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ORIGINAL ARTICLE
Abstract The paper presents the results of tilt tests using Introduction
a large number of three-core samples, aiming to establish
a method for determining the basic friction angle of planar The shear strength of a planar discontinuity in a rockmass is
rock discontinuities. The three-core tilt test is easy to op- purely the frictional resistance of the discontinuity. It is asso-
erate, and the results are comparable with the saw-cut ciated with the apparent frictional angle of the discontinuity
method after modification. Saw-cut and two-core samples and the normal stress on it. It is expressed as (Barton and
were also tested for the purpose of comparison. The test Bandis 1990):
results show that the cylindrical surface of the core is
JCS
slightly rougher than the surface of saw-cut samples so τ ¼ σn tan φr þ JRClog ð1Þ
that the friction angle measured on the cylindrical surface σn
of the core is slightly larger than that measured on saw-
where τ is the shear strength, σn the normal stress, and φr the
cut samples. The basic friction angle of the planar rock
residual friction angle. JRC is the abbreviation of Joint
discontinuity is obtained by decreasing 2° from the fric-
Roughness Coefficient, representing an angle describing the
tion angle measured on three-core samples. The appropri-
roughness of the discontinuity surface. JCS is the abbreviation
ate number for test repetitions is 10∼20 in order to obtain
of Joint Compressive Strength. The second term in the paren-
a reliable mean friction angle. Grinding or polishing of
thesis represents the roughness angle of the discontinuity sur-
the cylindrical surface of cores is not recommended, since
face at a given normal stress. The apparent friction angle is
it will lead to an increase in the friction angle in most of
equal to the sum of the residual friction angle and the rough-
rock types.
ness angle. The residual friction angle is expressed, according
to Barton and Choubey (1977), as:
r
Keywords Basic friction angle . Tilt test . Three-core φr ¼ φb − 1− 20
ð2Þ
method . Saw-cut method . Planar rock discontinuity . Rock R
joint
where φb is the basic friction angle of the discontinuity, and r
and R represent the numbers of Schmidt hammer rebounds
measured on the discontinuity in question and on an un-
C.C. Li and N. Zhang both contributed equally and are the first author weathered discontinuity of the same type of rock, respectively.
The six parameters, φb, r, R, JRC, JCS and σn, determine the
* C. C. Li
apparent friction angle and, thus, the shear strength of a dis-
charlie.c.li@ntnu.no
continuity. Among the six parameters, the basic friction angle
φb is the one which is solely related to the minerals and texture
1
Department of Geoscience and Petroleum, NTNU - the Norwegian of the rock, that is, the rock type.
University of Science and Technology, Trondheim, Norway The basic friction angle is usually defined as the sliding
2
North China Electric Power University, Beijing, China angle on fresh surfaces that are neither weathered nor wet
C. C. Li et al.
This paper presents the results of tilt tests on both three- The weight force of the upper core, Wg, is decomposed to a
core and saw-cut samples, aiming to establish a rule to esti- normal force N and a shear force T:
mate the basic friction angle by the three-core method.
N ¼ Wgcosα
Furthermore, a limited number of two-core samples were also :
T ¼ Wgsinα
tested for the purpose of comparison.
(a) (b)
(c) (d)
C. C. Li et al.
N T
N’ N’
Wg
(a) (b)
matrix containing synthetic diamond grits of approximately larger than 2.5 times the diameter. Figure 6b shows one of
40–60 US mesh with a content of 0.6 ct/cm3. Figure 6a shows the cores. The cylindrical surfaces of the cores are also con-
the morphology of a rock core drilled with such a drill bit in sistently smooth.
the laboratory. The cylindrical surface of the core is reason- A one-core sample is made by cutting the core along the
ably smooth. The diameter of the cores collected on site is in a core axis. The blade of the saw used in the sample preparation
range from 28 to 62 mm, and the core lengths are usually is 2 mm thick. The blade rim is made of a bronze alloy matrix
containing synthetic diamond grits of approximately 60–100 experimentally investigated in the range of 2°–25° per minute
US mesh with a content of 0.62 to 0.79 ct/cm3, Fig. 5b. The (Cruden and Hu 1988; Bruce et al. 1989; Hu and Cruden
saw-cut surfaces of a core are shown in Fig. 6c. In general, the 1992; Ruíz and Li 2014; Alejano et al. 2012; Pérez-Rey
saw-cut surfaces feel smoother than the cylindrical surfaces of et al. 2016). The conclusion was that the tilt rate does not have
diamond-drilled cores. a significant impact on the tilt angle.
The sliding displacement of the upper core was limited to
Testing approximately 20 mm in the tests in order to reduce the dam-
age on the rock surface. The rock surface was wiped with dry
The tilt table is composed of a tilt platform, an air-driven tissue papers before every subsequent test.
cylinder to lift the tilt platform and an angle meter attached The cylindrical surface of all tested core samples was quite
to the tilt plate, Fig. 7. The platform is hinged to the table at smooth. Core samples with undulating surfaces were
one end. At the start, the platform is placed horizontal. The discarded.
free end of the platform is lifted by the cylinder attatched in the
bottom of the platform. The angle meter displays the real-time
angle of the platform with respect to the horizon during lifting. Test results and analyses
The On/Off button of the angle meter is pushed to stop the
display change when the upper core starts to move. The value Several hundred core pieces of more than 40 different rock
shown in the display of the angle meter is the tilt angle α of the types were collected for testing. The rock types cover sedi-
sample. mentary, igneous and metamorphic rocks. In total, more than
The tilt rate of the table used in our tests is approximately 6600 tilt tests of approximately 300 cases (saw-cut core, two-
23° per minute. The influence of the tilt rate was core, three-core, etc.) were carried out on core samples. The
majority of the tests were by three-core and saw-cut methods.
Only a limited number of two-core tests were conducted for
comparison.
The tilt tests of every test case were repeated ten to 22
times. The mean and standard deviation of every sample were
calculated by discarding the maximum and minimum values
in the data set. The mean and standard deviation of the one-
core, two-core and three-core samples are listed in Tables 1, 2
and 3 in the Appendix.
45
Test data The data scattering zone is in a relatively narrow zone of ±3°.
(González et al 2014) +5.5o The mean value of φ3C is 1.5° larger than φ2C, that is:
40
-5.5o
φ3C ¼ φ2C þ 1:5 : ð6Þ
35
(o)
30
3C
mean
Grinded and unground three-core samples
25
Asperities on rock surfaces will be damaged sliding. It is a
20 concern how the rock powder of the asperity damage influ-
ences the friction angle of the surface (Cawsey and Farrar
45o line
15
1976). This issue was investigated on a number of three-core
15 20 25 30 35 40 45 samples. The upper core is pressed on the two base cores by
SC (o) hand and are ground longitudinally back and forth a few times
Fig. 8 The friction angles measured on three-core samples versus SC until rock powder appears on the sliding tracks. Figure 10
samples. (o) shows the cores after grinding. After that, the cores are aligned
along the ground tracks and are tilted. The friction angles of
φSC. In general, the mean value of φ3C is 2° larger than φSC, the ground samples, φ’3C, are plotted versus the friction angles
that is: of the unground original samples, φ3C, in Fig. 11. The data
scatter in a relatively narrow zone of 3° above and below the
φ3C ¼ φSC þ 2 : ð5Þ mean line. The friction angle of the ground samples is in
average 3° larger than the friction angle of the original core
It means that the cylindrical surface of cores is in average samples, that is:
2° rougher than saw-cut surfaces. The dashed lines bound the φ
0
¼ φ3C þ 3 : ð7Þ
3C
upper and lower limits of the measurement data. The mea-
sured data scatters in a zone of 5.5° above and below the mean
line. The four triangles in the figure are the test results of Similar results were also reported by González et al.
González et al. (2014). They are in a good agreement with (2014). An explanation for the increase in the friction angle
the test results in this study. after grinding is attributed to the increase in adhesion.
Grinding indeed brings about a reduction in the roughness
on the cylindrical surface of the cores, but it increases the
Three-core method versus two-core method contac area and thus improves the matching between the two
surfaces. These two factors lead to an increase in adhesion.
A limited number of rock types were tested both on two-core The increase in adhesion overwhelms the reduction in the
and three-core samples. The results are presented in Fig. 9. roughness friction angle, and thus, it leads to an increase in
45
the friction angle after grinding.
+3o
40
-3o Discussion
35
Scattering of measurement data
(o)
30
3C
35
15
'3C (o)
Diorite
30 Normal curve
mean 10
Frequency
25
20 5
45o line
15
15 20 25 30 35 40 45 0
o
3C ( )
Fricon angle, (°)
Fig. 11 The friction angles of the ground three-core samples, φ’3C, 3C
versus the friction angles of the unground original three-core samples, Fig. 12 Histograms of the friction angle based on 50 repetitions of three-
φ3C core tilt tests of diorite. φmean= 27.1°, SD = 1.1°
C. C. Li et al.
35
number between ten and 20 is appropriate in order to obtain
a reliable mean friction angle but does not cause considerable
(e)
30
damage to the sliding surface.
3C
Fricon angles,
25 Conclusions
Limestone
Oppdal slate
Diorite The basic friction angle of planar rock discontinuities can be
20 determined by tilt testing using three-core samples. The basic
0 10 20 30 40 50
Test repeons friction angle is equal to the friction angle measured on three-
Fig. 13 Average friction angles of the three-core samples versus test core samples minus 2° as expressed by Eq. (9).
repetitions A large number of repetitions need to be done in tilt tests in
order to obtain a reliable mean friction angle because of data
scattering. However, the sliding surface would be damaged
It is seen that the mean friction angles of the limestone and the after repeated sliding. Taking into account these two factors,
diorite are relatively low for test repetitions of less than ten it is suggested that the appropriate number of test repetitions is
times, and then they steadily increase with the repetition between ten and 20.
number. This tendency was also observed by Hencher Grinding or polishing of the cylindrical surface of cores led
(2012) and others. Every time sliding causes slight damage to an increase in the friction angle in most of the rock types
to the surface. As mentioned in the previous section, surface tested. It is not recommended to grind the cylindrical surface
damage by grinding would lead to an increase in friction angle of cores when the three-core method is used for measurement
owing to the increase in adhesion. It seems that asperity dam- of the basic friction angle of planar rock discontinuities.
age is negligible when test repetitions are less than ten times,
but it brings about a meaningful increase in friction angle
when repetitions are higher than 30. Differently from the lime- Acknowledgements The authors would like to thank Mr. Gunnar
Vistnes for his assistance in preparing some of the core samples in the
stone and the diorite, the mean friction angle of the Oppdal
laboratory. The authors are also grateful to Mr. Rolf Lynum in the
slate slightly decreases with the repetition number. The reduc- Geological Survey of Norway for his kindness in providing some of the
tion is negligibly less than 0.3°. It seems that a repetition core samples for testing.
Sample No. Rock type Core Friction angle Sample No. Rock type Core Friction angle (degrees)
diameter (degrees) diameter
(mm) (mm) mean St.dev.
mean St. dev.
R20 Steel 28.5 9.8 0.7
Z26 Quartsite/469 35.1 26.8 2.2 Mean st. dev. = 1.7
Z27 Gneiss/642 35.4 34.6 2.4
Z28 Mica gneiss/484 35.5 31.3 1.6 Test repetitions are ten
Z29 Amphibolite, gneiss 50.1 33.9 2.5
Z30 Granitic gneiss/1674 35.2 30.7 2.8
Table 3 Tilt test results of three-core samples
Z31 Phyllite/760 35.1 29.3 1.6
Z32 phyllite/2591 35.2 29.4 1.0 Sample Rock type Core Friction angle
No. diameter (degrees)
Z33 Slate/777 35.2 27.3 1.9
(mm)
Z34 Green slate/1042 35.3 30.7 2.2 mean St.dev.
Z35 Mica slate/475 35.4 30.9 1.8
Z36 Quartz-mica slate/2039 35.3 22.9 1.5 R1 Iddefjord granite 53.5 31.6 1.6
R2 Limestone 53.8 24.3 1.1
Z37 Garnet-bearing mica 35.4 27.4 1.2 R3 Greenstone 50.1 37.2 0.5
slate/2595 R4 Gneiss 50.2 33.2 0.4
Z38 Oppdal slate 50.2 28.6 2.1 R5 Gneiss 45.0 29.3 1.2
Z39 Soapstone 50.1 30.3 2.1 R6 Marble 44.0 32.6 1.3
R7 Trondhjemmite/gneiss 43.9 34.5 1.8
Z40 Green stone/2443 35.2 30.5 1.7
R8 Trondhjemmite 35.8 35.6 0.7
Z41 Lattit/2029 35.4 35.0 2.5 R9 Gneiss 35.3 35.5 1.1
Z42 Povement concrete 50.2 30.9 1.8 R10 Gneiss 50.5 29.5 1.2
R11 Sandstone 37.0 37.1 1.4
Mean st. dev. = 1.8
R12 Sandstone 38.2 39.6 1.1
R13 Sandstone 37.9 40.5 2.9
Test repetitions are ten for R-samples and 22 for Z-samples R14 Spargmite 43.7 33.9 1.0
R15 Hauge gneiss 61.7 31.0 1.0
R16 Mica-schist 28.8 35.8 1.9
R17 Iddefjord granite 37.9 33.8 1.5
R18 Methacrylate 40.1 27.5 2.3
Table 2 Tilt test results of two-core samples R19 Aluminum 36.3 13.6 1.21
R20 Steel 28.5 10.8 0.6
Sample No. Rock type Core Friction angle (degrees) Z1 Conglomerate/444 35.2 29.6 2.5
diameter Z2 Conglomerate/1705 35.4 35.1 2.6
(mm) mean St.dev. Z3 Limestone/270 35.1 31.1 0.9
Z4 Limestone/1874 35.5 32.5 0.8
R1 Iddefjord granite 53.5 30.8 0.9 Z5 Sandstone/2614 35.2 30.2 1.0
R2 Limestone 53.8 26.4 6.4 Z6 Quartz sandstone/212 35.4 30.1 1.0
Z7 Granite/234 35.2 28.0 1.0
R3 Greenstone 50.1 35.7 0.6 Z8 China Granite 50.1 33.4 1.1
R4 Gneiss 50.2 32.0 0.4 Z9 Kuru granite 50.3 36.1 1.4
R5 Gneiss 45.0 30.1 1.2 Z10 Iddefjord granite 50.2 32.1 1.0
Z11 Gabbro/262 35.1 28.8 0.8
R6 Marble 44.0 32.9 1.4 Z12 Monzonite/Larvikitt/1709 35.3 28.7 0.8
R7 Trondhjemmite/gneiss 43.9 32.2 0.5 Z13 Monzonite/Larvikitt/1891 35.2 25.1 0.8
R8 Trondhjemmite 35.8 31.5 1.4 Z14 Diorite/2589 35.4 32.3 1.2
Z15-1 Rhomb against dip dir. 35.1 30.9 0.9
R9 Gneiss 35.3 30.0 2.2 Z15-2 porphyry/2034 with dip dir. 35.1 32.6 1.4
R10 Gneiss 50.5 27.3 1.5 Z16 Diorite/16 35.3 27.1 1.1
R11 Sandstone 37.0 34.1 1.9 Z17 Pegmatite/266 35.3 33.2 0.9
Z18 Aplite/2463 35.2 32.3 0.8
R12 Sandstone 38.2 38.1 1.3 Z19 Anorthosite/2433 35.4 33.0 1.6
R13 Sandstone 37.9 36.8 1.8 Z20 Migmatite/52 35.1 32.1 2.1
Z21 Amphibolite/787 35.3 34.5 1.3
R14 Spargmite 43.7 31.6 0.9
Z22 Amphibolite/794 35.2 32.7 1.4
R15 Hauge gneiss 61.7 27.1 0.9 Z23-1 Amphibolite/269 against dip dir. 35.1 31.0 2.4
R16 Mica-schist 28.8 32.8 1.1 Z23-2 with dip dir. 35.1 31.3 1.8
Z24 Marble/235 35.2 33.6 2.1
R17 Iddefjord granite 37.9 31.1 1.1
Z25 Dolomite-marble/450 35.2 32.6 1.8
R18 Methacrylate 40.1 23.4 6.8 Z26 Quartsite/469 35.1 31.6 2
R19 Aluminum 36.3 11.2 0.2 Z27 Gneiss/642 35.4 38.2 1.1
C. C. Li et al.
Table 3 (continued) Barton N (2011) From empiricism, through theory, to problem solving in
rock engineering (Muller lecture). In: Proceedings of the 12th
Sample Rock type Core Friction angle Congress of the International Society for Rock Mechanics,
No. diameter (degrees) Beijing, China
(mm) Barton N, Bandis SC (1990) Review of predictive capabilities of JRC–
mean St.dev. JCS model in engineering practice. In: Barton N, Stephansson O
(eds) Proceedings of the international conference on rock joints.
Z28 Mica gneiss/484 35.5 31.6 0.8 Balkema, Rotterdam, pp 603–610
Z29 Amphibolite, gneiss 50.1 31.8 0.9 Barton N, Choubey V (1977) The shear strength of rock joints in theory
Z30-1 Granitic against dip dir. 35.2 32.8 2.3 and practice. Rock Mech 10:1–54
Z30-2 gneiss/1674 with dip dir. 35.2 34.1 1.3 Bruce IG, Cruden DM, Eaton TM (1989) Use of a tilting table to deter-
Z-31 Phyllite/760 35.1 34.3 0.9 mine the basic friction angle of hard rock samples. Can Geotech J
Z32-1 Phyllite/2591 against dip dir. 35.2 28.0 0.7 26:474–479
Z32-2 with dip dir. 35.2 28.0 1.3
Cawsey DC, Farrar NS (1976) Discussion: a simple sliding apparatus for
Z33 Slate/777 35.2 27.7 1.0
the measurement of rock joint friction. Géotechnique 26(4):641–644
Z34-1 Green slate/1042 against dip dir. 35.3 30.5 2.1
Cruden DM, Hu XQ (1988) Basic friction angles of carbonate rocks from
Z34-2 with dip dir. 35.3 30.5 1.8
Z35 Mica slate/475 35.4 29.6 1.6 Kananaskis country, Canada. Bull Assoc Eng Geol 38:55–59
Z36 Quartz-mica slate/2039 35.3 27.9 0.6 González J, González-Pastoriza N, Castro U, Alejano LR, Muralha J
Z37 Garnet-bearing mica 35.4 28.6 1.4 (2014) Considerations on the laboratory estimate of the basic friction
slate/2595 angle of rock joints. In: Proceedings of EUROCK 2014: Rock
Z38-1 Oppdal slate against dip dir. 50.2 28.5 0.4 Mechnics and Rock Engineering - Structures on and in Rock
Z38-2 with dip dir. 50.2 31.0 1.6 Masses. Balkema, Rotterdam, p 199–204
Z39 Soapstone 50.1 21.3 1.3 Hencher SR (2012) Discussion of Alejano, Gonzalez and Muralha. Rock
Z40 Green stone/2443 35.2 29.1 1.2 Mech Rock Eng 45:1137–1139
Z41-1 Lattit/2029 against dip dir. 35.4 32.0 1.2 Hu X, Cruden DM (1992) A portable tilting table for on-site tests of the
Z41-2 with dip dir. 35.4 33.1 1.7 friction angles of discontinuities in rock masses. Bull Int Assoc Eng
Z-42 Povement concrete 50.2 32.1 1.1 Geol 46:59–62
Mean st. dev. = 1.3 Pérez-Rey I, Alejano LR, Arzua J, Muralha J (2016) The role of tilting
rate and wear of surfaces on basic friction angle testing. In:
Test repetitions are ten for R-samples and 22 for Z-samples Proceedings of EUROCK 2016: Rock Mechanics and Rock
Engineering – From the Past to the Future. Taylors & Francis
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Ruíz J, Li CC (2014) Measurement of the basic friction angle of rock by
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