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Chronotype variation drives night-time

rspb.royalsocietypublishing.org sentinel-like behaviour in hunter –


gatherers
David R. Samson1,6, Alyssa N. Crittenden2, Ibrahim A. Mabulla3,
Research Audax Z. P. Mabulla4 and Charles L. Nunn5,6
Cite this article: Samson DR, Crittenden AN, 1
Department of Anthropology, University of Toronto, Mississauga, Mississauga, Ontario, Canada M5S 2S2
2
Mabulla IA, Mabulla AZP, Nunn CL. 2017 Department of Anthropology, University of Nevada, Las Vegas, Las Vegas, NV, USA
3
Chronotype variation drives night-time Institute of Resource Assessment, and 4Department of Archaeology and Heritage, University of Dar es Salaam,
Dar es Salaam, Tanzania
sentinel-like behaviour in hunter – gatherers. 5
Duke Global Health Institute, and 6Department of Evolutionary Anthropology, Duke University, Durham,
Proc. R. Soc. B 284: 20170967. NC 27708, USA
http://dx.doi.org/10.1098/rspb.2017.0967 DRS, 0000-0003-3318-7652; ANC, 0000-0001-9196-737X; CLN, 0000-0001-9330-2873

Sleep is essential for survival, yet it also represents a time of extreme


vulnerability to predation, hostile conspecifics and environmental dangers.
Received: 5 May 2017 To reduce the risks of sleeping, the sentinel hypothesis proposes that group-
Accepted: 7 June 2017 living animals share the task of vigilance during sleep, with some individuals
sleeping while others are awake. To investigate sentinel-like behaviour in
sleeping humans, we investigated activity patterns at night among Hadza
hunter–gatherers of Tanzania. Using actigraphy, we discovered that all subjects
were simultaneously scored as asleep for only 18 min in total over 20 days of
Subject Category:
observation, with a median of eight individuals awake throughout the night-
Behaviour time period; thus, one or more individuals was awake (or in light stages of
sleep) during 99.8% of sampled epochs between when the first person went
Subject Areas: to sleep and the last person awoke. We show that this asynchrony in activity
behaviour, ecology, evolution levels is produced by chronotype variation, and that chronotype covaries
with age. Thus, asynchronous periods of wakefulness provide an opportunity
Keywords: for vigilance when sleeping in groups. We propose that throughout human
sleep, sentinel, chronotype, actigraphy, evolution, sleeping groups composed of mixed age classes provided a form of
vigilance. Chronotype variation and human sleep architecture (including noc-
hunter – gatherer, evolutionary mismatch
turnal awakenings) in modern populations may therefore represent a legacy of
natural selection acting in the past to reduce the dangers of sleep.

Author for correspondence:


David R. Samson
e-mail: david.samson@gmail.com 1. Introduction
In 1966, Frederick Snyder [1] proposed the sentinel hypothesis (p. 130): ‘Man and
other animals have learned that under conditions of danger it is safe to sleep
only if sentinels are employed to remain vigilant. . ..’ He further proposed that
periodic awakenings associated with shifts between NREM and REM sleep
served the purpose of providing individuals with scan samples of their environ-
ments. In a group situation, vigilance behaviour could be achieved through
behavioural mechanisms to ensure that some individuals serve as sentinels
while others sleep. Sentinel-like behaviour could also be achieved through vari-
ation in sleep timing, periodic awakenings, and periods of time spent in lighter
stages of sleep, from which arousals would be more likely in the context of exter-
nal threatening stimuli. For example, if some individuals in a group go to sleep
early and wake up earlier than other individuals, this would facilitate greater
levels of wakefulness at the beginning and end of the sleep period.
Although research on human vigilance behaviour remains largely unexplored
Electronic supplementary material is available [2], work on circadian rhythmicity and sleep homeostasis has investigated
individual differences in sleep–wake regulation, revealing high variance in
online at https://dx.doi.org/10.6084/m9.
phase timing (i.e. the preference for a given sleep start and end time) consistent
figshare.c.3811684. with humans having different chronotypes (defined as the individual propensity

& 2017 The Author(s) Published by the Royal Society. All rights reserved.
for sleep and activity at particular times during a 24 h period) [3]. patterns that correspond with wakefulness or light sleep. 2
Individuals in the tails of the distribution are colloquially known Alternatively, if all individuals in the study tend to be asleep

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as morning ‘larks’ and night ‘owls,’ reflecting that they either go simultaneously for long intervals of time, the sentinel hypo-
to sleep early and wake early, or go to sleep late and wake late. thesis would be rejected. To test this general prediction, we
Chronotype variation is found across animals; examples include developed a simulation model to produce a null distribution
the existence of stable, species-typical chronotypes in birds [4,5] of wakefulness overlap that is tailored to our sampling
and rodents [6], and the chronotype of the diurnal degus regime and data. Empirical observations of more extreme vari-
(Octodon degus) is described as similar to humans [7]. ation in wakefulness overlap would support the sentinel
In Western populations, the chronotype distribution is nor- hypothesis. We further used this model to investigate the fac-
mally distributed, sex-specific (with males biased towards tors that influence sleep synchrony, focusing on variation in
being late chronotype) and characterized by systematic chronotype and group size. Finally, to assess whether demo-
changes to chronotype across the lifespan (with older individ- graphic and other factors maintain chronotype variation, we

Proc. R. Soc. B 284: 20170967


uals tending to be more early chronotype) [8]. Chronotype investigated how age, sex, number of co-sleeping children,
variation is independent of total sleep duration [8] and has weather and nursing status predict chronotype.
been shown to correlate with physiological measures, such as
early low core body temperature [9,10], greater melatonin
secretion [11], higher cortisol levels [12] and lower testosterone 2. Methods
[13] in early morning types. The genetic basis of chronotype
variation has been investigated, with twin studies showing (a) Subjects
that chronotype is moderately to highly heritable (40–72%) The Hadza lie near the median value for most ecological and
[14], and circadian rhythmicity has been linked with PERIOD life-history traits among equatorial hunter–gatherers [19]. For
genes [15] and the circadian clock gene CRY1 [16]. example, they live in an East African environment with an effective
Individual differences in sleep behaviour have been temperature of 178C, which is close to the median for warm-
climate hunter– gatherers (16.38C). Average annual temperature
interpreted as variation that is linked to circadian phase misa-
varies considerably between day and night (mean min ¼ 148C,
lignment, resulting in health problems and often identified as a
mean max ¼ 358C), but little across the year (mean  288C). Habi-
sleep disorder when the misalignment is extreme [17]. Recent tat is primarily savannah–woodland, with the inclusion of rocky
investigations reframe this disease-focused perspective in the hills, brush and marshland [19]. Their environment is highly seaso-
context of evolutionary mismatch, where changes in environments nal, with the dry season occurring between June and November
and lifestyles today differ from those in our ancestral past in ways and the wet season occurring from December to May, with short
that create evolutionarily novel health challenges [18]. Thus, rains followed by long rains.
investigating sleep phasing in nonindustrial humans is not The annual Hadza diet consists of approximately 43% hunted
only important to basic science, but may also provide advances foods (game animals, birds and honey) and 57% gathered foods,
in understanding some human sleep disorders. including fruits, legumes, tubers, and nuts and seeds [21], similar
To investigate group-level sleep patterns in a system rel- to the median value for the diets of other African hunter–gatherers
[19]. The median local group home range for the Hadza is 122 km2,
evant to our human evolutionary past, we studied Hadza
although range sizes are declining due to adjacent population
hunter–gatherers. The Hadza live in a savannah-woodland
pressure and globalization [22,23]. Importantly, the median local
environment in Northern Tanzania, and their foraging lifestyle group size is approximately 30 for the Hadza (mean group size
has been thoroughly documented [19]. The activity patterns of for warm-climate hunter–gatherers is 26), and groups are charac-
their society are not regulated from a structured ‘top–down’ terized by central-place provisioning, with individuals returning
system that assumes work during specific times during the to a central place to distribute food [20]. The Hadza exhibit high
day. Additionally, this population lacks environmental barriers; levels of sexual division of labour, with males acting as primary
such barriers are standard in post-industrial society, includ- hunters and females as primary gatherers.
ing environmentally controlled buildings with insulation that Hadza volunteers were recruited from a bush camp located
blunts noise and other critical zeitgebers (e.g. artificial light) near Lake Eyasi in northern Tanzania (latitude: 03–048S and longi-
that have been previously demonstrated to influence circadian tude 34–368 E). Volunteers participated in the study between June
21 and February 11, 2016. Day length at this time of year ranged
timing of activity or inactivity. With very little if any aid from
between 12.23 and 12.28 h, sunrise occurred between 06.43 and
industrially produced equipment or tools, they hunt and
06.46, and sunset occurred between 18.59 and 19.00 (http://aa.
gather on foot using bows, digging sticks, and axes. Sexual usno.navy.mil/data). Lunar phase ranged from full moon to com-
division of foraging effort is pronounced, with men hunting plete cover of lunar light. Participants were healthy adults over 18
for game and spending considerable effort gathering honey, years of age who engaged in daily foraging. In addition to age,
while women gather plant products [20]. While no living exclusion criteria included self-reported insomnia or physical dis-
population is a perfect model of ancestral lifestyles, Hadza sub- ability due to injury or infirmed status that prevented an
sistence strategy and ecology are thought to offer important individual from engaging in active foraging. Based on injury
similarities to our Pleistocene ancestors [19]. and infirmed status, three individuals were excluded from analy-
We investigate the possibility that, under the sentinel sis; no one was excluded due to insomnia, as no potential subjects
hypothesis, phenotypic variation in sleep timing may have reported sleep difficulties. In total, 33 subjects completed the
study, with up to 22 subjects wearing actigraphs during any
been adaptive in ancestral human environments, where
given day. The sample was composed of 21 females (mean age:
night-time wakefulness could have increased group-level
34.9 + 14.3 years) and 12 males (mean age: 35.6 + 14.7 years).
vigilance and survivability as a way to counter outside All research was approved by the Tanzanian Commission
threats from predators, environmental hazards and hostile for Science and Technology (COSTECH) and the Tanzanian
conspecifics. We predict that only rarely will all individuals National Institute for Medical Research (NIMR). All eligible
in a group be identified as asleep during night-time periods subjects gave their verbal informed consent, as outlined by
based on actigraphy, which scores sleep based on movement the Institutional Review Board for human subjects research at the
University of Nevada, Las Vegas and Duke University. The sleep (c) Statistical analyses 3
survey was based on a previously validated-cross cultural survey We used R v. 3.3.0 [32] to conduct statistical analyses. For each
[24] and translated into Swahili (see electronic supplemental

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24 h period throughout the study (n ¼ 20 days), we performed
material for the English version of the administered survey). an epoch-by-epoch analysis, from the phase at which the first
subject fell asleep to the phase at which the last subject awoke.
Sleep epochs were determined by the CamNtech MotionWare
software after the sleep onset and sleep offset periods were desig-
(b) Protocol nated manually by an experienced scorer (D.R.S.), guided by the
Participants were verbally administered a sleep survey in Swahili, event markers used by study participants. We generated descrip-
their second language, at the beginning of the study period tive statistics reporting the mean wake-ratio ( proportion of
(20 January–11 February 2016) to screen for healthy sleep and subjects that are awake at any given night-time epoch) and
ascertain general information on subjective sleep quality and mean of the median of subjects awake at any given night-time
threat perception (see electronic supplemental material). During epoch. We also generated the effective group sleep time, which is

Proc. R. Soc. B 284: 20170967


the initial survey, participants were asked to rank perceived the sum duration from the first person scored as asleep in the
threats from greatest to least from among a list of five potential cat- evening to the last person scored as awake in the morning. More-
egories: (i) animals, (ii) disease, (iii) lack of food, (iv) people and over, we calculated and averaged circadian phase measure (CPM)
(v) weather. When asked to rank perceived threats, subjects [3], which is the midpoint of clock time between sleep onset
ranked ‘lack of food’ as the most urgent primary threat (48.6%), and awakening.
‘other people’ (29.7%) as their second most urgent primary threat, Functional linear modelling (FLM) was used to characterize
with a tie between ‘animals’ (10.8%) and ‘disease’ (10.8%) for pri- and illustrate 24 h sleep–wake patterns [33]. The FLM approach,
mary threats; ‘weather’ was perceived as the least dangerous, with specifically designed for actigraphy time-series data analysis,
75.7% of respondents putting it in the least threatening category. measures raw activity counts within and between samples, and
Although polysomnography (PSG) is currently considered can overcome problems when summary statistics mask differences
the gold standard for quantifying sleep, it remains cumbersome, across groups. FLM was used to compare activity patterns to assess
expensive and difficult to apply with ambulatory participants in the timing of sleep–wake activity on the individual level to ident-
a primitive field setting. Actigraphy, on the other hand, is a valu- ify periods during the 24 h cycle when all individuals (with Fourier
able approach to investigate sleep outside of clinical or smoothed averages) were asleep at the same time.
laboratory settings. The noninvasive, wrist-worn device has To characterize the most and least active time periods
been increasingly adopted to investigate sleep not only in var- between sexes, we used Nonparametric Circadian Rhythm
ious populations living in post-industrialized Western societies Analysis (NPCRA) [34]. NPCRA does not assume that the data
[25], and also in developing countries [26,27] and non-industrial- fit any pre-defined distribution, therefore making it the preferred
ized, small-scale societies [28,29]. method to analyse several consecutive 24 h periods of activity –
We used the Motionwatch 8 actigraph (CamNtech). The rest data (which do not typically fit well with traditional Cosinor
MotionWatch 8 sensor logs motion data over a user-defined inter- waveform analysis) [34].
val, or epoch, using a built-in tri-axial accelerometer. The sensor We developed a simulation model for comparison to the
samples data at 50 Hz and accumulates data over the epoch, ulti- empirical data, and to further investigate the underlying mechan-
mately assigning it an integer value on a ratio scale (‘counts’). isms, including the effects of variation in chronotype and group
We collected data on the minute, as continuous 1-min sampling size on group-level night-time wakefulness patterns. The model
is the most commonly used actigraphic method for measuring was parameterized to match exactly the data collection, including
sleep– wake activity patterns in both human and non-human pri- variation in the number of subjects sampled per day, and also
mates [30]. Subjects were asked to press the actigraphy event using inferences from actigraphy data of transitions from sleep
marker preceding any sleep event throughout the study, including to wakefulness (or light sleep). The model is based on a discrete
sleep after night-time wake bouts and before initiating daytime time Markov chain, in which time units correspond to 1-min
naps. Actigraph data were scored using the CamNtech Motion- epochs in the actigraphy data and the probability of a sleep –
Ware 1.1.15 program. The software has a sleep detection wake state in time t depends on the state in time t 2 1, with tran-
algorithm that generates sleep quotas based on actigraphic sition probabilities estimated from the collected data. We first
counts. The algorithmic high-sensitivity settings are the most com- ran this model with all individuals having identical transition
monly used in actigraphy sleep studies due to demonstrated probabilities, sleep onset time and wake time (i.e. no variation in
reliability for determining sleep versus wakefulness [25]; therefore, chronotypes), based on empirical data for one randomly selected
we used the high-sensitivity setting in this study. By collecting individual on a random day. We ran this model 1000 times, ran-
data on multiple individuals per night, we can control for domly sampling an individual from the empirical dataset for
environmental variables that might affect sleep. each 20-day simulation. To introduce variation in chronotypes,
Although the algorithms score an individual as asleep or we then repeated the procedure, but using a different individual
awake in each epoch, we note that many cases of scored wakeful- to parameterize sleep for each individual simulated per day. We
ness may actually represent light stages of sleep. We are also used the model to assess how changes in group size affect
assuming here that stimuli occurring during light sleep are sleep synchrony, with and without variation in chronotypes.
more likely to lead to an arousal, and thus relevant to investi- These more general simulations were run assuming a constant
gating the sentinel hypothesis, even though we do not have number of individuals sampled across nights, for 20 nights.
direct data on wakefulness (which would require EEG or obser- To investigate the factors that covary with circadian phase
vation, neither of which are possible in this field setting). The based on CPM, we ran a linear mixed effects model across
reasonableness of this assumption is based on studies showing 390 nights of data. The fixed effects were age, sex, number of
that subjects awaken easily from light sleep (stages N1 & N2 co-sleeping children in the bed, nursing status and study day (con-
characterized by the lowest arousal threshold) and tonic REM trolling for environmental variability). We included ‘subject’ as a
[31]. In addition, we note that the algorithms may also score an random effect to control for repeated measures. The model was
awake but still person as sleeping. In this case, however, we run using the lme4 package [35] in R, with estimates obtained
would be underestimating the degree of synchronous wakeful- using log-likelihood optimization. Using multi-model inference
ness, making it harder to test the sentinel hypothesis and thus based on AIC [36], we averaged models with DAIC , 10 using
acting as a conservative bias. the MuMIn package [37]. Statistical inferences were made using
standardized coefficient estimates with shrinkage and 95% Table 1. Effective and individual sleep timing and duration. Specifically, 4
confidence intervals. timing for effective group sleep is the period between when the first

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person falls asleep and the last person wakes up. The individual average
for this group is measured as sleep onset and sleep end; note that the
3. Results additional time between onset and end is the individual averaged wake
after sleep onset (WASO) time of 2.4 h.
(a) Sleep sites and threat perception
The camp consisted of two subgroups of grass-huts (total effective individual
n ¼ 22). The distance between the two groups was 127 m, parameter group sleep averaged sleep
measured to the centre of each. The average distance
between huts was 12.7 m, as measured to the closest adja- sleep start 20.34 + 31 min 22.13 + 36 min
cent hut. The average hut size was 1.89 m (s.d. ¼ 0.42) tall, sleep end 07.48 + 20 min 06.55 + 28 min

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2.71 m (s.d. ¼ 0.38) in diameter at the base, and with wall
mean sleep duration 11.26 + 0.62 h 06.25 + 0.72 h
thickness of 0.22 m (s.d. ¼ 0.04). In each hut, on average 3.4
(s.d. ¼ 1.97) individuals slept, including both children and
adults. The average noise level in each cluster was 46.95 hypothesis ¼ 5.07, 95% of the simulated distribution was
(dB), and previous research found that an individual can from 4.15 to 5.95, with none of the 1000 simulated values
raise his or her voice to be heard across clusters [38]. exceeding that which was observed). Additionally, we exam-
ined whether synchronous sleep is more extreme than
expected. We found that the observed value of 18 min of
(b) Measuring forager sleep – wake patterns scored synchronous sleep fell below the mean of the null distri-
We found high levels of scored wakefulness at night by the bution (44.1), but within the 95% confidence interval from our
Hadza. The summary of statistics generated from the night- null model (11 to 117), and 10.9% of the distribution was more
time epoch-by-epoch results are presented in the electronic extreme, i.e. smaller, than observed.
supplementary material, table S1. The mean (s.d.) wake-ratio To further investigate patterns of activity, we ran FLM by
(i.e. the proportion of all participants that were awake at any averaging the circadian actigraphy data for each individual
given epoch during the night-time period) was 0.394 + 0.08. within the group. The output illustrated mean activity patterns
In other words, on average 60.6% of the group were scored for individuals (figure 1), upon which we placed a horizontal
as asleep while 39.4% were scored as awake, indicating inferred line representing a conservative estimate of sleep versus
wakefulness. On a per-night basis, the median number of indi- wake determination. This line was placed at a threshold of 80
viduals (max n ¼ 22 subjects per night) scored as awake ranged actigraphy counts per minute; thus, unlike the primary analy-
from 5 to 12, with an overall median of eight individuals awake sis that used the high sensitivity threshold of 20 actigraphy
at any given time (see electronic material for more detail on counts per minute to score sleep–wake epochs, we used a set-
sampling characteristics and a supplemental figure of the ting that overestimates sleep scores and is thus (in this context)
number of individuals awake throughout the sleep period for a conservative estimate for inferring inactivity. In support of
each study night). All individuals were simultaneously the sentinel hypothesis, at no point in the 24 h period was
scored as asleep for a total of only 18 one-minute epochs over every individual inferred to be below this threshold.
20 nights (13 408 total epochs, and thus simultaneously
asleep in only 0.002% of analysed epochs). It is important to
note that we were unable to sample every individual in the (c) Potential sleep –wake pattern mechanisms
camp, and actigraphy is known to over-estimate sleep [39]. Several mechanisms could drive the unexpectedly high group-
Thus, it is highly likely that more individuals in this group level wakefulness that we documented. First, individuals could
were simultaneously awake or in lighter, more easily aroused, show different chronotypes, with variation in sleep onset and
stages of sleep in a given epoch. offset timing helping to ensure that more individuals are
We calculated group sleep time as the duration from when awake throughout the night. Using circadian phase analysis,
the first person was scored as asleep in the evening to when the we found that the Hadza CPM averaged as a group was
last person was scored as awake in the morning. Group sleep 03:47 + 50, and that CPM varied significantly among individ-
was calculated to be 12 h, which is nearly double the average uals (figure 2, ANOVA: F ¼ 14.11, d.f. ¼ 388, p , 0.001).
individual sleep duration (table 1) and covers almost the These findings are thus consistent with variation in chronotypes
entire period of darkness experienced by this population. among the subjects in our study, which reflects a mean chrono-
Sleeping in a larger group will increase the number of type based on night-to-night variation in sleep timing by each
individuals who are awake, either through increased noise or individual. Second, the NREM-REM cycle is highly variable
simply by chance. To assess whether the observed level of in humans, as the average length of the first cycle is approxi-
simultaneously scored wakefulness differs from expectations mately 70–100 min, whereas later cycles shift to
of randomly sleeping individuals, we used our Markov- approximately 90–120 min [40]. These cycles are associated
based null model with transitions between wake and sleep with brief episodes of arousal, usually involving REM sleep
states estimated from the empirical data, while variation transitions, and could thus influence general patterns of
among individuals in sleep onset and offset times was ignored. sleep–wake transitions throughout the night. A third mechan-
In other words, the null model represented individuals who ism could involve active asynchrony of sleep times throughout
sleep independently of others and do not show variation in the night. This might be achieved, for example, if individuals
chronotype. The observed mean number of individuals prefer to sleep when others are awake, perhaps triggered via
scored as awake (8.65) was significantly higher than expected background noise facilitating sleep by instilling a sense of
from this model (mean of the distribution of the null safety because others are awake. Alternatively, a single
2500 5
2000

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activity
1500
1000
500
0
midnight 6 AM noon 6 PM midnight
time
Figure 1. Functional linear modelling (FLM) analysis. Individual 24 h averaged activity (counts per minute) generated from FLM is compared among all individual

Proc. R. Soc. B 284: 20170967


Hadza subjects throughout the 24 h period. The horizontal red line crosses the y-axis at ‘activity 80.’ This analysis reveals that several individuals exhibited moderate
levels of activity throughout the 24 h period in this population, and at no point did the averaged activity of all individuals fit under the conservative threshold of
80 activity counts per minute. In other words, more than one individual was inferred to be active throughout the 24 h period based on this analysis.

400

standardized central phase


06.00
300

measure
04.00
200

02.00
100

0
20 30 40 50 60
age
circadian phase measure of Hadza individuals
Figure 2. Circadian phase measure (CPM) in Hadza hunter – gatherers. CPM Figure 3. Plotted slope for the fixed coefficient of ‘age.’ Circadian phase
is the midpoint clock time between sleep onset and awakening. Here, the measure (CPM) was regressed on age, with circadian phase generated by cal-
average CPM is illustrated for each individual with a beanplot, where the culating each individual’s nightly number of minutes asleep from after
horizontal white lines show the individual night-time CPM observations midnight. The model showed that sex, number of co-sleeping children, nur-
and the black shows the distribution of the observed data; shape of the bean- sing status and the study day (correcting for weather) did not significantly
plot represents density. ANOVA revealed that the Hadza significantly differ in influence CPM, but age did.
CPM on the individual level (see §3c). Additionally, the more intra-individual
variation, the greater the spread from the red line; that is, the longer and of epochs in which no individuals were scored as awake
thinner the bean plots, the more variation is seen on the intra-individual (n ¼ 18) fell more clearly within the simulated distribution
level. Note that the tails of the CPM distributions overlap several night- (mean ¼ 12.4, 95% of distribution was from 0 to 38, with the
time hours; in other words, variability in sleep timing is distributed through- observed value marking the 90th percentile).
out the night-time period. These results further raise the question of how chronotype
variation is maintained, which we tested cross-sectionally
in a linear mixed effects model. We found that variation in
individual’s activity could promote multiple arousals as a type chronotype (CPM) covaries with age, but not with other
of cascade effect, which could sustain a pool of awake individ- fixed effects that include sex, co-sleeping, nursing status
uals, even if those awake tend to return to sleep. and study day. That is, at older ages, individuals tend to exhi-
We again used our simulation model of independently bit a more ‘lark’ type chronotype (age: b + s.e. ¼ 20.23 +
sleeping individuals to investigate these possibilities, but this 0.09, p ¼ 0.01, CI ¼ 20.401, 20.056; figure 3). Thus, variation
time including chronotype variation across individuals by in age helps to generate variation in chronotype, which then
simulating individual variation in inferred sleep onset and facilitates sentinel-like behaviour.
offset based on the nightly data. We expected that observed We also used the model to investigate the effects of group
group wakefulness measures would fall outside of the simu- size, aiming to assess the relative effects of group size and
lated distributions if active asynchrony is needed to achieve chronotype variation on night-time safety in a more general
the observed level of wakefulness, and within the simulated modelling framework that is not strictly tied to this population
distribution if chronotype variation is sufficient to achieve and sampling regime. The model predicted that the mean
the group wakefulness we observed. We found support for number of individuals awake scales linearly with group size
the effect of chronotype variation on maintaining sentinel- (figure 4a), and that the proportion of the time all individuals
like behaviour: the observed mean of 8.65 individuals scored are asleep drops asymptotically to zero with increasing
as awake was well within the distribution of simulated group size (figure 4b). Without variation in chronotypes, the
values from the model that included chronotype (mean ¼ model revealed that group size would have to be substantially
8.94, 95% of distribution was from 7.73 to 10.2, and 32.3% of larger to reach a similar level of safety as found with variation
simulated values were below 8.65). Similarly, the number in chronotype (figure 4).
(a) actigraphy does not necessarily mean that individuals scored 6
20 as ‘awake’ are truly awake and vigilant, as compared to studies

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in other mammals where more direct observations of sentinel
mean number awake
15 behaviours are possible. Sentinel behaviour has often been
inferred by observation and anecdotal evidence, but rarely
10 has coordinated vigilance been systematically measured in
animal species; thus, in attempts to quantify sentinel behaviour,
5 it has been defined as the distribution of bouts of wakefulness
across time that are more evenly distributed than expected by
0 chance [42]. In meerkats, for example, sentinel behaviour
has been measured as the proportion of time individuals are
10 20 30 40 bipedal with heads raised [42].

Proc. R. Soc. B 284: 20170967


(b) A combination of observations, experiments, polysom-
6000 nography and surveys would help to assess the degree
to which these inferred awakenings in the Hadza actually con-
no. epochs all asleep

tribute to sentinel behaviour, and the awareness by individuals


4000 that they contribute to actual vigilance against threats. Even for
epochs representing light sleep or brief arousals (e.g. between
REM and NREM sleep stages), we propose that scored periods
2000
of wakefulness would facilitate detection of threats from
conspecifics, predators and environmental risks, with higher
0 probabilities for arousal when such stimuli occur at these
times. Future research could focus more directly on the role
10 20 30 40
group size that sleep architecture has in maintaining night-time vigilance
behaviour in humans.
Figure 4. Simulating wakefulness dynamics in relation to group size. The Another relevant characteristic of sleep may be that sleep
model used to assess significance of our results was also used to generally phase is highly adaptable (i.e. flexible) in response to different
examine predicted mean number of individuals awake (a) and number of ecological, social and other factors, in humans [27,29] and
epochs in which all individuals were asleep (b), relative to group size. other animals [43]. The variation we documented in activity
Open circles indicate simulations with no variation in chronotype, while patterns and chronotype (figures 1 and 2) reveals additional
filled circles incorporate variation in chronotype. Thus, variation in chronotype evidence of flexibility characterizing sleep in the Hadza.
increases substantially the mean number of individuals awake and, for groups Flexibility may be characteristic of all human populations
of 12 or fewer, reduces the duration of time when all individuals are asleep. today, representing a legacy of past selective pressures in fora-
ging populations. For example, the ‘first-night’ effect has been
observed to alter sleep in modern humans when sleeping in a
4. Discussion new environment, such as a hotel room, by shifting to a greater
These findings provide, to our knowledge, the first test of the reliance on sleep in one brain hemisphere and increasing
sentinel hypothesis in humans. We found that inter-individual the other hemisphere’s sensitivity to deviant stimuli [44]. This
variation in chronotype and periodic awakenings are sufficient effect is similar to what is observed in birds and marine mam-
to generate consistent sentinel-like behaviour throughout the mals that sleep unihemispherically [45,46]. Use of EEG, coupled
night for Hadza hunter–gatherers, without the need for any with experimental increases or decreased in perceived threat,
active behavioural mechanisms, such as posting of actual senti- could be used to test this idea in traditional populations,
nels, to maintain asynchrony. Furthermore, our model showed although subject to ethical considerations for both EEG and
that chronotype is not predicted by sex, environment, nursing experimental manipulations.
status or the number of co-sleeping children, but is a function Our research raises several new questions. For example,
of age. Thus, on the basis of this research, we introduce the could there be an optimal group size and mix of ages to achieve
poorly sleeping grandparent hypothesis for sentinel-like behav- more effective sentinel-like behaviour in human populations?
iour. That is, ancestral band level groups that exhibit variability Sleep timing, duration, and staging changes throughout the
in age distribution would have facilitated adaptive sentinel-like lifespan [47] and both chronotype [14] and sleep architecture
behaviour through greater variation in chronotypes. [48] are heritable. Therefore, an interesting question for future
That vigilance decreases as group size increases is one of the work is to target the role that genes and environment play
most frequently reported relationships in the field of animal be- in the timing and duration of sleep throughout different life-
haviour [41]. Our model may therefore explain why the Hadza history stages. Another direction for future research concerns
do not post sentinels at strategic locations throughout the night, ways that natural selection could promote individual variabil-
as typical sleeping group sizes may be sufficient to generate ity in chronotype, which would be in addition to the variation
sentinel-like behaviour. Interestingly, when group size drops we demonstrated in relation to age. Genetic variation in chron-
below a specific threshold much smaller than the groups we otype could be maintained by frequency-dependent selection,
studied, active sentinel behaviour is adopted. For example, such that individuals with rare chronotypes in a population are
reports from San hunter–gatherers indicate that groups of favoured [49]. Such selection might occur if advantages accrue
two to three males on long, multi-day hunting trips (to large at the individual level to being awake when most others are
gatherings of animals at water holes) ensure that at least one asleep. For example, quiet times represent opportunities for
hunter is awake at all times (G. Yetish 2017, personal communi- attacks by predators or conspecifics, and being awake while
cation). As acknowledged above, our scoring based on others sleep would conceivably reduce individual mortality
risk in such conditions. Additionally, group and/or kin selec- immunity to predators. . .either by their own defensive strength 7
tion could favour groups of individuals that show more or. . .inaccessibility for protection during sleep.’ This prediction

rspb.royalsocietypublishing.org
chronotype variation [50,51]. Variability in chronotype could has since been supported in phylogenetic analyses showing
be further enhanced through sexual selection, perhaps as indi- that mammalian species that experience a greater risk of preda-
cated by variation in reproductive success among chronotypes tion at the sleep site exhibited less REM sleep [56,57] and that
in Western populations [52]. Alternatively, greater flexibility in humans have both shorter than expected sleep and a higher
sleep patterns could emerge simply from relaxed selection on a than expected proportion of REM sleep [58]. Throughout
specific chronotype in our evolutionary past. human evolution, the transition to relatively deeper, higher
Our findings also have implications for evolutionary per- quality sleep would have conferred cognitive benefits such as
spectives on sleep disorders. Disorders of circadian rhythm the consolidation of memory [59], processing of emotion lead-
are defined by a mismatch between the desired sleep demands ing to better social intelligence [60], and increasing creativity
of the social environment and that of an individual’s natural and innovation [61]. The success of Homo sapiens has been

Proc. R. Soc. B 284: 20170967


sleep period [18,53]. Specifically, circadian rhythm disorders described as ‘a spectacular evolutionary anomaly’ that has
are characterized by three types of sleep timing mismatch: resulted in humans colonizing every terrestrial habitat [62].
(i) advanced sleep phase syndrome, in which affected individuals Sleep, facilitated by sentinel-like behaviour, was one part
tend to fall asleep earlier and wake up earlier than preferred, of the adaptive suite of characters that led to humanity’s
(ii) delayed sleep phase syndrome, in which affected individuals evolutionary success.
tend to go to bed later and sleep later than is preferred, and
(iii) irregular sleep–wake schedule, where a shifting mismatch
occurs between the period in which an individual is able Ethics. All research was approved by the Tanzanian Commission for
to sleep and their preferred sleep period. The mechanisms Science and Technology (COSTECH), the Tanzanian National Insti-
generating variation in sleep durations and patterning may tute for Medical Research (NIMR) and the Institutional Review
Board for human subjects research at the University of Nevada, Las
have resulted in disorders of circadian rhythms in modern
Vegas and Duke University.
populations, especially when coupled with lifestyle and tech-
Data accessibility. The raw data will be archived in DRYAD data
nological changes, such as access to artificial lighting, that repository.
may accentuate variation in chronotypes [54]. Our results Authors’ contributions. D.R.S., A.N.C. and C.L.N. designed research;
also shed new light on clinical reports of ‘insomnia’ among D.R.S., I.A.M. and A.Z.P.M. performed research; D.R.S. analysed
older individuals. For example, modern perspectives often data; D.R.S., A.N.C. and C.L.N. wrote the paper.
hold that changes in sleep duration and timing in the elderly Competing interests. We declare we have no competing interests.
are a disorder to treat [55]; by normalizing ‘wakeful grand- Funding. This grant was funded by National Geographic (grant no.
parents,’ thereby downplaying the ‘sick role’ among older 9665-15).
individuals, clinicians could promote health by reducing Acknowledgements. We would like to thank the Hadza, the Tanzanian
overmedication among older individuals. Commission for Science and Technology (COSTECH) and the
Tanzanian National Institute for Medical Research (NIMR)
Intriguingly, Snyder [1] initially postulated (p. 132), ‘. . ..that for research approval. We appreciate insightful feedback on the
sleep would have the greatest continuity and the REM state manuscript from Andrew Phillips, James McKenna, Gandhi
would be best developed in those forms with the highest Yetish and anonymous reviewers.

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