Professional Documents
Culture Documents
Late Antiquity
A Gallery
of Intellectual Portraits
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Edited by
clifford ando
marco formisano
Universitätsverlag
winter
Heidelberg
Contents
Philippe Blaudeau
Henri Irénée Marrou (1904-1977): Antiquité tardive et Cité de Dieu ..........7
Jan Bremmer
Harnack and Late Antiquity .......................................................................27
Luigi Capogrossi Colognesi
Edoardo Volterra ........................................................................................55
Jean-Michel Carrié
Lellia Cracco Ruggini ................................................................................77
Giovanni Cecconi
Edward A. Thompson ..............................................................................111
Lellia Cracco Ruggini and Rita Lizzi Testa
Alan Cameron ..........................................................................................131
Mark Edwards
Henry Chadwick.......................................................................................151
Jaś Elsner
Alois Riegl: Art History and the Beginning of Late Antique Studies as
a Discipline ..............................................................................................167
Andrea Giardina
“Tutto il vigore è negli occhi.” Peter Brown e la nascita della New
Late Antiquity ..........................................................................................183
Hervé Inglebert
Noël Duval et l’archéologie de l’Antiquité tardive ..................................237
Michael Kulikowski
Andreas Alföldi and Late Antiquity .........................................................257
Noel Lenski
Santo Mazzarino: Revolutions in Society and Economy in Late
Antiquity ..................................................................................................273
VI Contents
Hartmut Leppin
Ern(e)st Stein: Christentum, Nationalitätenkonflikt und Reichszerfall ....297
Christina Maranci
Josef Strzygowski (1862-1941) ................................................................317
Arnaldo Marcone
Mommsen e la Tarda Antichità ................................................................333
Richard Payne
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Chiara O. Tommasi
Averil Cameron ........................................................................................609
Guisto Traina
Ronald Syme ............................................................................................630
John Weisweiler
Paideia in the Andes: Sabine MacCormack on the History of Imperial
Culture in Late Antiquity .........................................................................643
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Alois Riegl: Art History and the Beginning of Late
Antique Studies as a Discipline*
Jaś Elsner
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Let us begin before the beginning. Since the Renaissance, the cultural invest-
ment in Classical art as the paradigmatic model for the European tradition cannot
be exaggerated. Inevitably, this created a dismal place for late antiquity as the
fag-end and dust-bin of a dying aesthetic – the necessary decline that led to the
Dark Ages (with all the pejorative meanings of the term ‘Gothic’ from Alaric to
St Denis, as it were) which was itself the tabula rasa from which the Renaissance
rose again. This is in effect Giorgio Vasari’s story. By the eighteenth century,
and especially the monumental contribution of Johann Joachim Winckelmann,
that classical aesthetic had been cashed out, indeed embodied, in terms of a his-
tory of Greece and all the ideals carried by the notion of Greece (freedom, de-
mocracy, genius, culture, sexual license, for instance), despite the fact that most
of the visual materials packaged in terms of this story were in fact Roman. By
the mid-nineteenth century, when scholars and connoisseurs were much clearer
about what objects were Roman and what were Greek, it was the post-
Winckelmannian narrative that remained in place, with Roman materials and
especially late Roman visual culture increasingly downgraded.
Alongside this art-historical story, there is a religious story, which we cannot
ignore. First, the principal writers about art in the German tradition (frankly, the
dominant one until the mid twentieth century) – both among connoisseurial
experts and among philosophers of aesthetics – were Protestant in education and
outlook (including Winckelmann himself, who was a convert to Roman Catholi-
cism). That Protestant tradition had a strange bifocalism about art: the aesthetic
was a wonderful thing when divorced from idolatry and religion (so well placed
in the world of the Kunstkabinett, the art gallery, and in pre-Christian culture)
and it was a dangerous thing when it contaminated the aniconic ideal of a pris-
tine and pure early Church that became adulterated with pagan practices as it
developed. This is a double-whammy for late antique art – not only was it aes-
*
This paper was written for Cliff Ando and Marco Formisano’s conference, The New
Late Antiquity, in Ghent, February 2015. Subsequent versions were delivered at the
Art History Research Seminar at UCL and in the Riegl and His Viennese Legacy con-
ference in Chicago. My thanks to all who commented and took part.
168 Art History and the Beginning of Late Antique Studies as a Discipline
thetically the decadent nadir of the Classical tradition and hence the contradic-
tion of all Enlightenment values, but it was also the vehicle of Hellenistic corrup-
tion as it imported idolatrous images into early Christianity. Despite the very old
history of this twin condemnation, and its total dependence on big-picture as-
sumptions that have nothing to do with the stuff itself, aspects of the aesthetic
decline picture, on the one hand, and the ideal of a better, aniconic, Christianity,
on the other, continue to emerge from time to time into the current period.
It is essential to have a sense of this double negation in mind when turning to
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the key moment of the late nineteenth century, which saw a series of strong ad-
verse responses to what we might call the Protestant status quo about the value
of Classical art, mainly from positions of anti-Protestant intellectual empower-
ment. The context of a late nineteenth century imperial world where the state’s
large centralized resources could be martialled into the support of scholarship
that was ideologically supportive of the imperial project, coupled with signifi-
cant technological development (above all the ability to write art history from
photographic resources) and a universal European commitment to the values of
positivism and the collection of corpora, are all essential to the moment of late
antiquity at the turn of the nineteenth and twentieth centuries.
We can identify at least three interconnected stories from three different anti-
Protestant contexts. All belong to the late imperial moment of the long nine-
teenth century, which ended with World War 1 in 1914-18. The three intellectu-
al contexts for a positive, non-Protestant, embrace of late antique art are Rome,
Vienna and St Petersburg/Moscow. Catholic scholarship in Rome in the later
nineteenth century, following the papacy of Pio Nono (Pope, 1846-1878), has the
triumphalist agenda of the first Vatican Council and the dogma of Papal Infalli-
bility, at a period of significant actual decline in Papal power and authority:
Vatican 1, which adjourned in October 1870, coincided with the final fall of the
Papal states as a self-governing secular territory in the same month of the same
year. Yet, in contradiction to the political weakness (the disbanding of the Papal
army as well as its monarchical domains), the Church mounted a hugely power-
ful ideological campaign – promoting the Immaculate Conception as well as
Infallibility. In 1851, Pius established the Commission for Sacred Archaeology
as the official vehicle for the remarkable string of excavations and publications
orchestrated by Giovanni Battista de Rossi (1822-1894). Within this context, a
series Roman Catholic priest-scholars resident for a large part of their careers in
Rome and working in the orbit of de Rossi, like Anton de Waal (1837-1917),
Franz Xaver Kraus (1840-1901), Peter Kirsch (1861-1941) and Joseph Wilpert
(1857-1944), contributed a radically enlarged and scholarly reappraisal of early
Christian art in Rome, focused on the churches, catacombs and sarcophagi,
which might arguably be said to have culminated in Richard Krautheimer’s Cor-
Jaś Elsner 169
1
See e.g. G. Parpulov, ‘De Rossi’s School and Early Christian Iconography’ Journal of
Art Historiography 19 (2018) 1-10 and J. Elsner, ‘The Viennese Invention of Late
Antiquity: Between Politics and Religion in the Forms of Late Roman Art’ in J. Els-
ner (ed.), Empires of Faith in Late Antiquity: Histories of Art and Religion from India
to Ireland, Cambridge, 2020, 110-127, esp. 117-121.
170 Art History and the Beginning of Late Antique Studies as a Discipline
than it was in the works of Wickhoff and Riegl.2 The Viennese scholarly context
is also complicated intellectually, because in the late Hapsburg years, there was a
serious fight between forward-looking, aesthetically modernist, cultural plural-
ists in the Austro-Hungarian empire (like Wickhoff, Riegl and Dvořák) and
relatively more conservative pan-Germanicists. The latter, dismissive of peoples
and races that were not Germanic, paranoid about external forces potentially
corrupting what good had been preserved from the degeneracies of historical
change in modernity – offered a much more pessimistic model. In late antique
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art, this model presented the cults and non-naturalistic art forms of the east as
invading and corrupting the last vestiges of the Greek spirit, which had survived
in the Roman world, with aesthetic forms that would drive the last nails into the
coffin of Greek naturalism. The fears for a Hapsburg world threatened from all
sides, within and without, mapped itself onto an art history where the Hellenic
glories fell in late antiquity into Semitic decadence. This thesis, promulgated at
the same moment at Riegl’s account of late antique art, came to a head in the
work of Josef Strzygowski (1862-1941), a professor at Graz who in 1909 would
be called to Vienna to succeed Wickhoff. Both models – fundamental to all the
writing and thinking about the art history of late antiquity that has taken place
since – are effectively versions of aspirations and anxieties about the late Austro-
Hungarian empire.
The final key context for an art history of late antiquity is late Romanoff
Russia, where an Orthodox account was founded on a homology between Byzan-
tium (the second Rome) and Russia (the third Rome), an account ideologically
similar in certain ways to that of the Hapsburgs and the late Roman empire, but
fundamentally different in both its theological Christian inflection and in its
emphasis on the Christian East as opposed to the West. The parameters of this
story remain the least understood, partly because so many primary texts of
scholarship remain untranslated from the original Russian and because so many
of its key figures were persecuted or killed in the aftermath of the Russian Revo-
lution, or forced into Soviet careers where one could not mention such topics as
Christianity. The most important intellectual force for the development of a
critical scholarship of late antique, Byzantine and ancient Russian art was Ni-
kodim Pavlovich Kondakov (1844-1925), born into a serf family and only freed
in 1861, when Tsar Alexander II abolished serfdom. A fervent apologist for the
2
See M. Dvořák, Geschichte der abendländischen Kunst im Mittelalter (1917/18), pp.
370–475 – unpublished manuscript in Vienna, which revises the Wickhoff/Riegl line
of a coherent developmental process of cultural transformation inherent in the Greco-
Roman tradition, with fine discussion by H. Aurenhammer, ‘Max Dvořák and the His-
tory of Medieval Art’, Journal of Art Historiography 2 (2010) http://arthistoriography
.files.wordpress.com/2011/02/media_152487_en.pdf, esp. pp. 4-7. Dvořák’s devel-
oped line appears in his posthumous book Kunstgeschichte als Geistesgeschichte:
Studien zur abendländischen Kunstentwicklung, Munich, 1924, 1-40 (= The History of
Art as the History of Ideas, London, 1984, 1-25).
Jaś Elsner 171
Tsarist state, Kondakov was forced into exile in 1917, fleeing via Odessa to
Sofia and then Prague. Before the Revolution, his teaching in St Peterburg ap-
pears to have inspired many who later came to great prominence in exile in the
West – such as Mikhail Rostovtzev (1870-1952), André Grabar (1896-1990) and
George Ostrogorsky (1902-1976); while his main students who remained in
Russia included Dmitrii Ainalov (1862-1939), E.K. Redin (1863-1908) and I.I.
Smirnov (1869-1918).3
Espousing a late imperialist and positivist ideology – and the belief that with
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hard empirical work all the puzzles and uncertainties of scholarship could be
successfully resolved – the three traditions mentioned here shared a resistance to
the Protestant rejection of images in the early Church and to the model of medie-
val art as a decline. Although the specific politics of the three traditions was
very different, and although all were autonomous, there was nonetheless some
mutual influence. Our own contemporary scholarly positions lie in the inher-
itance of the strands of thought developed at this period, which I think largely
defines a positive model of conceiving late antiquity (at any rate, art-historically).
But at least as important as the energies defining the genesis of an interest in late
antique art, is the catastrophe of the First World War, which rendered immedi-
ately obsolete the entire ideological context that had underpinned the rising in-
terest in late antiquity and the theoretical models formulated to address it. After
1918 there were no Christian empires, no large multicultural Austro-Hungarian
state, no Orthodox Russia, while the Catholic church became locked in a war far
more visceral even than the fights with Orthodox and Reformed believers – the
battle against the secularist atheist faith of Marxism, now upheld by a powerful
Communist empire. That is, the scholarly frames and discourses forged with the
support of the state in radically different ideological conditions came to be used
(indeed, are still used) in political and conceptual contexts where the rationales
for their creation are little short of incomprehensible. This is an interesting prob-
lem, one we all share and one that – in my view – makes the significance of
critical historiography an essential, indeed a necessary, aspect of the enterprise
of studying late antiquity; and not only late antique art.
2 Vienna c. 1900
3
See e.g. M. Lidova, ‘The Rise of Byzantine Art and Archaeology in Late Imperial
Russia’ in Elsner, Empires of Faith, 128-60.
172 Art History and the Beginning of Late Antique Studies as a Discipline
than once.4 Wickhoff’s book – surprisingly but significantly – is in fact the first
positive account of Roman art in its own right, rather than the usual narrative of
a steady decline from the glory that was Greece.5 In 1901, in a landmark volume
that built on Wickhoff’s contribution, Alois Riegl published his magisterial Late
Roman Art Industry, a book which made a vibrant claim for late antique art with-
in the Roman empire as being far from decadent and the expression of the collec-
tive cultural will of its time – the will of course that gave rise also to a Christian
imperium.6 It is this book, huge in its influence among cultural theorists and
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sociologists as well as in the fields of art history and archaeology,7 that estab-
lished the concept of late antiquity as a meaningful historical period, capable of
independent study.8
4
Wilhelm Ritter von Hartel and Franz Wickhoff, Die Wiener Genesis, Vienna, 1894-5,
2 vols., esp. pp. 1-98 and 143-66 of the text volume (all written by Wickhoff), with
the key section on Roman art translated by Eugenie Strong as Franz Wickhoff, Roman
Art: Some of its Principles and their Application to Early Christian Painting, London,
1900.
5
See Otto Brendel, Prolegomena to the Study of Roman Art, New Haven, 1979, 28-9.
6
Alois Riegl, Die spätrömische Kunst-Industrie nach den Funden in Österreich-
Ungarn, Vienna, 1901, volume 1. Translated (horribly) by Rolf Winkes as Late Ro-
man Art Industry, Rome, 1985. For some historiographic discussion see Brendel,
Prolegomena, 25-47.
7
For sociologists inspired by Riegl see Max Weber, ‘The Meaning of “Value Freedom”
in the Sociological and Economic Sciences’ (1917) in Collected Methodological Writ-
ings, London, 2012, 304-334, esp. 322-3 and K. Mannheim, ‘On the Interpretation of
Weltanschauung’ (1923) in From Karl Mannheim, New York, 1971, 8-58. For his in-
fluence among Marxists, see Georg Lukacs in ‘Reification and the Consciousness of
the Proletariat’ (1922) in History and Class Consciousness , Cambridge Mass, 1971,
153; Walter Benjamin, ‘Berlin Chronicle’ (1932) in Selected Writings vol. 2, part 2.,
1931-34, Cambridge Mass., 1999, 615; ‘The Rigorous Study of Art’ (1932) ibid 668;
‘Johann Jakob Bachofen’ (1934-5) in Selected Writings vol. 3 (1935-38), Cambridge
Mass., 2002, 10; ‘The Work of Art in the Age of its Reproducibility’ (second version,
1935-6) ibid 104 and ‘The Work of Art in the Age of its Reproducibility’ (third ver-
sion, 1936-39) in Selected Writings vol. 4 (1938-40), Cambridge Mass., 2003, 255
and especially his ‘Curriculum Vitae (VI): Dr Walter Benjamin’ (1940) ibid 381
where Late Roman Art Industry is the first book mentioned in the list of ‘decisively
influential’ writings ‘some of them far from my main field of study’. Also Theodore
Adorno, Aesthetic Theory, London, 1997, 60, 156, 169 and Umberto Eco Postscript to
The Name of the Rose San Diego, 1984, 66.
8
See Andrea Giardina, ‘Esplosione di tardoantico’, Studi Storici 40 (1999) 157–180,
esp. 157-9; Jas’ Elsner, ‘The Birth of Late Antiquity: Riegl and Strzygowski in 1901’,
Art History 25 (2002) 358–379; W. Liebeschuetz, ‘The Birth of Late Antiquity’ An-
tiquité Tardive 12 (2004) 253-61, esp. 254-55; Hervé Inglebert, ‘Introduction: Late
Antique Conceptions of Late Antiquity’ in Scott Johnson (ed.), The Oxford Handbook
of Late Antiquity, Oxford, 2012, 1-17, esp. 1. The most nuanced historical approach
to the great contribution of the Viennese (not only Riegl but Strzygowski, on whom
Jaś Elsner 173
see below, and indeed a larger intellectual community) to the concept and study of
late antiquity, beyond but including its art, is Garth Fowden, Before and After Mu-
hammad, Princeton, 2014, 23-37 and 42-44.
174 Art History and the Beginning of Late Antique Studies as a Discipline
The long tradition of Christian theology had always recognized that Christianity
was something radically new in its advent into the Roman world. It came from
the East with models of canonical Scripture and Hebraic, rather than Greco-
Roman, categories of thought that were not remotely normative in pagan antiqui-
ty. Protestant scholarship – which was the dominant theological tradition in the
years after the Reformation (and against which the Catholic Viennese were in
part reacting) – tended to see the emergence of Christian art as a form of degen-
eracy from the pure, aniconic and Scriptural world that was imagined as the
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9
The inspiration for this position lies in the major project of Adolf von Harnack (1851-
1930), the major Lutheran historian of the early Church. For its principal expression
in relation to art see Hugo Koch, Die altchristliche Bilderfrage nachden literarischen
Quellen, Göttingen, 1917, esp. 1-3 and 81-105 with the discussion of Paul Corby Fin-
ney, The Invisible God: The Earliest Christians on Art, Oxford, 1994 7-10. For recent
discussion of the wider issues see C. Markschies, ‘Décadence? Christliche Theologen
der Spätantike über den Verfall von Moral und Glauben seit Kaiser Konstantin’ in M.
Formisano and T. Fuhrer (eds.), Décadence: “Decline and Fall” or “Other Antiqui-
ty”?, Heidelberg, 2014, 385-98.
10
See Koch, Die altchristliche Bilderfrage 81-100.
11
J. Strzygowski, Orient oder Rom? Beiträge zur Geschichte der spätantiken und
früchristlichen Kunst, Leipzig, 1901. For some discussion of Strzygowski, see S.
Marchand, "The Rhetoric of Artifacts and the Decline of Classical Humanism: The
Case of Josef Strzygowski," History and Theory 33 (1994), 106-30; M. Olin, ‘Art
History and Ideology: Alois Riegl and Josef Strzygowski’ in P. S. Gold and B.C. Bax
(eds.), Cultural Visions: Essays in the History of Culture, Amsterdam, 2000, pp. 151-
Jaś Elsner 175
ideals to the kinds of schematism and abstraction found in early medieval art,
and he explored a vast array of visual materials from the east and from Egypt to
show how this development in the west was dependent on the malign influence
of external forces, although he was also later to argue for positive ‘Aryan’ influ-
ences that would bring new life from the east.15 His story is thus one that de-
pends willy-nilly on global communication, and cultural interaction for good and
for ill. It is not internalist or self-sufficient in its view of European art and it
gives a strong (although often negative) agency to the late antique arts of Egypt,
Mesopotamia and Palestine.
70; S. Marchand, German Orientalism in the Age of Empire: Religion, Race and
Scholarship, Cambridge, 2009, 387-426 on Orientalism and art in general and 403-
410 on Strzygowski; Christina Maranci in this volume; and I. Foletti and F. Lovino
(eds.), Orient oder Rom? History and Reception of a Historiographical Myth (1901-
1970), Rome 2018.
12
See J. Strzygowski, ‘Hellas und des Orients Umarmung', Beilage zur Münchener
Allgemeinen Zeitung, nos. 40 and 41, 18 and 19 February 1902, 313-17 and 325-27
and in his review in Byzantinischer Zeitschrift 11 (1902) 263-6. The former of these
is an extraordinary racist rant, very hard to find outside Germany, which ought to be
republished and read, perhaps even translated, despite and because of its content.
13
See Alois Riegl, ‘Spätrömisch oder orientalisch’, Beilage zur Münchener Allgemeinen
Zeitung, nos. 93 and 94, 22 and 23 April 1902, 133-56 and 162-5, reprinted in Maske
und Kothurn 58 (2012) 10-26, translated as ‘Late Roman or Oriental?' (1902) in G.
Schiff (ed.) German Essays on Art History, New York, 1988, 173-90; Josef
Strzygowski, ‘Die Schicksale des Hellenismus in der Bildenden Kunst’, Neue
Jahrbücher für das klassische Altertum, Geschichte und deutsche Literatur 8 (1905)
19-33. For discussion see G. Vasold, ‘Riegl, Strzygowski and the Development of
Art’, Journal of Art Historiography 5 (2011) 103-16 = http://arthistoriography.files.
wordpress.com/2011/12/vassold.pdf.
14
See also G. Rivoira, Lombardic Architecture: Its Origin, Development and Deriva-
tives (1901) London, 1910, 2 vols., which sees the rise of Gothic as a result of internal
developments within the Roman tradition as opposed to external influences. See the
discussion of Annabel Wharton, Refiguring the Post-Classical City, Cambridge, 1995,
3-12.
15
See e.g. C. Maranci, Medieval Armenian Architecture: Constructions of Race and
Nation, Louvain, 2001, 85-158.
176 Art History and the Beginning of Late Antique Studies as a Discipline
The politics of this set of narratives are tightly wrapped up in the internal com-
plexities of a long-deceased empire. But the conceptual drives that governed
them – multiculturalist and racist, internalist and globalizing, confident and par-
anoid – would have long histories in the ideologies of the later twentieth century.
Within the study of late antique art, as late as the 1970s, the deep polarity of the
Rieglian and Strzygowskian approaches continued to frame the field with schol-
ars attempting to find options of compromise.16 Interestingly, neither the stories
espoused by Riegl and Wickhoff nor by Stzygowski were primarily concerned
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with the religious aspects of Christian art. The two narratives were ultimately
interpretations of the heritage and continuity of the Greco-Roman artistic tradi-
tion in relation to changes in form and style, not about the advent of a new reli-
gious mentality and mythology with origins outside Europe or at any rate on its
borders. The deep forces of Eurocentrism – which provide a founding impetus
for the interest in late Roman culture – would remain a dominant issue in the
study of late antique art, and do so up to the present.
In the larger field of art history, it would be Riegl’s work that proved monumen-
tally influential. In order to justify his argument, Riegl had cause to invent a
concept – which he called Kunstwollen – meaning something like ‘artistic will’
or ‘cultural drive’ which is not only untranslatable but was to prove one of the
most controversial, influential and radical ideas ever formulated in the history of
art.17 While Riegl’s assault on the decadence of late Roman art would be resist-
ed (indeed largely overturned) by scholarship in the decades after his book was
published, 18 most of his methods (and notably his thesis of Kunstwollen as a
16
Notably, E. Kitzinger, Byzantine Art in the Making, London, 1977, 7-21, with critique
by Elsner, ‘The Birth of Late Antiquity’ 374-6.
17
The literature on Kunstwollen is vast; for relatively recent accounts, see Margaret
Olin, Forms of Representation in Alois Riegl’s Theory of Art, University Park, 1992,
71-2, 129-53; Margaret Iversen, Alois Riegl: Art History and Theory, Cambridge,
Mass., 1993, 6-16, 71-3, 76-83, 96-112; Allister Neher, ‘“The Concept of Kunstwol-
len”, neo-Kantianism, and Erwin Panofsky’s Early Art Theoretical Essays’, Word and
Image 20, no. 1 (2004) 41–51; Matthew Gubser, Time’s Visible Surface: Alois Riegl
and the Discourse of History and Temporality in Fin-de-Siècle Vienna, Detroit, 2006,
153-61; Jas’ Elsner, ‘From Empirical Evidence to the Big Picture: Some Reflections
on Riegl’s Concept of Kunstwollen’ Critical Inquiry 32 (Summer, 2006) 741-66; M.
Rampley, The Vienna School of Art History: Empire and the Politics of Scholarship,
1847–1918, University Park, 2013, 37-44; D Reynolds Cordileone, Alois Riegl in Vi-
enna 1875-1905, Aldershot, 2014, 202-7.
18
A famous voice affirming decline is Bernard Berenson, The Arch of Constantine or
the Decline of Form, London, 1954, 18-19, 21-3, 32 – all directly against Wickhoff
and Riegl.
Jaś Elsner 177
collective social force that explained both how objects appeared and how they
were generated) were rapidly assimilated, although in rather different ways
across both art history and archaeology.19 The idea – frequent and uncontrover-
sial in most art history and archaeology, even today – that an object expresses its
culture in some way, or embodies the mentalities of those who made and used it,
ultimately comes down to the assumption that what Riegl called Kunstwollen is
working in the culture as a kind of active force disseminating its worldview.20
It is significant that Riegl’s late antique researches were not the major focus
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19
See Jas’ Elsner, ‘Alois Riegl and Classical Archaeology’ in Peter Noever, Artur
Rosenauer and Georg Vasold (eds.) Alois Riegl Revisited: Beiträge zu Werk und
Rezeption/ Contributions to the Opus and its Reception, Vienna, 2010, 45-57.
20
See Elsner ‘Alois Riegl and Classical Archaeology’, 54-7.
21
The case for Riegl’s outdatedness is well made by Guido Kaschnitz-Weinberg, ‘Alois
Riegl: Die Spatromische Kunstindustrie’ Gnomon 5 (1929) 195-213 (translated by M.
Schwarz, Art History 39 (2016) 84-97), and the dualist theme is summarized by Bren-
del, Prolegomena, 101-21 and Salvatore Settis, ‘Un’ arte plurale. L’impero romano, i
Greci e i posteri’ in E. Gabba and A. Schiavone (eds.), Storia di Roma IV: Caracteri e
morfologie, Turin, 1989, 827-78, esp. 833-41.
178 Art History and the Beginning of Late Antique Studies as a Discipline
One of the striking aspects of the place of late antique art in the history of the
discipline is the continuity but also the reversibility of positive and negative or
optimistic and pessimistic interpretative frames. Riegl’s account of late antiquity
had largely been a story of progressive internal change, actively aimed at contra-
dicting the model of decline. Strzygowski’s narrative was a lament for deca-
dence triggered by the influence of external forces. In the succeeding years,
Classicists would broadly follow Riegl’s internalist emphasis on formal change,
22
For some discussion, see e.g. C. Wood, ‘Introduction’, The Vienna School Reader,
New York, 2000, 9-72; Jas’ Elsner and Katharina Lorenz, ‘The Genesis of Iconology’,
Critical Inquiry 38 (2012), 483-512; Jas’ Elsner and Martin Schwarz, ‘The Genesis of
Struktur: Kaschnitz-Weinberg’s Review of Riegl and the New Viennese School’, Art
History 39 (2016) 70-83. On the ‘Hamburg School’, see now Emily Levine, Dream-
land of Humanists: Warburg, Cassirer, Panofsky and the Hamburg School, Chicago,
2013.
23
The essential papers in this debate – at the core of the theoretical developments of art
history in the 1920s – are: Erwin Panofsky, ‘The Concept of Artistic Volition’ (1920)
Critical Inquiry 8 (1981) 17-33; Erwin Panofsky, ‘On the Relationship of Art History
and Art Theory: Towards the Possibility of a Fundamental System of Concepts for a
Science of Art’ (1925), Critical Inquiry 35 (Autumn 2008) 43-71; Edgar Wind, ‘On
the Systematics of Artistic Problems’ (1925), Art in Translation 1 (2009) 211-257;
Kaschnitz-Weinberg, ‘Alois Riegl: Die Spatromische Kunstindustrie’ (1929); Hans
Sedlmayr, ‘The Quintessence of Riegl’s Thought’ (1929) in Richard Woodfield (ed.),
Framing Formalism: Riegl’s Work, Amsterdam, 2001, 11-32; Hans Sedlmayr, ‘To-
wards a Rigorous Study of Art’ (1931) in Wood, Vienna School Reader, 133-79; Er-
win Panofsky ‘On the Problem of Describing and Interpreting Works of the Visual
Arts’ (1932), Critical Inquiry 38 (Spring 2012) 467-82.
Jaś Elsner 179
largely eschewing too much investment in Christianity, but adopting the trajecto-
ry of decline (an old story going back to Winckelmann and Vasari), which Riegl
had done so much to combat.24 A second model, accepting eastern influence and
tracing a positive medieval story with its origins in the rise of Christian art, ef-
fectively had its roots in Strzygowski’s account but transformed into positive
mood-music with a much stronger emphasis on Christian renewal.25 Arguably,
the model that stresses the origins of Christian art has its roots not only in the
Viennese story but also in the romantic Russian narrative of renewal from the
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east and of the rise of imperial Constantinople as the Christian Second Rome –
the ancestor of Moscow as the Third Rome. The two lines (with transformation
being either positive or negative and the causes of changes being either internal
or external) were mutually exclusive.26
In the 1960s – when Andre Malraux, De Gaulle’s Minister for Cultural Af-
fairs in France from 1958 to 1969, created the Arts of Mankind series of volumes
on the history of art for the French publisher, Gallimard, which were produced to
very high standards and translated into many European languages – the impasse
between the two approaches was so great that two entirely different volumes
were commissioned for what is effectively the same subject and period of art. In
1966, Gallimard published by André Grabar’s Early Christian Art: AD 200-395.
In 1970, the same press published Rome: The Late Empire. Roman Art 200-400
by Ranuccio Bianchi Bandinelli. There are striking overlaps in the images used,
in the geographic span (both books effectively focus on the Roman empire), in
the period covered (exactly the same) and in the range of kinds of objects treated
by both books. 27 But the White Russian, Paris-based, Orthodox-raised exile
from the Revolution – Grabar fled Petrograd in November 1917, days after the
Bolsheviks seized power – and the Italian Marxist presented radically different
and frankly incompatible ideological pictures. Those accounts – written well
into the second half of the twentieth century – not only enact the fundamental
ideological divide of Europe in the era of the Iron Curtain through its surviving
24
For example, Hans Peter L’Orange, Art Forms and Civic Life in the Late Roman
Empire, Princeton, 1965, 126-131; Ranuccio Bianchi Bandinelli, Rome: The Late
Empire. Roman Art AD 200-400, London, 1971, 1-38, 369-78: cf Berenson, The Arch
of Constantine, passim.
25
E.g. André Grabar, Christian Iconography: A Study of its Origins, Princeton, 1968;
Thomas Mathews, The Clash of Gods: A Reinterpretation of Early Christian Art,
Princeton, 1993; R.M. Jensen, Understanding Early Christian Art, London, 2000.
26
See e.g. Jas’ Elsner, ‘Late Antique Art: The Problem of the Concept and the Cumula-
tive Aesthetic’ in Simon Swain and Mark Edwards (eds.), Approaching Late Antiqui-
ty: The Transformation from Early to Late Empire, Oxford, 2004, 271-309, esp. 271-
86.
27
André Grabar, Early Christian Art: AD 200-395, New York, 1966 (published in the
UK as The Beginnings of Christian Art: 200-395, London, 1967) and Bianchi Bandi-
nelli, Rome: The Late Empire.
180 Art History and the Beginning of Late Antique Studies as a Discipline
late antique material culture (ironically pitting the émigré Russian against the
Italian Communist), but also perform the heritages of both lines of interpretation
by playing Grabar’s Russian Byzantinism (ultimately looking to Christian Or-
thodox renewal in the east) in contrast to Bianchi Bandinelli’s Romanism (rooted
in a sense of the implosion of the Italic visual tradition).
If we compare their conclusions, Grabar speaks of ‘the rise of an art of truly
Christian inspiration’, the modesty and ‘highly discrete nature’ of its early stages,
‘its touching quality’ (279-80). This is the cautious optimism of new begin-
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28
Elsewhere he is sympathetic to a Strzygowskian model of influence from the margins
in the rise of Christian art. See André Grabar, ‘Le tiers mode de l’Antiquité à l’école
de l’art classique et son rôle dans la formation de l’art du Moyen Age’ Revue de l’art
18 (1972) 9-26.
Jaś Elsner 181
the late antique moment of the rise of the colonate.29 Therefore it is no surprise
that some of Riegl’s most assiduous readers outside art history in the heady years
of the 1920s were Marxists, like Walter Benjamin and Gyorgi Lucasz. Our own
current practice within the art history of the later empire is born from the ances-
try of the implicit fight between Bianchi Bandinelli’s Marxist analysis and Gra-
bar’s romantic early Christian account. The critical terms and concepts govern-
ing their discussions still employed art historical models created before World
War 1, but deployed them in relation to ideological targets of the mid twentieth
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century, targets themselves arguably obsolete for us today, after the fall of the
Berlin Wall and the end of the Cold War. What is problematic, and the reason
that we desperately need a self critical and astute understanding of the historio-
graphic underpinnings of the discipline of late antique studies (not only its art
history), is that most scholars working today are largely blind to the now largely
forgotten ideological drives that governed the conceptual apparatus and method-
ological models we still use, as well as the theories and the truths that are most
forcefully asserted, about the period and its art.
In terms of the larger field of late antique studies, I am arguing that a cultural
model of ancestral genealogy was the key impetus for the late nineteenth century
birth of the study of late antiquity. This was grounded not only in the assump-
tion of artistic continuities and religious connectivities but also in an archaeolog-
ical fantasy of late-antique objects dug out of (at least some parts of) the territo-
ries belonging to the late Russian and Austrian empires and in Rome. Riegl’s
book explicitly makes this claim: its original title in 1901 was Die spätrömische
Kunst-Industrie nach den Funden in Österreich-Ungarn. The social and ideo-
logical underpinnings of this argument fell apart with the end of the European
29
One might cite Marc Bloch, ‘Comment et pourquoi finit l’esclavage antique?’ An-
nales ESC 2 (1947) 30-44, 161-70; A.H.M. Jones, ‘The Roman Colonate’ Past and
Present 13 (1958) 1-13; A.H.M. Jones, The Later Roman Empire Oxford, 1964, 795-
808 (note the modernity of Russian terms such as ‘kulak’, 809 and of Marxist con-
cepts such as ‘oppression’, 812); Perry Anderson, Passages from Antiquity to Feudal-
ism, London, 1974, 93-103; G.E.M. de Ste Croix, The Class Struggle in the Ancient
Greek World, London 1981, 158-60, 249-59, 373-4 (‘an intensification of the forms of
exploitation’, italicized in the original, with riposte from Peter Brunt, ‘A Marxist
View of Roman History’, JRS 72 (1982) 158-63: ‘there is no reason to think that the
colonate was designed to make intensified exploitation possible’). Of course all the
issues have changed in the wake of 1989: see e.g. Jean-Michel Carrié, ‘Colonato del
Basso Impero: La resistenza del mito’ in Elio Lo Cascio (ed.), Terre, proprietari e
contadini dell'impero romano : dall'affitto agrario al colonato tardoantico, Rome,
1997, 75-150; id. ‘Le “Colonat du Bas-Empire”: Un mythe historiographique’ Opus 1
(1982) 351-70; id. ‘Un roman des origins: Les genealogies du “Colonat du Bas-
Empire”’ Opus 2 (1983) 205-51; Peter Sarris, Economy and Society in the Age of Jus-
tinian, Cambridge, 2006, 137-9, 149-76; for an overview and critique of the field at
present, see Jairus Banaji, ‘Late Antiquity to the Early Middle Ages: What Kind of
Transition?’ Historical Materialism 19 (2011) 109-44.
182 Art History and the Beginning of Late Antique Studies as a Discipline
imperial experiment in the Great War, but the supreme event for the ways late
antiquity would be conceived thereafter was the October Revolution and the shift
within Europe from the long centuries of Catholic-Protestant ideological conflict
to a fight between what the West considered free democracy and Christendom,
on the one hand, and what it saw as the atheism of Marxist totalitarianism on the
other. That is, the study of late antiquity – and the interest in it – changed from a
cultural model to an economic one, with the focus on issues of administrative
control, taxation and institutional structure as designed to deliver the products of
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a serf economy. In 1989 this changed again with the end of the Iron Curtain, and
we are in entirely new and rather exciting intellectual terrain as a result. A cul-
tural historical model, with the visual arts back in the centre, is certainly possible
again, as heralded already in what transpires were the later years of the Cold War
by Peter Brown’s World of Late Antiquity (1971).
From the point of view of art history as a broad discipline, hardly anyone is
interested anymore in late antiquity as it developed in the European tradition.
The urgency in that direction lay in late European imperialism, in anti-
Protestantism, and later (but from a very different direction) in Marxism. Today,
very few people care about any of this. But Riegl’s legacy through Kunstwollen
and its inheritance – both the Geistesgeschichte and the Struktur of the later
Viennese, and the various forms of Iconology promulgated by Panofsky and the
Warburgians – is vast within art history, and especially through his work on late
antiquity. But in the era of globalism and the need for a comparative art history
that extends beyond Europe, we need to be clear. The invention and subsequent-
ly the study of late antiquity – themselves simultaneous with the invention of late
antique art as a distinct subject – have been fraught with the political and ideo-
logical complexities of modern European ancestry and self-fashioning. No story
can help being Eurocentric. All accounts are deeply flummoxed about the issue
of religion (we may study ‘early Christian art’ as a subset of ‘late antique art’ but
no one works on ‘Christian art’), in part because the question of originality and
innovation (the newness of Christianity in the Roman world) is deeply at odds
with the ideological desire for continuity with Greek art and Roman governance
– a Europe that is founded on antiquity. In part also, the rise of secularism espe-
cially in academia (hardly separable from the Marxist Orthodoxy that governed
half of Europe for the bulk of the twentieth century), have made the sympathetic
understanding of religion a difficult and alien procedure. The interpretative
divisions in relation to cultural change (as a process of natural and internal de-
velopment, or an invasion of malign foreign influence and so forth) have re-
mained in place from the imperial moment to well after the establishment of the
European Community, across two world wars and the Cold War. The need for a
new beginning, even in the limited field of the study of Western European and
Byzantine late antique art, is pressing; the need for a rethink that removes some
of the Orientalist, Aryanist and other nonsense in relation to late antique arts that
are not Christian, is at least as urgent.