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Columns
Kent A. Harries, Ph.D., F.ASCE1
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Abstract: Current standards establish methods for seismic assessment and objectives for retrofit of existing building structures and provide
guidance for fiber-reinforced polymer (FRP)-based seismic retrofit measures for existing reinforced concrete (RC) structures. However, there
is no agreed-upon methodology for assessing—and therefore establishing—the efficacy of an FRP retrofit. Similarly, as FRP retrofits are
becoming common, there arises a need to assess FRP-retrofitted concrete members and structures for their subsequent postretrofit perfor-
mance. In this paper, a data-driven approach to determining modeling parameters for FRP-retrofitted RC columns consistent with current
standards is demonstrated and parameters for flexure-dominated column behavior are proposed. A refined backbone curve is proposed for
FRP-retrofitted columns in which an incremental rotation capacity accounting for the improved behavior of the retrofitted column is
prescribed. Modeling parameters for flexure-dominated columns are proposed. DOI: 10.1061/(ASCE)CC.1943-5614.0001111. © 2021
American Society of Civil Engineers.
Introduction develops its flexural strength but ultimately fails in shear with
flexural-shear cracks in the plastic hinge region, following the
External confinement using fiber-reinforced polymer (FRP) materi- yield of the longitudinal reinforcement. External FRP jackets pro-
als is widely used as a means of seismic retrofit of reinforced con- vide additional transverse confinement, confining not only the core
crete (RC) columns. Design requirements for such FRP wrapping but also the cover concrete, thereby providing continued lateral sup-
or jacketing are included in ACI 440.2R-17 Chapter 13 (ACI port to the longitudinal reinforcement. Jacketing the concrete column
2017). The ASCE 41-17 Seismic Evaluation and Retrofit of Exist- plastic moment region is an effective means to enhance the deforma-
ing Buildings (ASCE 2017) standard provides extensive guidance tion capacity of flexure-deficient columns (ACI 2017). A significant
for the seismic evaluation of existing concrete structures. However, advantage of such FRP retrofits is that they have little or no impact
ASCE 41 is silent on evaluating the impact of subsequent retrofit on the column stiffness and therefore have no effect on the dynamic
measures. An approach to evaluating FRP-retrofitted concrete properties of the structure or the load path through the structure. With
structures is necessary to permit designers to make a reasonable the inclusion of additional longitudinal reinforcement, the approach
prediction and assessment of the postretrofit performance of their can also be tailored to provide additional flexural capacity, although
FRP-retrofitted concrete structures. Such an approach is also neces- this is a less common objective.
sary for future seismic or postevent assessment when the FRP ret-
rofit is already a part of the existing structure. In order to be useful
and accepted, a post-FRP-retrofit assessment methodology must be ASCE 41 Nonlinear Response Curve
consistent with ASCE 41, which includes a significant element of
The nonlinear lateral load resisting behavior of RC columns under
performance-based design. The objective of this paper was to dem-
seismic load [idealized by the cantilever column shown in
onstrate just such an approach—using the example of FRP retrofit
Fig. 1(a)] can be simulated with the multilinear model curve pre-
of flexure-dominate columns. The approach demonstrated here
scribed by ASCE 41-17, as shown in Fig. 1(b). The model is defined
may be extended to other FRP-retrofit applications.
by yield rotation, θy, and parameters a, b, and c. However, only θy and
Flexural failure, shear failure, and lap splice failure are the
parameter a—corresponding to the plastic rotation, θp,—are consid-
common failure modes of conventional RC columns (Pessiki
ered since behavior beyond point C (or between C and D) is rarely
et al. 1990). This paper focused on the evaluation of the seismic
reported in its entirety in experiment results of FRP-retrofitted con-
performance of concrete columns exhibiting axial-flexural failure crete columns. Nonetheless, capturing point C only does capture
or flexural-shear failure retrofitted with FRP jackets. The axial- the entire spectra of performance-based design acceptance criteria
flexural failure occurs when inadequate confinement from trans- [Fig. 1(b)]: IO (immediate occupancy), LS (life safety), and CP (col-
verse reinforcement is provided in the plastic hinge zone, resulting lapse prevention). The plastic rotation angle, θp, is defined as follows:
in cover-concrete crushing and spalling, loss of transverse confine-
ment, longitudinal bar buckling, and compression failure of the θp = θu –θy = Δu /L – Δy /L (1)
concrete core. Flexural-shear failure occurs when the column
where θu and θy = ultimate and yield rotations; Δu and Δy = ultimate
1 and yield displacements; and L = shear span of the column [see
Dept. of Civil and Environmental Engineering, Univ. of Pittsburgh,
Fig. 1(a)].
Pittsburgh, PA 15260. ORCID: https://orcid.org/0000-0002-8421-2523.
Email: kharries@pitt.edu
Note. This manuscript was submitted on June 9, 2020; approved on
October 30, 2020; published online on January 6, 2021. Discussion period Experimental Database
open until June 6, 2021; separate discussions must be submitted for individ-
ual papers. This paper is part of the Journal of Composites for Construc- A database (Li and Harries 2018), summarized in Table 1, of 111
tion, © ASCE, ISSN 1090-0268. large-scale FRP-retrofitted concrete columns was established to
(a) (b)
Fig. 1. Nonlinear model for flexure-dominate reinforced concrete columns: (a) loading and displacement of the idealized column; and (b) nonlinear
model curve and acceptance criteria for elements having deformation-controlled actions (adapted from ASCE 2017).
investigate the influence of FRP retrofit on flexure-deficient RC The internal steel reinforcement ratio is
columns. The database of 43 circular, 42 square, and 26 rectangular
columns included 32 unretrofitted control specimens (some of ρs = Av /bs (5)
which were subsequently retrofitted and retested). Retrofit materi- where Av = area of transverse reinforcement, having spacing s; and
als included both carbon (CFRP) and glass (GFRP) confining ma- b = diameter of circular columns or section breadth of rectilinear
terials, as indicated by the range of moduli reported. Only columns columns.
with continuous longitudinal reinforcement were included to not The FRP confinement ratio is
include the lap splice-related behavior. Since the focus of this
paper was the seismic evaluation of the efficiency of FRP retrofit, ρf = κ s 2tf (b + h)/bh (6)
cast-in-place columns confined by stay-in-place FRP tubes were For circular columns,
also excluded. In the database, shear span-to-depth ratios ranged
from 2.5 to 10 (mostly falling above 4), and all reported failures ρf = 4tf /D (7)
were flexure or shear-flexure in nature; columns exhibiting shear
failures were not included. where tf = total dry-fiber thickness of FRP; b and h = column
breadth and overall depth; D = column diameter; and κs = confine-
ment efficiency factor given by (ACI 2017)
Column Geometry and Loading
max(b, h) 0.5 Ae
Three parameters used to describe column geometry and loading κs = (8)
min(b, h) Ac
(consistent with ASCE 2017) were adopted to describe retrofitted
column performance. These are calculated as follows and summar-
Ae 1 (b/h)(h − 2r)2 + (b/h)(b − 2r)2
ized in Table 1. = 1− − ρl (9)
The gross section axial load ratio is Ac 1 − ρl 3Ag
where r = radius of column corners; Ag = gross section area of the
m = P/bh f ′c (2) column; and ρl = longitudinal steel reinforcing ratio.
′
Cit. N b × h (mm) L (mm) f ′c (MPa) ρl (%) ρs (%) Ef (GPa) tf (mm) ρf (%) ρeff (%) P/Ag f ′c V /bd fc
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Bournas et al. (2009) 2 250 × 250 1,600 28.6–28.9 0.99 0.20 225 0.19 0.54 0.80 0.28 0.15
Bousias et al. (2004) 10 250 × 500 1,600 16.7–18.7 0.81 0.10–0.20 70 0.85 0.31–1.02 0.45–1.08 0.37–0.40 0.13–0.29
230 0.26–0.65
Bousias et al. (2006) 3 250 × 500 1,600 31.0–32.9 0.81 0.20 230 0.26–0.65 0.31–0.78 0.55–1.08 0.23 0.26
Chang et al. (2000) 4 600 × 750 3,250 25.5–26.0 1.43 0.16 236 0.55–1.1 0.33–0.66 0.54–0.92 0.10–0.15 0.15–0.16
Hosseini et al. (2005) 2 260 × 260 1,650 52–53 1.5–3.0 0.5–1.0 230 0.48 0.74 1.33–1.84 0.24–0.35
Iacobucci et al. (2003) 10 305 × 305 1,473 31.4–42.3 2.57 0.15 76 1–3 1.31–3.93 0.65–1.15 0.38–0.65 0.22–0.26
Memon and Sheikh (2005) 8 305 × 305 1,473 42.4–44.2 2.57 0.15 25 1.25–7.5 1.64–9.84 0.36–1.36 0.36–0.68 0.22–0.26
Ouyang et al. (2017) 5 300 × 300 1,175 29.6 2.26 0.13 91 0.34–0.51 0.45–0.68 0.33–0.43 0.23 0.27
210 0.33–0.50 0.58–0.81
Ozcan et al. (2008) 5 350 × 350 2,000 14.0–19.4 1.66 0.22 230 0.16–0.33 0.19–0.8 0.44–0.65 0.30–0.49 0.15
Ozcan et al. (2010) 5 200 × 400 2,000 9.0–15.5 2.54 0.39 230 0.165 0.25 0.67 0.46–0.58 0.21–0.22
Sadone et al. (2012) 2 250 × 370 2,500 46.2–51.5 0.51 0.15 105 0.48 0.64 0.50 0.15 0.10
Sause et al. (2004) 4 458 × 458 2,419 24.8 1.48 0.09 231 033–1.00 0.16–0.48 0.27–0.64 0.26 0.18
Seible et al. (1997) 2 406 × 610 1,174a 34.5 2.52 0.11 124 2.0 1.64 1.10 0.06 0.39
Truong et al. (2017) 2 300 × 300 800a 17.8 1.69 0.35 230 0.59 0.78 1.07 0.30 0.20
Wu et al. (2008) 4 200 × 200 1,260 36.4–46.9 2.01 0.28 230 0.33 0.66 1.00 0.28 0.20
Paultre et al. (2016) 8 D = 305 2,000 31.0–36.0 2.45 0.44–0.87 78 1.01 1.32 1.01–1.45 0.10–0.35 0.10–0.12
Shan et al. (2006) 3 D = 375 1,500 30.9–38.7 1.23 0.25 33 4.00 4.27 0.94 0.20 0.13–0.14
220 0.88 0.88 1.26
Sheikh and Yau (2002) 9 D = 356 1,470 39.2–44.8 3.01 0.13–0.25 20 0.5–2.5 1.40–2.81 0.27–0.53 0.31–0.64 0.21–0.23
72 1.12 0.55
04021001-3
Min. value 200 450 9.0 0.51 0.09 20 0.16 0.19 0.27 0.06 0.10
Max. value 750 3,250 71.2 4.91 1.00 236 10.2 9.84 1.84 0.68 0.39
Note: n = number of specimens reported, including unretrofitted control specimens.
a
Tested in double curvature; L reported is shear span.
J. Compos. Constr.
where ɛy = yield strain of longitudinal reinforcement. for ultimate rotation was determined. As can be seen in Table 2,
Eqs. (10) and (11) are quite effective in predicting yield rotation Eq. (13) provides an improved prediction of θu and is not limited
of columns whose deformation is dominated by flexure (Priestley by the cross-sectional shape.
et al. 1996; Li and Harries 2018). The experimentally obtained val-
ues of θy and the theoretical values obtained from Eqs. (10) or (11) θu = 0.21m−0.24 v−0.35 ρ0.41
eff (13)
were approximately equal for columns whose shear span-to-depth
ratios were greater than 4.5. For stocky columns, however, the de- As described by Eq. (1), plastic rotation, θp, can be determined
formation due to shear within the elastic range could not be ne- by subtracting Eq. (12) from Eq. (13). Although affected by the
glected. In this case, Eqs. (10) and (11) were modified to greater scatter of Eq. (12) on a smaller value, the prediction of
consider the effect of the shear span ratio, L/h or L/D, respectively. θp—independent of the column shape—remains better than other
The coefficient given in Eq. (12) was determined from multiple re- models (reduced AAE, as shown in Table 2). In order to potentially
gression analyses on the experimental data. The analysis was pre- simplify the calculation of θp and to permit an approach more con-
sented in its entirety in Li and Harries (2018) and was updated sistent with ASCE 41, multiple regression was used again to deter-
slightly for the present study. The coefficient of determination mine θp directly:
over the entire data set for Eq. (12) was R 2 = 0.48.
θp = 0.18m−0.25 v−0.33 ρ0.41
eff (14)
10.5(L/h)−1.5 θy,f L/h < 4.5 As shown in Table 2, Eq. (14) has a marginally improved pre-
θy = (12) dictive capacity over subtracting Eq. (12) from Eq. (13). Utilizing
θy,f L/h ≥ 4.5
only m, v, and ρeff, Eq. (14) is also consistent with current ASCE
41-17 formulations for nonlinear parameters, as will be described
where h = overall depth of a rectilinear column; for a round col- in the following. Plots of the predicted versus experimental data
umn, h was replaced by diameter D. are shown in Fig. 3.
Binici Gu et al. Ozcan et al. Youssef et al. Yuan et al. Eq. Eqs. (12)
Source (2008) (2012) (2010) (2015) (2017) (13) and (13) Eq. (14)
Compatible shapes Circular Circular Rectilinear Circular Circular square All All All
p/e 1.34 1.05 1.19 0.93 1.32 1.07 1.14 1.13
AAE 0.41 0.28 0.35 0.39 0.40 0.20 0.27 0.26
Source: Data from Li and Harries (2018).
n
n
Note: p/e = 1n predictedj /experimentalj ; and AAE = 1n |(predictedj − experimentalj )/experimentalj |.
j=1 j=1
Design of FRP Jackets Post-peak behavior of retrofitted columns is not well described
in the literature. The column loses confinement at a drift that is
Finally, although not within the scope of the present paper, it is often considerably greater than the rotation capacity of the original
noted that the predictive efficacy of Eq. (13) raises the potential unretrofitted column [this is seen in the example shown in
for this equation to be used for design. The ratios m and v are Fig. 4(a)]. Thus, it is proposed that acceptance criteria for
known in a design. Having a target rotation capacity, θu, a required FRP-retrofitted columns be based on the ultimate rotation capacity,
value of ρeff can be determined from which an FRP jacket can be θu, as was the case in ASCE 41-13, rather than parameter b
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designed. [Fig. 1(b)], as is done in ASCE 41-13. Thus, the acceptance criteria
shown in Fig. 4(b) become
• Collapse prevention: CP = θu (defined by a′ )
ASCE 41-17 Nonlinear Modeling and Acceptance • Life safety: LS = 0.75θu
Criteria • Immediate occupancy: IO = θy
ASCE 41-17 Tables 10-8 and 10-9 prescribe modeling and accep-
Deformation Controlled Modeling and Acceptance Curve
tance parameters shown in Fig. 1(b). Parameter a corresponds to θp
and is of most interest. Acceptance criteria are defined as follows Fig. 1(b) shows the ASCE 41-17 modeling and acceptance
(ASCE 2013, 2017). parameters for deformation controlled actions as specified for RC
For columns expected to exhibit a flexure-dominant mode of columns having a flexural response as discussed here. For
failure, ASCE 41-13 Commentary C10.4.2.2.2 describes modeling FRP-retrofitted columns, however, the behavior is different, as de-
parameters selected to represent a probability of failure of 35% scribed in Fig. 4. In most instances, the retrofitted column backbone
(a) (b)
Fig. 3. Predicted versus experimental values of column rotation: (a) θy and θu; and (b) θp calculated in two ways.
(a) (b)
Fig. 4. Backbone behavior for FRP-retrofitted columns: (a) example of backbone curves for unretrofitted control and retrofitted concrete column
(adapted from Sause et al. 2004). The values of B and C are the same for both curves. (b) Nonlinear model curve and acceptance criteria for
FRP-retrofitted elements having deformation-controlled actions.
Conclusions
In Proc., 6th Int. Conf. on FRP Composites in Civil Engineering, 101–109. CFRP-confined circular high-strength concrete columns with high axial
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