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RSR
43,2
Experiencing archives at
universities
Archivists, librarians, understanding, and
182 collaboration
Diana K. Wakimoto
Received 21 July 2014
Revised 15 October 2014 University Libraries, California State University,
Accepted 21 October 2014 East Bay, Hayward, California, USA, and
Christine Susan Bruce
Information Systems, Queensland University of Technology, Brisbane, Australia
Abstract
Purpose – This paper aims to explore the varying ways in which academic archivists in the USA
experience archives, how these experiences compare to those of academic librarians and how we can use
these findings to improve communication and collaboration.
Design/methodology/approach – Using a phenomenographic research approach, academic
archivists were interviewed and the transcripts were examined to develop categories reflecting varying
experiences.
Findings – There are three different ways of experiencing archives: as organizational records, as
archival enterprise and as connection. The connection category is a more complex way of experiencing
archives as it incorporates the aspects of the other two categories as well as the awareness of archives
connecting people to their histories.
Research limitations/implications – This study is limited to academic archivists in the USA.
Practical implications – Understanding that there are different ways of experiencing archives
means that information professionals should clarify their definitions of before beginning collaborative
projects. Also, by understanding these varying experiences, information professions should be able to
communicate and engage more fully with each other and their users in projects and programs that
leverage archival collections.
Originality/value – This is the first study to use phenomenography to investigate archivists’
experiences of archives. This understanding of the lived experience of archivists, combined with
understanding how librarians experience archives, should enable better communication and ultimately
collaboration between the two professions.
Keywords Librarians, Universities, Collaboration, Communication, Phenomenography, Archivists
Paper type Research paper
Introduction
Collaboration is one of the top trends in academic librarianship in the USA as noted by
the Association of College and Research Libraries (ACRL), and is likely to be a growing
trend in other countries as well (ACRL Research Planning and Review Committee, 2014).
Reference Services Review While Association of College and Research Libraries (ACRL) is focusing on library
Vol. 43 No. 2, 2015
pp. 182-198
© Emerald Group Publishing Limited
0090-7324
The authors would like to thank the study participants, and Tina Inzerilla and Clarence Maybee
DOI 10.1108/RSR-07-2014-0025 who provided valuable feedback on the manuscript before submission.
participation in various initiatives and projects on campus that are external to the Experiencing
library, this trend can be broadened to include the possibility for further collaboration archives at
within many academic libraries between the librarians and archivists. Both librarians
and archivists are becoming more visible on university campuses and online via
universities
increased emphasis on public-facing activities (Purcell, 2012), making the present a
critical time for librarians and archivists to deepen understanding and communication
between their professions to best leverage expertise and resources to support and lead 183
new initiatives. Such initiatives typically include information literacy education (Carini,
2009; Johnson, 2006; Krause, 2010), digital projects such as institutional repositories and
digitizing unique, local collections (Clement et al., 2013; Kalfatovic et al., 2009), “big data”
initiatives including preservation of large data sets and digital humanities programs
(ACRL, 2014).
Librarians and archivists have collaborated on projects for many years, but with the
increased focus on digital resources and online access, increased importance of
information literacy recognized outside of the library and information science (LIS) field,
and re-emergence of interest in galleries, libraries, archives and museums (GLAM)
(Clement et al., 2013; Given and McTavish, 2010; Purcell, 2012), clear communication
and collaboration among librarians and archivists takes on a new importance. While
archivists and librarians often have different education and training, there is also
obvious interest in understanding the other profession’s work reflected in the literature
(Dill, 2008; Manning and Silva, 2012; Morris, 2009). And, with many academic archives
physically co-located with university libraries, there is the potential to enable easier
collaboration among librarians and archivists for these various projects.
The increased emphasis on primary source materials in information literacy
instruction, which may include records from both university archives and special
collections, has increased the value of archives to students. This can be seen as part of
the continued interest in large-scale collaboration among the GLAM professions
(Clement et al., 2013; Given and McTavish, 2010). While much instruction takes place
in-person, allowing students to physically handle the primary sources, a second area of
collaboration, digitization, places collections online where a potentially wider audience
can view and use the primary sources (Clement et al., 2013). Digitizing collections,
including cooperation in the management of institutional repositories, and instruction
are presently the key ways in which archivists and librarians have come together to
provide joint resources and services. These new collaborative spaces bring challenges to
integrating the work of two professions with different perspectives on the role and work
of archives (Dill, 2008; Morris, 2009). The study presented in this paper is a preliminary
investigation into academic archivists’ collective experiences of archives to identify a
discrete number of experienced meanings of archives. This may enable archivists to
better communicate the ways in which they experience archives to their librarian
colleagues when working together.
Literature review
There is still a debate inside the archives profession, not to mention differing opinions
outside the profession, of what constitutes archives and the proper definition of
archives. This obviously can strain communication if every party involved is not using
the same definition of archives or does not realize that the other party may be using a
different definition. Even within A Glossary of Archival and Records Terminology
RSR hosted by the Society of American Archivists, there are six separate definitions
43,2 including:
(1) materials created during business affairs and preserved due to enduring value;
(2) division responsible for maintaining valuable organizational records;
(3) organization that collects records;
184 (4) professional discipline;
(5) building that houses collections; and
(6) published collection of papers (Pearce-Moses, 2005).
Methodology
The aim of this study is to reveal archivists’ experienced meanings of archives. This
study adopted phenomenography, a research approach typically used to study the
differences in people’s collective experiences of phenomena, including the LIS (Bruce,
1999; Edwards, 2007; Maybee, 2006; Maybee, et al., 2013; Yates et al., 2012a). Researchers
at the University of Gotenburg, Sweden, developed phenomenography in the 1970s.
Phenomenography adopts a second-order perspective, meaning that the researcher
describes the different way in which people experience a phenomenon and not the
phenomenon itself (Marton, 1981). Ference Marton, of the University of Gotenburg, has
continued to expand and clarify the use of phenomenography (Marton and Booth, 1997;
Marton, 2014). In the use of phenomenography in LIS, Bruce (1999) notes the
applicability of phenomenography in studying “experienced meaning of LIS elements” Experiencing
of which archives can be considered a part for this study. A considerable body of archives at
phenomenographic research has revealed that there are a “relatively limited” number of
ways in which people experience a phenomenon (Marton, 1981). Typically, a small
universities
sample size allows for the identification of categories describing the varied experiences
of a phenomenon (Bruce, 1997; Limberg, 2000), as previous studies by McMahon and
Bruce (2002) and Yates et al. (2009) have shown. Purposive selection of participants 185
enables finding variation in views and creating rich descriptions of these experiences
(Yates et al., 2012a).
Interpretative awareness is the means by which quality is maintained in
phenomenographic studies (Sandberg, 1997). The researcher must seek to minimize bias
and acknowledge her subjectivity in this interpretive research approach. This is
achieved through describing rather than explaining views, treating all the information
given in the interview as equally important and by not applying the researcher’s own
theories (Sandberg, 2005). Through description of the research process and transcript
excerpts to support analyses, the researcher also assures interpretative awareness for a
quality study (Partridge et al., 2010).
Follow up questions asked the interviewees for more detail or for clarification, as is the
standard practice in phenomenographic interviewing (Yates et al., 2012b). The five
RSR interviews used in this study were conducted by phone as the academic archivists were
43,2 located throughout the USA. The interviews lasted between 27 and 50 minutes and were
audio recorded and transcribed for coding.
Analysis of transcripts
After transcription, the transcripts were iteratively examined to develop categories of
186 description and to communicate the relationship between the categories in the outcome
space. Analysis involved detailed reading through the transcripts to become familiar
with them and seeking to understand similarity or variation in experiences of archives
being communicated (Bruce, 1997). Developing the categories involved establishing the
meanings associated with them and their awareness structures. The meaning aspect of
the categories describes the similarities and differences in the experienced meaning of
archives. The awareness structure is represented by a number of aspects:
• the focus of each category of description, those aspects that dominate the
interpretation of the meaning associated with archives;
• the thematic field, those aspects of awareness that are important, but are of
secondary importance in interpreting the meaning of archives; and
• dimensions of variation, those aspects of archives that are present in all
categories, but differ qualitatively or are interpreted differently across categories.
These aspects – meaning, awareness, thematic field and dimensions of variation – were
combined to create categories of description (Bruce, 1994; Yates et al., 2012b). These
categories describe collective experiences and are not used to classify individuals
(Marton, 1981), a feature which makes them an ideal communication tool. After
analyzing the categories of description, an outcome space was created; an outcome
space, often presented as an image, depicts the relationships among the categories and
any hierarchical relationships (Marton and Booth, 1997).
Results
This section describes the categories of description and outcome space that emerged
from the analysis. Table I shows a summary of the categories. The text following
describes the categories in greater detail and provides illustrative excerpts from the
interviews. Quotes from interviews are accompanied by an interview transcript number.
Three categories of description emerged from the analysis of the transcripts. These
three categories are as follows:
(1) Archives experienced as records documenting an institution or organization.
(2) Archives experienced as archival enterprise.
(3) Archives experienced as connection through collections.
These categories have different awareness structures, combining primary foci and
thematic fields, which are described in the following sections. Three dimensions of
variation emerged from the analysis, which are seen in all categories, but vary
qualitatively. These dimensions are: collection, digital and relationship to libraries.
As shown in Table I, the three categories describing the experiences of archives vary
in their meaning, awareness structures (focus and thematic field) and dimensions of
variation. In the first category – archives experienced as organizational records – the
Awareness structure Dimensions of variation
Category Meaning: archives are [. . .] Focus Thematic field Collection Digital Relationship to libraries
Organizational records Records documenting Mission and records Discoverability and Organizational records; special Coming issue to deal with; Work with on projects;
institution or organization management use collection separate; and book opportunity to work with other different holdings can
collection support departments support archives
Archival enterprise Management (active practice) Archival duties (stewardship) Increase visibility of Evidence created in daily life; Challenge to address; possibility Some departments have
archives via use of unique; rare for increasing visibility of similar responsibilities
collection archives and possibility for
collaboration; do not
understand archives
Connection Connection through Connecting people with Archival duties and Unique; connection to people in Important for access, visibility, Different holdings, but
collections history larger context of past and marketing; not the same as often in same building
archives physical objects and work with librarians
archives
187
experiences of
archivists’
Categories of
Table I.
universities
archives at
Experiencing
RSR focus is on the type of documents held in the archives and the effective management of
43,2 these records. Access and use are of secondary consideration. In the second category –
archives experienced as archival enterprise – the focus is on the stewardship of
managing archives, which includes the many skills, processes and knowledge that
archivists need to effectively manage the archives. The third category – archives
experienced as connection – focuses on how archives connect people with their pasts in
188 the present. Everything is about connection. The qualitative differences seen in the
dimensions of variation – collections, digital and relationship to libraries – are
summarized in Table I and are detailed in the following sections.
Outcome space
The outcome space graphically depicts the hierarchical relationship among the three
categories. As seen in Figure 1, the connection category is placed higher in the hierarchy
than the other two categories. This is because it encompasses the awareness of the
archival duties necessary for arranging, preserving and providing access to archives of Experiencing
the other two categories and also encompasses a more complex way of understanding archives at
archives, which is the connection of people to their history through the archives. The
organizational records category and the archival enterprise category are at the same
universities
level of the hierarchy as they do not overlap greatly in their meaning, awareness or
dimensions of variation and one cannot be said to be a more complex way of
understanding the archives than the other, but rather two different experiences 191
of archives-one focused on the organizational record and the other on management of
records and manuscripts.
Discussion
The results of this study show that academic archivists experience the archives in
multiple ways; in phenomenographic terms the “experienced meaning” of archives
varies. It is important to note that the experienced meaning of archives cannot be said to
result from the duties of the archivists interviewed. Instead, the varying experienced
meanings of archives show the differing foci that create meaning for the archivists
within their experiences of archives. While all the archivists may process collections or
assist researchers, some may find connecting people with archives as the focus of the
archives, while others may see stewardship of the record as their focus. This study
makes the experienced meanings explicit, via the categories of description, and reveals
in some detail the structure associated with that meaning in terms of focus, thematic
field and dimensions of variation. The primary contribution of this study to expanding
our knowledge base is the explication through the categories of description the range of
meanings ascribed to the archives that include varying orientations toward specific
aspects of the archives.
One of the exciting findings of this study is that while archives are quite obviously
experienced as different and separate from libraries, there was acknowledgement that
academic archives can work with other departments on campus, such as the library, in
mutually beneficial ways. This is a positive sign for academic archivists who would like
to develop more collaborative projects and programs and want to foster more interest in
GLAM collaboration. By such simple measures as sharing access to collections and
exhibit display areas, archivists and librarians have the ability to work together to
support the research and discovery needs of patrons. On a larger scale, archivists and
librarians could build upon digitization efforts of the past to more fully collaborate on
future digitization projects, institutional repositories and data preservation as these are
increasingly desired resources and services (ACRL, 2014). Academic archivists can use
the understanding that there are multiple ways to experience archives in their
collaborative projects, especially in information literacy instruction and digitization, to Figure 1.
Outcome space
showing the
hierarchical
relationship among
the categories
representing the
ways of experiencing
archives by academic
archivists
RSR ensure clear communication and acknowledge the differences in the way in which
43,2 project collaborators experience archives.
More detailed descriptions of the librarians’ experiences of archives can be found in the
authors’ previous study (2014). The table reveals there is some overlap between the
categories in terms of awareness structure, and the dimensions of variation (collections,
digital, relationship between libraries and archives). It is important to understand that
while some aspects are similar among the categories, the collective experiences of
archivists and librarians are not wholly identical; understanding and making explicit
these differences should lead to better communication.
The shared aspects of the categories include the preservation of unique, archival
collections along with their access and use. While the categories differ in their emphasis
on preservation and access, there is overlap among the experiences of librarians and
archivists (Table II). For example, use of archival collections is part of the awareness
structures in both archivist experiences (organizational records category) and librarian
categories (resources and protected collections). This may provide a common ground
from which to explore ways of increasing use of the collections while also protecting the
collections. All categories except the organizational records category explicitly focused
on the unique nature of the collections in the archives, which is something that may help
with marketing the use of collections by librarians and archivists. Table II also makes
clear that many of the categories show that digital collections are seen to increase
visibility and access to the archives, but simultaneously present opportunities and
challenges, which are explored in greater detail in a subsequent section of this
discussion. Also, while libraries are seen as different from archives, many categories
show that there is the possibility for collaboration and mutual support between the two
as can be seen in activities, such as information literacy instruction and digital projects.
Archivists
Organizational records Records Mission, records Organizational records Opportunity to work Library holdings can support
management, and use with other archives
departments
Archival enterprise Active practice Stewardship and increase Evidence, unique, rare Challenge, possible Sometimes similar responsibilities,
visibility and access increase visibility possible collaboration
Connection Connection through Connecting people and Unique connection to past Important for access Different holdings, can work with
collections archival duties and marketing, not librarians
the same as physical
Librarians
Protected collections Collections which are Protection balanced with Original, unique, valued Physical preferred; Different in terms of protecting
preserved and access need to protect collections
protected digital
Resources Resources to be used Access and use Unique and define archives Digital collections Should function similarly with
favored over emphasis on access
physical
Political Political Politics and context of Unique, need to understand Possible greater Different as archival collections
manifestations archives relationships between access, but can influence present and future
materials challenge as well
archives.
librarians
Table II.
193
universities
archives at
Experiencing
understandings of
experienced
archivists and
Comparison of
RSR in the connections category, the relationship between academic archives and academic
43,2 libraries has the possibility for collaboration and increasing the archives’ visibility. For
example, archivists and librarians can co-teach an information literacy session using
archival materials to ensure that students are presented with an in-depth treatment of
the materials as sources for research. This would provide more depth to the use of
archival materials as opposed to only using the materials for display purposes.
194 Archivists could also provide more direction to students on how to use finding aids for
discovering potential research materials as finding materials in archives is different
from searching the library catalog. Co-teaching information literacy sessions would
benefit the students as well as the librarians and archivists, as noted in previous
research by Krause (2010). Co-teaching would provide the opportunity for archivists to
learn teaching strategies from instructional librarians and librarians to learn more about
archives and archival work. Academic archivists can also introduce students to the
scholarly debates surrounding the use and meaning of archives providing a more
nuanced and interesting understanding of archives. While the organizational records
category does not as explicitly emphasize possibilities of collaboration between archives
and libraries, there is the acknowledgement that library collections can be useful to
archives researchers. This foundation can be used as a platform for discussion of
integrating more archival sources to support library information literacy sessions,
thereby creating a collaborative relationship benefiting archivists and librarians while
also providing more publicity for the archival collections held on campus in the archives.
Conclusion
Understanding that there are different ways of experiencing archives, and that these
variations should be made explicit in discussion, should help archivists and librarians
when continuing their collaborations or beginning new projects involving archival
collections. Furthermore, the uncovering of varying ways of experiencing archives may
assist with understanding the apparent fracturing of the discussion surrounding the
various meanings and purposes of archives, and the work that should be emphasized
using archival collections, at least in the context of the USA (Greene, 2013; Jimerson,
2013). Librarians and archivists have increasing opportunities for collaboration at
colleges and universities as seen by the trends affecting higher education today, and
understanding of varying experiences of archives should only strengthen these
collaborations through enabling clear communication.
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