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ORIGINAL ARTICLE

Prospective clinical trial comparing the effects


of conventional Twin-block and mini-block
appliances: Part 1. Hard tissue changes
Daljit S. Gilla and Robert T. Leeb
London, United Kingdom

Purpose: The aim of this prospective clinical trial was to compare the dentoskeletal effects of a conventional
and a modified Twin-block (TB) appliance. The conventional TB appliance was constructed with a large,
single-step advancement. The modified appliance, termed the mini-block (MB), was incrementally advanced,
incorporated a maxillary incisor torquing spring, and had a reduced bite-block height. Material: Seventy
patients were placed into age- and sex-matched pairs. Patients in each pair were allocated to opposing
appliance groups. Active treatment lasted 9 months, irrespective of the final overjet attained, and final
cephalometric records were taken at 12 months (⫾1 month). Both groups showed pretreatment equivalence
for age, sex, overjet, and cephalometric variables. Results: The TB group experienced a significantly greater
reduction in overjet (median, ⫺8 mm; P ⫽ .02) compared with the MB group (median, ⫺4 mm). This improved
overjet reduction was associated with significantly greater forward movement of pogonion (median change,
TB: 3.3 mm; MB: 2.1 mm; P ⫽ .02) and greater retroclination of the maxillary incisors (median change, TB:
⫺5°; MB: ⫺1.9°; P ⫽ .04). No significant intergroup difference was found for changes in total anterior facial
height (median change, TB: 4.4 mm; MB: 4.3 mm) and mandibular incisor proclination (median change, TB:
1.3°; MB, 2.4°). Conclusions: Progressive mandibular advancement was not associated with greater
mandibular growth compared with single-step advancement. The maxillary incisor torquing spring seems to
be effective at reducing maxillary incisor retroclination. Reduced bite activation in the MB group did not result
in less mandibular incisor proclination. There was considerable individual variation in appliance effects within
both groups. (Am J Orthod Dentofacial Orthop 2005;127:465-72)

T
he Twin-block (TB) appliance, originally devel- facility to incrementally advance the mandible, the use
oped by Clarke,1 is a widely used functional of bite-blocks of reduced vertical dimension, and the
appliance for the management of Class II mal- incorporation of a maxillary incisor torquing spring.
occlusion. Its popularity is attributable to its high The potential benefits of progressive mandibular ad-
patient acceptability and its ability to produce rapid vancement include gradual training of the protractor
treatment changes. However, it can produce undesir- muscles of the mandible, enhanced mandibular growth
able treatment effects, such as mandibular incisor due to repeated stimulation of the lateral pterygoid
proclination,2,3 an increase in the vertical facial dimen- muscle, and reduced tooth movement due to the gen-
sion, which is detrimental in high-angle patients,2-4 eration of reduced viscoelastic forces compared with
clockwise rotation of the maxillary plane,4 and a large, single-step advancement.6 Teucher7 described
limited increase in mandibular growth, which might not how reducing the vertical dimension of the bite-blocks
be sustained in the long term.5
produces a more favorable reactive force vector, which
A modified version of the TB appliance, termed the
passes closer to the center of maxillary resistance. Such
mini-block (MB) appliance, has been developed in an
a force vector is less likely to produce significant
attempt to overcome some of these limitations. Modi-
rotation of the maxillary plane; this can result in an
fications incorporated into this appliance include a
increase in the vertical dimension secondary to a
a downward and backward rotation of the mandible. A
Acting consultant orthodontist, The Royal London Hospital.
b
Consultant and head of department, The Royal London Hospital. maxillary incisor torquing spring is incorporated to
Reprint requests to: Dr Daljit Gill, The Eastman Dental Hospital, Orthodontic reduce retroclination of the maxillary incisors caused
Department, 256 Grays Inn Rd, London WC1X 8LD, United Kingdom; e-mail,
daljit_s_gill@yahoo.co.uk. by Class II traction forces.8,9
Submitted, October 2003; revised and accepted, March 2004. The aim of this prospective clinical trial was to
0889-5406/$30.00
compare the dentoskeletal effects of the TB and MB
Copyright © 2005 by the American Association of Orthodontists.
doi:10.1016/j.ajodo.2004.11.012 appliances.

465
466 Gill and Lee American Journal of Orthodontics and Dentofacial Orthopedics
April 2005

MATERIAL AND METHODS


Ethics committee approval was granted before this
study began. A total of 70 patients meeting specific
inclusion criteria were enrolled into this trial. Briefly,
the patients had to have a Class II Division 1 incisal
relationship associated with mandibular retrognathia
and a minimum overjet of 7 mm. They were all white;
the boys were aged 12 to 14 years, and the girls were
aged 10 to 13 years. Fig 1. MB appliance, showing maxillary incisor torquing
All patients were placed into age- (⫾6 months) and spur with incisor capping.
sex-matched pairs. A patient from each pair was ran-
domly selected and allocated to the TB appliance
group. The other patient of each pair was automatically
allocated to the MB appliance group.
For the MB, all appliances were constructed by a
senior dental technician at The Royal London Hospital.
An occlusal record was taken with a wax wafer, in the
intercuspal position, and the working models were
articulated on a plasterless, hinge-type articulator. The
bite-blocks, meeting at a 90° interface angle, were then
activated both sagittally and vertically by 3 mm in the
laboratory. In this way, the block activation was stan- Fig 2. MB appliance. Progressive mandibular advance-
dardized for all patients. The maxillary central incisors ment achieved by addition of 2-mm Perspex spacers to
were capped with acrylic, and an incisor torquing front of maxillary blocks.
spring, as described by Bass,8,9 was incorporated (Fig
1). Clinically, progressive mandibular advancement
was achieved by the addition of 2-mm-thick Perspex
spacers (Acorn Polymers, Bolton, United Kingdom) to
the front of the maxillary blocks (Fig 2).
For the TB, all appliances were constructed in 1
commercial laboratory (Monarch, London, United
Kingdom). To standardize the appliance activation
vertically, the construction bite was taken with an
Exactobite stick (Forestadent, Milton Keynes, United
Kingdom), with the incisors in an edge-to-edge position Fig 3. Construction bite registration for TB appliance
and separated by 4 mm (Fig 3). No labial bow was taken in edge-to-edge position with Exactobite stick.
incorporated into the appliance.
Table I outlines the treatment and records protocol. Figure 4 illustrates the main linear and angular cepha-
Height measurements were recorded with a Harpenden lometric measurements. The tracings were completed
stadiometer and the stretched technique. Clinical over- in a blind manner, with the facial profile orientated to
jet measurements were taken from the midpoint of the the right and with the horizontal plane at 7° to the
maxillary incisal edges to the labial surface of the sella-nasion (S-N) plane. The cephalometric points
mandibular incisors, with the Frankfort plane orientated were then digitized and duplicate recordings made for
horizontally, by using a digital caliper gauge. each point to obtain a mean value. Any replicate point
A lateral cephalogram was taken with the same that did not lie within 0.2 mm of the original value was
cephalostat, within 1 month before appliance placement rejected and redigitized. All linear measurements were
and at the 12-month (⫾1 month) review appointment. reduced to life size.
A 3-month period was left between appliance removal Twenty radiographs were selected randomly, re-
and the final cephalometric record, to minimize man- traced, and redigitized to determine the cephalometric
dibular posturing for the final record. The pretreatment error. Random and systematic error was calculated with
and posttreatment cephalograms were traced on good- Dahlberg’s estimation,10 Houston’s coefficient of reli-
quality acetate paper under optimal lighting conditions. ability, and the paired t test.11
American Journal of Orthodontics and Dentofacial Orthopedics Gill and Lee 467
Volume 127, Number 4

Table I. Treatment and records protocol


0 mo 3 and 6 mo (⫾1 mo) 9 mo (⫾1 mo) 12 mo (⫾1 mo)

Treatment Appliance inserted MB advanced by 2 mm Appliance withdrawn Review


Records Lateral cephalogram, Height and overjet Height and overjet Lateral cephalogram,
height, and overjet height, and overjet

Fig 4. Linear (left) and angular (right) cephalometric measurements. S, sella; N, nasion; TAFH, total
anterior face height; A, A-point; Pog, pogonion; Me, menton; U1-Max. Pl., maxillary incisor
inclination relative to maxillary plane; L1-Mand. Pl., mandibular incisor inclination relative to
mandibular plane.

Because both groups were age- and sex-matched, Table IV summarizes the treatment changes in both
the data for both sexes were pooled. Pretreatment groups. There was no significant difference between
equivalence and treatment changes were tested for groups in increase of standing height or the distance
significance with the Wilcoxon matched-pairs signed S-N during treatment. This suggests that the general
rank test. P values of less than .05 were considered growth rate between the treatment groups was matched.
statistically significant. Therefore, it was assumed that any differences in facial
growth could be attributed to appliance effects.
RESULTS There was a significantly greater reduction in over-
The Dahlberg value for all measurements was less jet in the TB group (median change, ⫺8 mm; P ⫽ .02)
than 1. The only significant systematic error, as shown compared with the MB group (median change, ⫺4 mm)
by the t test, was associated with determination of the during treatment. Between appliance removal and re-
maxillary and mandibular incisor inclination (Table II). cording of the final cephalometric measurements (ie,
This is most likely associated with the error in deter- between 9 and 12 months), there was a similar relapse
mination of the maxillary and mandibular incisor apical in overjet in both groups (median, TB: ⫹2 mm; MB:
positions. ⫹1 mm) (Table V).
A total of 60 (85.7%) of the original 70 patients The significantly greater reduction in overjet in the
completed this trial. Five patients dropped out from TB group was associated with significantly greater
each treatment group. The reasons for these dropouts forward movement of pogonion relative to the S-
include failure to return midtreatment (n ⫽ 6), refusal vertical. When the results of both groups were com-
to wear appliances from the outset (n ⫽ 2), loss of a bined, there was a significant correlation (P ⫽ .015; r ⫽
permanent tooth (n ⫽ 1), and moving to a different 0.31) between the increase in standing height and
geographic area during treatment (n ⫽ 1). forward movement of pogonion (Fig 5). There was no
Both treatment groups showed pretreatment equiv- significant difference between appliances in effects on
alence for starting age, height, overjet, and all cepha- the maxilla and changes in total anterior facial height.
lometric variables (Table III). There was no correlation between start maxillary-
468 Gill and Lee American Journal of Orthodontics and Dentofacial Orthopedics
April 2005

Table II. Cephalometric error study


Houston’s coefficient
Dahlberg value of Reliability (%) t test

S-N (mm) 0.253 99.6 1.14


A to S-vertical (mm) 0.358 99.5 0.98
SN-Max. Pl. (°) 0.349 99 0.38
Pog to S-vertical (mm) 0.481 99.7 1.17
TAFH (mm) 0.34 99.6 0.55
U1-Max. Pl. (°) 0.766 98.5 2.14*
L1-Mand. Pl. (°) 0.939 98.3 2.19*

*Significance at 10% level.

Table III. Median age, height, overjet, and cephalometric values at start
TB MB

Start Minimum Maximum Start Minimum Maximum

Age (y) 12.1 10.7 13.9 12.2 10.3 13.8


Height (mm) 1492 1330 1711 1521 1359 1725
Overjet (mm) 10.5 7 16 10 7 15
S-N (mm) 65.1 58.5 71.8 63.6 58.2 72.5
A to S-vertical (mm) 60.9 56.6 71.8 61.1 56.3 71.5
SN-Max. Pl. (°) 9.3 4.8 14 7.6 0.1 16.5
Pog to S-vertical (mm) 51.4 37.4 66.4 50.2 39 64.8
TAFH (mm) 102 86.8 115.2 102.3 90.1 116.5
U1-Max. Pl. (°) 115.8 100.9 140.6 114.7 103.4 128
L1-Mand. Pl. (°) 94.1 78.6 109.6 95.6 79.1 105.6

mandibular plane angle and increase in lower face prospective design was used in this study, so that the
height in both treatment groups. treatment protocol could be standardized between all
There was significantly more retroclination of the patients and so that all patients, including those unsuc-
maxillary incisors in the TB group (median, ⫺5°; P ⫽ cessfully treated, would be considered in the final
.04) compared with the MB group (median, ⫺1.9°). analysis.
There was no significant difference between the 2 In this study, the patients were placed into age- and
groups in mandibular incisor proclination. There was a sex-matched pairs rather than being randomly allocated
large individual variation in mandibular incisor procli- to the treatment groups. Previous studies that randomly
nation in both treatment groups. Only in the TB group allocated relatively small samples of patients have
was a significant reverse correlation found between resulted in treatment groups that did not necessarily
increase in mandibular incisor proclination and the start show pretreatment equivalence for variables such as
mandibular incisor position (Fig 6). There was a ten- age and sex.13,14 Because the groups in this study did
dency for the mandibular incisors to procline less in show pretreatment equivalence for age and sex, data for
patients in whom they were proclined from the start of the male and female patients were pooled and not
treatment. analyzed independently. Nonparametric analysis was
Figure 7 illustrates the variability in treatment used because the data were not normally distributed.
response within and between both groups. Most pa- This is most likely because of the relatively large
tients in the TB group showed a highly favorable or a individual variation in each group.
favorable change in the ANB angle during treatment. The treatment effects of the TB appliance have been
However, in the MB group, more than 40% showed no relatively well established.2-4,15,16 Because of this, and
response or an unfavorable change in the ANB angle. because the primary aim of this study was to compare
the effects of a modification of the TB with the
DISCUSSION conventional appliance, a control group receiving no
The weaknesses of previous studies used to evalu- treatment was not enrolled. The conventional TB ap-
ate growth modification techniques were reviewed.12 A pliance group effectively acted as a positive control
American Journal of Orthodontics and Dentofacial Orthopedics Gill and Lee 469
Volume 127, Number 4

Table IV. Median treatment changes compared between groups


Median change
during treatment Maximum Minimum
TB vs MB
TB MB TB MB TB MB (Wilcoxon test)

Height (mm) 43 43 93 97 13 11 n.s


S-N (mm) 1.2 0.9 1.8 3.2 ⫺0.4 ⫺0.1 n.s
Overjet (mm) ⫺8* ⫺4* 14 9.5 3 0 P ⫽ .02
Pog to S-vertical (mm) 3.3* 2.1* 8.8 8.7 0.9 2.4 P ⫽ .02
A to S-vertical (mm) 0.6 0.8 2.8 3.7 ⫺1.1 ⫺2.1 n.s
SN-Max. Pl. (°) ⫺0.2 ⫺0.1 2.8 1.7 ⫺3 ⫺2.2 n.s
TAFH (mm) 4.4 4.3 8.5 6.5 3.3 0.4 n.s
U1-Max. Pl. (°) ⫺5* ⫺1.9* 5.4 9.1 ⫺13 11.9 P ⫽ .04
L1-Mand Pl. (°) 1.3 2.4 17.8 7.5 ⫺7.6 ⫺4.7 n.s

n.s., not significant.


*P ⬍ .05.

Table V.Median overjet changes (in millimeters) 0 –9 months and 9 –12 months and significance
of changes between groups
TB MB TB vs MB (Wilcoxon test)

0–9 mo 9–12 mo 0–9 mo 9–12 mo 0–9 mo 9–12 mo

Overjet change 8 2 4 1
Minimum 3 0 0 0 P ⫽ .02 n.s.
Maximum 14 4 9.5 3

group. Previous studies have not necessarily ensured dimension of the appliance bite-blocks. This might
that untreated control groups were matched to the explain why a number of patients in this group showed
treatment groups for age, sex, and other measure- no change or a negative change in ANB angle (Fig 5).
ments.2-4,15,16 Therefore, changes in facial dimension Another reason for the less-favorable response in the
might be due to differences in normal growth as well as MB group could be that these patients were not as
to appliance effects. compliant as those wearing the TB appliance. Patients
The discontinuation rate in this study was 14.3%. A in the MB group might not have liked the appearance of
similar number of patients dropped out from each their appliances because of the labial incisal coverage
appliance group. Bias might be introduced when pa- produced by the torquing spring. Ideally, microelec-
tients discontinue during the study period. Patients who tronic monitoring should have been used to assess
are not achieving rapid treatment changes might be compliance in both treatment groups.
more likely not to return for follow-up appointments. It has been proposed that progressive mandibular
Problems of compliance with functional appliances advancement might result in repeated stimulation of the
have previously been recognized.17 lateral pterygoid muscle, which might be important for
Previous studies have reported discontinuation rates the stimulation of condylar growth. Evidence has ac-
of 21%,18 14%,19 and 10.7%15 for the TB appliance. cumulated both for6,22,23 and against24-26 the impor-
These figures compare favorably with discontinuation tance of the lateral pterygoid muscle during functional
rates reported for other appliances, such as the Bass appliance therapy. Voudouris and Kuftinec26 believe
(28%),19 Bionator (25%),20 and the functional regulator that the tensile forces generated in the retrodiscal
appliance (42% boys and 24% girls).21 This supports tissues during mandibular protrusion are most impor-
the viewpoint that the TB is generally well tolerated. tant for condylar growth modification. This would
It was considered that progressive mandibular ad- predict that larger mandibular advancements during
vancement might result in greater mandibular growth in treatment might result in greater mandibular growth, as
the MB appliance group. One possible explanation found in the present study.
for the less-favorable mandibular growth response The results of this study showed no significant
achieved could be that some patients failed to posture difference in total face height change between the
their mandibles forward because of the reduced vertical treatment groups. The median changes in face height
470 Gill and Lee American Journal of Orthodontics and Dentofacial Orthopedics
April 2005

could be that it has a greater area of contact with the


gingival portion of the maxillary incisor crown or that
the bite blocks had a smaller dimension and therefore
generated smaller Class II forces in the MB appliance
group.
This study found no significant difference in man-
dibular incisor proclination between the TB and MB
groups. It was considered that reducing the bite activa-
tion of the TB appliance might result in less dental
movement due to reduced Class II traction forces. The
results of this study would be in accordance with those
of DeVincenzo and Winn,28 who studied the effects of
Fig 5. Correlation between change in statural height
a TB-type appliance with different amounts of protru-
and forward movement of pogonion in both treatment
sive activation. They found no significant difference in
groups combined.
mandibular incisor proclination between a group
treated with 3 mm of continuous protrusion and one
treated with an average of 5 to 6 mm of continuous
protrusion.
The degree of mandibular incisor proclination
found in this study seems to be smaller than the amount
typically reported by others during treatment with the
TB appliance. For example, Lund and Sandler2 re-
ported a mean mandibular incisor proclination of 8°
during TB treatment. Possible explanations for smaller
median changes found in our study could be that
patients were not necessarily treated to completion, and
Fig 6. Correlation between change in mandibular inci- the 3-month delay between appliance removal and the
sor proclination and initial mandibular incisor proclina- final cephalometric measurements might have allowed
tion in TB group. the mandibular incisors to relapse.
An interesting observation noted in both treatment
groups was that in some patients the mandibular inci-
found in this study are similar to the mean changes sors seemed to have uprighted between the start of
reported by others.2-4 It was hoped that reducing the treatment and the observations 1 year later. A possible
vertical dimension of the TB appliance bite-blocks explanation for this response could be that these pa-
would result in a smaller increase in facial height due to tients shed deciduous molars during treatment. Because
reduced rotation of the maxillary plane. However, mandibular arch length was effectively maintained
minimal rotation of the maxillary plane was noted in during treatment with appliance wear, the additional
this study. This might be because all patients were not leeway space allowed the mandibular incisors to up-
necessarily treated to completion or because the right between appliance removal and the final cephalo-
3-month interval between appliance removal and the metric measurements.
final cephalometric measurements allowed some time There was also a significant reverse correlation
for relapse of the orientation of the maxillary plane. between the start mandibular incisor inclination and
This study showed the maxillary incisor torquing treatment-induced incisor proclination. The mandibular
spring to be effective at reducing retroclination of the incisors might be expected to procline more in patients
maxillary incisors. These results are in accordance with who start with retroclined mandibular incisors because
those of Harradine and Gale,27 who found torquing treatment might abolish unfavorable lip activity that
spurs to also be effective during TB appliance therapy. maintains the pretreatment incisor position. It can also
They found a mean retroclination of 6.9° in the pres- be concluded that mandibular incisor proclination
ence of torquing spurs, whereas in the present study the might not be a contraindication to functional appliance
median retroclination was 1.9°. This would suggest that treatment because these patients might experience less
torquing springs are more effective than spurs at unfavorable change during treatment.
reducing incisor retroclination. One possible explana- The patients treated with a TB appliance achieved a
tion for the greater effectiveness of the torquing spring significantly greater reduction in overjet during active
American Journal of Orthodontics and Dentofacial Orthopedics Gill and Lee 471
Volume 127, Number 4

Fig 7. Percentage of children in each group demonstrating different amounts of change in ANB
angle.

appliance therapy. The median reduction in overjet was determine the best retention regimen after functional
8 mm and 4 mm in the TB and MB groups, respec- appliance therapy.
tively. The greater reduction in overjet in the TB group
is probably the result of greater maxillary incisor CONCLUSIONS
retroclination, as well as more sagittal mandibular
● Progressive mandibular advancement is not associ-
growth. The reduction in overjet in the MB group is
ated with greater mandibular growth compared with
more than might be expected from the effects of growth
a large, single-step advancement with the TB appli-
alone.4
ance.
Statistically, there was no difference between the
● There was great individual variability in the mandib-
groups in overjet relapse after appliance withdrawal.
ular growth response to both appliances.
The median overjet relapse in the MB and TB groups
● Reducing the vertical dimension of the TB appliance
was 1 mm and 2 mm, respectively. An interesting
bite-blocks does not seem to be associated with a
finding was the large variability in the amount of
lesser increase in the vertical dimension.
relapse in both treatment groups. Many factors might
● The maxillary incisor torquing spring is effective at
be responsible for this short-term relapse in overjet,
reducing maxillary incisor retroclination.
including a tendency for teeth to move back to their
● Progressive mandibular advancement used in con-
pretreatment positions, atrophy of the hypertrophied
junction with bite-blocks of reduced vertical dimen-
condylar cartilage and disc,29-31 and a reduction in the
postural activity of the protractor muscles of the man- sion does not seem to result in less mandibular
dible after appliance withdrawal. In the medium and incisor proclination. Functional appliance treatment
long term, continuation of the pretreatment growth might not be contraindicated in patients who start
pattern is probably a dominant factor in causing re- with a proclined mandibular labial segment.
● A short interval (2-3 months) should be left between
lapse.32
After functional appliance treatment, patients often functional and fixed appliance treatment, to better
undergo a second phase of treatment involving fixed assess anchorage requirements for phase II.
appliances. At this stage, anchorage requirements are
often assessed and extraction decisions made. Because
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