an appropriate incident command
each region. Such planning should include resolving
issues related to licensure and liability coverage in system to organize the pre-hospital, transportation
addition to resource allocation and training. and in-hospital response effort.
2. We suggest early in the response effort that attempts
Resources Necessary to Enhance Capacity be made to estimate the needs beyond acute care and
Current Resource Allocation During Crises: to inform and guide providers of rehabilitation and
15. We suggest critical care providers use protocols to prolonged care needs.
combine workable approaches that are also cost 3. We suggest host nation rehabilitation and pro-
effective and efficient. longed care capabilities that are likely to exist
following the disaster be considered when deter-
16. We suggest feasibility plans of a protracted event
mining the appropriateness of initiating critical
requiring long-term use of critical care resources be
intensive care.
developed, whereby the health-care system will require
a coordination between less resource-intense but large 4. We suggest only critical care providers with
numbers of primary care patients in concert with previous training or expertise in disaster response, or
resource-intense but fewer critical care patients. those who are aligned with experienced groups (eg,
foreign medical teams), and invited by the host nation
Laboratory Services: deploy to support a disaster.
17. We suggest the establishment and implementation 5. We suggest if not available at the time of a disaster,
of national laboratory strategic plans and policies that critical care be instituted using an intensive care
journal.publications.chestnet.org 31S
model with providers skilled in critical care 8h. Integrating emergency and critical care services
medicine. with the delivery of all other medical care and public
6. We suggest government and non-governmental health programs in the community,
organizations (NGOs) collaborate with military 8i. Including long-term follow-up care to the max-
health-care systems (with their experience in operating imum extent possible in planning for the medical
in austere conditions) for process and procedure needs of survivors; and
sharing as well as to establish linkages to facilitate the 8j. Incorporating the training and staffing needs
sharing of patient care. for provision of all needed post disaster services,
7. We suggest all deploying response teams employ including medical, nursing, social workers, mental
simple, pre-established, and standardized data health providers, community and public health.
collection tools in order to meet the needs of local
authorities, increase accountability of care, and Research Considerations
facilitate review of care provided during the event. 9. We suggest research focus on health monitoring/
syndromic surveillance, needs assessment, prognosti-
Reconstitution/Recovery of Host Nation Critical cation, and cost effectiveness to help establish care
Care Capabilities and Disengagement priorities.
8. During strategic disengagement of surge resources 10. We suggest cost-effectiveness studies on critical
and reconstitution of emergency and critical care care in developing countries to justify the need and
services in resource-poor settings post-disaster, we ability to advocate for resources to provide basic
suggest: critical care.
8a. Forming partnerships and close coordination
Quality Improvement Factors
between surge teams and pre-existing stakeholders
(local government officials, medical and surgical care 11. We suggest developing countries and health-care
providers, rehabilitation-related NGOs, local and organizations institute quality improvement pro-
national public health) to ensure a successful transition, grams, in part to justify to donors, population, and
government that increases in investment in health
8b. Assessing the access to and capacity of local
systems provide cost effective benefits.
emergency and critical care services once the surge
resources leave, Innovative Treatments and Technologies:
8c. Addressing the disaster’s impact on health-care 12. We suggest professional critical care societies
providers’ and surviving patients’ short and long-term advise and support research that brings new technol-
mental health needs, ogies and diagnostic tools to resource-poor settings
and stress adapting diagnostic and treatment modal-
8d. Developing and using standardized data collection
ities to this environment in a cost effective and
instruments to facilitate assessment and validation of
efficient manner.
best practices for effective disengagement and
reconstitution, and to monitor on-going long-term 13. We suggest professional critical care societies
health needs, advise and guide the development of disaster related
protocols to study pressing issues relating to diagno-
8e. Implementing a tailored approach to disengage-
sis, treatment, and systems improvement and have
ment and reconstitution based on the identified local
these vetted through ethics committees and other
community’s needs,
groups a priori in order to rapidly deploy them during
8f. Addressing local logistical challenges to deliver or following an event.
emergency and critical care routinely and during
disasters, Areas for Future Research
8g. Ensuring that public health programs are Despite increasing numbers of publications in disaster
restored and improved and that reconstitution medicine and MCC during the past 5 years, high-quality
efforts do not displace essential public health research to support evidence-based recommendations
activities, which may have greater impact upon for the care of critically ill and injured patients related to
the overall community’s health, especially for a pandemic or disaster is virtually nonexistent and
children, desperately needed. Indeed, this research should be a
for Acute Care Trialists), and PREEDICCT32 (Providing Other contributions: The opinions expressed within this manuscript
are solely those of the author (M. D. C.) and do not represent the
Resources for Effective and Ethical Decisions in Critical official position or policy of the Royal Canadian Medical Service,
Care Triage) groups serve as examples of the types of Canadian Armed Forces, or the Department of National Defence.
efforts required to advance evidence within the field. Collaborators: Executive Committee: Michael D. Christian,
Research questions that currently need to be addressed MD, FRCPC, FCCP; Asha V. Devereaux, MD, MPH, FCCP, co-chair;
Jeffrey R. Dichter, MD, co-chair; Niranjan Kissoon, MBBS, FRCPC;
are discussed in detail within each of the individual Lewis Rubinson, MD, PhD; Panelists: Dennis Amundson, DO, FCCP;
articles within this supplement. In the absence of Michael R. Anderson, MD; Robert Balk, MD, FCCP; Wanda D.
Barfield, MD, MPH; Martha Bartz, MSN, RN, CCRN; Josh Benditt,
scientific evidence, experts’ opinion, although less than MD; William Beninati, MD; Kenneth A. Berkowitz, MD, FCCP;
ideal, will have to suffice. Clearly, much research needs Lee Daugherty Biddison, MD, MPH; Dana Braner, MD; Richard D
Branson, MSc, RRT; Frederick M. Burkle Jr, MD, MPH, DTM; Bruce
to be done to enrich the tacit knowledge of experts. A. Cairns, MD; Brendan G. Carr, MD; Brooke Courtney, JD, MPH;
Lisa D. DeDecker, RN, MS; COL Marla J. De Jong, PhD, RN [USAF];
Conclusions Guillermo Dominguez-Cherit, MD; David Dries, MD; Sharon Einav, MD;
Brian L. Erstad, PharmD; Mill Etienne, MD; Daniel B. Fagbuyi, MD;
Unfortunately, the potential need to provide care for Ray Fang, MD; Henry Feldman, MD; Hernando Garzon, MD; James
critically ill or injured patients resulting from pandemics Geiling, MD, MPH, FCCP; Charles D. Gomersall, MBBS; Colin K.
Grissom, MD, FCCP; Dan Hanfling, MD; John L. Hick, MD; James G.
or disasters has not decreased. Lacking high-quality Hodge Jr, JD, LLM; Nathaniel Hupert, MD; David Ingbar, MD, FCCP;
evidence to guide recommendations, the Task Force has Robert K. Kanter, MD; Mary A. King, MD, MPH, FCCP; Robert N.
Kuhnley, RRT; James Lawler, MD; Sharon Leung, MD; Deborah A.
endeavored to bolster the expertise of the Task Force Levy, PhD, MPH; Matthew L. Lim, MD; Alicia Livinski, MA, MPH;
and increase the rigor of the process through which Valerie Luyckx, MD; David Marcozzi, MD; Justine Medina, RN, MS;
David A. Miramontes, MD; Ryan Mutter, PhD; Alexander S. Niven,
the current expert-opinion-based suggestions were MD, FCCP; Matthew S. Penn, JD, MLIS; Paul E. Pepe, MD, MPH; Tia
developed. In addition to updating the suggestions, this Powell, MD; David Prezant, MD, FCCP; Mary Jane Reed, MD, FCCP;
version of the Task Forces’ suggestions addresses the Preston Rich, MD; Dario Rodriquez, Jr, MSc, RRT; Beth E. Roxland,
JD, MBioethics; Babak Sarani, MD; Umair A. Shah, MD, MPH; Peter
broader issue of caring for the critically ill and injured Skippen, MBBS; Charles L. Sprung, MD; Italo Subbarao, DO, MBA;
from pandemics and disasters beyond the walls of the Daniel Talmor, MD; Eric S. Toner, MD; Pritish K. Tosh, MD; Jeffrey S.
Upperman, MD; Timothy M. Uyeki, MD, MPH, MPP; Leonard J.
ICU, across the age continuum, and those from special Weireter Jr, MD; T. Eoin West, MD, MPH, FCCP; John Wilgis,
populations who are particularly vulnerable to being RRT, MBA; ACCP Staff: Joe Ornelas, MS; Deborah McBride; David
Reid; Content Experts: Amado Baez, MD; Marie Baldisseri, MD;
negatively impacted and who require specialized critical James S. Blumenstock, MA; Art Cooper, MD; Tim Ellender, MD;
care. Moreover, the Task Force provides suggestions Clare Helminiak, MD, MPH; Edgar Jimenez, MD; Steve Krug, MD; Joe
Lamana, MD; Henry Masur, MD; L. Rudo Mathivha, MBChB; Michael
regarding the evacuation of the critically ill and injured T. Osterholm, PhD, MPH; H. Neal Reynolds, MD; Christian Sandrock,
as well as the legal, ethical, and systems frameworks MD, FCCP; Armand Sprecher, MD, MPH; Andrew Tillyard, MD;
necessary to support an effective response. Finally, the Douglas White, MD; Robert Wise, MD; Kevin Yeskey, MD.
journal.publications.chestnet.org 33S
Care summit meeting, January 26-27, 2007, Chicago, IL. Chest. 14. Mareiniss DP, Hirshon JM, Levy F. Planning for a pandemic: a view
2008;133(5_suppl):8S-17S. from the accident and emergency department. Br J Hosp Med
2. Hick JL, Barbera JA, Kelen GD. Refining surge capacity: conven- (Lond). 2010;71(2):64-65.
tional, contingency, and crisis capacity. Disaster Med Public Health 15. White DB, Angus DC. Preparing for the sickest patients with 2009
Prep. 2009;3(5_suppl):S59-S67. influenza A(H1N1). JAMA. 2009;302(17):1905-1906.
3. Hick JL, Christian MD, Sprung CL; European Society of Intensive 16. Raffo L Influenza A(H1N1) epidemic in Argentina. Experience in a
Care Medicine’s Task Force for intensive care unit triage during an National General Hospital (Hospital Nacional Profesor Alejandro
influenza epidemic or mass disaster. Chapter 2. Surge capacity and Posadas) [in Spanish]. Medicina (B Aires). 2009;69(4):393-423.
infrastructure considerations for mass critical care. Recommenda- 17. Moszynski P. Death toll climbs and healthcare needs escalate in
tions and standard operating procedures for intensive care unit and Japan. BMJ. 2011;342:d1859.
hospital preparations for an influenza epidemic or mass disaster.
Intensive Care Med. 2010;36(suppl 1):S11-S20. 18. Boston’s first-in-class first response. Lancet. 2013;381(9876):1432.
4. Hick JL, Hanfling D, Burstein JL, et al. Health care facility and 19. Walls RM, Zinner MJ. The Boston Marathon response: why did it
community strategies for patient care surge capacity. Ann Emerg Med. work so well? JAMA. 2013;309(23):2441-2442.
2004;44(3):253-261. 20. Powell T, Hanfling D, Gostin LO. Emergency preparedness and public
5. Devereaux A, Christian MD, Dichter JR, Geiling JA, Rubinson L; health: the lessons of Hurricane Sandy. JAMA. 2012;308(24):2569-2570.
Task Force for Mass Critical Care. Summary of suggestions from the 21. Teperman S. Hurricane Sandy and the greater New York health care
Task Force for Mass Critical Care summit, January 26-27, 2007. system. J Trauma Acute Care Surg. 2013;74(6):1401-1410.
Chest. 2008;133(5_suppl):1S-7S. 22. Gao H-N, Lu H-Z, Cao B, et al. Clinical findings in 111 cases of
6. Altevogt BM, Institute of Medicine. (U.S.). Committee on Guidance influenza A (H7N9) virus infection. N Engl J Med. 2013;368(24):
for Establishing Standards of Care for Use in Disaster Situations. 2277-2285.
Guidance for Establishing Crisis Standards of Care for Use in Disaster 23. Assiri A, McGeer A, Perl TM, et al; KSA MERS-CoV Investigation
Situations: A Letter Report. Washington, DC: National Academies Team. Hospital outbreak of Middle East respiratory syndrome
Press; 2009. coronavirus. N Engl J Med. 2013;369(5):407-416.
7. Devereaux AV, Dichter JR, Christian MD, et al; Task Force for Mass 24. Enserink M. Chemical weapons. U.N. taps special labs to investigate
Critical Care. Definitive care for the critically ill during a disaster: a Syrian attack. Science. 2013;341(6150):1050-1051.
framework for allocation of scarce resources in mass critical care:
from a Task Force for Mass Critical Care summit meeting, January 25. Gulland A. Lack of atropine in Syria hampers treatment after gas
26-27, 2007, Chicago, IL. Chest. 2008;133(5_suppl):51S-66S. attacks [published correction appears in BMJ. 2013;347:f 5530]. BMJ
2013;347:f5413.
8. Rubinson L, Hick JL, Curtis JR, et al; Task Force for Mass Critical
Care. Definitive care for the critically ill during a disaster: medical 26. Kaiser J. As Syria crisis mounts, scientist looks back at last major
resources for surge capacity: from a Task Force for Mass Critical chemical attack. Science. 2013.
Care summit meeting, January 26-27, 2007, Chicago, IL. Chest. 27. Ornelas J, Dichter JR, Devereaux AV, Kissoon N, Livinski A,
2008;133(5_suppl):32S-50S. Christian MD; on behalf of the Task Force for Mass Critical Care.
9. Rubinson L, Hick JL, Hanfling DG, et al; Task Force for Mass Methodology: care of the critically ill and injured during pandemics
Critical Care. Definitive care for the critically ill during a disaster: a and disasters: CHEST consensus statement. Chest. 2014;
framework for optimizing critical care surge capacity: from a Task 146(4_suppl):35S-41S.
Force for Mass Critical Care summit meeting, January 26-27, 2007, 28. Barbera JA, Macintyre AG. Medical and Health Incident
Chicago, IL. Chest. 2008;133(5_suppl):18S-31S. Management (MaHIM) System: A Comprehensive Functional System
10. Serna-Ojeda JC, Castañón-González JA, Macías AE, Mansilla- Description for Mass Casualty Medical and Health Incident
Olivares A, Domínguez-Cherit G, Polanco-González C. Survey Management. Washington, DC: Institute for Crisis, Disaster, and
about responsiveness of third-level hospitals to a medical disaster: Risk Management, George Washington University ; 2002.
after the pandemic influenza in Mexico [in Spanish]. Gac Med Mex. 29. Barbera JA, Macintyre AG. Medical Surge Capacity and Capability:
2012;148(3):227-235. A Management System for Integrating Medical and Health Resources
11. Westall GP, Paraskeva M. H1N1 influenza: critical care aspects. During Large-Scale Emergencies. Washington, DC: US Department
Semin Respir Crit Care Med. 2011;32(4):400-408. of Health and Human Services; 2004.
12. Rodriguez-Noriega E, Gonzalez-Diaz E, Morfin-Otero R, et al; 30. Cook D, Burns K, Finfer S, et al. Clinical research ethics for critically
Hospital Civil de Guadalajara, Fray Antonio Alcalde Emerging ill patients: a pandemic proposal. Crit Care Med. 2010;38(suppl 4):
Respiratory Infections Response Team. Hospital triage system for e138-e142.
adult patients using an influenza-like illness scoring system during 31. InFACT Global H1N1 Collaboration. InFACT: a global critical care
the 2009 pandemic—Mexico. PLoS ONE. 2010;5(5):e10658. research response to H1N1. Lancet. 2010;375(9708):11-13.
13. Hota S, Fried E, Burry L, Stewart TE, Christian MD. Preparing your 32. Christian MD, Fowler R, Muller MP, et al; PREEDICCT Study
intensive care unit for the second wave of H1N1 and future surges. Group. Critical care resource allocation: trying to PREEDICCT
Crit Care Med. 2010;38(suppl 4):e110-e119. outcomes without a crystal ball. Crit Care. 2013;17(1):107.