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ABSTRACT
Background. Targeted therapies and checkpoint blockade Results. Eighty-one patients were included. Seventy-two
therapy (CBT) have shown efficacy for patients with Hodg- percent had stage III–IV disease, and the population was
kin lymphoma (HL) in the relapsed and refractory (R/R) set- heavily pretreated with a median of four therapies before
ting, but once discontinued owing to progression or side CBT. Most patients (65%) discontinued CBT owing to pro-
effects, it is unclear how successful further therapies will gression. The ORR to post-CBT therapy was 62%, with a
be. Moreover, there are no data on optimal sequencing of median PFS of 6.3 months and median OS of 21 months.
these treatments with standard therapies and other novel Post-CBT treatment regimens consisted of chemotherapy
agents. In a multicenter, retrospective analysis, we investi- (44%), targeted agents (19%), immunotherapy (15%), trans-
gated whether exposure to CBT could sensitize HL to subse- plant conditioning (14%), chemotherapy/targeted combina-
quent therapy. tion (7%), and clinical trials (1%). No significant difference
Materials and Methods. Seventeen centers across the in OS was found when stratified by post-CBT regimen.
U.S. and Canada retrospectively queried medical records Conclusion. In a heavily pretreated R/R HL population, CBT
for eligible patients. The primary aim was to evaluate the may sensitize patients to subsequent treatment, even after
overall response rate (ORR) to post-CBT treatment using progression on CBT. Post-CBT regimen category did not
the Lugano criteria. Secondary aims included progression- impact OS. This may be a novel treatment strategy, which
free survival (PFS), duration of response, and overall warrants further investigation in prospective clinical trials.
survival (OS). The Oncologist 2020;25:878–885
Correspondence: Catherine S. Diefenbach, M.D., Perlmutter Cancer Center at NYU Langone Health, 240 East 38th St., 19th Floor, New York,
New York 10016, USA. Telephone: 212-731-5670; e-mail: catherine.diefenbach@nyumc.org Received February 27, 2020; accepted for
publication July 16, 2020; published Online First on August 28, 2020. http://dx.doi.org/10.1634/theoncologist.2020-0167
No part of this article may be reproduced, stored, or transmitted in any form or for any means without the prior permission in writing from
the copyright holder. For information on purchasing reprints contact Commercialreprints@wiley.com. For permission information contact
permissions@wiley.com.
Implications for Practice: Novel, life-prolonging treatment strategies in relapsed and refractory (R/R) Hodgkin lymphoma
(HL) are greatly desired. The results of this multicenter analysis concur with a smaller, earlier report that checkpoint block-
ade therapy (CBT) use in R/R HL may sensitize patients to their subsequent treatment. This approach may potentially
enhance therapeutic options or to bridge patients to transplant. Prospective data are warranted prior to practice implemen-
tation. As more work is done in this area, we may also be able to optimize sequencing of CBT and novel agents in the treat-
ment paradigm to minimize treatment-related toxicity and thus improve patient quality of life.
Table 1. Patient characteristics an oral agent targeting programmed death ligand 1 (PD-L1)/
PD-L2 and V-domain Ig suppressor of T-cell activation.
Characteristics n (%)
Patients received a median of 8 infusions (range 1–41), and
No. of patients 81 there was a median of 49 days (range 0–737) between treat-
Age, median (range), yr 39 (21–78) ment with last dose of CBT and initiation of post-CBT ther-
Male vs. female 41 vs. 40 apy. Sixty-five percent of patients discontinued CBT because
Stage I–II 23 (28) of PD (n = 53); other causes included toxicity (n = 13), trans-
Stage III–IV 58 (72) plant preparation (n = 10), per clinical trial protocol (n = 1),
infection (n = 1), CR after adding chemo (n = 1), or CR to CBT
No. of therapies before CBT, median (range) 4 (1–11)
itself (with PD after discontinuation; n = 2). The ORR to CBT
No. of SCTs prior to CBT 40 (49) was 56%, including 7 CRs and 38 PRs. Eighteen patients
Auto 31 (22%) had a best response of stable disease (SD), 17 (21%)
Allo 6 PD, and 1 (1%) indeterminate (Table 1).
Both (with allo most recent) 3
Disease status prior to CBT
Efficacy of Post-CBT Treatment
Relapsed (responded for more than 6 mo) 22
The most commonly used post-CBT treatment regimen was
Refractory (progressed within 6 mo) 59 cytotoxic chemotherapy (44%: 67% combination and 33% sin-
DOR to most recent treatment prior to CBT, 84 gle agent), followed by targeted therapies (19%) including
median (range), days (0–2,953) brentuximab vedotin, ibrutinib, and everolimus. Fifteen per-
No. of CBT infusions, median (range) 8 (1–41) cent of patients received an alternate immunotherapy, includ-
Best response to CBT ing nivolumab, pembrolizumab, CAR-T, lenalidomide,
PD 17 (21) Lymphocyte-activation gene 3 LAG-3 inhibitors, and the inves-
SD 18 (22) tigational therapies MDR1 and TTI-621, whereas 14% received
conditioning regimens for SCT. One patient was treated on a
PR 38 (47)
clinical trial with a drug that did not fall into any other cate-
CR 7 (9) gory (calcium channel blocker; Tables 2, 3).
Indeterminate 1 (1) The ORR to post-CBT treatment was 62%, with 34 CRs
Reason for discontinuing CBT (42%) and 16 PRs (20%). Ten patients (12%) had SD as their
PD 53 (65) best response, and 19 (23%) PD. Two patients’ responses
were indeterminate as it was too early in their treatment
Toxicity 13 (16)
course (Fig. 1). The median DOR to post-CBT therapy was
Transplant prep 10 (12)
169 days for the entire cohort. Even though only 11 patients
Infection 1 directly underwent transplant conditioning after CBT, 38 total
Per protocol 1 patients (47%) ultimately proceeded to transplantation at
CR after adding chemo 1 any time after CBT: 22 AlloSCT and 16 ASCT (Table 1).
CR to CBT but PD after discontinuation 2 Fifty-six percent of patients (n = 45) in the analysis had
had a response to CBT itself (CR or PR), and 76% (n = 34 of
DOR to post-CBT therapy, median (range), days 169
(30–1,490) 45) of these patients responded to post-CBT therapy. Of the
35 patients whose response to CBT was SD or PD, 15 (43%)
Time between CBT and subsequent treatment, 47 (0–737)
median (range), days responded to post-CBT treatment (Fig. 2). The one patient
No. of SCTs after CBT 38 (47) with indeterminate response to CBT had a PR to post-CBT
therapy. Three patients who progressed through CBT had a
Auto 16
CR to their next line of therapy; all of these patients’ post-
Allo 22 CBT regimens were chemotherapy. Seven patients (9%)
Abbreviations: Allo, allogeneic; Auto, autologous; CBT, checkpoint progressed through both lines of therapy.
blockade; CR, complete response; DOR, duration of response; PD,
progression of disease; PR, partial response; SCT, stem cell trans-
As of December 2018, 30 patients (45%) had not yet prog-
plant; SD, stable disease. ressed on post-CBT therapy, yielding a median PFS of
6.3 months (Fig. 3A). The median OS to post-CBT therapy was
21 months (Fig. 3B); 14 (17%) patients expired: 10 from dis-
patients (73%) were refractory to their immediate pre-CBT ease progression, 2 from transplant complications (hyperacute
therapy, whereas 22 patients (27%) had an initial response GVHD, veno-occlusive disease), 1 from paraneoplastic syn-
and subsequently relapsed. All patients had received prior drome, and 1 from carmustine-related pneumonitis/pneumo-
chemotherapy. nia. No statistically significant difference in OS was found
when stratified by post-CBT regimen (Fig. 3C).
Response to CBT Further statistical analysis showed that there was a sig-
Checkpoint inhibitors used were nivolumab (n = 52), nificant correlation between the number of prior regimens
pembrolizumab (n = 23), ipilimumab (n = 3) ipilimumab/ and outcome to post-CBT. However, a pairwise comparison
nivolumab combination (n = 2), and CA170 (n = 1), which is failed to replicate this and showed no difference.
DISCUSSION
More than 70% of patients with HL are cured with initial
therapy [14, 15]. Autologous and AlloSCT may be curative
for about half of patients with relapsed disease, but mini-
mal disease burden is generally required to optimize out-
Figure 3. Kaplan-Meier Curves (A): PFS to post-CBT therapy. At
comes [16–18]. Transplant is less successful for patients a median follow-up of 18 months, median PFS is 6.3 months.
whose disease is chemotherapy resistant or multiply Thirty (45%) patients have not yet progressed. (B): OS to post-
relapsed [19]. Brentuximab vedotin and PD-1 inhibitors CBT therapy. Median OS has not been reached. Sixty-six (81%)
have improved outcomes in this setting, but most of these patients remain alive. (C): OS by post-CBT regimen. For
patients will ultimately relapse [18, 20, 21]. Novel (Figure legend continues on next page.)
approaches to minimize disease burden prior to transplant chemotherapy alone [28, 29]. Moreover, although CBT by
are needed. Our data show that checkpoint inhibitors may itself has shown little activity in NHL, a retrospective study
sensitize patients to subsequent therapy, even allowing for showed that the DOR to therapies given after CBT were lon-
multiply relapsed and refractory patients to have a ger than the DOR to the line of treatment immediately
response to chemotherapy. before CBT, suggesting a potentiation effect from the
In addition to objective tumor response (62%), a signifi- immunotherapy [9]. It is possible that in our study the CBT
cant number of additional patients (12%) were able to is working synergistically with the next line of therapy,
achieve SD with post-CBT therapy. The median DOR for despite its administration as an earlier line of therapy.
patients who achieved SD was 5.2 months. This was clini- Another potential hypothesis is that the CBT alters the
cally meaningful as these patients had minimal disease bur- TME, making the tumor cell more susceptible to DNA dam-
den with minor impairment of functional status during this age, and more receptive to tumor killing once damage
time. Moreover, stable disease may represent a milestone occurs within the tumor cells and antigen is released. In
for these patients, as the median OS for patients with solid tumors it is understood that tumor mutational burden
HL who have failed ASCT is 20 months [22]. The median predicts immunotherapy response more accurately than
DOR to post-CBT therapy for our entire population was PD-L1 expression [30]. Chemotherapy can promote cyto-
5.6 months as compared with a median DOR of 2.6 months toxic T-lymphocyte function by increasing tumor antigen
to the line of therapy prior to CBT (p = .0003). In our study presentation and improving the penetration of cytotoxic T
population, 40 patients (49%) received SCT prior to CBT lymphocytes into the tumor parenchyma [31]. Studies in
(31 ASCT, 6 AlloSCT, and 1 both). Nearly the same number mice have shown that chemotherapy can be used to
of patients (n = 38, 47%) were ultimately able to proceed to increase mutational load; when this leads to changes in
SCT (16 ASCT, 22 AlloSCT) after a meaningful response to immune cell infiltration, the mice were more responsive to
post-CBT therapy. The degree and depth of these responses CBT [32]. Whether the reverse sequence of therapies
suggest that CBT may be sensitizing patients to their subse- induces a greater response has not been studied. Further
quent treatments, perhaps through priming of the tumor prospective correlative studies should help to elucidate this
microenvironment (TME) to subsequent direct tumor fascinating question.
killing. Limitations of our study include the heterogeneity of
In the analysis of OS by post-CBT treatment regimen prior treatments in our patient population, the retrospec-
category, no treatment type appeared to be superior, tive nature of our analysis, and our small sample size. Addi-
suggesting a generalized sensitization from CBT. However, tionally, all of our patients had adequate performance
our study was not powered to make this comparison. Most status to be considered for further treatment.
patients were treated with chemotherapy alone. Far fewer Our data suggest that patients with HL who relapse
patients were treated with a combination of targeted ther- after CBT may have a good response to subsequent sal-
apy and chemotherapy, other immunotherapy, targeted vage therapy. Our study is not powered to make any
therapies, or SCT conditioning. Moreover, most of the recommendations as to which treatments may work syn-
patients who received subsequent immunotherapy were ergistically with CBT or produce an optimal response.
enrolled in a clinical trial. Prospective, randomized trials with thoughtful correlative
Statistical analysis ultimately failed to show a definitive analyses are needed to study this topic further. Now that
correlation between the number of prior regimens and out- CBT is used earlier in the repertoire of standard treat-
come after CBT. However, this may be due to a limited sam- ments, it may be easier to investigate this question. If our
ple size or a weak correlation and should be evaluated hypothesis is true, then we should expect to see longer
prospectively in larger studies. PFS and DOR to later lines of chemotherapy when used
Checkpoint blockers remain active systemically for sev- after progression to CBT.
eral months beyond the time of administration owing to a
half-life of 15–25 days [23–25]; side effects of CBT have
been seen up to a year after discontinuation [26]. Murine
CONCLUSION
studies suggest that chemotherapy increases the antitumor
R/R HL presents a clinical challenge, and better treatment
activity mediated by CBT by inducing immunological
strategies are greatly desired to prevent these patients
changes, which vary depending on the chemotherapeutic
from ultimately succumbing to their disease. Our work sug-
agent used [27]. In lung cancer and renal cell carcinoma,
gests that CBT treatment may sensitize patients with HL to
the addition of immunotherapy to chemotherapy and
subsequent therapy, but prospective data are needed to
targeted agents has shown superior results to
validate this finding. As more work is done in this area, we
may be able to optimize sequencing of CBT and novel
agents in the treatment paradigm to minimize toxicity
(Figure legend continued from previous page.) related to treatment and to optimize patient outcomes.
standard chemotherapy, targeted therapy, transplant condition-
ing, other immunotherapy, chemotherapy + targeted therapy,
and clinical trial drugs that do not fall into another category, no
regimen was superior with regard to OS (p = .66). ACKNOWLEDGMENTS
Abbreviations: CBT, checkpoint blockade therapy; OS, overall This study was supported (in part) by funding from American Can-
survival; PFS, progression-free survival. cer Society grant MRSG-14-052-01-LIB to C.S.D. This study was
previously presented in part at the American Society of Hematol- Reem Karmali, Madelyn Burkart, Pallawi Torka, Kevin David, Catherine Wei,
Frederick Lansigan, Lukas Emery, Daniel Persky, Sonali Smith, James God-
ogy Annual Meeting, December 2018, San Diego, California. frey, Julio Chavez, Yuhe Xia, Andrea B. Troxel, Catherine Diefenbach
AUTHOR CONTRIBUTIONS
Conceptions/design: Nicole A. Carreau, Catherine Diefenbach
Provision of study material or patients: Nicole A. Carreau, Philippe Armand, DISCLOSURES
Reid Merryman, Ranjana H. Advani, Michael A. Spinner, Alex Herrera, Philippe Armand: Merck, Bristol-Myers Squibb, Pfizer, Affimed,
Robert Chen, Sarah Tomassetti, Radhakrishnan Ramchandren, Muham- Adaptive, Infinity, ADC Therapeutics (C/A), Merck, Bristol-Myers
mad S. Hamid, Sarit Assouline, Raoul Santiago, Nina Wagner-Johnston, Squibb (H), Merck, Bristol-Myers Squibb, Affimed, Adaptive, Roche,
Suman Paul, Jakub Svoboda, Steven Bair, Stefan Barta, Yang Liu, Sunita Tensha, Otsuka, Sigma Tau, Genentech (RF); Ranjana H. Advani:
Nathan, Reem Karmali, Madelyn Burkart, Pallawi Torka, Kevin David, Seattle Genetics, Takeda (C/A), Seattle Genetics, Merck, Millenium
Catherine Wei, Frederick Lansigan, Lukas Emery, Daniel Persky, Sonali (RF); Alex Herrera: Bristol-Myers Squibb, Genentech, Merck, KiTE
Smith, James Godfrey, Julio Chavez, Catherine Diefenbach Pharma/Gilead, Adaptive Biotechnologies, Seattle Genetics (C/A),
Collection and/or assembly of data: Nicole A. Carreau, Orrin Pail, Philippe Bristol-Myers Squibb, Genentech, AstraZeneca, Merck, Seattle
Armand, Reid Merryman, Ranjana H. Advani, Michael A. Spinner, Alex Genetics, Gilead Sciences (RF); Robert Chen: Affimed, Bristol-
Herrera, Robert Chen, Sarah Tomassetti, Radhakrishnan Ramchandren, Myers Squibb, Pharmacyclics, Seattle Genetics, Millennium
Muhammad S. Hamid, Sarit Assouline, Raoul Santiago, Nina Wagner-John- Pharmaceuticals, Merck & Co. (RF), Bristol-Myers Squibb,
ston, Suman Paul, Jakub Svoboda, Steven Bair, Stefan Barta, Yang Liu, Sun- Pharmacyclics, Seattle Genetics, Millennium Pharmaceuticals,
ita Nathan, Reem Karmali, Madelyn Burkart, Pallawi Torka, Kevin David, Genentech Inc., Merck & Co. (C/A), Seattle Genetics (H), Seattle
Catherine Wei, Frederick Lansigan, Lukas Emery, Daniel Persky, Sonali Genetics, Merck & Co. (other); Radhakrishnan Ramchandren:
Smith, James Godfrey, Julio Chavez, Catherine Diefenbach Bristol-Myers Squibb, Seattle Genetics, Pharmacyclics LLC an
Data analysis and interpretation: Nicole A. Carreau, Orrin Pail, Philippe AbbVie Company, Janssen (C/A), Seattle Genetics, Pharmacyclics
Armand, Reid Merryman, Ranjana H. Advani, Michael A. Spinner, Alex LLC an AbbVie Company, Janssen, Merck (RF); Sarit Assouline:
Herrera, Robert Chen, Sarah Tomassetti, Radhakrishnan Ramchandren, Janssen, Bristol-Myers Squibb, Pfizer, Roche (H), Janssen (SAB),
Muhammad S. Hamid, Sarit Assouline, Raoul Santiago, Nina Wagner-John- Bristol-Myers Squibb, Roche, Novartis (RF), Bristol-Myers Squibb,
ston, Suman Paul, Jakub Svoboda, Steven Bair, Stefan Barta, Yang Liu, Sun- Pfizer, Roche (other); Nina Wagner-Johnston: Celgene, Merck,
ita Nathan, Reem Karmali, Madelyn Burkart, Pallawi Torka, Kevin David, Novartis, Astex (RF), Juno, Janssen, ADC Therapeutics (H, SAB),
Catherine Wei, Frederick Lansigan, Lukas Emery, Daniel Persky, Sonali Janssen (C/A); Jakub Svoboda: Bristol-Myers Squibb, Kite,
Smith, James Godfrey, Julio Chavez, Yuhe Xia, Andrea B. Troxel, Catherine Pharmacyclics, Kyowa, Seattle Genetics (C/A), Bristol-Myers
Diefenbach Squibb, Regeneron, Merck, TG Therapeutics, Pharmacyclics, Seattle
Manuscript writing: Nicole A. Carreau, Orrin Pail, Philippe Armand, Reid Genetics (RF); Steven Bair: Bayer (C/A), Bayer, Celgene, Merck,
Merryman, Ranjana H. Advani, Michael A. Spinner, Alex Herrera, Robert Seattle Genetics, Takeda (RF), Janssen (SAB), Mundipharma, Seattle
Chen, Sarah Tomassetti, Radhakrishnan Ramchandren, Muhammad Genetics (H); Reem Karmali: Takeda, Bristol-Myers Squibb (RF),
S. Hamid, Sarit Assouline, Raoul Santiago, Nina Wagner-Johnston, Gilead/Kite, Celgene/Juno (SAB), AstraZeneca (other); Sonali
Suman Paul, Jakub Svoboda, Steven Bair, Stefan Barta, Yang Liu, Sunita Smith: Bristol-Myers Squibb (C/A), Portola (H); Julio Chavez:
Nathan, Reem Karmali, Madelyn Burkart, Pallawi Torka, Kevin David, Novartis, Genentech, Kite, Humanigen (C/A), Novartis, Genentech,
Catherine Wei, Frederick Lansigan, Lukas Emery, Daniel Persky, Sonali Kite (SAB), Janssen, Genentech, Kite (other), Merck (RF); Catherine
Smith, James Godfrey, Julio Chavez, Yuhe Xia, Andrea B. Troxel, Cather- Diefenbach: Merck, Seattle Genetics, Bristol-Myers Squibb,
ine Diefenbach Genentech (C/A), Merck, Seattle Genetics, Incyte, Acerta,
Final approval of manuscript: Nicole A. Carreau, Orrin Pail, Philippe Armand, Millenium/Takeda, Denovo, Trillium, Bristol-Myers Squibb (RF). The
Reid Merryman, Ranjana H. Advani, Michael A. Spinner, Alex Herrera, other authors indicated no financial relationships.
Robert Chen, Sarah Tomassetti, Radhakrishnan Ramchandren, Muhammad (C/A) Consulting/advisory relationship; (RF) Research funding; (E) Employment; (ET) Expert
S. Hamid, Sarit Assouline, Raoul Santiago, Nina Wagner-Johnston, Suman testimony; (H) Honoraria received; (OI) Ownership interests; (IP) Intellectual property rights/
Paul, Jakub Svoboda, Steven Bair, Stefan Barta, Yang Liu, Sunita Nathan, inventor/patent holder; (SAB) Scientific advisory board
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Abstract:
Atypical response patterns following immune checkpoint blockade (ICB) in Hodgkin lymphoma (HL) led to the concept
of continuation of treatment beyond progression (TBP); however, the longitudinal benefit of this approach is unclear.
We therefore performed a retrospective analysis of 64 patients treated with ICB; 20 who received TBP (TBP cohort)
and 44 who stopped ICB at initial progression (non-TBP cohort). The TBP cohort received ICB for a median of 4.7
months after initial progression and delayed subsequent treatment by a median of 6.6 months. Despite receiving more
prior lines of therapy, the TBP cohort achieved longer progression-free survival with post-ICB treatment (median, 17.5
months vs. 6.1 months, p = .035) and longer time-to-subsequent treatment failure, defined as time from initial ICB
progression to failure of subsequent treatment (median, 34.6 months vs. 9.9 months, p = .003). With the limitations of
a retrospective study, these results support the clinical benefit of TBP with ICB for selected patients.