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A R T I C LE I N FO A B S T R A C T
Keywords: Based on the Social Choice Theory (SCT), a new Decision Support System (DSS) is presented and employed to
Social Choice Theory (SCT) rank-order management alternatives (i.e. scenarios) in the water resources management system of Tehran me-
Stakeholder Analysis (SA) tropolitan area, Iran. In the framework of the presented DSS, the quantitative characteristics of the stakeholders
Social Network Analysis (SNA) are taken into account to develop a decentralized decision-making method. An agent-based simulation model is
Management scenarios
employed to evaluate the outcomes of implementing each management scenario by calculating nine distinct
Natural resources management
environmental, social, and economic criteria over a 25-year simulation period. It is shown that the best scenarios
Iran
selected by the DSS have merits to enhance the sustainability of the water resources in the study area, and to shift
the stakeholders’ network towards cooperation and collaboration.
⁎
Corresponding author.
E-mail addresses: ahmadi@ucdavis.edu (A. Ahmadi), kerachian@ut.ac.ir (R. Kerachian), mje.skardi@ut.ac.ir (M.J.E. Skardi), ali.abdolhay@ut.ac.ir (A. Abdolhay).
https://doi.org/10.1016/j.jhydrol.2020.125138
Received 24 February 2020; Received in revised form 18 May 2020; Accepted 1 June 2020
Available online 04 June 2020
0022-1694/ © 2020 Elsevier B.V. All rights reserved.
A. Ahmadi, et al. Journal of Hydrology 589 (2020) 125138
various scenarios, in most studies, a Multi-Criteria Decision Analysis water resources studies to elucidate the governance system (Kuzdas
(MCDA) is conducted to compare different scenarios and eventually, to et al., 2015; Chaffin et al., 2016; Ogada et al., 2017). It is shown in
rank them (Srdjevic et al., 2004; Mendoza and Martins, 2006; Weng some studies that the combined use of SNA with a systematic SA can
et al., 2010; Huang et al., 2011). Although there are a variety of studies boost their performance reciprocally (Prell et al, 2009; Lienert et al.,
trying to incorporate social criteria in the multi-criteria decision- 2013; Paletto et al., 2015; dos Muchangos et al., 2017). In other words,
making models (Estévez et al., 2013; Soltani et al., 2015), and employ when combining SNA with SA, these two methods can enhance each
participatory modeling in natural resource management (Hare et al., other’s effectiveness by compensating for each other’s shortcomings.
2003; Castelletti and Soncini-Sessa, 2007); to the best of the authors Ahmadi et al. (2019a) have drawn a statistical comparison between the
knowledge, they have rarely considered the stakeholders’ character- features of SNA and SA that demonstrates some interesting similarities
istics in their framework, quantitatively and systematically. In the in their structures. In the current paper, the results of this statistical
proposed methodology, all stakeholders participate in the decision- analysis are employed to formulate a novel stakeholder-based DSS
making process exactly according to their influencing power. The in- which considers the stakeholders’ characteristics, needs, and notions.
fluencing power index is calculated by utilizing two appropriate These quantitative characteristics that are obtained from SA and SNA
methods (i.e. SA and SNA). This is a promising step toward introducing can augment the DSS by taking the exact features of the decision-ma-
more realistic assumptions to decision-making models, which as Munda kers into account.
(2008) mentioned is a crucial task to address contemporary issues of One advantageous and powerful technique to simulate the stake-
real-world policy-making. holders’ decision-making process is Agent-Based Modeling (ABM)
Depicting stakeholders’ network by the means of SNA is proven to (Bonabeau, 2002; Railsback et al., 2006). The use of ABM in complex
be a strong approach to understand existing institutional relations and management systems like the coupled social-ecological systems has
information flows between them, their positions in the network, as well appeared to be a promising procedure to model these systems more
as the holistic structure of the network (Lienert et al., 2013; Caniato precisely (Schlüter & Pahl-Wostl, 2007; Maes & Van Passel, 2017;
et al., 2014; Xu et al., 2016; dos Muchangos et al., 2017; Saint Ville Karslen et al., 2019). Moreover, in various water-related studies, like
et al., 2017; Ingold et al., 2018, Skardi et al., 2020). The use of SNA in urban water supply and catchment water management, ABM is em-
the realm of natural resources management has resulted in some pro- ployed as the simulation tool to predict the effectiveness of different
mising insights to cast light on the management processes and reduce management policies and recommend management alternatives for
the inherent uncertainties about them (Bodin & Crona, 2009; Prell et al, improving the sustainability of water resources (Becu et al., 2003; Ali
2009; Paletto et al., 2015; Yamaki, 2017; Giurca & Metz, 2018; Krupa et al., 2017; Darbandsari et al., 2017; Darbandsari et al., 2020). In this
et al., 2018). In recent years, SNA has also been implemented in diverse paper, to evaluate distinctive management alternatives (i.e. scenarios),
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A. Ahmadi, et al. Journal of Hydrology 589 (2020) 125138
Table 2
Proposed criteria indices, their definition, abbreviation, and the required equation to normalize them.
Nature of indices Index Definition Abbreviation The nature of index and normalization
(Averaged in all simulation period and when implementing the k th (after normalization) equation
scenario)
Water resources quantity Elevation-1 Elevation of the first sub-basin CI1,Nk Positive, 4
Elevation-2 Elevation of the second sub-basin CI2,Nk Positive, 4
Elevation-3 Elevation of the third sub-basin CI3,Nk Positive, 4
Water resources quality Nitrate-1 Nitrate concentration in the first sub-basin CI4,Nk Negative, 5
Nitrate-2 Nitrate concentration in the second sub-basin CI5,Nk Negative, 5
Nitrate-3 Nitrate concentration in the third sub-basin CI6,Nk Negative, 5
Stakeholders’ satisfaction Water supply The percent of all stakeholders’ demands that will be met CI8,Nk Positive, 4
Social security cultivation Number of the years that farmers of the study area could cultivate CI9,Nk Positive, 4
(irrigation water is available)
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A. Ahmadi, et al. Journal of Hydrology 589 (2020) 125138
N
Table 3
Land uses, their water demands and withdrawal from surface water and BCi = ∑ Rij (α + β ×BCj)
groundwater (Ahmadi et al., 2019a). j=1 (2)
Land use Demand Groundwater Surface water where ICj and BCi are the in-degree centrality of the jth node and the
(MCM) withdrawal (%) withdrawal (%) beta centrality of the ith node, respectively. N is the number of nodes
(here, stakeholders), and Rij is the element in the ith row of the jth
Urban residential 240 67.5 32.5
Agricultural Area 180 25 75
column of the adjacency matrix that is an N by N matrix. BCj is the beta
Green space area 60 100 0 centrality of the jth node, parameter α is the normalization parameter,
Industrial zone 20 100 0 and β is a factor determining the amount of dependence of each node’s
beta centrality on the centrality of its adjacent nodes. For more in-
MCM: (Million Cubic Meters). formation about these metrics, readers are referred to Bonacich (1987).
The following equation is used to calculate the SA power of each
Table 4 stakeholder (Ahmadi et al., 2019a). This power index is the arithmetic
Categories and identification of the stakeholders (Ahmadi et al., 2019a).
mean of all the values that all stakeholders assigned to the power of the
Categories No. Abbrev. Stakeholders interested stakeholder.
N
Protective 1 DOE Department of Environment ∑ j = 1 Pij
2 MHME Ministry of Health and Medical Education Pi =
3 TPG Tehran Provincial Government N (3)
4 DNRW Department of Natural Resources and Watershed
where Pi is the power index of the ith stakeholder, Pij is the amount of
5 TRW Tehran Regional Water company
power that the jth stakeholder assigns to the ith stakeholder in their
Developing 6 TM Tehran Municipality
interviews and N is the number of stakeholders.
7 TPWW Tehran Province Water and Wastewater company
8 MIMT Ministry of Industry, Mine, and Trade As can be seen in Fig. 1, In addition to the influence index, another
9 MAJ Ministry of Agriculture Jihad index is achieved by performing SA, and that is the welfare index. This
Intermediate 10 ICCT Islamic City Council of Tehran
index demonstrates how each alternative is according to the welfare of
11 NGOs Non-Governmental Organizations stakeholders and is determined based on the information gathered in
the interviews. Detailed formulations of these indices will be discussed
in the following parts.
powers and interests of all other stakeholders.
In the second section of the survey, interviewees are asked to 2.3. Agent-based simulation
characterize other stakeholders with whom they have formal (i.e. in-
stitutional) relationships, to determine the magnitude of those re- In this research, to evaluate the results of implementing each
lationships, and their nature (i.e. whether the relations are collabora- management scenario, an agent-based simulation model is used. This
tive or conflictive). To measure the magnitude of all quantitative model simulates both the physical characteristics of the water resources
questions, a Likert scale (Likert, 1932) with five points is employed, and of the study area and the behavior of the stakeholders in response to
in the case of SA questions (i.e. the first section), interviewees are asked these characteristics in each simulation time step (Fig. 2).
to provide explanations on the chosen point. As can be seen in Fig. 2, the employed simulation model consists of
In our case study, after designing the survey, eleven structured (or two sub-models. The first sub-model applies water balance equations to
standardized) interviews were conducted with individuals representing simulate the physical characteristics of surface-water and groundwater
eleven principal organizations that hold an important stake in the in every time step; also, it has another section to evaluate the nitrate
system. In some cases, more than one person was interviewed si- concentration of the groundwater basin. In this model, the basin is di-
multaneously. The total number of individuals interviewed was sixteen. vided into three sections or sub-basins (Fig. 3), and the interactions of
All representing individuals were high-ranked administrators of their these sections are taken into account by the use of Darcy’s law. More-
organizations and well aware of the system, and their own organiza- over, the nitrate concentration is calculated for each section of the basin
tion’s policies. Interviews lasted approximately 90 min and were per- separately, in each time step. The model also considers the interactions
formed face-to-face. Interviews were conducted in Persian (Farsi) from of surface-water and groundwater resources, by examining the in-
September to December 2017. filtration of surface water into the basin.
The second sub-model simulates the actions and decisions of the
2.2. SNA, SA and statistical analysis agents in each time step. In this sub-model, in every time step, each
agent takes their actions in response to the system status (modeled by
To consider the stakeholders’ characteristics quantitatively, in the the first sub-model) and the consequences of their previous actions and
framework of the presented DSS, different indicators resulting from SA decisions. More technically, each agent has a utility function or a reward
and SNA can be employed. To determine which indicator is more ap- function that measures their reward for taking their previous actions.
propriate for this task, the results of a statistical analysis first proposed Therefore, knowing the rewards of their actions in prior time steps,
by Ahmadi et al. (2019a) is used. The first goal here is to determine agents try to take better actions. In other words, they learn from their
stakeholders’ influence on the process of decision-making. In other past behavior and use this learning to adjust their current behavior to
words, the aim is to discover each stakeholder’s power to influence the maximize their reward.
process. As it is shown by Ahmadi et al. (2019a), the power index The time step of the employed agent-based model is one year, and it
computed by a systematic SA has the most statistical similarity with two is used to simulate the study area of this paper in a 25-year time period
indicators of SNA method: 1. In-degree centrality, and 2. Beta centrality. from 2017 to 2042.
Eqs. (1) and (2) demonstrate how in-degree and beta centralities are
calculated for each stakeholder, respectively (Freeman, 1978; Bonacich, 2.4. Influence, criteria, and welfare indices
1987):
N As can be seen in Fig. 1, there are three indices applied in the
ICj = ∑ Rij presented DSS. In this section, various variables with varied value
i=1 (1) scales are employed in the presented formulations. Therefore, it is
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A. Ahmadi, et al. Journal of Hydrology 589 (2020) 125138
necessary to normalize all the variables before using them. In the for- Vmax − Vi
ViN =
mulations of the given indices, there are two general types of variables: Vmax − Vmin (5)
1. Positive variables in which higher amounts are better or more pre-
ferable (e.g. the groundwater elevation), 2. Negative variables in which where Vi and ViN are the amounts of the ith variable, before and after
lower amounts are better or more preferable (e.g. the groundwater normalization, respectively; and, Vmin and Vmax are the minimum and
nitrate concentration). Eqs. (4) and (5) normalize the first and the maximum amounts of the variable in the dataset. As can be understood
second type of variables, respectively: from Eqs. (4) and (5), the normalized quantities of all variables are
between 0 and 1, and their higher amounts (now, for both types) are
Vi − Vmin preferable.
ViN =
Vmax − Vmin (4)
Fig. 3. The study area: Kan River basin and its three regions. Each region corresponds to its equivalent sub-basin.
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A. Ahmadi, et al. Journal of Hydrology 589 (2020) 125138
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but the main goal of protective agents is to protect the natural re- Table 6
sources. For more information about the stakeholders and their char- Water and wastewater pricing scenarios.
acteristics, readers may refer to Ahmadi et al. (2019a). Scenarios Annual water and wastewater price growth rate (relative to the base
year (i.e. 2017))
1 30%
4. Results
2 40%
3 50%
4.1. Comprehensive management scenarios
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A. Ahmadi, et al. Journal of Hydrology 589 (2020) 125138
Table 8
Results of implementing comprehensive management scenarios on the study area for the 25-year simulation period.
Scenarios Average water Sale of water Elevation-1 Elevation-2 Elevation-3 Nitrate-1 Nitrate-2 Nitrate-3 Cultivation (number
supply (percent) (thousand billion (meters) (meters) (meters) (mg/L) (mg/L) (mg/L) of years)
Rials)
in Table 9 and Fig. 4, the score of the best scenario is not very different process of the presented DSS, all stakeholders have the right to influ-
from the next high-ranked scenarios. Therefore, decision-makers using ence the final decision; moreover, this right is according to their in-
the DSS might consider a group or family of high-ranked scenarios as fluencing power which is calculated precisely and systematically. By
suitable management alternatives. It is worth mentioning that these considering more stakeholders in the presented methodology, and by
scenarios are considered the best ones, because of the utilities and evaluating their influencing power more accurately, the final outcome
preferences of all of the stakeholders. In other words, in the selection can be more exact and reliable. However, since managing water
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