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d e n t a l m a t e r i a l s 2 4 ( 2 0 0 8 ) 1412–1419

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The role of HEMA in one-step self-etch adhesives

K.L. Van Landuyt a , J. Snauwaert b , M. Peumans a , J. De Munck a ,


P. Lambrechts a , B. Van Meerbeek a,∗
a Leuven BIOMAT Research Cluster, Department of Conservative Dentistry, School of Dentistry, Oral Pathology
and Maxillo-Facial Surgery, Catholic University of Leuven, Kapucijnenvoer 7, B-3000 Leuven, Belgium
b Molecular and Nanomaterials, Department of Chemistry, Catholic University of Leuven,

Celestijnenlaan 200d, 3001 Heverlee, Belgium

a r t i c l e i n f o a b s t r a c t

Article history: In spite of its high allergenic potential, 2-hydroxyethyl methacrylate (HEMA), a low-
Received 13 August 2007 molecular-weight monomer, is frequently used in adhesives for its positive influence on the
Accepted 11 February 2008 bond strength. In addition, the presence of HEMA in one-component one-step adhesives
can prevent phase separation.
Objectives. In search of improved bonding effectiveness, the 24-h bond strength of four
Keywords: experimental one-step self-etch adhesives with different concentrations of HEMA to bur-cut
Adhesion enamel and dentin was determined using a micro-tensile bond strength protocol.
HEMA Methods. The tested experimental adhesives (Exp-0, Exp-10, Exp-19 and Exp-36) only differed
One-step self-etch adhesive in their concentration of HEMA, which was 0, 10, 19 and 36%, respectively. With an increasing
Phase separation concentration of HEMA, the concentration of acetone was decreased. Besides bond strength,
Droplets the adhesives were also examined by light-microscopy for phase separation. The interface
Osmosis was investigated by SEM and TEM.
Hydrophilic Results. Regarding bond strength, Exp-10 performed best. Even though Exp-36 was the only
adhesive formulation that did not exhibit phase separation on a glass plate, it yielded
the lowest bond strength. Accordingly, droplets could be observed by SEM and TEM in the
adhesive layers of all adhesives, except for Exp-36 on enamel.
Conclusion. A small amount of HEMA (10%) improved the bond strength of a one-step self-
etch adhesive. When added in higher concentrations, this beneficial effect of HEMA on the
bond strength is lost due to increased osmosis, which resulted in many droplets; due to
reduced polymerization conversion; and sub-optimal physico-mechanical properties of the
resultant poly-HEMA containing adhesive interface.
© 2008 Academy of Dental Materials. Published by Elsevier Ltd. All rights reserved.

1. Introduction [4]. HEMA has been reported to positively influence bond


strength to dentin [5]. Because of its hydrophilic character, it
2-Hydroxyethyl methacrylate (HEMA) is a water-soluble is also frequently added to improve miscibility of hydrophobic
methacrylate monomer frequently present in dental adhe- and hydrophilic components in an adhesive solution [6–8].
sives [1]. Its polar properties and small dimensions enhance The major drawback of the use of HEMA is its high aller-
the wetting properties of the adhesive solution [2,3] and the genic potential. Fast penetration of this monomer through
penetration efficacy of the adhesive into demineralized dentin gloves and through skin due to its low molecular weight can

Corresponding author. Tel.: +32 16 33 75 87; fax: +32 16 33 27 52.


E-mail address: bart.vanmeerbeek@med.kuleuven.be (B. Van Meerbeek).


0109-5641/$ – see front matter © 2008 Academy of Dental Materials. Published by Elsevier Ltd. All rights reserved.
doi:10.1016/j.dental.2008.02.018
d e n t a l m a t e r i a l s 2 4 ( 2 0 0 8 ) 1412–1419 1413

cause contact dermatitis (allergic reaction type IV), which is a


well-known occupational disease among dentists [9–11]. As
3. Light-microscopy
HEMA is not exclusively used in dentistry (varnish, paints,
lenses, fake nails, etc.), cross-allergic reactions have also All adhesive solutions were examined (uncured) for a poten-
been described [11]. Beside that, HEMA, being a mono- tial phase-separation reaction and the presence of droplets
methacrylate, may also deteriorate the mechanical properties by light-microscopy (LM) (Olympus BH2, Hamburg, Germany).
of the polymerized adhesive, which can result in inferior A drop of each self-etching solution was dispensed onto a
mechanical strength of the cured adhesive, enhanced water- glass plate, and imaged real-time at different magnifications
uptake, swelling and staining [8,12]. (140–280×) using a digital camera (JVC TK-870E, Yokohama,
Recently, HEMA was shown to play an important role Japan).
in preventing phase-separation reactions in one-component
one-step self-etch adhesives [6]. In these ‘one-bottle’ solu-
tions, polar and apolar ingredients are blended together with a 4. !TBS-testing
solvent such as water, acetone and ethanol. The solvent keeps
the ingredients in solution, but once dispensed subsequent The bond strength to enamel and dentin was determined
evaporation of the solvent can trigger a phase-separation reac- using a standardized micro-tensile bond strength proto-
tion with the formation of multiple droplets. Macroscopically, col. Non-carious human third molars (gathered following
this can be observed as an uncured drop of adhesive solution informed consent approved by the Commission for Medical
that becomes opaque. Microscopically, many droplets in the Ethics of KULeuven) were stored in 0.5% chloramine/water
uncured adhesive can be seen. When the adhesive is cured at 4 ◦ C and used within 1 month after extraction. To prepare
before the end of the separation reaction and thus before com- dentin samples, the occlusal crown third was removed with
plete removal of the droplets, the droplets get frozen in the a diamond saw (Isomet 1000, Buehler, Lake Bluff, IL, USA),
adhesive layer. HEMA can prevent such a phase-separation thereby exposing a flat mid-coronal dentin surface. A stan-
reaction by replacing the solvent and keeping the ingredients dardized bur-cut smear layer was produced by removing a thin
in solution [1]. layer of the surface using a Micro-Specimen Former (Univer-
The objective of this study was first to investigate the effect sity of Iowa, Iowa City, IA, USA), equipped with a high-speed
of HEMA on the adhesive performance of one-component regular-grit (100 !m) diamond bur (842, Komet, Lemgo, Ger-
one-step self-etch adhesives and second to determine the con- many). For enamel, a flat surface was ground using the same
centration of HEMA needed to prevent phase separation. The bur at the buccal and lingual surface of a tooth. All four
null hypothesis advanced in this study was that HEMA did not adhesives were applied on air-dried, but not overly desiccated
influence the bond strength of one-step self-etch adhesives. enamel and dentin. After a dwell time of 10 s, the adhesive was
strongly air-blown with maximum pressure and subsequently
light-cured for 10 s (Table 1). Composite build-ups were made
2. Materials and methods with Gradia Direct Anterior (GC, color A2) in three or four lay-
ers to a height of 5–6 mm. After 24 h storage in distilled water
Four experimental mild (pH 2) one-component (one-bottle) (37 ◦ C), rectangular sticks (2 mm × 2 mm wide; 8–9 mm long)
one-step self-etch adhesives containing a carboxylate and were sectioned perpendicular to the adhesive-tooth interface
phosphate-based functional monomer were prepared. Their using the Isomet saw. Only the four central dentin sticks
ingredients are listed in Table 1. They had an identical compo- were used to eliminate substrate regional variability [13,14].
sition but for the ingredient HEMA. Exp-0, Exp-10, Exp-19 and The sticks were trimmed at the interface into an hourglass
Exp-36 contained respectively 0, 10, 19 and 36% of HEMA. With shape (diameter of ±1.1 mm) using the Micro-Specimen For-
an increasing concentration of HEMA, the concentration of the mer, equipped with a fine-grit (30 !m) diamond bur (5835KREF,
solvent acetone was reduced. In Exp-36 the concentration of Komet) in a high-speed handpiece under air/water coolant.
acetone was substantially reduced. The specimens were fixed to Ciucchi’s jig with cyanoacrylate

Table 1 – Adhesives investigated, their composition and application procedure


Adhesive Manufacturer Compositiona,b Application

Exp-0 GC, Tokyo, Japan 4-MET, phA-m, DMA, acetone, water, filler, (1) Apply adhesive to the entire surface with a
photoinitiator, stabilizer disposable applicator
Exp-10 HEMA (10%), 4-MET, phA-m, DMA, acetone, water, (2) Keep dentin wet (shiny surface) with adhesive for
filler, photoinitiator, stabilizer at least 10 s; strongly air-dry
Exp-19 HEMA (19%), 4-MET, phA-m, DMA, acetone, water,
filler, photoinitiator, stabilizer
Exp-36 HEMA (36%), 4-MET, phA-m, DMA, acetone, water, (3) Light-cure for at least 10 s
filler, photoinitiator, stabilizer

a
Abbreviations of monomers in alphabetical order: DMA, dimathacrylates; HEMA, 2-hydroxyethyl methacrylate; 4-MET, 4-
methacryloxyethyltrimellitic acid; phA-m, phosphoric acid ester monomer.
b
Underlined words refer to differences in composition.
1414 d e n t a l m a t e r i a l s 2 4 ( 2 0 0 8 ) 1412–1419

Fig. 1 – Light-microscopical analysis to detect phase separation. In the upper row, the phase-separation reaction of Exp-0 is
demonstrated. As soon as the drop of the uncured adhesive’s solution was exposed to air and the solvent has started to
evaporate, a phase-separation reaction was triggered. A multitude of droplets was formed. This could also be observed with
the bare eye, as the drop turned opaque. These droplets disappeared with time. After 1 min, the majority of droplets were
still present. Notice the droplet-free halo at the periphery of the drop. It took more than 6 min before all droplets had
vanished. In the lower row, the HEMA-containing experimental adhesives are shown. Only Exp-36 did not exhibit phase
separation, not even after several minutes.

glue (Model Repair II Blue, Dentsply-Sankin, Ohtawara, Japan) ter determine the presence and the position of interfacial
and stressed in tension at a crosshead speed of 1 mm/min droplets.
using a universal testing device (LRX, Lloyd, Hampshire, UK).
The !TBS was derived by dividing the imposed force at the
time of fracture by the bond area (mm2 ). Statistical differences 6. Results
were examined using Kruskal–Wallis non-parametric statis-
tical analysis (˛ = 0.05). The mode of failure was determined LM analysis of uncured adhesive solutions revealed a phase-
with a stereomicroscope at 50× magnification. separation reaction in all experimental adhesives but Exp-36
Representative dentin and composite !TBS-fracture (Fig. 1, Table 2).
planes, exhibiting the most frequently observed failure mode Addition of HEMA to the HEMA-free Exp-0 did improve the
and a !TBS close to the mean, were processed for field- bond strength to enamel, however only significantly for small
emission gun scanning electron microscopy (Feg-SEM, Philips concentrations (10 and 19% HEMA). When the concentration
XL30, Eindhoven, The Netherlands) using common specimen of HEMA was increased to 36%, no significant effect on the
processing described previously [15]. bond strength compared with Exp-0 was evident (Fig. 2).
A similar beneficial effect of HEMA on the bond strength
to dentin could be observed (Fig. 3). 10% HEMA increased the
5. TEM and SEM interface characterization bond strength significantly. Higher concentrations of HEMA
(19 and 36%) did not improve the bond strength. Moreover,
In order to investigate the effect of HEMA on the adhe- 36% of HEMA even reduced the bond strength compared to
sive interface, dentin specimens of all adhesives tested Exp-0, however not significantly.
were prepared for TEM. Further specimen processing fol- Fracture analysis by light microscopy revealed a predom-
lowed the procedure described in detail by Van Meerbeek inantly mixed adhesive failure pattern on both enamel and
et al. [16]. Non-demineralized ultra-thin sections were cut dentin. In particular Exp-36 on dentin mainly failed at the
(Ultracut UCT, Leica) and stained with 50 wt.% ammo- adhesive–composite interface.
niacal silver-nitrate solution [17], after which they were Electron microscopy revealed the presence of droplets in all
examined by TEM (Philips CM10). As voids observed by adhesives tested on both enamel and dentin, except for Exp-36
TEM, especially when situated at the adhesive–composite that did not exhibit droplets on enamel (Figs. 4 and 5, Table 2).
interface, cannot be distinguished from artifacts, the epoxy- In the adhesive layers of Exp-0 and Exp-10, the few droplets
resin-embedded blocks that remained after diamond-knife observed were located mainly throughout the adhesive layer.
ultra-microtomy were also examined using SEM to bet- The size of these droplets varied between 1 and 10 !m. On
d e n t a l m a t e r i a l s 2 4 ( 2 0 0 8 ) 1412–1419 1415

Table 2 – Observations of droplets in the adhesive layer of the experimental adhesives on a glass plate by light
microscopy (not cured) and by SEM during the failure analysis (cured)
Phase separation in SEM interfacial analysis: presence and location of droplets Origin of
uncured adhesive at the interface (SEM) droplets [26]
drop (LM)
Enamel Dentin

Exp-0 Yes Some droplets (throughout adhesive layer) Some droplets (throughout adhesive layer) Mainly phase
separation
Exp-10 Yes Some droplets (throughout adhesive layer) Some droplets (throughout adhesive layer) Mainly phase
separation
Exp-19 Yes Very few droplets (throughout adhesive layer) Many droplets (very few in the adhesive Phase
layer, mainly at the interface between separation
adhesive layer and composite) and osmosis
Exp-36 No No droplets Many droplets (at the interface between Osmosis
adhesive layer and composite)

enamel, Exp-19 exhibited only very few droplets which were


similar to those in Exp-0 and Exp-10. On dentin, however,
numerous smaller (0.3–1.5 !m) droplets could be found located
at the transition between the adhesive layer and the lining
composite. In Exp-36, no droplets at all could be found on
enamel, in contrast to the numerous droplets on dentin, again
located between the adhesive layer and the composite.
All experimental adhesives produced a similar partially
demineralized hybrid layer with a thickness between 1 and
1.5 !m. In spite of the variable thickness of the adhesive layer,
depending on the smear layer and on the scratches made by
the diamond bur, the adhesive layer in Exp-0 and Exp-10 was
overall wider than in Exp-19 and Exp-36. The average width of
Fig. 2 – Box-whisker plot (min-[lower the adhesive layer in Exp-0 and Exp-10 was 10 !m, compared
quartile–median-upper quartile]-max) of the !TBS to to 5 !m in Exp-19 and Exp-36. Moreover, a distinct oxygen-
enamel. On the right, mean (standard deviation); n, total inhibition layer could only clearly be discerned in Exp-0 and
number of tested specimens; ptf, pre-testing failure. The Exp-10.
diamonds represent the mean !TBS and the vertical line in
the box is the median. Means with unlike superscript
letters are statistically significantly different.
7. Discussion

The composition of the four experimental adhesives in this


study was identical, except for the concentration of HEMA
and correspondingly the amount of acetone. As a result, the
concentrations of the other ingredients, such as cross-linkers
and functional monomers, initiators, inhibitors and fillers,
was equal for all adhesives tested, hence allowing for an
indisputable evaluation of the effect of HEMA on adhesive
performance [1].
It is a long-known and generally accepted fact that HEMA
pretreatment of demineralized dentin or HEMA in the primer
of etch and rinse adhesives improves the bond strength to
demineralized dentin [4,18,5,19–21]. Regarding bond strength,
the optimal concentration of HEMA in the primer was deter-
mined to be 30–40% [18,20]. Beyond this concentration, the
bond strength decreases [18]. Besides lowering the viscos-
Fig. 3 – Box-whisker plot (min-[lower
ity of primers (or adhesive resins in one-bottle systems) and
quartile–median-upper quartile]-max) of the !TBS to
improving the wetting capacity, HEMA also promotes resin
dentin. On the right, mean (standard deviation); n, total
penetration into the demineralized dentin [22].
number of tested specimens; ptf, pre-testing failure. The
In contrast to etch and rinse adhesives, self-etch adhesives
diamonds represent the mean !TBS and the vertical line in
do not require a separate etching phase as they contain acidic
the box is the median. Means with unlike superscript
monomers that demineralize and infiltrate enamel and dentin
letters are statistically significantly different.
simultaneously and do not need to be rinsed off. Together
1416 d e n t a l m a t e r i a l s 2 4 ( 2 0 0 8 ) 1412–1419

Fig. 4 – Transmission-electron microscopy images of the adhesive–dentin interface produced by the four experimental
one-step adhesives. All sections were silver-stained, but the amount of silver-stain varied considerably even within one
section. No remarkable differences between the hybrid layers could be distinguished. All four experimental adhesives
yielded a partially demineralized hybrid layer of 0.5–1.5 !m, in which hydroxyapatite crystals could still be found. Even
though the thickness of the adhesive layer varied considerably in one specimen according to the grooves of the smear layer
(see also Fig. 5), the adhesive layers of Exp-0 and Exp-10 were generally wider than those of Exp-19 and Exp-36. The
average thickness of the adhesive layers of Exp-0 (a) and Exp-10 (b) was approximately 10 !m. Moreover, in these two
adhesives, a well-defined oxygen-inhibition layer of several micrometers could be discerned. The width of the adhesive
layer in Exp-19 (c) and Exp-36 (d) was around 5 !m, and most often, no oxygen-inhibition layer was visible. Abbreviations:
Ar, adhesive resin; C, composite; Dt, dentinal tubule; Hy, hybrid layer; O2 I, oxygen-inhibition layer; Ud, unaffected dentin.

Fig. 5 – Pairs of scanning-electron microscopy images, representing left (a, c, e, and g) failed enamel or dentin !TBS
specimens and right (b, d, f, and g) the respective interface of the experimental adhesive with dentin. These samples were
prepared as for transmission electron microscopy, including sectioning by the ultra-microtome (b). This procedure allowed
good evaluation of the exact location of the droplets with reference of the adhesive layer, which was not possible with the
failed specimens. (a) Shows the presence of phase-separation droplets in Exp-0 on enamel. (b) Shows a TEM specimen after
trimming and ultra-microtomy. Notice that the adhesive layer varies significantly regarding thickness. In this dentin
specimen, no droplets could be found. In the adhesive layer of Exp-10 some phase-separation droplets could be found (c).
Evaluation of the interface indeed showed that these droplets were located within the adhesive layer (d). In contrast to
Exp-0 and Exp-10, many very small droplets could be observed in dentin samples of Exp-19 (e) and Exp-36 (g). Moreover,
these droplets were located near the transition between the adhesive layer and the composite. These droplets were
therefore assigned to an osmosis process, in which water travels from the dentin through the cured adhesive layer.
Abbreviations: Ar, adhesive resin; C, composite; D, dentin; E, epon; Ud, unaffected dentin.
d e n t a l m a t e r i a l s 2 4 ( 2 0 0 8 ) 1412–1419 1417
1418 d e n t a l m a t e r i a l s 2 4 ( 2 0 0 8 ) 1412–1419

with the fact that the acidic monomers in self-etch adhesives HEMA, due to its low molecular weight and its polar prop-
may also contribute to the wetting properties of an adhe- erties, enhances the diffusion process of water through the
sive, the need for HEMA is reduced in self-etch adhesives. In adhesive layer. When the adhesive contains a high concentra-
view of the allergenic disadvantages of HEMA, some manu- tion of HEMA, the oxygen-inhibition layer will also contain a
facturers may want to omit HEMA from the composition of proportionally high amount of HEMA monomers, which will
adhesives. increase the oncotic pressure, thus enhancing the osmosis
Nevertheless, the results of this study indicate that a process. Even though an osmosis process must certainly also
small amount of HEMA is beneficial to the 24-h bond take place in Exp-0 and Exp-10, it was concluded that the
strength of one-step self-etch adhesives to both enamel and droplets in these adhesives mainly originated from phase sep-
dentin. An optimal concentration, yielding maximum bond aration (Table 2). Low concentrations of HEMA (up to 10%)
strength, could be determined at 10% of HEMA. Of course, did not seem to induce a significant osmosis process, at least
this result should be confirmed by long-term studies, evalu- not when the composite was immediately cured. However, in
ating bond strength not after 24 h, but after longer periods. Exp-19, the higher concentration of HEMA (19%) did induce
Concentrations beyond 10% did not have any supplemen- an osmosis process that resulted in a significant number of
tary advantageous effect on the bond strength to enamel droplets even when the composite was immediately cured
and dentin. Higher concentrations of HEMA even lowered the (Table 2).
bond strength, especially to dentin. The null hypothesis that Hence, the negative effect of high concentrations of HEMA
HEMA does not influence the adhesive performance of one- on the bond strength can be explained by several factors.
step adhesives must thus be rejected. First, HEMA exacerbates the osmosis process, which results
Besides influencing the bond strength, HEMA also affected in an abundance of droplets on dentin [26]. It was already
the stability of the adhesive solutions in this study. Only very shown that these droplets may reduce the bond strength,
high amounts of HEMA, replacing the majority of acetone, especially after delay-curing the composite. The weakening
were able to prevent phase separation. Only Exp-36 was free effect of the osmosis droplets was also confirmed by failure
of droplets from phase separation. Nevertheless, this adhesive analysis of the Exp-36 samples on dentin, which were shown
obtained the lowest bond strength results of all tested adhe- to have failed predominantly between the composite and the
sives. Moreover, in spite of droplet formation due to phase adhesive layer. SEM confirmed that the fracture plane most
separation, many small droplets could be found in this adhe- frequently involved the osmosis droplets (Fig. 5). Secondly,
sive when applied to dentin. increased amounts of HEMA may have led to reduced polymer-
This study also demonstrated an effect of the amount ization due to its hydrophilicity and water attraction, leading
of HEMA on the thickness of the adhesive layer. It is to dilution of the monomers [28,29]. In addition, as higher con-
clear that the small molecular weight of HEMA decreases centrations of HEMA result in a thinner adhesive layer, oxygen
the viscosity of the dental adhesive, resulting in thinner inhibition may inhibit polymerization even more [30]. Low
adhesive layers. Overly thinned adhesive layers have been conversion rates have been associated with declined mechan-
associated with reduced physico-mechanical strength due to ical strength of adhesives [31]. A third plausible explanation
oxygen inhibition of the polymerization, resulting in sub- may be the reduced cross-link density of the resulting poly-
optimal curing rates [23,24]. The absence of a clearly distinct mer in the adhesive layer, as HEMA only has one polymerizable
oxygen-inhibition layer in Exp-19 and Exp-36 however does group [1]. Cross-linked polymers have been shown to exhibit
not indicate that there was no oxygen inhibition in the better physico-mechanical strength than linear polymers
HEMA-rich experimental adhesives. This rather indicates [12,32,33].
the absence of a good polymerized part of the adhesive The beneficial effect of 10% HEMA must be explained by
layer. the good wetting properties of this monomer [2,4].
Recently, it was demonstrated that one-step adhesives Some authors have warned against one-step self-etch
may exhibit droplets from two different origins: those aris- adhesives, which are too hydrophilic in comparison to multi-
ing from phase separation [6] and those from water attraction step adhesives [34]. This study showed that not all one-step
and osmosis through the cured adhesive layer [25,26]. These adhesives are hydrophilic and that depending on their chem-
two kinds of droplets can be differentiated by their loca- ical composition (for example depending on the amount
tion with reference to the adhesive layer, their size, and of HEMA), one-step adhesives can be classified as rather
their behavior. Droplets originating from a phase-separation hydrophobic or hydrophilic. Whereas hydrophobic one-step
reaction are located throughout the adhesive layer and are adhesives are more prone to phase-separation reactions,
generally larger than osmosis droplets. The latter are not hydrophilic one-step self-etch adhesives tend to be more sus-
only smaller, but can also only be found at the transition ceptible to osmosis.
between adhesive layer and lining composite, which corre- By and large, this study showed that small amounts (10%)
sponds to the oxygen-inhibition layer, a zone with uncured of HEMA improve the bonding efficacy of a one-step self-etch
monomers [23,27]. As the oxygen-inhibition layer represents adhesive by enhancing the wetting behavior of the adhesive.
a hypertonic area, water from dentin will be attracted by diffu- Yet, this concentration of HEMA was not capable of prevent-
sion. The osmosis droplets exhibit a time-dependent behavior ing phase separation. Paradoxally, high amounts of HEMA that
as their number will increase when the lining composite is indeed block a phase-separation reaction and subsequent for-
delay-cured [25,26]. Nonetheless, it was shown that osmosis mation of droplets, lead to even more droplets by osmosis. The
droplets can already be found even when the lining com- adverse effect of high concentrations of HEMA on the bond
posite is immediately cured. It was also already shown that strength must be attributed to a combined effect of the pres-
d e n t a l m a t e r i a l s 2 4 ( 2 0 0 8 ) 1412–1419 1419

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