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Otolaryngology–Head and Neck Surgery (2010) 143, 327-330

COMMENTARY

Improving the letter of recommendation


Jeremy D. Prager, MD, Charles M. Myer III, MD, and Myles L. Pensak, MD,
Cincinnati, OH
No sponsorships or competing interests have been disclosed for ile fashion, without allowing the reader to know the appli-
this article. cant. As a result, those in a position of recruitment often
ABSTRACT receive an LOR as a means of personalizing a candidate,
understanding that their own practice requirements and eco-
The selection of applicants to otolaryngology training programs is nomic constraints may prohibit a personal interview with
a challenging task. Applicants and their evaluators rely on objec- every potential candidate. However, with few exceptions, a
tive and subjective data to facilitate the selection process. Unfor- uniform set of expectations or format regarding these letters
tunately, data are often less helpful than either side assumes, does not exist. A traditional LOR is subject to interpretation
suffering from poor validity and reliability in predicting future (or misinterpretation) and may eliminate an exceptional
performance. The traditional resume-based letter of recommenda-
candidate for consideration for potential employment either
tion bears some responsibility in this. It is often a lengthy reiter-
as a resident or practicing physician.
ation of already available objective data and contains nonstand-
ardized, superlative evaluations of personal attributes. As a result, What is expected from the LOR? In most medical fields,
many letters are similar, describing “excellent” candidates who this is not defined. The writer is without guidance in his or
have done well on previous examinations and clerkships. Research her task. For this reason, a portion of the LOR often reit-
has indicated improved reliability and satisfaction as well as de- erates academic information already available in other for-
creased time expenditure using standardized letters of recommen- mats. In addition, there is no agreement on what “excellent”
dation. These letters demonstrate how basic, easy-to-implement means (What other adjectives are used? How many appli-
improvements can create letters that provide accurate information, cants are excellent? Out of what denominator?). Also, letter
separate applicants, and improve the selection process. Consider- writers are selected by the applicant, creating an inherent
ation should be given to adopting these improvements at the selection bias. As a result, nearly all applicants are highly
program director and/or educational committee level.
rated with little to truly separate them. This creates frustra-
© 2010 American Academy of Otolaryngology–Head and Neck tion for those who must read the LOR with the intent of
Surgery Foundation. All rights reserved. ranking candidates.
The reliability and validity of the LOR when used as a

W hat is the letter of recommendation (LOR)? We all write


them. We all receive them. We all solicit them. But what
are they supposed to communicate and in what fashion? How
selection tool are dubious. Few things about a person have
been effectively and repeatedly shown to predict how he or
she will act or what he or she will do in the future. The
much importance do we impart to these letters and what is the traditional LOR is not one of them. Although a few studies
evidence for doing so? These are difficult questions to answer. have demonstrated a correlation between the LOR and mea-
Now compound this situation with the competitive and imperfect sures of resident performance, many studies have reached
process of selecting residents and hiring partners. Would an im- the opposite conclusion.1 In addition, the interrater reliabil-
proved process for letters of recommendation decrease the chance ity when evaluating the LOR leaves something to be de-
of an incorrect hiring or match? Are we willing to continue betting sired.2,3
that it would not? The following commentary includes a collection
of our thoughts on the current LOR process and how and why it
might be reformed. Table 1 summarizes some of the more salient A Potential Solution
points. Those who read and write these letters should agree on a
few things from the outset. Should we get rid of the LOR if
it cannot be improved? Well, maybe, but this is not a
The Problems with the Letter of realistic solution. Despite its limitations, many consider
Recommendation these letters essential.1 LOR length must be curtailed. No
While the curriculum vitae provides a factual view of an physician has the time to create or read an excessively long
individual’s accomplishments, it typically does so in a ster- LOR. A candidate for whom such a letter has been written

Received March 4, 2010; revised March 9, 2010; accepted March 15, 2010.

0194-5998/$36.00 © 2010 American Academy of Otolaryngology–Head and Neck Surgery Foundation. All rights reserved.
doi:10.1016/j.otohns.2010.03.017
328 Otolaryngology–Head and Neck Surgery, Vol 143, No 3, September 2010

Table 1
“Do’s” and “don’ts” of the letter of recommendation

Do’s Don’ts

Agree as a field on a standard structure for the LOR Reiterate academic data available elsewhere
Include background information to describe the Write a too lengthy LOR (aim for one page)
writer’s level of experience
Describe and use a standardized list of adjectives Omit grade and rank distribution and a numeric
comparison of the applicant with his/her peer group
Give concrete examples of applicant’s traits Forget that you may decline to write a requested LOR
(demonstrate writer’s depth of understanding of
the applicant)
Consider self-directed reading or training session to Be unfamiliar with legal issues surrounding a negative LOR
improve the writing of the LOR
LOR, letter of recommendation.

may be penalized by the recipient’s reluctance to read the Our Proposal


entire letter. Valuable information may be missed as the We propose to develop a framework to assist surgical sub-
reader scans the LOR without absorbing hidden details. specialists in both the academic and private arenas in the
Likewise, the writer should not feel obligated to produce a creation of an LOR that can be interpreted in an unambig-
short story to describe and characterize a candidate. It is not uous manner (Table 2). The initial paragraph should be brief
unreasonable to expect an appropriate LOR to be contained and direct and should cover the writer’s background and
within a single page. If writers and readers alike can agree how the applicant is known to him or her. It should contain
on this limit, a letter can become an asset for a worthy an evaluation of a candidate’s personal traits, with an em-
candidate instead of a detriment where salient points are phasis on actual events that demonstrate receptive and ex-
buried within an excessively long letter. pressive language skills, reasoning ability, development of
What should be contained within the LOR? For this, we interpersonal relationships with individuals of varied socio-
need to reach an agreement. A large survey of internists economic and cognitive abilities, personality, ethical behav-
demonstrated that letters need to show depth of understand- ior, work ethic, and surgical skills.
ing of the applicant, a numeric comparison of the applicant The body of the LOR should include a commentary
to his or her peer group, and a summary statement.1 Stan- regarding how this candidate ranks in comparison with his
dardization of the LOR and the inclusion of specific exam- or her contemporaries or predecessors in training. In doing
ples of how an individual’s behavior or attitude compares so, a frame of reference is created for the reader as he or she
with a reference group are useful.4 attempts to distill subjective information into a concrete and
The field of emergency medicine has adapted to the finite decision regarding employment. The candidate’s
problem of LOR content through standardization. A council grade on service rotation should be placed in the context of
of their residency directors created a form LOR for writers.5 the grade distribution for all rotating medical students. The
candidate’s commitment to otolaryngology, work ethic, as-
The letter is two pages in length and is broken into four
sumption of responsibility, ability to create a differential
sections: background information on the applicant and letter
and treatment plan, surgical skills, and communicative skills
writer (including the relative number of students who re-
(among other qualities) may all be ranked within a category
ceived the same grade the previous academic year to pro-
of achievement in comparison with other applicants (i.e.,
vide the reader with a denominator), personal characteristics
outstanding [top 10%], excellent [top one third], good [mid-
such as commitment and work ethic in comparison with dle one third], average [lower one third]). Finally, a global
other emergency medicine applicants (authors are limited to assessment of the candidate’s rank in relation to other can-
specific descriptive terms), a summary statement that asks didates may be offered, along with the distribution of such
how highly the applicant would rank at the writer’s institution, rankings over a specified time period. This will provide
and an open narrative section limited to 150 to 200 words. further objective data to the letter recipient.
The standardized LOR was implemented in 1995. Pre- Last, the letter should conclude with a definitive statement
liminary evaluation of the standardized LOR was favorable regarding the candidate’s suitability for employment. Without
(easier and faster to read and write, improved ability to embellishment or exaggeration, four simple categories should be
differentiate between applicants).6 Compared with the usual used: do not recommend; recommend with reservation; recom-
narrative LOR, the standardized LOR also demonstrated mend without reservation; recommend highly without reservation.
improved interrater reliability.7 We await further studies of By creating this rating system, the writer is forced to make a
the validity and reliability of this standardized letter. definitive statement regarding an applicant’s candidacy, thus ful-
Prager et al Improving the letter of recommendation 329

Table 2
Proposed framework of the letter of recommendation

Portion of letter Contents Example

Introductory paragraph Writer’s background and experience I have been an otolaryngologist for 15
Brief background on applicant and how he/she years and program director for five.
is known to the writer The applicant is a third-year medical
Concrete examples of personal traits student who rotated on my service
(language, reasoning, compassion, ethics, for two months.
surgical skills) In addition I am the applicant’s
advisor.
In my presence, the applicant
demonstrated compassion in
relating a poor diagnosis to the
patient and family.
Body Comparison of applicant to contemporaries This applicant received an honors on
and predecessors in training using our rotation. Of the 20 students
standardized language and denominators who did this rotation last year, 20%
Description of grading system for clinical received honors.
rotations: honors, high pass, pass, low pass, I would consider the applicant’s
and fail commitment to otolaryngology and
Description of ranking system for categories of work ethic to be outstanding (top
achievement: outstanding ⫽ top 10%, 10%). His/her surgical skills are
excellent ⫽ top one third, good ⫽ middle good (middle one third)
one third, average ⫽ lower one third The applicant’s clinical performance
Global assessment of the candidate’s rank in has been excellent (top one third).
relation to other candidates, along with the Over the past five years, I have
distribution of such rankings over a specified written 14 other letters of which
time period one candidate was rated
outstanding, three were excellent,
five were good, and five were
average.
Summary statement Brief narrative section (optional) I recommend this candidate highly
on recommendation Four categories of recommendation: do not without reservation.
recommend, recommend with reservation, Please call me for other questions.
recommend without reservation, recommend
highly without reservation
Invitation to call the writer

filling the expectations of the applicant, writer, and reader alike. situation are available.4 In today’s litigious society, a writer
The letter should end with an invitation to call the writer should may be concerned about how expressive and open to be in
there be any ambiguity. an LOR. By following the format we propose, the writer
prepares a concise yet informative letter in a manner that
should engender relatively little controversy.
Additional Considerations
Few physicians are counseled or trained in how to write the
LOR. A brief review of the literature will provide a reason- Conclusion
able background from which the writer may work. Aca-
demic departments may consider a brief training session for We have attempted to acknowledge the importance of the
physicians who are often asked to write an LOR. LOR for both applicants as well as employers. The well-
It is perfectly acceptable to decline an invitation to write written LOR should be concise and consist of sections
an LOR. Defamation requires proof of false and derogatory detailing both objective and subjective data while providing
statements, either written or spoken, which causes harm to a clear-cut statement of a candidate’s suitability for employ-
an individual. Physicians who include negative comments ment. A format for the LOR may be adopted to simplify,
in an LOR should review their comments to make sure they unify, and improve the evaluation process of surgical sub-
are accurate and factual.4 Lawsuits have occurred. Recom- specialty candidates. Respecting this model will protect and
mendations for writers of the LOR in light of this legal assist applicants, writers, and readers of the LOR as the
330 Otolaryngology–Head and Neck Surgery, Vol 143, No 3, September 2010

letter becomes a consistent, repeatable means of transmit- Disclosures


ting accurate information. Leadership in otolaryngology Competing interests: None.
training should consider adopting these changes to the LOR Sponsorships: None.
as a means of improving the selection of residents.

References
Author Information 1. DeZee KJ, Thomas MR, Mintz M, et al. Letters of recommendation:
From the Department of Pediatric Otolaryngology–Head and Neck Sur- rating, writing, and reading by clerkship directors of internal medicine.
gery, Cincinnati Children’s Hospital Medical Center (Drs. Prager and Teach Learn Med 2009;21:153– 8.
Myer), Cincinnati, OH; and Department of Otolaryngology, University of 2. Dirschl DR, Adams GL. Reliability in evaluating letters of recommen-
Cincinnati College of Medicine (Dr. Pensak), Cincinnati, OH. dation. Acad Med 2000;75:1029.
3. O’Halloran CM, Altmaier EM, Smith WL, et al. Evaluation of resident
Corresponding author: Jeremy D. Prager, MD, MLC 2018, 3333 Burnet
applicants by letters of recommendation: a comparison of traditional
Ave., Cincinnati, OH 45229-3039. and behavior-based formats. Invest Radiol 1993;28:274 –7.
E-mail address: jeremy_prager@yahoo.com. 4. Wright SM, Ziegelstein RC. Writing more informative letters of refer-
ence. J Gen Intern Med 2004;19:588 –93.
5. Council of Emergency Medicine Residency Directors. Standard Letter
of Recommendation. Available at: www.cordem.org/slor.htm. Accessed
Author Contributions February 20, 2010.
6. Keim SM, Rein JA, Chisholm C, et al. A standardized letter of recom-
Jeremy D. Prager, author, critical revision, concept, and design; mendation for residency application. Acad Emerg Med 1999;6:1141– 6.
Charles M. Myer III, author, critical revision, final approval, concept, and 7. Girzadas DV Jr., Harwood RC, Dearie J, et al. A comparison of
design; Myles L. Pensak, critical revision, final approval, concept, and standardized and narrative letters of recommendation. Acad Emerg Med
design. 1998;5:1101– 4.

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